己: 1000 Terms and Phrases
- 一己
- personal
- private
- oneself
- Itsuki
- Itsumi
- Kazuki
- Kazumi
- Kadzumi
- 眞己
- Maki
- Masaki
- Masami
- Mami
- 徳己
- Katsumi
- Tokumi
- Narumi
- Yoshiki
- 美己
- Harumi
- Miki
- Miko
- Yoshimi
- 裕己
- Hiroki
- Hiroshi
- Hiromi
- Yuuki
- 由己
- Yuuki
- Yuki
- Yumi
- Yoshiki
- Yoshimi
- 友己
- Tomoki
- Tomoko
- Tomona
- Tomomi
- Yuuki
- 寛己
- Kanmi
- Hiroki
- Hiroko
- Hiromi
- Yoshiki
- 育己
- Ikuki
- Ikuko
- Ikuna
- Ikumi
- 英己
- Eiki
- Eimi
- Hideki
- Hidemi
- 貴己
- Atsuki
- Kimi
- Takaki
- Takami
- Yoshimi
- 東直己
- Azuma Naomi (h) (1956.4.12-)
- Adzuma Naomi
- 自己受容
- proprioception
- self-acceptance
- 自己触媒
- autocatalysis
- autocatalytic
- 自己喪失
- missing self
- identity crisis
- 自己制御
- self-control
- self-regulation
- autogenous control
- 自己感作
- autosensitization
- autosensitize
- 自己寛容
- self-tolerance
- self-tolerant
- 自己酸化
- autoxidation
- autoxidative
- 自己抗原
- autoantigen
- self-antigen
- autologous antigen
- 自己融解
- autolysis
- autolytic
- Autolysis (biology)
- 自己放電
- self-discharge
- self discharge
- 自己分泌
- autocrine
- autocrine secretion
- 自己調節
- autoregulation
- autoregulate
- 自己投与
- self-administration
- self-administered
- 自己貪食
- autophagy
- autophagic
- autophagocytosis
- 自己着火
- spontaneous ignition auto-ignition
- self ignition
- 自己回帰
- autoregression
- autoregressive
- 自己点火
- self-ignition
- autoignition
- spontaneous ignition
- 自己保持
- self hold
- self-holding
- 自己損傷
- self-inflicted injury
- 自己加熱
- self heating
- self-heating
- 自己減磁
- self demagnetization
- 自己容量
- self capacitance
- self capacity
- 武方直己
- Takekata Naoki (h) (1963.7.10-)
- 槙原寛己
- Makihara Hiromi (h) (1963.8.11-)
- 渡辺直己
- Watanabe Naomi (1952-)
- 塙保己一
- Hanawa Hokiichi (h) (1746.6.23-1821.10.7)
- 末永真己
- Suenaga Mami (h) (1980.10.23-)
- 鈴木辰己
- Suzuki Tatsumi (h) (1953.3.11-)
- 蓮花一己
- Renge Kazumi (1954-)
- 茂木克己
- Mogi Katsumi (h) (1915.3.1-2005.4.26)
- 木場勝己
- Kiba Katsumi (h) (1949.12.30-)
- 下館和己
- Shimodate Kazumi (1955-)
- 奥田靖己
- Okuda Seiki (h) (1960.4.1-)
- 奥田耕己
- Okuda Kouki (1937.1-)
- 岡本克己
- Okamoto Katsumi (h) (1930.2.3-2002.4.11)
- 井上昌己
- Inoue Shouko (h) (1969.7.21-)
- Inoue Masaki (h) (1979.7.25-)
- 菊池克己
- Kikuchi Katsumi (h) (1925.2.15-2004.5.10)
- 自己検査
- self-checking
- self-diagnosis
- self-examination
- 自己顕示
- making oneself conspicuous
- pressing one's own cause
- 自己嫌悪
- self-hatred
- self-abhorrence
- self-loathing
- self-hate
- 自己催眠
- auto-hypnosis
- self-hypnosis
- self-induced hypnotism
- 自己共役
- self adjoint
- autocoupling
- self-conjugation
- 自己犠牲
- self-sacrifice
- self-renunciation
- abnegation
- 自己結合
- self-association
- self-join
- 自己触媒的
- autocatalytic
- autocatalytically
- 自己活性化
- autoactivation
- autoactivate
- 自己相補的
- self-complementary
- self-complementarily
- 自己反応性
- autoreactive
- self-reactive
- 自己資本率
- assets)
- equity ratio
- capital ratio
- 自己減磁力
- self-demagnetizing force
- 自己減磁界
- self-demagnetizing field
- 自己保持の
- self-maintaining
- self-sustaining
- 自己テスト
- BIST built-in self-test
- 自己借地権
- Self Land Lease Right
- 自己満足の
- complacent
- self-satisfied
- 玉川紗己子
- Tamagawa Sakiko (h,f) (1962.1.20-)
- 自己顕示欲
- person who craves the limelight
- 自己血輸血
- autotransfusion (infusion of one's own blood)
- autologous transfusion
- autologous blood transfusion
- 自己受容反射
- proprioceptive reflex
- 自己リン酸化
- autophosphorylation
- autophosphorylate
- 自己複製配列
- autonomously replicating sequence
- ARS
- 自己会合定数
- self-assosiation constant
- self-association constant
- 自己潤滑材料
- self-lubricating material
- 自己相関関数
- autocorrelation function
- auto-correlation function
- 自己制御作用
- self adjusting (regulation) effect
- 自己診断機能
- self diagnosis function
- self-diagnostic function
- 自己平衡計器
- self-balancing instrument
- 自己点火条件
- self ignition condition
- 自己加害中毒
- self-inflicted poison
- 自己返済事業
- self-liquidating project
- 自己保持回路
- self-holding circuit
- lock up circuit
- 自己相関係数
- autocorrelation coefficient
- 自己落下扉体
- self-tripping shutters
- 自己掃流流速
- self-cleaning velocity
- 自己固定化法
- self-immobilization method
- 自己責任原則
- rules of responsibility
- 自己加熱特性
- characteristic influenced by self-heating
- self-heating characteristic
- 自己誘導係数
- coefficient of self-induction
- 自己バイアス
- auto-bias
- self bias
- 自己調整ピン
- self-adjusting pin
- 塙保己一旧宅
- Hanawa Hokiichi (former residence)
- 自己最高記録
- all-time personal best
- 自己誤審令状
- writ of error coram nobis
- 流量自己診断
- flow rate self diagnostic
- 自己満足した
- complacent
- self-contented
- 自己吹聴する
- below one's own horn
- blow one's own horn
- 自己中心主義
- meism
- narcissism
- solipsism
- 自己満足する
- pat oneself on the back
- 自己検査符号
- error-detecting code
- self-checking code
- 自己規定項目
- self defining term
- 自己脱リン酸化
- autodephosphorylation
- 自己アレルギー
- autoallergy
- autoallergic
- 観念的自己分裂
- ideological self disunion
- 自己資本利益率
- return on equity
- ROE
- Return on Equity (ROE)
- 自己モード同期
- self mode locking
- 定期的自己検査
- regular self-examination
- 自己通風形電機
- self-ventilated machine
- 自己編成計算機
- self-organizing machine
- 自己資本回転率
- net worth turnover ratio
- turnover ratio of net worth
- 利己的な遺伝子
- The Selfish Gene (Richard Dawkins, 1976)
- 自己免疫的機序
- autoimmune mechanism
- 自己株式の処分
- disposition of Treasury Shares; and
- 自己蒸気圧縮法
- auto-vapor compression
- 自己回帰モデル
- autoregressive model
- 自己資本規制比率
- capital adequacy ratio
- Capital-to-Risk Ratio
- 自己制御連鎖反応
- self-limiting chain reaction
- 自己平衡電位差計
- self-balancing potentiometer
- 自己消滅形計数管
- self-quenching counter
- 自己組織化マップ
- self organizing maps
- 自己(家) 移植
- autograft
- autografting
- 自己資本コスト率
- ratio of capital cost to net worth
- 自己資本構成比率
- ratio of net worth to deposit
- ratio of net worth to total capital
- 自己増力ブレーキ
- self-energize brake
- 自己調整ブッシュ
- bushing
- self-adjusting bush
- 自己免疫性内耳疾患
- autoimmune inner ear disease
- 自己フラックス作用
- self flux effect
- 自己温度補償ゲージ
- self temperature compensated gauge
- 自己(家) 移植片
- autogenous transplant
- 自己支持形ケーブル
- self-supporting cable
- 自己タイミング方式
- self-timing system
- 自己同調形フィルタ
- self-tuned filter
- 自己管理と経営資金
- self-management and administrative
- 自己吸収〔放射線〕
- self-absorption
- 自己組織化単分子膜
- SAM self-assembled monolayer
- 負債対自己資本比率
- debt-to-equity ratio
- 自己回復キャパシタ
- self-healing capacitor
- 自己コンプライアンス
- self-compliance
- 自己宣言型環境ラベル
- self-declared environmental label
- 自己新株予約権付社債
- own bond with share option
- BIS自己資本比率
- BIS capital ratio
- 自己昇降式海洋作業台
- self elevating platform
- 自己随伴形微分方程式
- self adjoint differential expression
- 自己増倍性の連鎖反応
- self-multiplying chain reaction
- 自己相対アドレス指定
- self relative address
- (負荷の)自己制御性
- self-regulating characteristic
- 自己回帰移動平均過程
- autoregressive-moving average process
- 自己逆流洗浄型濾過池
- self backwashing equipment
- 米国自己免疫疾患協会
- American Autoimmune Related Diseases Association, Inc.
- AARDA
- 自己契約及び双方代理
- Self-Contract and Representation of both Parties
- サイクル誤差自己調整法
- cycle-to-cycle self-adjustment method
- 自己宣言による環境主張
- self-declaration of environmental claim
- 自己回帰移動平均モデル
- autoregressive moving-average model
- Autoregressive–moving-average model
- 理事の自己契約等の禁止
- Prohibition of self-contract, etc. of directors
- 自己消弧型パワーデバイス
- self-turn-off power device
- 自己帰還形(磁気増幅器)
- auto-excitation type
- self-saturation type
- ROE(自己資本利益率)
- ROE (Return on Equity)
- 自己信託に関する経過措置
- Transitional Measures Concerning a Declaration of Trust
- 自己取引(取締役の...)
- director-corporation transaction
- 総資本で自己資本を割った値
- equity ratio
- 自己の最善の業務判断に反して
- against one's best business judgment
- 自己株券買付状況報告書の提出
- Submission of Share Buyback Report
- 負債総額を自己資本で割った値
- debt ratio
- 自己を有罪にいたらしめること
- self-incrimination
- 自己資本規制比率についての命令
- Order Concerning Capital-to-Risk Ratio
- 自己株式の処分の無効判決の効力
- Effects of a Judgment of Invalidation of Disposition of Treasury Shares
- 自己修復能力を用いた治療法の実現
- therapy due to self tissue repair
- 己の欲するところこれを人に施そう
- Treat everyone you meet like you want to be treated.
- 自己の投資口の取得及び質受けの禁止
- Prohibition on an Investment Corporation's Acquisition of Its Own Investment Equity and Receipt Thereof as a Pledge
- 自己の正味資産に対する借入金の比率の大小
- financial leverage
- 自己整列式リアサスペンション多輪車の降下角
- descent angle of multi-wheeler vehicle with self-aligning rear axle
- 自己の商号の使用を他人に許諾した会社の責任
- Liability of Company Permitting Others to Use Its Trade Name
- 自己の財産におけるのと同一の注意義務をもって
- with the same care he/she would exercise over his/her own property
- 自己の正味資産に対する製造固定費の比率の大小
- operational leverage
- 自己株式及び自己新株予約権の帳簿価額の合計額
- the total amount of a person's own shares and the book value of the rights to subscribe for new shares.
- 自己株券買付状況報告書及びその訂正報告書 一年
- a Share Buyback Report and an amendment report submitted therefor: one year; and
- デートの相手探したい人がカメラの前で自己紹介し
- video dating service
- デートの相手を探したい人がカメラの前で自己紹介し
- video dating service
- 自己資本の充実の状況に係る区分及びこれに応じた命令
- Categories Pertaining to the Adequacy of Equity Capital and their Corresponding Orders
- 銀行は、自己の名義をもつて、他人に銀行業を営ませてはならない。
- A Bank shall not have another person engage in Banking in the name of the Bank.
- A Bank shall not have another person engage in Banking Business in the name of the Bank.
- 自己又は第三者のために会社の事業の部類に属する取引をすること。
- carry out, for himself/herself or for a third party, any transaction which is in the line of business of the Company;
- 仮装の取引をし、又は偽つて自己の名を用いないで取引をすること。
- Carrying out wash trading or carrying out transactions by deceptively avoiding the use of that person's own name
- 信託会社は、自己の名義をもって、他人に信託業を営ませてはならない。
- No Trust Company shall have another person carry out Trust Business in its own name.
- 内閣総理大臣は、自己信託登録簿を公衆の縦覧に供しなければならない。
- The Prime Minister shall make the registry of self-settled trusts available for public inspection.
- 他の店頭商品先物取引業者を相手方として自己の計算で行うものであること。
- The acts or transactions are carried out with an Over-the-Counter Commodity Futures Transactions Dealer as the counterparty based on his/her own account.
- 質権者は、質権設定者に、自己に代わって質物の占有をさせることができない。
- A pledgee may not allow a pledgor to possess the Thing pledged on behalf of the pledgee.
- 占有権は、自己のためにする意思をもって物を所持することによって取得する。
- Possessory rights shall be acquired by holding Thing with an intention to do so on one's own behalf.
- 銀行代理業者は、自己の名義をもつて、他人に銀行代理業を営ませてはならない。
- A Bank Agent shall not have another person engage in Bank Agency Services under the name of that Bank Agent.
- A Bank Agent shall not have another person engage in Bank Agency Service under the name of that Bank Agent.
- 銀行持株会社及びその子会社等の自己資本の充実に係る区分及びこれに応じた命令
- Categories Pertaining to the Adequacy of Equity Capital of a Bank Holding Company and its Subsidiary Company, etc. and their Corresponding Orders
- 受託者が信託事務を処理するため自己に過失なく損害を受けた場合 当該損害の額
- where the trustee has suffered any damages in the course of administering trust affairs, in the absence of trustee's own negligence: the amount of such damages; and
- 自己の労力の提供又は演芸を業とする者の報酬又はその供給した物の代価に係る債権
- a claim pertaining to the remuneration of any person whose business is to provide his/her own labor or entertainment, or the price of any Thing supplied by such person;
- 日本国民は、自己の志望によつて外国の国籍を取得したときは、日本の国籍を失う。
- If a Japanese citizen acquires the nationality of a foreign country at his/her choice, he/she loses Japanese nationality.
- 信託管理人がその事務を処理するため自己に過失なく損害を受けた場合 当該損害の額
- where the trust caretaker has suffered any damages in the course of administering the relevant affairs, absent the trust caretaker's own negligence: the amount of such damages; or
- 商品取引員は、自己の名義をもつて、他人に商品取引受託業務を営ませてはならない。
- A Futures Commission Merchant shall not have another person engage in Commodity Transactions Brokerage Business under the name of said Futures Commission Merchant.
- 受任者は、委任者のために自己の名で取得した権利を委任者に移転しなければならない。
- The mandatary must transfer to the mandator rights the mandatary has acquired in his/her own name on behalf of the mandator.
- 信託契約代理店は、自己の名義をもって、他人に信託契約代理業を営ませてはならない。
- No Agent for Trust Agreement shall have another person carry out Agency for Trust Agreements in its own name.
- 商品市場における相場が自己又は他人の市場操作によつて変動すべき旨を流布すること。
- Spreading information that the quotations on a Commodity Market would change through market manipulation by said person or another person
- 代理人が本人に対して以後自己又は第三者のために占有物を所持する意思を表示したこと。
- That the agent manifests his/her intention to the principal to thenceforward possess the possessed Thing on behalf of himself/herself or a third party; or
- 金融商品仲介業者は、自己の名義をもつて、他人に金融商品仲介業を行わせてはならない。
- A Financial Instruments Intermediary Service Provider shall not have another person engage in Financial Instruments Intermediary Service under the name of said Financial Instruments Intermediary Service Provider.
- この章の規定は、自己のためにする意思をもって財産権の行使をする場合について準用する。
- The provisions of this Chapter shall apply mutatis mutandis to cases where a person exercises his/her property rights with an intention to do so on his/her own behalf.
- 銀行の保有する資産等に照らし当該銀行の自己資本の充実の状況が適当であるかどうかの基準
- Criteria on whether or not the adequacy of equity capital of a Bank is appropriate in light of the circumstances such as the assets, etc. owned by that Bank; and
- Criteria on whether or not the adequacy of equity capital of a Bank is appropriate in light of the circumstances such as the assets owned by that Bank; and
- 執行役員は、三月に一回以上、自己の職務の執行の状況を役員会に報告しなければならない。
- A corporate officer shall report the status of the execution of his/her duties to the board of officers at least once every three months.
- 第三条第一項の登録を受けた者は、自己の名義をもつて、他人に貸金業を営ませてはならない。
- A person who has been registered under Article 3, paragraph (1) shall not have another person engage in the Money Lending Business under the Money Lender's name.
- 自己又はその取締役若しくは執行役との間における取引を行うことを内容とした運用を行うこと。
- making an investment intended to conduct a transaction with the Financial Instruments Business Operator, etc. or a director or executive officer thereof;
- 労働者は、使用者の承諾を得なければ、自己に代わって第三者を労働に従事させることができない。
- An employee may not cause any third party to work on his/her behalf unless the employee obtains the employer's consent.
- 親権を行う者は、自己のためにするのと同一の注意をもって、その管理権を行わなければならない。
- A person who exercises parental authority shall exercise the right of administration of property with the same care he/she would exercise for him/herself.
- 自己又は生計を一にする配偶者その他の親族の資産又は技能によつて生計を営むことができること。
- Being able to make a living through his/her own assets or abilities, or through those of a spouse or of another relative his/her making a living;
- 共有物について権利を有する者及び各共有者の債権者は、自己の費用で、分割に参加することができる。
- Persons who hold rights with respect to property in co-ownership and the obligee of any co-owner may participate in partitions at their own expense.
- 第三者との間において信託財産のためにする行為であって、自己が当該第三者の代理人となって行うもの
- carrying out an act for the trust property with a third party while serving as the third party's agent; and
- 第三者との間において信託財産のためにする取引であって、自己が当該第三者の代理人となって行うもの
- a transaction conducted with a third party for the trust property ih which the Trust Company acts as an agent of the third party.
- 無報酬で寄託を受けた者は、自己の財産に対するのと同一の注意をもって、寄託物を保管する義務を負う。
- A person who has undertaken a deposit gratuitously shall assume a duty to retain the Thing deposited exercising care identical to that he/she exercises for his/her own property.
- 申請者等及びその子会社が保有する資産等に照らしこれらの者の自己資本の充実の状況が適当であること。
- The adequacy of equity capital of the Applicant, etc. and its Subsidiary Companies must be appropriate in light of the circumstances such as the assets, etc. owned by them; and
- The adequacy of equity capital of the Applicant, etc. and its Subsidiary Companies must be appropriate in light of the circumstances such as the assets owned by them; and
- 何人も、自己に不利益な唯一の証拠が本人の自白である場合には、有罪とされ、又は刑罰を科せられない。
- No person shall be convicted or punished in cases where the only proof against him is his own confession.
- 金融商品取引業者は、自己資本規制比率が百二十パーセントを下回ることのないようにしなければならない。
- A Financial Instruments Business Operator shall keep the Capital-to-Risk Ratio at no less than 120 percent.
- 運用として行う取引に関する情報を利用して、自己の計算において有価証券の売買その他の取引等を行うこと。
- conducting Sales and Purchase or Other Transactions of Securities, etc. based on the account of the Financial Instruments Business Operator, etc. by using the information concerning the transaction conducted as an investment;
- 銀行持株会社に準ずる指定国(日本国を除く。)の会社(自己資本比率基準の適用を受けている会社に限る。)
- Companies (limited to those under capital adequacy requirements) in Designated States (excluding Japan) which are equivalent to Bank Holding Companies.
- g. Companies (limited to those under capital adequacy requirements) in Designated States (excluding Japan) which are equivalent to Bank Holding Companies.
- 国内の金融機関に準ずる指定国(日本国を除く。)の会社(自己資本比率基準の適用を受けている者に限る。)
- Companies (limited to those under capital adequacy requirements) in Designated States (excluding Japan) which are equivalent to Financial Institutions in Japan;
- e. Companies (limited to those under capital adequacy requirements) in Designated States (excluding Japan) which are equivalent to Financial Institutions in Japan;
- 株式会社商品取引所が自己の株式の消却を行うために取得し、又は所有する株式会社商品取引所の株式に係る議決権
- voting rights pertaining to the shares of an Incorporated Commodity Exchange acquired or held by an Incorporated Commodity Exchange for the purpose of extinguishing its own shares.
- 債権の目的物が金銭であるときは、質権者は、自己の債権額に対応する部分に限り、これを取り立てることができる。
- If monies are the subject matter of a pledged claim, the pledgee may collect the same to the extent of the portion that corresponds to the amount of the pledgee's own claim.
- 代理人が自己の占有物を以後本人のために占有する意思を表示したときは、本人は、これによって占有権を取得する。
- If an agent manifests an intention that The thing possessed by it shall thenceforward be possessed on behalf of its principal, the principal shall thereby acquire possessory rights.
- 第一項及び第二項の表中「国内基準」とは、自己資本比率基準のうち海外営業拠点を有しない銀行に係るものをいう。
- The term 'Standard In Japan' as used in the tables under paragraphs (1) and (2) means Capital Adequacy Ratio Standard pertaining to a bank which does not have an Overseas Business Base.
- 特定業者又は店頭商品先物取引業者が、自己の営業のためにその計算において当該店頭商品先物取引等を行う旨の誓約
- a sworn written statement by the Specified Commercial Dealer or Over-the-Counter Commodity Futures Transactions Dealer that it will conduct said Over-the-Counter Commodity Futures Transactions for that dealer's own business based on the dealer's own account;
- 故意に、商品取引受託業務に係る取引と自己の取引を対当させて、委託者の利益を害することとなる取引をすること。
- intentionally countering its own transactions with regard to transactions pertaining to the Commodity Transactions Brokerage Business and carrying out a transaction which may harm the interest of a customer;
- 商品市場における会員等の自己の計算による取引又は委託者の計算による取引であって決済を結了していないものの数量
- the amount of the transactions on a Commodity Market on account of a Member, etc. or a customer, for which settlement is not completed;
- 事業者の代理人又は受託者等の代理人 当該代理人を自己の代理人とする事業者若しくは受託者等又はこれらの他の代理人
- An agent of a business operator or agent of an entrusted person, etc.: An agent of a business operator or entrusted person, etc. who has appointed the agent as his/her own agent or such other agents
- 留置権者は、留置物から生ずる果実を収取し、他の債権者に先立って、これを自己の債権の弁済に充当することができる。
- A holder of a right of retention may collect fruits derived from the Thing retained, and appropriate the same to the satisfaction of his/her claim prior to other obligees.
- 受任者は、委任事務を処理するため自己に過失なく損害を受けたときは、委任者に対し、その賠償を請求することができる。
- If the mandatary suffers any loss due to the administration of the mandated business without negligence in the mandatary, he/she may claim compensation for the loss from the mandator.
- 第五十二条の六十四第一項の規定に違反して、その職務に関して知り得た秘密を漏らし、又は自己の利益のために使用した者
- A person who has, in violation of the provisions of Article 52-64, paragraph (1), divulged to another person or misappropriated any confidential information learned during the course of his/her duties for his/her own interest.
- 管財人は、必要があるときは、その職務を行わせるため、自己の責任で一人又は数人の管財人代理を選任することができる。
- A trustee, if necessary, may appoint one or more trustee representatives on his/her own responsibility, in order to have them perform his/her duties.
- 商品について当該商品の売買等を業として行つている者が自己の営業のためにその計算において行う先物取引に類似する取引
- Transactions similar to Futures Transactions which a person who, in the course of trade, engages in the Buying and Selling, etc. of a Commodity carries out with regard to said Commodity for his/her own business based on his/her own account
- その強制競売の手続において、代金の納付をしなかつた者又は自己の計算においてその者に買受けの申出をさせたことがある者
- A person who has failed to pay the price or a person who has, on his/her own account, had said person make a purchase offer in the relevant compulsory auction procedure
- 自己に対する配当額の合計額が最高裁判所規則で定める額に満たない場合においても配当金を受領する意思があるときは、その旨
- If the total amount of distribution given to the bankruptcy creditor is less than the amount specified by the Rules of the Supreme Court but the creditor has the intention of receiving distribution money, a statement to that effect
- 贈与は、当事者の一方が自己の財産を無償で相手方に与える意思を表示し、相手方が受諾をすることによって、その効力を生ずる。
- Gifts shall become effective by the manifestation by one of the parties of his/her intention to give his/her property to the other party gratuitously, and the acceptance of the other party thereof.
- 代位弁済によって全部の弁済を受けた債権者は、債権に関する証書及び自己の占有する担保物を代位者に交付しなければならない。
- An obligee who has received full performance by way of performance by subrogation must deliver to the subrogee the instruments regarding the claim and any security he/she possesses.
- 当該行為又は当該取引の相手方たる店頭商品先物取引業者にとつて自己の営業のためにその計算において行われるものであること。
- The acts or transactions are carried out by the Over-the-Counter Commodity Futures Transactions Dealer who is the counterparty of said acts or said transactions for his/her own business based on his/her own account.
- 破産管財人は、必要があるときは、その職務を行わせるため、自己の責任で一人又は数人の破産管財人代理を選任することができる。
- A bankruptcy trustee, if necessary, may appoint one or more bankruptcy trustee representatives on his/her own responsibility, in order to have them perform his/her duties.
- 物の所有者が、その物の常用に供するため、自己の所有に属する他の物をこれに附属させたときは、その附属させた物を従物とする。
- If the owner of a Thing attaches to it any other Thing he/she owns to make other Thing available for the permanent use of the former Thing, such other Thing which was attached is regarded as appurtenance.
- 最高価買受申出人、その代理人又は自己の計算において最高価買受申出人に買受けの申出をさせた者が次のいずれかに該当すること。
- The highest purchase offeror, his/her agent or the person who, on his/her own account, had the highest purchase offeror make a purchase offer falls under any of the following categories:
- 承認管財人は、必要があるときは、その職務を行わせるため、自己の責任で一人又は数人の承認管財人代理を選任することができる。
- A recognition trustee may, if necessary, appoint one or more recognition trustee representatives on his/her own responsibility, in order to have them perform his/her duties.
- 保全管理人は、必要があるときは、その職務を行わせるため、自己の責任で一人又は数人の保全管理人代理を選任することができる。
- A provisional administrator may, if necessary, appoint one or more provisional administrator representatives on his/her own responsibility, in order to have them perform his/her duties.
- A provisional administrator, if necessary, may appoint one or more provisional administrator representatives on his/her own responsibility, in order to have them perform his/her duties.
- 遺言者が、公証人一人及び証人二人以上の前に封書を提出して、自己の遺言書である旨並びにその筆者の氏名及び住所を申述すること。
- the testator shall submit the sealed certificate before one notary public and not less than two witnesses, with a statement to the effect that it is his/her own will, giving the author's name and address;
- 一定の資格を有する者で自己の名で他人のために訴訟の当事者となるものの死亡その他の事由による資格の喪失 同一の資格を有する者
- A person who has a certain status and acts as a party to the suit in his/her own name on behalf of another has lost his/her status upon death or on any other grounds: A person who has the same status
- 夫婦の一方が婚姻前から有する財産及び婚姻中自己の名で得た財産は、その特有財産(夫婦の一方が単独で有する財産をいう。)とする。
- Property owned by one party before marriage and property obtained in the name of that party during marriage shall be separate property (property owned singularly by one party to a marriage).
- 受益権に質権を設定した者は、前条の金銭等(金銭に限る。)を受領し、他の債権者に先立って自己の債権の弁済に充てることができる。
- A person who has created a pledge on a beneficial interest may receive monies, etc. set forth in the preceding Article (limited to monies) and appropriate them for payment of a claim of the person prior to other creditors.
- 売却の許可又は不許可の決定に対しては、その決定により自己の権利が害されることを主張するときに限り、執行抗告をすることができる。
- An appeal against a disposition of execution may be filed against an order of permission or non-permission of sale, only if the appellant asserts that his/her rights shall be prejudiced by such order.
- 吸収合併等をする場合には、反対株主は、存続株式会社等に対し、自己の有する株式を公正な価格で買い取ることを請求することができる。
- In cases of effecting an Absorption-type Merger, etc., dissenting shareholders may demand that the Surviving Stock Company, etc. purchase, at a fair price, the shares held by such shareholders.
- 刑事被告人は、すべての証人に対して審問する機会を充分に与へられ、又、公費で自己のために強制的手続により証人を求める権利を有する。
- He shall be permitted full opportunity to examine all witnesses, and he shall have the right of compulsory process for obtaining witnesses on his behalf at public expense.
- 第一項の規定により証明を請求した印鑑提出者は、併せて、自己に係る登記事項であつて法務省令で定めるものの証明を請求することができる。
- A person submitting a seal impression who has requested a certification pursuant to the provision of paragraph (1) may, together with said request, file a request for certification of the matters registered in relation to such person as prescribed by an Ordinance of the Ministry of Justice.
- 未成年者を養子とするには、家庭裁判所の許可を得なければならない。ただし、自己又は配偶者の直系卑属を養子とする場合は、この限りでない。
- Where a person to be adopted is a minor, the permission of the family court shall be obtained; provided that this shall not apply in the cases where the person to be adopted is a lineal descendant of either the adoptive parent or the adoptive parent's spouse.
- 債権者は、自己の債権を保全するため、債務者に属する権利を行使することができる。ただし、債務者の一身に専属する権利は、この限りでない。
- An obligee may exercise the right vested in the obligor in order to preserve his/her own claim; provided, however, that, this shall not apply to rights which are exclusive and personal to the obligor.
- 主として自己の労力により漁業を営む者の水産物の採捕又は養殖に欠くことができない漁網その他の漁具、えさ及び稚魚その他これに類する水産物
- Fish nets and any other fishing equipment, baits, juvenile fish and any similar fishery products that are indispensable for capturing or farming fishery products of a person who engages in fisheries mainly through his/her own labor
- 先取特権者は、この法律その他の法律の規定に従い、その債務者の財産について、他の債権者に先立って自己の債権の弁済を受ける権利を有する。
- A holder of a statutory lien shall have the rights to have his/her own claim satisfied prior to other obligees out of the assets of the relevant obligor in accordance with the provisions of laws including this Act.
- 法定代理人は、自己の責任で復代理人を選任することができる。この場合において、やむを得ない事由があるときは、前条第一項の責任のみを負う。
- A statutory agent may appoint a sub-agent on its own responsibility. In such case, if there is any unavoidable reason, it shall assume only the responsibility set forth in paragraph (1) of the preceding Article.
- 前条第四項に規定する場合には、信託財産に関する訴えについて、各受託者は、自己の分掌する職務に関し、他の受託者のために原告又は被告となる。
- In the case prescribed in paragraph (4) of the preceding Article, each trustee shall stand as a plaintiff or defendant with respect to duties of the said trustee in any action against the trust property on behalf of the other trustee(s).
- 自己又はその利害関係人(株式の所有関係又は人的関係において密接な関係を有する者として政令で定める者をいう。)と信託財産との間における取引
- a transaction between the Trust Company itself or its Interested Person (meaning a person specified by a Cabinet Order as having a share-capital relationship or a close personal relationship) and the trust property;
- 商品指数について当該商品指数の対象となる商品の売買等を業として行つている者が自己の営業のためにその計算において行う先物取引に類似する取引
- Transactions similar to Futures Transactions which a person who, in the course of trade, engages in the Buying and Selling, etc. of a Commodity subject to a Commodity Index carries out with regard to said Commodity Index for his/her own business based on his/her own account
- 証人は、自己又は自己と第百九十六条各号に掲げる関係を有する者に著しい利害関係のある事項について尋問を受けるときは、宣誓を拒むことができる。
- A witness may refuse to swear under oath when he/she is examined with regard to matters of great concern for him/herself or a person who has any of the relationships listed in the items of Article 196 with him/her.
- 劣後特約付社債の保有者(信託財産をもって保有する者を含む。次号において同じ。)が自己、子会社又は関連会社である場合 当該劣後特約付社債の額
- in the case where the holder of Subordinated Bonds (including a person holding subordinated bonds by means of trust property; the same shall apply in the following item) is the relevant person, Subsidiaries, or Affiliated Companies: the amount of said Subordinated Bonds;
- 相続債権者及び受遺者は、自己の費用で、相続財産の競売又は鑑定に参加することができる。この場合においては、第二百六十条第二項の規定を準用する。
- Inheritance obligees and donees may, by their own expense, participate in an auction or appraisal of inherited property. In this case, the provisions of paragraph (2) of Article 260 shall apply mutatis mutandis.
- 抵当権者は、債務者又は第三者が占有を移転しないで債務の担保に供した不動産について、他の債権者に先立って自己の債権の弁済を受ける権利を有する。
- A Mortgagee shall have the right to receive the performance of his/her claim prior to other obligees out of the immovable properties that the obligor or a third party provided to secure the obligation without transferring possession.
- 商品取引員の自己の計算による商品市場における取引においては、同一のオプションの売付けと買付けが対当している場合はこれを相殺することができる。
- With regard to transactions on a Commodity Market on a Futures Commission Merchant's own account, when the selling and buying of the same option are equivalent opposites, such transactions can be offset.
- 吸収合併をする場合には、反対株主は、吸収合併存続株式会社商品取引所に対し、自己の有する株式を公正な価格で買い取ることを請求することができる。
- In the case of an Absorption-Type Merger, a Dissenting Shareholder may demand that the Incorporated Commodity Exchange Surviving an Absorption-Type Merger purchase such person's shares at a fair price.
- 商品又は商品指数について銀行その他の政令で定める者が自己の営業のためにその計算において、第一号に規定する方法により行う先物取引に類似する取引
- Transactions with regard to a Commodity or a Commodity Index similar to Futures Transactions which a bank or other person specified by a Cabinet Order carries out for his/her own business based on his/her own account by the method prescribed in item (i)
- Transactions with regard to a Commodity or a Commodity Index similar to Futures Transactions which a bank or another person specified by a Cabinet Order carries out for his/her own business based on his/her own account by the method prescribed in item (i)
- 当該有価証券の発行者の総株主等の議決権の百分の五十を超える議決権に係る株式又は出資を自己又は他人の名義をもって所有する会社に対して譲渡する場合
- cases where the relevant person transfers the Securities to a company that holds shares or equity pertaining to voting rights exceeding 50 percent of the Voting Rights Held by All the Shareholders, etc. of the Issuer of the relevant Securities in its own name or another person's name.
- 信託財産に関する情報を利用して自己又は当該信託財産に係る受益者以外の者の利益を図る目的をもって取引(内閣府令で定めるものを除く。)を行うこと。
- an act of conducting a transaction (excluding one specified by a Cabinet Office Ordinance) in pursuit of the Trust Company's own interests or the interests of a person other than the beneficiary of the trust property by using information on said trust property; and
- 第四百六十二条の規定は、前項に規定する場合を除き、互いに連帯しない保証人の一人が全額又は自己の負担部分を超える額を弁済したときについて準用する。
- Except in cases provided in the preceding paragraph, if one of the guarantors who are not jointly and severally liable has paid the entire amount or any amount exceeding the portion to be borne by that guarantor, the provisions of Article 462 shall apply mutatis mutandis.
- 未成年者は、他人に損害を加えた場合において、自己の行為の責任を弁識するに足りる知能を備えていなかったときは、その行為について賠償の責任を負わない。
- In cases where a minor has inflicted damages on others, if the minor does not have sufficient intellectual capacity to appreciate his/her liability for his/her own act, the minor shall not be liable to compensate for that act.
- 相続人が相続の承認又は放棄をしないで死亡したときは、前条第一項の期間は、その者の相続人が自己のために相続の開始があったことを知った時から起算する。
- If an heir dies without having made acceptance or renunciation of inheritance, the period of paragraph (1) of the preceding Article shall be calculated from the time that person's heir comes to know of the commencement of inheritance for himself/herself.
- 新設合併をする場合には、次に掲げる株主は、新設合併消滅株式会社商品取引所に対し、自己の有する株式を公正な価格で買い取ることを請求することができる。
- In the case of a Consolidation-Type Merger, the following shareholders may demand that the Incorporated Commodity Exchange Dissolved in a Consolidation-Type Merger purchase their shares at a fair price.
- 前条第二項から第六項までの規定は、前項の場合について準用する。この場合において、同条第四項中「株式」とあるのは、「自己株式」と読み替えるものとする。
- The provisions of paragraphs (2) to (6) of the preceding Article shall apply mutatis mutandis to the cases set forth in the preceding paragraph. In such cases, the term 'shares' in paragraph (4) of that Article shall be deemed to be replaced with 'Treasury Shares.'
- 資産保管会社は、投資法人の資産を、確実に、かつ、整然と保管する方法として内閣府令で定める方法により、自己の固有財産と分別して保管しなければならない。
- An Asset Custody Company shall retain the Investment Corporation's assets separately from its own property by a method specified by a Cabinet Office Ordinance as a method for retaining property in a reliable and an orderly manner.
- 質権者は、その債権の担保として債務者又は第三者から受け取った物を占有し、かつ、その物について他の債権者に先立って自己の債権の弁済を受ける権利を有する。
- Pledgees shall have the right to possess Thing received from obligors or third parties as security for their claims and to have their own claims paid prior to other obligees out of that Thing.
- 所有権以外の財産権を、自己のためにする意思をもって、平穏に、かつ、公然と行使する者は、前条の区別に従い二十年又は十年を経過した後、その権利を取得する。
- A person who exercises any property right other than the ownership peacefully and openly with an intention to do so on his/her own behalf shall acquire such right after the elapse of 20 years or 10 years consistent with the distinction provided in the preceding Article.
- 新設合併をする場合には、次に掲げる株主は、新設合併消滅株式会社金融商品取引所に対し、自己の有する株式を公正な価格で買い取ることを請求することができる。
- In the case of a Consolidation-Type Merger, the following shareholders may request the Stock Company-Type Financial Instruments Exchange Extinguished upon a Consolidation-Type Merger to purchase their shares at a fair price:
- 前項の規定は、第一項に規定する代理人が委任を受けた議決権(自己の議決権を有するときは、当該議決権を含む。)を統一しないで行使する場合について準用する。
- The provision of the preceding paragraph shall apply mutatis mutandis where the proxy prescribed in paragraph (1) diversely exercises a voting right vested therein (if the proxy has his/her own voting right, such voting right shall be included).
- 当該資産運用会社が自己の計算で行つた不動産の売買その他の政令で定める取引の有無(当該投資法人が投資の対象とする特定資産に不動産が含まれる場合に限る。)
- Whether or not the Asset Management Company has carried out the sale and purchase of real property or other transactions specified by a Cabinet Order with its own account (limited to cases where real property is to be included in the Specified Assets which are the subject of investment by the Investment Corporation);
- 新設合併等をする場合(次に掲げる場合を除く。)には、反対株主は、消滅株式会社等に対し、自己の有する株式を公正な価格で買い取ることを請求することができる。
- In cases of effecting a Consolidation-type Merger, etc. (excluding the following cases), dissenting shareholders may demand that the Consolidated Stock Company, etc. purchase, at a fair price, the shares held by such shareholders:
- 吸収合併等をする場合(次に掲げる場合を除く。)には、反対株主は、消滅株式会社等に対し、自己の有する株式を公正な価格で買い取ることを請求することができる。
- In cases of effecting an Absorption-type Merger, etc. (excluding the following cases), dissenting shareholders may demand that the Absorbed Stock Company, etc. purchase, at a fair price, the shares held by such shareholders:
- 連帯債務者の一人が弁済をし、その他自己の財産をもって共同の免責を得たときは、その連帯債務者は、他の連帯債務者に対し、各自の負担部分について求償権を有する。
- If one joint and several obligor performs the obligation, or has otherwise acquired any common discharge in exchange for his/her own property, such joint and several obligor shall have right to obtain reimbursement from other joint and several obligors to the extent of the respective portion of the obligations which is borne by each of other joint and several obligors.
- 係属中の訴訟の原告又は被告と共同の利益を有する者で当事者でないものは、その原告又は被告を自己のためにも原告又は被告となるべき者として選定することができる。
- A person who shares common interests with a plaintiff or defendant of a pending suit but who is not a party to the suit may appoint that plaintiff or defendant as a party to stand as a plaintiff or defendant on his/her behalf as well.
- 一定の資格を有する者で自己の名で他人のために訴訟の当事者となるものの訴訟代理人の代理権は、当事者の死亡その他の事由による資格の喪失によっては、消滅しない。
- The authority of representation of a counsel for a person who has a certain status and stands as a party to a suit in his/her own name on behalf of another shall not be extinct due to the party's loss of the status upon death or on any other grounds.
- 金融商品取引業者等は、自己の名義をもつて、他人に金融商品取引業(登録金融機関にあつては、登録金融機関業務。以下この款において同じ。)を行わせてはならない。
- A Financial Instruments Business Operator, etc. shall not have another person engage in Financial Instruments Business (in the case of a Registered Financial Institution, Registered Financial Institution Business; hereinafter the same shall apply in this Subsection) under the name of said Financial Instruments Business Operator, etc.
- 自己の計算において取扱有価証券の売付け又は買付けの申込みをした場合 当該売付け又は買付けの申込みに係る有価証券の種類、銘柄、価格その他内閣府令で定める事項
- when a Member Firm makes an offer for sales or purchase of Tradable Securities on its own account: the kinds, issues, prices or other matters specified by a Cabinet Office Ordinance pertaining to the Securities for which the offer for sales or purchase is made;
- 株主の権利の行使に関し、株式会社又はその子会社の計算において第一項の利益を自己又は第三者に供与することを同項に規定する者に要求した者も、同項と同様とする。
- The provisions of paragraph (1) shall also apply to a person who has requested the person prescribed in that paragraph to give to him/her or a third party the benefits set forth in that paragraph on the account of a Stock Company or its Subsidiary Company in relation to the exercise of a right of a shareholder.
- 法第百三条第一項第一号に掲げる場合のうち会員等が自己の計算において商品市場における取引を行うときに、同項の規定に基づき当該会員等から預託を受けた取引証拠金
- among the cases listed in Article 103, paragraph (1), item (i) of the Act, in the case where a Member, etc. carries out transactions on a Commodity Market on a person's own account, the clearing margin deposited by said Member, etc. based on the provisions of the same paragraph;
- 質権者は、前条に規定する債権の弁済を受けるまでは、質物を留置することができる。ただし、この権利は、自己に対して優先権を有する債権者に対抗することができない。
- Pledgees may retain the Thing pledged until the claims provided for in the preceding Article are satisfied; provided, however, that this right cannot be asserted against obligees who have priority over the pledgees.
- 債権の一部について代位弁済があった場合には、債権者は、債権に関する証書にその代位を記入し、かつ、自己の占有する担保物の保存を代位者に監督させなければならない。
- In cases where any performance by subrogation occurs with respect to any portion of a claim, the obligee must enter such subrogation in the instruments regarding the claim and allow the subrogee to supervise the preservation of the security he/she possesses.
- 水流が天災その他避けることのできない事変により低地において閉塞したときは、高地の所有者は、自己の費用で、水流の障害を除去するため必要な工事をすることができる。
- If a stream is blocked at low-lying ground due to a natural disaster or other unavoidable event, an owner of higher ground may carry out construction work necessary to remove the barrier to the stream at his/her own expense.
- 自己の計算において店頭売買有価証券の売付け又は買付けの申込みをした場合 当該売付け又は買付けの申込みに係る有価証券の種類、銘柄、価格その他内閣府令で定める事項
- when a Member Firm makes an offer for sales or purchase of Over-the-Counter Traded Securities on its own account: the kinds, issues, prices or other matters specified by a Cabinet Office Ordinance pertaining to the Securities for which the offer for sales or purchase is made;
- 当該資産運用会社が自己の計算で行つた有価証券の売買その他の政令で定める取引のうち当該投資法人の資産の運用を行つたものと同一の銘柄について取引を行つた事実の有無
- Whether or not the Asset Management Company has carried out, among the sale and purchase of Securities and other transactions specified by a Cabinet Order carried out with its own account, a transaction for the same issue in which the Investment Corporation's assets have been invested;
- 商品取引員は、商品市場における取引等の委託を受けたときは、その委託に係る商品市場における取引等をしないで、自己がその相手方となつて取引を成立させてはならない。
- When a Futures Commission Merchant accepts consignment of a Transaction on a Commodity Market, etc., it shall not close a transaction by becoming the counterparty itself instead of carrying out such Transaction on a Commodity Market, etc. pertaining to such consignment.
- 双務契約の当事者の一方は、相手方がその債務の履行を提供するまでは、自己の債務の履行を拒むことができる。ただし、相手方の債務が弁済期にないときは、この限りでない。
- A party to a bilateral contract may refuse to perform his/her own obligation until the other party tenders the performance of his/her obligation; provided, however, that this shall not apply if the obligation of the other party is not yet due.
- 支払の差止めを受けた第三債務者が自己の債権者に弁済をしたときは、差押債権者は、その受けた損害の限度において更に弁済をすべき旨を第三債務者に請求することができる。
- If a third-party obligor who has been enjoined from making payment has paid his/her obligation to his/her own obligee, the relevant attaching obligee shall be entitled to request such third-party obligor to make payment de novo to the extent he/she suffered the damages.
- 法第百七十九条第一項第一号イに掲げる場合のうち会員等が自己の計算において商品市場における取引を行うときに、同項の規定に基づき当該会員等から預託を受けた取引証拠金
- in cases set forth in Article 179, paragraph (1), item (i), (a) of the Act, where a Member, etc. carries out transactions on a Commodity Market on his/her own account, the clearing margins deposited by said Member, etc. based on the provisions of the same paragraph;
- 承認管財人は、裁判所の許可を得なければ、債務者の財産を譲り受け、債務者に対し自己の財産を譲り渡し、その他自己又は第三者のために債務者と取引をすることができない。
- A recognition trustee may not accept the debtor's property or assign his/her own property to the debtor, or engage in any other transaction with the debtor on behalf of him/herself or a third party without the permission of the court,.
- 商品取引員は、商品市場における取引について、主務省令で定めるところにより、自己の計算による取引と委託者の計算による取引とを帳簿上区分して経理しなければならない。
- With regard to Transactions on a Commodity Market, a Futures Commission Merchant shall carry out accounting for transactions based on its own account and that for transactions based on its customer's account separately in its books, pursuant to the provisions of an ordinance of the competent ministry.
- 不動産の売却の許可又は不許可に関し利害関係を有する者は、次条各号に掲げる事由で自己の権利に影響のあるものについて、売却決定期日において意見を陳述することができる。
- A person who has interest in permission or non-permission of sale of real property may state his/her opinion with regard to any of the grounds listed in the items of the following Article that affect his/her rights, on the date for ordering a sale.
- 第一項前段に規定する場合には、前項の質権の登録株式質権者は、第一項前段の株式会社から同項の金銭を受領し、他の債権者に先立って自己の債権の弁済に充てることができる。
- In the cases prescribed in the first sentence of paragraph (1), Registered Pledgees of Shares with respect to the pledges set forth in the preceding paragraph may receive the monies set forth in paragraph (1) from the Stock Company set forth in the first sentence of that paragraph, and appropriate them as payment to satisfy their own claims in priority to other creditors.
- 内閣総理大臣は、第一項の登録の申請があった場合においては、第六項の規定により登録を拒否する場合を除くほか、次に掲げる事項を自己信託登録簿に登録しなければならない。
- Where an application has been filed for registration under paragraph (1), the Prime Minister shall register the following matters in the registry of self-declared trusts except when the Prime Minister refuses to register said trust pursuant to the provisions of paragraph (6):
- 商品指数について当該商品指数の対象となる商品の売買等を業として行つている者が自己の営業のためにその計算において、前号に規定する方法により行う先物取引に類似する取引
- Transactions similar to Futures Transactions which a person who, in the course of trade, engages in the Buying and Selling, etc. of a Commodity subject to a Commodity Index carries out with regard to said Commodity Index for his/her own business based on his/her own account by the method prescribed in the preceding item
- 信託財産に関する情報を利用して自己又は当該信託財産に係る受益者以外の者の利益を図る目的をもって取引(内閣府令で定めるものを除く。)を行うことを受託者に指図すること。
- the act of instructing the trustee to conduct a transaction (excluding that specified by a Cabinet Office Ordinance) in pursuit of one's own interests or in the interests of a person other than the beneficiary pertaining to the trust property, by using information on said trust property; and
- 商品取引員は、受託契約を締結しようとするときは、あらかじめ、顧客に対し自己が行う行為につき、第二条第十六項各号のいずれに該当するかの別を明らかにしなければならない。
- When a Futures Commission Merchant intends to conclude a Brokerage Contract, the Futures Commission Merchant shall clarify in advance which category of acts under the respective items of Article 2, paragraph (16) its act to be conducted for the customer falls under.
- 終身定期金契約は、当事者の一方が、自己、相手方又は第三者の死亡に至るまで、定期に金銭その他の物を相手方又は第三者に給付することを約することによって、その効力を生ずる。
- Life annuities shall become effective when one of the parties promises to deliver monies or other Things to the other party or a third party periodically until the death of the first party, the other party or the third party.
- 相隣者の一人は、共有の障壁の高さを増すことができる。ただし、その障壁がその工事に耐えないときは、自己の費用で、必要な工作を加え、又はその障壁を改築しなければならない。
- One of neighboring owners may raise the height of a co-owned wall; provided, however, that, if the wall cannot withstand the construction work, he/she must reinforce that wall as necessary or rebuild the same.
- 会員等が自己の計算において市場デリバティブ取引を行う場合又は会員等がその受託した市場デリバティブ取引を第三項の規定に基づき委託証拠金の預託を受けて行う場合 当該会員等
- when a Member, etc. conducts Market Transactions of Derivatives on its own account; or a Member, etc. conducts Market Transactions of Derivatives for which it has accepted entrustment, by receiving the deposit of customer margin under paragraph (3): the Member, etc.;
- 後見人は、自己のために被後見人の金銭を消費したときは、その消費の時から、これに利息を付さなければならない。この場合において、なお損害があるときは、その賠償の責任を負う。
- If a guardian has expended a ward's money for his/her own benefit, such money shall bear interest from the time of the expenditure. In this case, further damages are incurred by the ward, the guardian shall be liable for such damages.
- 新たな再生手続においては、前項の規定により再生手続に参加した再生債権者は、他の再生債権者が自己の受けた弁済と同一の割合の弁済を受けるまでは、弁済を受けることができない。
- In additional rehabilitation proceedings, a rehabilitation creditor who participates in the rehabilitation proceedings pursuant to the provision of the preceding paragraph may not receive payment until any other rehabilitation creditor with the same priority as his/hers receives payment at the same proportion as he/she has received payment.
- 管財人は、裁判所の許可を得なければ、再生債務者の財産を譲り受け、再生債務者に対し自己の財産を譲り渡し、その他自己又は第三者のために再生債務者と取引をすることができない。
- A trustee, without permission of the court, may not accept the rehabilitation debtor's property or assign his/her own property to the rehabilitation debtor, or conduct any other transaction with the rehabilitation debtor on behalf of him/herself or a third party.
- 次に掲げる者が、自己若しくは第三者の利益を図り又は清算株式会社に損害を加える目的で、その任務に背く行為をし、当該清算株式会社に財産上の損害を加えたときも、前項と同様とする。
- The provisions of the preceding paragraph shall also apply when any one of the following persons, for the purpose of promoting such person's own interest or the interest of a third party or inflicting damage on a Liquidating Stock Company, commits an act in breach of such person's duties and causes financial damages to such Liquidating Stock Company:
- 助言を受けた顧客が行う取引に関する情報を利用して、自己の計算において有価証券の売買その他の取引又はデリバティブ取引(以下「有価証券の売買その他の取引等」という。)を行うこと。
- conducting Sales and Purchase or Other Transaction of Securities or Derivative Transactions (hereinafter referred to as 'Sales and Purchase or Other Transactions of Securities, etc.') based on the account of the Financial Instruments Business Operator, etc. by using the information concerning the transaction conducted by the customer who has received advice;
- 有価証券 自己資本比率の算出を行う日(以下この項において「算出日」という。)の公表されている最終価格に基づき算出した価額又はこれに準ずるものとして合理的な方法により算出した価額
- securities: a value calculated based on the closing price which is published on the date to calculate the Capital Adequacy Ratio (hereinafter referred to as the 'Calculation Day' in this paragraph) or a value calculated by a reasonable method equivalent to this;
- 法人(特定投資家を除く。)は、金融商品取引業者等に対し、契約の種類ごとに、当該契約の種類に属する金融商品取引契約に関して自己を特定投資家として取り扱うよう申し出ることができる。
- A juridical person (excluding Professional Investor) may, for each Kind of Contract, request a Financial Instruments Business Operator, etc. to treat him/her as a Professional Investor with regard to Contract for Financial Instruments Transactions belonging to that Kind of Contract.
- 相続の放棄をした者は、その放棄によって相続人となった者が相続財産の管理を始めることができるまで、自己の財産におけるのと同一の注意をもって、その財産の管理を継続しなければならない。
- A person who has renounced inheritance shall continue the administration of inherited property with the same care he/she would exercise over his/her own property until the person who has become an heir by that renunciation has commenced administration of the inherited property.
- 株式会社が組織変更をする場合には、組織変更をする株式会社の新株予約権の新株予約権者は、当該株式会社に対し、自己の有する新株予約権を公正な価格で買い取ることを請求することができる。
- In cases where a Stock Company effects Entity Conversion, holders of Share Options of the Stock Company effecting Entity Conversion may demand that the Stock Company purchase, at a fair price, the Share Options held by the same.
- 信託管理人は、受益者のために自己の名をもって受益者の権利に関する一切の裁判上又は裁判外の行為をする権限を有する。ただし、信託行為に別段の定めがあるときは、その定めるところによる。
- A trust caretaker shall have the power to conduct any and all acts in or out of court in the trust caretaker's own name on behalf of a beneficiary in connection with the beneficiary's rights; provided, however, that if the terms of trust otherwise provides for, such provisions shall prevail.
- 商品市場における取引等につき、商品取引員又は第三者との間で、前項第二号の約束をし、又は第三者に当該約束をさせる行為(当該約束が自己がし、又は第三者にさせた要求による場合に限る。)
- Act of gaining the promise set forth in item (ii) of the preceding paragraph from a Futures Commission Merchant or a third party with regard to Transactions on a Commodity Market, etc. or having a third party gain such promise (limited to cases where such promise is gained as a result of the request made by the customer him/herself or via a third party)
- 商品市場における取引等につき、商品取引員又は第三者との間で、前項第一号の約束をし、又は第三者に当該約束をさせる行為(当該約束が自己がし、又は第三者にさせた要求による場合に限る。)
- Act of gaining the promise set forth in item (i) of the preceding paragraph from a Futures Commission Merchant or a third party with regard to Transactions on a Commodity Market, etc. or having a third party gain such promise (limited to cases where such promise is gained as a result of the request made by the customer him/herself or via a third party)
- 有価証券 連結自己資本比率の算出を行う日(以下この項において「算出日」という。)の公表されている最終価格に基づき算出した価額又はこれに準ずるものとして合理的な方法により算出した価額
- securities: a value calculated based on the closing price which is published on the date (hereinafter referred to as 'Calculation Day' in this paragraph) to calculate the Consolidated Capital Adequacy Ratio or a value calculated by a reasonable method equivalent to it;
- 被相続人の殺害されたことを知って、これを告発せず、又は告訴しなかった者。ただし、その者に是非の弁別がないとき、又は殺害者が自己の配偶者若しくは直系血族であったときは、この限りでない。
- a person who is aware that the decedent was killed by someone but made no accusation or complaint about this; provided that this shall not apply if that person cannot discern right from wrong, or if the killer was that person's spouse or lineal relative;
- 技術者、職人、労務者その他の主として自己の知的又は肉体的な労働により職業又は営業に従事する者(前二号に規定する者を除く。)のその業務に欠くことができない器具その他の物(商品を除く。)
- Equipment or any other objects (excluding products) that are indispensable for the work of a technician, an artisan, a laborer or any other person who engages in an occupation or business mainly through his/her own intellectual or physical labor (excluding those prescribed in the preceding two items)
- 他人の代理人として契約をした者は、自己の代理権を証明することができず、かつ、本人の追認を得ることができなかったときは、相手方の選択に従い、相手方に対して履行又は損害賠償の責任を負う。
- A person who concluded a contract holding himself/herself out as an agent of another person shall be liable to the counterparty for the performance of the contract or damages as chosen by such counterparty if he/she is unable to prove his/her authority of agency nor obtain the ratification of the principal.
- 法第五十二条の三十三第二項の内閣府令・財務省令で定める自己資本の充実の状況に係る区分及び当該区分に応じ内閣府令・財務省令で定める命令は、次条に定める場合を除き、次の表のとおりとする。
- The categories pertaining to the adequacy of equity capital to be provided for by Cabinet Office Ordinance and an Ordinance of the Ministry of Finance under Article 52-33, paragraph (2) of the Act and orders provided for by Cabinet Office Ordinance and an Ordinance of the Ministry of Finance in accordance with said categories shall be as shown in the following table excluding cases provided for in the next Article.
- 有価証券売買取引等につき、金融商品取引業者等又は第三者との間で、前項第一号の約束をし、又は第三者に当該約束をさせる行為(当該約束が自己がし、又は第三者にさせた要求による場合に限る。)
- an act of gaining a promise set forth in item (i) of the preceding paragraph from a Financial Instruments Business Operator, etc. or a third party with regard to the Sales and Purchase or Other Transaction of Securities, etc. or making a third party gain such promise (limited to cases where such an act is conducted as a result of the request made by the customer him/herself or via a third party);
- 有価証券売買取引等につき、金融商品取引業者等又は第三者との間で、前項第二号の約束をし、又は第三者に当該約束をさせる行為(当該約束が自己がし、又は第三者にさせた要求による場合に限る。)
- an act of gaining a promise set forth in item (ii) of the preceding paragraph from a Financial Instruments Business Operator, etc. or a third party with regard to the Sales and Purchase or Other Transaction of Securities, etc. or having a third party gain such promise (limited to cases where such an act is conducted as a result of the request made by the customer him/herself or via a third party); and
- 金融商品仲介業により知り得た金融商品仲介業に係る顧客の有価証券の売買その他の取引等に係る注文の動向その他特別の情報を利用して、自己の計算において有価証券の売買その他の取引等を行う行為
- an act of Sales and Purchase or Other Transaction of Securities, etc. on the person's own account, by utilizing the ordering trends on Sales and Purchase or Other Transactions of Securities, etc. made by a customer of a Financial Instruments Intermediary Service or other special information learned during the course of the Financial Instruments Intermediary Service; and
- 商品取引員は、委託者から預託を受けて、又はその者の計算において自己が占有する物をその者の書面による同意を得ないで、委託の趣旨に反して、担保に供し、貸し付け、その他処分してはならない。
- A Futures Commission Merchant shall not, contrary to the purpose of the consignment, use as collateral, lend or otherwise dispose of any articles which the Futures Commission Merchant has in its possession on deposit by a customer or in such person's account, without gaining the consent of such person in writing.
- 設定行為又は設定後の契約により、承役地の所有者が自己の費用で地役権の行使のために工作物を設け、又はその修繕をする義務を負担したときは、承役地の所有者の特定承継人も、その義務を負担する。
- If the owner of servient land has assumed obligations to install or repair structures for the exercise of a servitude at his/her own expense by the act establishing the servitude or by a contract executed after the same, specific successors of the owner of the servient land shall also assume those obligations.
- 吸収合併をする場合には、次の各号に掲げる場合における当該各号に定める株主は、吸収合併存続株式会社金融商品取引所に対し、自己の有する株式を公正な価格で買い取ることを請求することができる。
- In the case of an Absorption-Type Merger, the shareholders listed in any of the following items in the respective case may request the Stock Company-Type Financial Instruments Exchange Surviving an Absorption-Type Merger to purchase their shares at a fair price:
- 対象行為者が、法第四十二条の四に規定する方法に準ずる方法により、当該行為に係る運用財産と自己の固有財産及び他の運用財産とを分別して管理し、その管理を当該金融商品取引業者等が監督すること。
- that the Subject Person shall manage the Investment Property pertaining to said act separately from such person's own property and other investment properties by the method equivalent to that prescribed in Article 42-4 of the Act, and said Financial Instruments Specialist, etc. shall supervise said management;
- 前三項に定めるもののほか、信用の供与等の額、第一項に規定する自己資本の純合計額及び銀行持株会社に係る信用供与等限度額の計算方法その他これらの規定の適用に関し必要な事項は、内閣府令で定める。
- In addition to what is provided for in the preceding three paragraphs, the calculation method for the amount of Credit Extended, etc. the total net amount of the equity capital referred to in paragraph (1) and the Limit on Extensions of Credit, etc. by the Bank Holding Company, and any other necessary matters concerning the application of these provisions shall be specified by Cabinet Office Ordinance.
- In addition to what is provided for in the preceding three paragraphs, the calculation method for the amount of granting of credit, etc. the total net amount of the equity capital referred to in paragraph (1) and the Limit of Granting of Credit, etc. by the Bank Holding Company, and any other necessary matters concerning the application of these provisions shall be specified by a Cabinet Office Ordinance.
- 自己の計算において行う店頭売買有価証券の売買又は媒介、取次ぎ若しくは代理を行う店頭売買有価証券の売買が成立した場合 当該売買に係る有価証券の種類、銘柄、価格、数量その他内閣府令で定める事項
- when sales and purchase of Over-the-Counter Traded Securities conducted on the Member Firm's own account, or sales and purchase of Over-the-Counter Traded Securities for which the Member Firm has provided intermediary, brokerage or agency services has been effected: the kinds, issues, prices or volumes, or other matters specified by a Cabinet Office Ordinance pertaining to the Securities for which the sales and purchase is effected;
- 法第百七十九条第一項第二号イに掲げる場合のうち会員等が自己の計算において商品市場における取引を行うときに、同項の規定に基づき当該会員等から預託を受けた取引証拠金(次号の取引証拠金を除く。)
- in cases set forth in Article 179, paragraph (1), item (ii), (a) of the Act, where a Member, etc. carries out transactions on a Commodity Market on his/her own account, the clearing margins (excluding the clearing margins described in the following item) deposited by said Member, etc. based on the provisions of the same paragraph;
- 商品市場における取引等につき、その勧誘に先立つて、顧客に対し、自己の商号及び商品市場における取引等の勧誘である旨を告げた上でその勧誘を受ける意思の有無を確認することをしないで勧誘すること。
- Carrying out solicitation with regard to Transactions on a Commodity Market, etc. without confirming in advance whether or not a customer has any desire to receive such solicitation after telling such customer the trade name of the Futures Commodity Merchant and the fact that it is a solicitation for Transactions on a Commodity Market, etc.
- 会員等が自己の計算において商品市場における取引を行う場合又は会員等がその受託した商品市場における取引(次項の規定に基づき委託証拠金の預託を受けて受託したものに限る。)を行う場合 当該会員等
- When a Member, etc. carries out Transactions on a Commodity Market based on the Member, etc.'s own account or when a Member, etc. carries out Transactions on a Commodity Market which the Member, etc. brokers (limited to those which the Member, etc. brokers by obtaining the deposit of a customer margin based on the provisions of the following paragraph) : Said Member, etc.
- 主として自己の労力により農業を営む者の農業に欠くことができない器具、肥料、労役の用に供する家畜及びその飼料並びに次の収穫まで農業を続行するために欠くことができない種子その他これに類する農産物
- Equipment, fertilizers, work animals and their feeds that are indispensable for agriculture as well as seeds and any similar agricultural products that are indispensable for continuing agriculture until the next harvest of a person who engages in agriculture mainly through his/her own labor
- 次に掲げる個人(適格機関投資家を除く。)は、金融商品取引業者等に対し、契約の種類ごとに、当該契約の種類に属する金融商品取引契約に関して自己を特定投資家として取り扱うよう申し出ることができる。
- An individual listed in the following (excluding Qualified Institutional Investors) may, for each Kind of Contract, request a Financial Instruments Business Operator, etc. to treat him/her as a Professional Investor with regard to the Contract for Financial Instruments Transaction belonging to that Kind of Contract:
- 次の各号に掲げる行為をする場合には、当該各号に定める消滅株式会社等の新株予約権の新株予約権者は、消滅株式会社等に対し、自己の有する新株予約権を公正な価格で買い取ることを請求することができる。
- In cases of carrying out any one of the acts listed in the following items, holders of Share Options of the Absorbed Stock Company, etc. provided for in those items may demand that the Absorbed Stock Company, etc. purchase, at a fair price, the Share Options held by the same:
- In cases of carrying out any one of the acts listed in the following items, holders of Share Options of the Consolidated Stock Company, etc. provided for in those items may demand that the Consolidated Stock Company, etc. purchase, at a fair price, the Share Options held by the same:
- 当該商品取引員の外国親会社が、外国の他の法人その他の団体の総株主の議決権の百分の五十以上の議決権に係る株式又は出資を自己又は他人の名義をもって所有している場合における当該他の法人その他の団体
- in cases where the Foreign Parent Company of said Futures Commission Merchant holds shares or contributions pertaining to 50 percent or more of the Voting Rights of all shareholders of another foreign juridical person or another organization under its own name or that of another person, said other juridical person or other organizations;
- 自己のする取引の申込みと同時期に、それと同一の対価の額又は約定価格等において、他人が当該取引を成立させることのできる申込みをすることをあらかじめその者と通謀の上、当該取引の申込みをすること。
- Filing an application for said person's own transactions by conspiring in advance with another person that such other person would file an application for concluding said transactions at an identical amount of consideration or Contract Price, etc. at the same time as said transactions
- 保証人が主たる債務者の委託を受けて保証をした場合において、善意で弁済をし、その他自己の財産をもって債務を消滅させるべき行為をしたときは、第四百四十三条の規定は、主たる債務者についても準用する。
- In cases where a guarantor has become a guarantor as entrusted by the principal obligor, if he/she performed the obligation or otherwise in exchange for his/her own property performed any act to cause the obligation to be extinguished without knowledge, the provision of Article 443 shall apply mutatis mutandis also with respect to the principal obligor.
- ハに規定する法人その他の団体が、外国の他の法人その他の団体の総株主の議決権の百分の五十以上の議決権に係る株式又は出資を自己又は他人の名義をもって所有している場合における当該他の法人その他の団体
- in cases where juridical persons or other organizations prescribed in (c) hold shares or contributions pertaining to 50 percent or more of the Voting Rights of all shareholders of another foreign juridical person or another organization under their own names or that of another person, said other juridical persons or other organizations;
- 売主が契約の時においてその売却した権利が自己に属しないことを知らなかった場合において、その権利を取得して買主に移転することができないときは、売主は、損害を賠償して、契約の解除をすることができる。
- In cases where the seller, at the moment of the contract, does not know that the rights the seller has sold do not belong to him/her, if the seller cannot acquire the rights and transfer the same to the buyer, the seller may cancel the contract by compensating any damages.
- 主たる債務者の委託を受けないで保証をした者が弁済をし、その他自己の財産をもって主たる債務者にその債務を免れさせたときは、主たる債務者は、その当時利益を受けた限度において償還をしなければならない。
- If a person, who has become a guarantor without the entrustment of the principal obligor, has performed the obligation or has otherwise in exchange for his/her own property procured the release from liability of the principal obligor, the principal obligor must reimburse the guarantor to the extent that the principal obligor was enriched at the time of such performance of the obligation.
- 不可分債権が可分債権となったときは、各債権者は自己が権利を有する部分についてのみ履行を請求することができ、不可分債務が可分債務となったときは、各債務者はその負担部分についてのみ履行の責任を負う。
- If any indivisible claim becomes a divisible claim, each obligee may request the performance only to the extent of such portion of the claim on which he/she has his/her own right, and if any indivisible obligation becomes a divisible obligation, each obligor shall bear his/her responsibility only to the extent of the portion of the obligation which he/she bears.
- 精神上の障害により自己の行為の責任を弁識する能力を欠く状態にある間に他人に損害を加えた者は、その賠償の責任を負わない。ただし、故意又は過失によって一時的にその状態を招いたときは、この限りでない。
- A person who has inflicted damages on others while he/she lacks the capacity to appreciate his/her liability for his/her own act due to mental disability shall not be liable to compensate for the same; provided, however, that this shall not apply if he/she has temporarily invited that condition, intentionally or negligently.
- 第一項第二号ハ及び前項の被支配法人等とは、特定役員が他の法人等の総株主等の議決権の百分の五十を超える議決権に係る株式又は出資を自己又は他人の名義をもって所有する場合における当該他の法人等をいう。
- The Controlled Juridical Person, etc. as referred to in paragraph (1), item (ii), sub-item (c) and the preceding paragraph means, in cases where a Specified Officer holds shares or equity pertaining to voting rights exceeding 50 percent of the Voting Rights Held by All the Shareholders, etc. of another Juridical Person, etc. in his/her own name or another person's name, said other Juridical Person, etc.
- 信託契約代理店は、信託契約の締結の代理又は媒介に関して顧客から財産の預託を受けた場合には、当該財産を自己の固有財産及び他の信託契約の締結に関して預託を受けた財産と分別して管理しなければならない。
- Where an Agent for Trust Agreement has received a deposit of property from a client with regard to business in which it acts as an agent or intermediary in concluding a trust agreement, it shall manage said property separately from its own property and any property deposited in relation to conclusion of other trust agreements.
- 各事業年度における法第二条第八項第三号に規定する取引(自己の計算による取引及びトに掲げる取引を除く。)の取引金額に事故率を乗じた金額と当該取引金額の百万分の一に相当する金額とのいずれか大きい金額
- the amount obtained by multiplying the transaction amount of transactions prescribed in Article 2, paragraph (8), item (iii) of the Act (excluding transactions based on a person's own account and the transactions set forth in (g)) in each business year by the Problematic Conduct Rate, or the amount equivalent to 0.0001 percent of said transaction amount, whichever amount is greater;
- 各事業年度における法第二条第八項第二号に規定する取引(自己の計算による取引及びへに掲げる取引を除く。)の取引金額に事故率を乗じた金額と当該取引金額の百万分の一に相当する金額とのいずれか大きい金額
- the amount obtained by multiplying the transaction amount of the transactions prescribed in Article 2, paragraph (8), item (ii) of the Act (excluding transactions based on a person's own account and the transactions set forth in (f)) in each business year by the Problematic Conduct Rate, or the amount equivalent to 0.0001 percent of said transaction amount, whichever amount is greater;
- 新設合併をする場合には、新設合併消滅株式会社商品取引所の新株予約権の新株予約権者は、新設合併消滅株式会社商品取引所に対し、自己の有する新株予約権を公正な価格で買い取ることを請求することができる。
- In the case of a Consolidation-Type Merger, a holder of a right to subscribe for new shares of the Incorporated Commodity Exchange Dissolved in a Consolidation-Type Merger may request the Incorporated Commodity Exchange Dissolved in a Consolidation-Type Merger to purchase his/her right to subscribe for new shares at a fair price.
- 商品取引所は、法第百三条第四項の規定に基づき取引証拠金を管理するときは、次の各号に掲げる区分ごと、かつ、会員等ごとに、自己の固有財産その他の取引証拠金以外の財産と分別して管理しなければならない。
- When a Commodity Exchange manages a clearing margin based on the provisions of Article 103, paragraph (4) of the Act, it shall manage such clearing margin separately from its private property and property other than a clearing margin for each classification listed in the following items and for each Member, etc.:
- 取次者は、法第百三条第三項の規定により、取次委託者をして取次証拠金を預託させるときは、当該取次委託者から、自己に対して当該取次証拠金を預託させることについての書面による同意を得なければならない。
- When an Intermediary has an Intermediation Customer deposit an intermediation margin pursuant to the provisions of Article 103, paragraph (3) of the Act, he/she shall obtain written consent from said Intermediation Customer that said intermediation margin would be deposited with him/her.
- 代理人が本人のためにすることを示さないでした意思表示は、自己のためにしたものとみなす。ただし、相手方が、代理人が本人のためにすることを知り、又は知ることができたときは、前条第一項の規定を準用する。
- Any manifestation of intention made by an agent with no indication that it is made on behalf of the principal is deemed to have been made for the agent's own behalf; provided, however, that, in cases the other party knew, or could have known, that the agent is acting on behalf of the principal, the provision of the preceding paragraph shall apply mutatis mutandis.
- 受遺者が遺贈の承認又は放棄をしないで死亡したときは、その相続人は、自己の相続権の範囲内で、遺贈の承認又は放棄をすることができる。ただし、遺言者がその遺言に別段の意思を表示したときは、その意思に従う。
- If a testamentary donee dies without having made acceptance or renunciation of a testamentary gift, the heir of that person may accept or renounce the testamentary gift within the extent of his/her share in inheritance; provided that if the testator has indicated a particular intent in his/her will, this intent shall be complied with.
- 特定の金融商品、金融指標又はオプションに関し、顧客の取引に基づく価格、指標、数値又は対価の額の変動を利用して自己又は当該顧客以外の第三者の利益を図る目的をもつて、正当な根拠を有しない助言を行うこと。
- giving unjustifiable advice regarding a particular Financial Instrument, Financial Indicator or Option, for the purpose of securing the interest of the Financial Instruments Business Operator, etc. or a third party other than the relevant customer by using fluctuations in the price, indicator, figure or amount receivable based on the customer's transaction;
- 金融商品取引業者等は、次に掲げる有価証券(次項の規定により管理する有価証券を除く。)を、確実にかつ整然と管理する方法として内閣府令で定める方法により、自己の固有財産と分別して管理しなければならない。
- A Financial Instruments Business Operator, etc. shall manage the following Securities (excluding the Securities to be managed under the following paragraph) separately from his/her own property by a method specified by a Cabinet Office Ordinance as a method for managing property in a reliable and orderly manner:
- 取次者は、法第百七十九条第三項の規定により、取次委託者をして取次証拠金を預託させるときは、当該取次委託者から、自己に対して当該取次証拠金を預託させることについての書面による同意を得なければならない。
- When requesting an Intermediation Customer to deposit an intermediation margin, an Intermediary shall obtain written consent for depositing said intermediation margin with the Intermediary from said Intermediation Customer pursuant to the provisions of Article 179, paragraph (3) of the Act.
- 解除権を有する者が自己の行為若しくは過失によって契約の目的物を著しく損傷し、若しくは返還することができなくなったとき、又は加工若しくは改造によってこれを他の種類の物に変えたときは、解除権は、消滅する。
- The right to cancel shall be extinguished if the holder of the right to cancel has significantly damaged, or has become unable to return, the subject matter of the contract due to his/her act or negligence, or has converted the subject matter into any other kind of thing by processing or alteration.
- 質権者は、その権利の存続期間内において、自己の責任で、質物について、転質をすることができる。この場合において、転質をしたことによって生じた損失については、不可抗力によるものであっても、その責任を負う。
- Pledgees may sub-pledge the Thing pledged within the duration of their rights, upon their own responsibility. In such cases, the pledgees shall be responsible for any loss arising from the -pledge even if the same is caused by force majeure.
- 地役権者は、設定行為で定めた目的に従い、他人の土地を自己の土地の便益に供する権利を有する。ただし、第三章第一節(所有権の限界)の規定(公の秩序に関するものに限る。)に違反しないものでなければならない。
- A person entitled to a servitude shall have the right to make lands of others available for the benefit of their own lands in accordance with purposes prescribed in the acts establishing the servitudes; provided, however, that those rights should not violate the provisions (limited to those that relate to public policy) under Section 1 of Chapter III (Extent of Ownership).
- 第六条の規定は、第一項の規定により自己株券買付状況報告書が提出された場合及び前項において準用する第七条、第九条第一項又は第十条第一項の規定により当該報告書の訂正報告書が提出された場合について準用する。
- Article 6 shall apply mutatis mutandis to cases where a Share Buyback Report is submitted under the preceding paragraph and cases where an amendment report for Share Buyback Report is submitted under Article 7, Article 9(1) and Article 10(1) as applied mutatis mutandis pursuant to the preceding paragraph.
- 第百一条第一項の規定により弁済を受けた破産債権者又は第百九条に規定する弁済を受けた破産債権者は、他の同順位の破産債権者が自己の受けた弁済と同一の割合の配当を受けるまでは、最後配当を受けることができない。
- A bankruptcy creditor who has received payment pursuant to the provision of Article 101(1) or bankruptcy creditor who has received payment prescribed in Article 109 may not receive a final distribution until any other bankruptcy creditor with the same priority as his/hers receives a liquidating distribution at the same proportion as he/she has received payment.
- 新設合併をする場合には、新設合併消滅株式会社金融商品取引所の新株予約権の新株予約権者は、新設合併消滅株式会社金融商品取引所に対し、自己の有する新株予約権を公正な価格で買い取ることを請求することができる。
- In the case of a Consolidation-Type Merger, a holder of share options of the Stock Company-Type Financial Instruments Exchange Extinguished upon a Consolidation-Type Merger may request the Stock Company-Type Financial Instruments Exchange Extinguished upon a Consolidation-Type Merger to purchase their share options at a fair price.
- 自己の商号を使用して事業又は営業を行うことを他人に許諾した会社は、当該会社が当該事業を行うものと誤認して当該他人と取引をした者に対し、当該他人と連帯して、当該取引によって生じた債務を弁済する責任を負う。
- Any Company who has permitted others to carry out a business or engage in any enterprise by using the Company's own trade name shall be jointly and severally liable together with such others, vis-a-vis any person who has transacted with such others based on misunderstanding that such Company carries out such business, for the performance of any obligations which may arise from such transaction.
- 他人の不法行為に対し、自己又は第三者の権利又は法律上保護される利益を防衛するため、やむを得ず加害行為をした者は、損害賠償の責任を負わない。ただし、被害者から不法行為をした者に対する損害賠償の請求を妨げない。
- A person who, in response to the tortious act of another, unavoidably commits a harmful act to protect himself/herself, the rights of a third party, or any legally protected interest, shall not be liable for damages; provided, however, that the victim shall not be precluded from claiming damages against the person who committed the tortious act.
- 銀行法(以下「法」という。)第二十六条第二項の内閣府令・財務省令で定める銀行の自己資本の充実の状況に係る区分及び当該区分に応じ内閣府令・財務省令で定める命令は、次条に定める場合を除き、次の表のとおりとする。
- The categories pertaining to the adequacy of a bank's equity capital to be provided for by Cabinet Office Ordinance and an Ordinance of the Ministry of Finance under Article 26, paragraph (2) of the Banking Act (hereinafter referred to as the 'Act') and orders provided for by Cabinet Office Ordinance and Ordinance of the Ministry of Finance corresponding to said categories shall be as shown in the following table, excluding cases provided for in the next Article.
- 前二条の規定により主たる債務者が保証人に対して償還をする場合において、債権者が全部の弁済を受けない間は、主たる債務者は、保証人に担保を供させ、又は保証人に対して自己に免責を得させることを請求することができる。
- In cases where a principal obligor reimburses a guarantor pursuant to the provisions of the preceding two Articles, the principal obligor may demand the guarantor to provide security or to obtain the discharge of the principal obligor until and unless the obligee has received the full satisfaction of the entire obligation.
- 受任者は、委任者に引き渡すべき金額又はその利益のために用いるべき金額を自己のために消費したときは、その消費した日以後の利息を支払わなければならない。この場合において、なお損害があるときは、その賠償の責任を負う。
- If the mandatary has consumed monies for his/her personal benefit that the mandatary is to deliver to the mandator, or any monies that are to be used for the benefit of the mandator, the mandatary must pay interest for the period from the day of that consumption. In such cases, if any damages still remain, the mandatary shall be liable to compensate for the same.
- 効力失効日に電子記録保証人であった者が前項の指名債権についての弁済その他自己の財産をもって主たる債務として記録されていた債務を消滅させるべき行為をしたときは、その者は、特別求償権と同一の内容の求償権を取得する。
- In cases where a person who was an Electronically Recorded Guarantor on the Validity Lapse Day, performed an action to extinguish the obligation recorded as the principal obligation with regard to the nominative claim in the preceding paragraph such as payment in exchange for his/her own property, he/she shall acquire the right to reimbursement, with the same contents as the Special Right to Obtain Reimbursement.
- 金融商品取引業者等は、その行う投資運用業(第二条第八項第十五号に掲げる行為を行う業務に限る。)に関して、内閣府令で定めるところにより、運用財産と自己の固有財産及び他の運用財産とを分別して管理しなければならない。
- A Financial Instruments Business Operator, etc. shall, with regard to his/her Investment Management Business (limited to the business of conducting the act specified in Article 2(8)(xv)), manage Investment Property separately from his/her own property and other Investment Property pursuant to the provisions of a Cabinet Office Ordinance.
- 各事業年度における法第二条第八項第四号に規定する取引(自己の計算による取引及びチに掲げる取引を除く。)の対価の額の合計額に事故率を乗じた金額と当該対価の額の合計額の十万分の一に相当する金額とのいずれか大きい金額
- the amount obtained by multiplying the total sum of the consideration for transactions prescribed in Article 2, paragraph (8), item (iv) of the Act (excluding transactions based on a person's own account and the transactions set forth in (h)) in each business year by the Problematic Conduct Rate, or the amount equivalent to 0.001 percent of said total sum of the consideration, whichever amount is greater;
- 自己の商号を使用して事業又は営業を行うことを他人に許諾した投資法人は、当該投資法人が当該事業を行うものと誤認して当該他人と取引をした者に対し、当該他人と連帯して、当該取引によつて生じた債務を弁済する責任を負う。
- Any Investment Corporation that has permitted others to carry out business or engage in enterprises using said Investment Corporation's own trade name shall be jointly and severally liable together with such others, vis-a-vis any person who has transacted with such others based on the misunderstanding that said Investment Corporation was carrying out such business, for the performance of any obligations which may arise from such a transaction.
- 次に掲げる者が、自己若しくは第三者の利益を図り又は株式会社に損害を加える目的で、その任務に背く行為をし、当該株式会社に財産上の損害を加えたときは、十年以下の懲役若しくは千万円以下の罰金に処し、又はこれを併科する。
- When any one of the following persons, for the purpose of promoting such person's own interest or the interest of a third party or inflicting damage on a Stock Company, commits an act in breach of such person's duties and causes financial damages to such Stock Company, such person shall be punished by imprisonment with work for not more than ten years or a fine of not more than ten million yen, or both:
- 自己の計算で行つた特定資産(不動産その他の政令で定めるものに限る。以下この号及び次号において同じ。)の売買その他の政令で定める取引 当該特定資産と同種の資産を投資の対象とする委託者指図型投資信託に係る投資信託財産
- Sale and purchase of Specified Assets (limited to real property and other assets specified by a Cabinet Order; hereinafter the same shall apply in this item and the following item) and other transactions specified by a Cabinet Order based on the account of the Settlor Company of an Investment Trust: Investment Trust Property pertaining to an Investment Trust Managed under Instructions from the Settlor where assets similar to said Specified Assets are the subject of investment;
- 特定投資家(第二条第三十一項第四号に掲げる者に限る。)は、金融商品取引業者等に対し、契約の種類ごとに、当該契約の種類に属する金融商品取引契約に関して自己を特定投資家以外の顧客として取り扱うよう申し出ることができる。
- A Professional Investor (limited to those listed in Article 2(31)(iv)) may, for each Kind of Contract, request a Financial Instruments Business Operator, etc. to treat him/her as a customer other than a Professional Investor with regard to the Contract for Financial Instruments Transaction belonging to that Kind of Contract.
- 金融商品取引業者は、毎年三月、六月、九月及び十二月の末日における自己資本規制比率を記載した書面を作成し、当該末日から一月を経過した日から三月間、すべての営業所又は事務所に備え置き、公衆の縦覧に供しなければならない。
- A Financial Instruments Business Operator shall prepare the documents containing its Capital-to-Risk Ratio as of the last day of March, June, September and December every year, and keep them at all of its business offices or offices for public inspection for three months after one month has elapsed from the last day of the relevant month.
- 訴訟の結果によって権利が害されることを主張する第三者又は訴訟の目的の全部若しくは一部が自己の権利であることを主張する第三者は、その訴訟の当事者の双方又は一方を相手方として、当事者としてその訴訟に参加することができる。
- A third party who asserts that his/her right would be prejudiced depending on the outcome of a suit or a third party who asserts that he/she is entitled to the whole or part of the subject matter of a suit may intervene in the suit as a party, designating either or both of the parties to the suit as his/her opponent(s).
- 処分を行つた者又はその代理者及び処分を受けた職員は、すべての口頭審理に出席し、自己の代理人として弁護人を選任し、陳述を行い、証人を出席せしめ、並びに書類、記録その他のあらゆる適切な事実及び資料を提出することができる。
- The person who made the disposition or his/her deputy, and the official subject to the disposition may appear at all the hearings, appoint legal counsel as their representative, make statements, present witnesses, and produce documents, records and any other pertinent facts and data.
- 電子記録保証人 他の電子記録保証人(弁済その他自己の財産をもって主たる債務として記録された債務を消滅させるべき行為をしたとするならば、この号に掲げる電子記録保証人に対して特別求償権を行使することができるものに限る。)
- Electronically Recorded Guarantor: Other Electronically Recorded Guarantors (limited to those who could exercise the Special Right to Obtain Reimbursement against the Electronically Recorded Guarantor listed in this item if payment or other act to extinguish the obligation recorded as principal obligation in exchange for his/her property had been conducted).
- 特定の金融商品、金融指標又はオプションに関し、取引に基づく価格、指標、数値又は対価の額の変動を利用して自己又は権利者以外の第三者の利益を図る目的をもつて、正当な根拠を有しない取引を行うことを内容とした運用を行うこと。
- making an investment intended to conduct an unjustifiable transaction regarding a particular Financial Instrument, Financial Indicator or Option, for the purpose of securing the interest of the Financial Instruments Business Operator, etc. or a third party other than the Right Holder by using fluctuations in the price, indicator, figure or amount receivable based on the transaction;
- 前条第一項の規定により自己の権利を主張するため訴訟に参加した者がある場合には、参加前の原告又は被告は、相手方の承諾を得て訴訟から脱退することができる。この場合において、判決は、脱退した当事者に対してもその効力を有する。
- Where there is a person who has intervened in a suit pursuant to the provision of paragraph (1) of the preceding Article in order to assert his/her own right, the plaintiff or defendant prior to intervention may withdraw from the suit, with the consent of the opponent. In this case, a judgment of the suit shall also be effective against the original party who has withdrawn from the suit.
- 重大な約款の変更等がされる場合には、書面による決議において当該重大な約款の変更等に反対した受益者は、受託者に対し、自己の有する受益権を公正な価格で当該受益権に係る投資信託財産をもつて買い取ることを請求することができる。
- In cases where Material Changes to the Basic Terms and Conditions, etc. are to be made, a beneficiary who has dissented to any Material Changes to the Basic Terms and Conditions, etc. being made in the adoption of a written resolution is entitled to demand that the trustee purchase his/her beneficial interest at a fair price, from out of the Investment Trust Property pertaining to the beneficial interest.
- 商品について当該商品の売買等を業として行つている者が自己の営業のためにその計算において、当該施設を介した当事者間の交渉に基づき価格その他の取引条件を決定する方法その他主務省令で定める方法により行う先物取引に類似する取引
- Transactions similar to Futures Transactions which a person who, in the course of trade, engages in the Buying and Selling, etc. of a Commodity carries out with regard to said Commodity for his/her own business based on his/her own account by a method of deciding on prices and other trade terms based on negotiations between parties through said facility or by other methods specified by an ordinance of the competent ministry
- Transactions similar to Futures Transactions which a person who, in the course of trade, engages in the Buying and Selling, etc. of a Commodity carries out with regard to said Commodity for his/her own business based on his/her own account by a method of deciding on prices and other trade terms based on negotiations between parties through said facility or other methods specified by an ordinance of the competent ministry
- 金融商品取引業者等は、顧客の計算において自己が占有する有価証券又は顧客から預託を受けた有価証券を担保に供する場合又は他人に貸し付ける場合には、内閣府令で定めるところにより、当該顧客から書面による同意を得なければならない。
- A Financial Instruments Business Operator, etc. shall, when furnishing as security the Securities possessed by him/her based on a customer's account or Securities deposited to him/her from a customer or loaning such Securities to another person, obtain written consent from the customer pursuant to the provisions of a Cabinet Office Ordinance.
- 債権者の責めに帰すべき事由によって債務を履行することができなくなったときは、債務者は、反対給付を受ける権利を失わない。この場合において、自己の債務を免れたことによって利益を得たときは、これを債権者に償還しなければならない。
- If the performance of any obligation has become impossible due to reasons attributable to the obligee, the obligor shall not lose his/her right to receive performance in return. In such cases, if the obligor gains any benefit as a result of being released from his/her own obligation, the obligor must reimburse the obligee for the benefit.
- 権原の性質上占有者に所有の意思がないものとされる場合には、その占有者が、自己に占有をさせた者に対して所有の意思があることを表示し、又は新たな権原により更に所有の意思をもって占有を始めるのでなければ、占有の性質は、変わらない。
- In cases where it is assumed, due to the nature of the title, that a possessor does not have the intention to own, the nature of the possessor's possession shall not change unless that possessor manifests to the person who made him/her possess the Thing that he/she has the intention of ownership, or commences possession under a new title with an intention to own from that time.
- 前項の規定により届出名義の変更を受ける者は、自己に対する配当額の合計額が第百十一条第一項第四号に規定する最高裁判所規則で定める額に満たない場合においても配当金を受領する意思があるときは、その旨を裁判所に届け出なければならない。
- The person who receives a transfer of the title of the holder of filed claim pursuant to the provision of the preceding paragraph, if he/she has the intention of receiving distribution money even where the total amount of distribution given to him/her is less than the amount specified by the Rules of the Supreme Court prescribed in Article 111(1)(iv), shall file a proof with the court to that effect.
- 銀行代理業者は、第二条第十四項各号に掲げる行為(以下この章において「銀行代理行為」という。)に関して顧客から金銭その他の財産の交付を受けた場合には、内閣府令で定めるところにより、自己の固有財産と分別して管理しなければならない。
- A Bank Agent shall, when he/she receives money or other property from a customer in relation to the acts listed in the items of Article 2, paragraph (14) (hereinafter referred to as the 'Act of Bank Agency' in this Chapter), manage the money or other property separately from its own property pursuant to the provisions of Cabinet Office Ordinance.
- A Bank Agent shall, when he/she receives money or other property from a customer in relation to the acts listed in any of each item of Article 2(14) (hereinafter referred to as 'Act as Bank Agency' in this Chapter), manage the money or other property separately from its own property pursuant to the provision of a Cabinet Office Ordinance.
- 自己の計算において行う上場株券等の取引所金融商品市場外での売買又は媒介、取次ぎ若しくは代理を行う上場株券等の取引所金融商品市場外での売買が成立した場合 当該売買に係る上場株券等の種類、銘柄、価格、数量その他内閣府令で定める事項
- in cases where the member effects, outside of Financial Instruments Exchange Markets, sales and purchase of Listed Share Certificates, etc. on its own account, or where sales and purchase of Listed Share Certificates, etc. for which the member serves as the intermediary, introducing broker or agency is effected outside of Financial Instruments Exchange Markets: the kinds, issues, prices, or volumes, or other matters specified by a Cabinet Office Ordinance pertaining to the Listed Share Certificates, etc. for which the sales and purchase is effected; and
- 銀行及びその子会社その他の当該銀行と内閣府令で定める特殊の関係のある会社(以下この号、第三章及び第四章において「子会社等」という。)の保有する資産等に照らし当該銀行及びその子会社等の自己資本の充実の状況が適当であるかどうかの基準
- Criteria on whether or not the adequacy of equity capital of that Bank and its Subsidiary Company, etc. is appropriate in light of the circumstances such as the assets, etc. owned by the Bank, its Subsidiary Company and other company that has a special relationship specified by Cabinet Office Ordinance with said Bank (hereinafter collectively referred to as 'Subsidiary Company, etc.' in this item, Chapter III and Chapter IV).
- Criteria on whether or not the adequacy of equity capital of that Bank and its Subsidiary Companies, etc. is appropriate in light of the circumstances such as the assets owned by the Bank, its Subsidiary Company and other that Bank and company that has a special relationship specified by a Cabinet Office Ordinance(hereinafter referred to as 'Subsidiaries, etc.' in this item, Chapter III and Chapter IV).
- 第一項及び第二項の表中「国際統一基準」とは、法第十四条の二各号に掲げる基準(以下この条において「自己資本比率基準」という。)のうち海外営業拠点(前項に規定する海外営業拠点をいう。次項において同じ。)を有する銀行に係るものをいう。
- The term 'Uniform International Standard' as used in the tables under paragraphs (1) and (2) means a standard (hereinafter referred to as the 'Standard of Capital Adequacy Ratio' in this Article) pertaining to a bank which has an Overseas Business Base (which means an Overseas Business Base as prescribed in the preceding paragraph; the same shall apply in the next paragraph) among those listed in any of the items under Article 14-2 of the Act.
- 他人のために登記を申請する義務を負う第三者は、その登記がないことを主張することができない。ただし、その登記の登記原因(登記の原因となる事実又は法律行為をいう。以下同じ。)が自己の登記の登記原因の後に生じたときは、この限りでない。
- A third party who has an obligation to file an application for a registration on behalf of another may not assert the lack of the registration; provided, however, that this shall not apply if the cause of registration (meaning a fact or juridical act that is the cause of a registration) regarding such another's registration occurred after the cause of registration regarding the third party's own registration occurred.
- 前項の再生債権者は、他の再生債権者(同項の再生債権者が約定劣後再生債権を有する者である場合にあっては、他の約定劣後再生債権を有する者)が自己の受けた弁済と同一の割合の弁済を受けるまでは、再生手続により、弁済を受けることができない。
- The rehabilitation creditor set forth in the preceding paragraph may not receive payment through rehabilitation proceedings until any other rehabilitation creditor (in cases where the rehabilitation creditor set forth in said paragraph holds an consensually-subordinated rehabilitation claim, the person who holds another consensually-subordinated rehabilitation claim) receives payment at the same proportion as he/she has received payment.
- 第七十条の二第一項の募集の広告その他当該募集に関する書面又は電磁的記録に自己の氏名又は名称及び投資法人の設立を賛助する旨を記載し、又は記録することを承諾した者(設立企画人を除く。)は、設立企画人とみなして、前三項の規定を適用する。
- Any person (excluding an organizer) who has consented to having his/her name and a statement to the effect that he/she supports the establishment of an Investment Corporation stated or recorded in an advertisement for solicitation as prescribed in Article 70-2, paragraph (1), other documents related to such solicitation, and an Electromagnetic Record shall be deemed to be an organizer and the preceding three paragraphs shall apply.
- 相続人は、自己のために相続の開始があったことを知った時から三箇月以内に、相続について、単純若しくは限定の承認又は放棄をしなければならない。ただし、この期間は、利害関係人又は検察官の請求によって、家庭裁判所において伸長することができる。
- An heir shall give unconditional or qualified acceptance, or renunciation, regarding inheritance within three months of the time he/she has knowledge that there has been a commencement of inheritance for him/her; provided that this period may be extended by the family court on the application of an interested party or a public prosecutor.
- 前項に規定する場合において、相続人が相続債権者に対して自己の固有財産をもって弁済その他の債務を消滅させる行為をしたときは、相続人は、その出えんの額の範囲内において、当該相続債権者が被相続人に対して有していた権利を行使することができる。
- In the case prescribed in the preceding paragraph, when an heir has made payment to an inheritance obligee or conducted any other act to cause any of the debts to be extinguished with his/her own property, the heir may exercise rights that the inheritance obligee held vis-à-vis the decedent, to the extent of the amount paid thereby.
- 各事業年度及び当該事業年度開始の日前二年以内に開始した各事業年度のうち法第二条第八項第三号に規定する取引(自己の計算による取引及びトに掲げる取引を除く。)の取引金額の最も多い事業年度における当該取引金額の十万分の六・二五に相当する金額
- the amount equivalent to 0.00625 percent of the transaction amounts of the transactions prescribed in Article 2, paragraph (8), item (iii) of the Act (excluding transactions based on a person's own account and the transactions set forth in (g)) in the business year in which such transaction amounts were the greatest from among each business year and each business year starting within two years prior to the commencement of the relevant business year;
- 各事業年度及び当該事業年度開始の日前二年以内に開始した各事業年度のうち法第二条第八項第二号に規定する取引(自己の計算による取引及びヘに掲げる取引を除く。)の取引金額の最も多い事業年度における当該取引金額の十万分の六・二五に相当する金額
- the amount equivalent to 0.00625 percent of the transaction amount s of the transactions prescribed in Article 2, paragraph (8), item (ii) of the Act (excluding transactions based on a person's own account and the transactions set forth in (f)) in the business year in which such transaction amounts were the greatest from among each business year and each business year starting within two years prior to the commencement of the relevant business year;
- 受任者は、委任事務を処理するのに必要と認められる債務を負担したときは、委任者に対し、自己に代わってその弁済をすることを請求することができる。この場合において、その債務が弁済期にないときは、委任者に対し、相当の担保を供させることができる。
- If the mandatary has incurred any obligation found to be necessary for the administration of the mandated business, the mandatary may demand that the mandator perform the obligation on the mandatary's behalf. In such cases, if the obligation has not yet fallen due, the mandatary may require the mandator to tender reasonable security.
- 商品取引清算機関は、法第百七十九条第五項において準用する法第百三条第四項の規定に基づき取引証拠金を管理するときは、次の各号に掲げる区分ごと、かつ、会員等ごとに、自己の固有財産その他の取引証拠金以外の財産と分別して管理しなければならない。
- When a Commodity Clearing Organization manages clearing margins based on the provisions of Article 103, paragraph (4) of the Act, as applied mutatis mutandis pursuant to Article 179, paragraph (5) of the Act, the clearing margins shall be managed separately from its own property and property other than that of the clearing margins, by the categories set forth in the following items, respectively, and by each Member, etc.:
- 各事業年度及び当該事業年度開始の日前二年以内に開始した各事業年度のうち法第二条第八項第四号に規定する取引(自己の計算による取引及びチに掲げる取引を除く。)の対価の額の合計額の最も高い事業年度における当該合計額の万分の六・二五に相当する金額
- the amount equivalent to 0.0625 percent of the transaction amounts of the transactions prescribed in Article 2, paragraph (8), item (iv) of the Act (excluding transactions based on a person's own account and the transactions set forth in (h)) in the business year in which such transaction amounts were the greatest from among each business year and each business year starting within two years prior to the commencement of the relevant business year;
- 清算取次者は、法第百七十九条第四項の規定により、清算取次者に対する委託者をして清算取次証拠金を預託させるときは、当該清算取次者に対する委託者から、自己に対して当該清算取次証拠金を預託させることについての書面による同意を得なければならない。
- When requesting a Customer of the Clearing Intermediary to deposit a clearing intermediation margin, a Clearing Intermediary shall obtain written consent for depositing said clearing intermediation margin with the Clearing Intermediary from said Customer of the Clearing Intermediary pursuant to the provisions of Article 179, paragraph (4) of the Act.
- 前二条の規定により債権者に代位した者は、自己の権利に基づいて求償をすることができる範囲内において、債権の効力及び担保としてその債権者が有していた一切の権利を行使することができる。この場合においては、次の各号の定めるところに従わなければならない。
- A person who is subrogated to the claim of the obligee pursuant to the provisions of the preceding two Articles may exercise any and all rights possessed by such obligee as the effect of, and as a security for, such right to the extent he/she may seek reimbursement under his/her own right; provided, however, that:
- 口がきけない者が秘密証書によって遺言をする場合には、遺言者は、公証人及び証人の前で、その証書は自己の遺言書である旨並びにその筆者の氏名及び住所を通訳人の通訳により申述し、又は封紙に自書して、第九百七十条第一項第三号の申述に代えなければならない。
- In the case where a will by sealed and notarized document is made by a person who cannot speak, the testator shall make a statement to the effect that the certificate is one's own will, giving the author's name and address through an interpreter, or by his/her own hand upon the sealed document, in lieu of the statement of item (iii) of paragraph (1) of Article 970.
- 破産管財人、保全管理人、破産管財人代理又は保全管理人代理が、自己若しくは第三者の利益を図り又は債権者に損害を加える目的で、その任務に背く行為をし、債権者に財産上の損害を加えたときは、十年以下の懲役若しくは千万円以下の罰金に処し、又はこれを併科する。
- Where a bankruptcy trustee, provisional administrator, bankruptcy trustee representative or provisional administrator representative, for the purpose of promoting his/her own interest or the interest of a third party, or inflicting damage on creditors, has committed an act in breach of his/her duty and caused financial loss to creditors, he/she shall be punished by imprisonment with work for not more than ten years or a fine of not more than ten million yen, or both.
- 信託監督人は、受益者のために自己の名をもって第九十二条各号(第十七号、第十八号、第二十一号及び第二十三号を除く。)に掲げる権利に関する一切の裁判上又は裁判外の行為をする権限を有する。ただし、信託行為に別段の定めがあるときは、その定めるところによる。
- A trust supervisor shall have the power to carry out any and all acts in or out of court in the trust supervisor's own name on behalf of a beneficiary in connection with the rights listed in the items of Article 92 (excluding item (xvii), item (xviii), item (xxi) and item (xxiii)); provided, however, that if the terms of trust otherwise provides for, such provisions shall prevail.
- 第四百四十二条から第四百四十四条までの規定は、数人の保証人がある場合において、そのうちの一人の保証人が、主たる債務が不可分であるため又は各保証人が全額を弁済すべき旨の特約があるため、その全額又は自己の負担部分を超える額を弁済したときについて準用する。
- Where there are several guarantors, if one guarantor has paid the entire amount of the obligation or any amount exceeding the portion which is borne by such guarantor because the principal obligation is indivisible, or because there is a special provision that each guarantor should pay the entire amount, the provisions of Articles 442 to 444 inclusive shall apply mutatis mutandis.
- 前条第一項又は第二項の規定により信託債権に係る債務が新受託者に承継された場合にも、前受託者は、自己の固有財産をもって、その承継された債務を履行する責任を負う。ただし、信託財産に属する財産のみをもって当該債務を履行する責任を負うときは、この限りでない。
- Even where obligations pertaining to trust claims are succeeded to by the new trustee pursuant to the provisions of paragraph (1) or paragraph (2) of the preceding Article, the former trustee shall be liable to perform the obligations thus succeeded to using the former trustee's own property; provided, however, that this shall not apply if the former trustee is only liable for using property that belongs to the trust property to perform such obligations.
- 会員等は、法第百三条第二項の規定により、委託者、取次者又は取次委託者(以下この条において「委託者等」という。)をして委託証拠金を預託させるときは、当該委託者等から、自己に対して当該委託証拠金を預託させることについての書面による同意を得なければならない。
- When a Member, etc. has a Customer, an Intermediary, or an Intermediation Customer (hereinafter referred to as a 'Customer, etc.' in this Article) deposit a customer margin pursuant to the provisions of Article 103, paragraph (2) of the Act, he/she shall obtain written consent from said Customer, etc. to the effect that said customer margin will be deposited with him/her.
- 適格消費者団体の差止請求関係業務に従事する者は、その差止請求関係業務を行うに当たり、相手方の請求があったときは、当該適格消費者団体の名称、自己の氏名及び適格消費者団体における役職又は地位その他内閣府令で定める事項を、その相手方に明らかにしなければならない。
- Any person who is engaged in services involved in demand of an injunction, of a qualified consumer organization, shall, in performing such services, disclose the name of the organization, his/her name and title or position therein and other matters set forth by a Cabinet Office Ordinance to the opposite person, upon request from the person.
- 保証人が主たる債務者の委託を受けて保証をした場合において、過失なく債権者に弁済をすべき旨の裁判の言渡しを受け、又は主たる債務者に代わって弁済をし、その他自己の財産をもって債務を消滅させるべき行為をしたときは、その保証人は、主たる債務者に対して求償権を有する。
- In cases where a guarantor has given a guarantee as entrusted by the principal obligor, if he/she has, without negligence, had a judgment ordering him/her to perform the obligation to the obligee, or has performed the obligation on behalf of the principal obligor, or has otherwise in exchange for his/her own property performed any other act intended to cause the obligation to be extinguished, such guarantor shall have a right to obtain reimbursement from the principal obligor.
- 人事院は、給与の支払が、法令、人事院規則又は人事院指令に違反してなされたことを発見した場合には、自己の権限に属する事項については自ら適当な措置をなす外、必要があると認めるときは、事の性質に応じて、これを会計検査院に報告し、又は検察官に通報しなければならない。
- In cases when it is discovered that payment of remuneration has been made in violation of laws and regulations, rules of the National Personnel Authority or directives of the National Personnel Authority, the National Personnel Authority, in addition to taking appropriate measures in regard to the matters under its own jurisdiction, shall, when it finds it necessary, according to the nature of the case, report it to the Board of Audit or notify it to a public prosecutor for action.
- 法第九百四十七条各号に掲げる者又はその理事等(理事、取締役、執行役、業務を執行する社員、監事若しくは監査役又はこれらに準ずる者をいう。以下この条において同じ。)が、公告を電子公告により行う者から、自己の使用するサーバを公告サーバとすることの委託を受けたとき。
- If persons listed in each of the items of Article 947 of the Act or directors, etc., thereof (meaning directors, executive officers, members executing business, inspectors, company auditors or persons equivalent thereto; hereinafter the same shall apply in this Article) receive a consignment from the person doing the public notice by means of an Electronic Public Notice to use the Server they use themselves as the Public Notice Server;
- 店頭商品先物取引業者は、店頭商品先物取引等の相手方たる特定業者又は店頭商品先物取引業者が自己の営業のためにその計算において当該取引を行うことについて、当該特定業者又は店頭商品先物取引業者から次の各号に掲げる事項が記載された書面を徴して確認しなければならない。
- An Over-the-Counter Commodity Futures Transactions Dealer shall request a document stating the matters set forth in the following items to get confirmation from a Specified Commercial Dealer who is the counterparty to the Over-the-Counter Commodity Futures Transactions, etc., or the Over-the-Counter Commodity Futures Transactions Dealer regarding the fact that said Specified Commercial Dealer or Over-the-Counter Commodity Futures Transactions Dealer conducts said transactions for that dealer's own business based on the dealer's own account:
- 他の土地に貯水、排水又は引水のために設けられた工作物の破壊又は閉塞により、自己の土地に損害が及び、又は及ぶおそれがある場合には、その土地の所有者は、当該他の土地の所有者に、工作物の修繕若しくは障害の除去をさせ、又は必要があるときは予防工事をさせることができる。
- If land suffers, or is likely to suffer, damage due to destruction or blockage of a structure installed on other land to store, discharge or draw water, the owner of that land may have the owners of such other lands repair the structure or remove the barriers, or, if necessary, have the same carry out preventive construction work.
- 免責取消しの決定が確定した場合において、免責許可の決定の確定後免責取消しの決定が確定するまでの間に生じた原因に基づいて破産者に対する債権を有するに至った者があるときは、その者は、新たな破産手続において、他の債権者に先立って自己の債権の弁済を受ける権利を有する。
- Where an order of revocation of discharge has become final and binding, if there is a person who has acquired a claim against the bankrupt arising from a cause that occurred after the order of grant of discharge was made and before the order of revocation of discharge has become final and binding, such person shall have a right to receive payment of his/her claim in preference to other creditors in any additional bankruptcy proceedings.
- すべての対象権利者の半数以上(これを上回る割合を定めた場合にあっては、その割合以上)であって、かつ、すべての対象権利者の有する対象権利の四分の三(これを上回る割合を定めた場合にあっては、その割合)以上に当たる多数の同意を得た場合には自己取引等を行うことができる旨
- that the Financial Instruments Specialist, etc. may conduct Transactions for Itself, etc. if it gains the consent of at least half (or, if a larger proportion has been prescribed, at least such proportion) of all of the Subject Right Holders, and at least three-fourths (or, if a larger proportion has been prescribed, at least such proportion) of the Subject Rights held by all of the Subject Right Holders;
- 第一項の表中「第一基準」とは、連結自己資本比率基準(法第五十二条の二十五に規定する基準をいう。次項において同じ。)のうち海外営業拠点(前項に規定する海外営業拠点をいう。次項において同じ。)を有する銀行等を子会社とする銀行持株会社及びその子会社等に係るものをいう。
- The term 'Standard 1' as used in the table under paragraph (1) means a Consolidated Capital Adequacy Ratio Standard (which means a standard as prescribed in Article 52-25 of the Act; hereinafter the same shall apply in the next paragraph) pertaining to a bank holding company and its subsidiary company, etc. that holds a bank, etc., which has an Overseas Business Base (which shall mean an Overseas Business Base as prescribed in the preceding paragraph; the same shall apply in the next paragraph), as a subsidiary company.
- 商品取引員は、第三項の規定による公告をした場合においては、当該商品取引員が行つた委託者の計算による商品市場における取引を速やかに結了し、かつ、商品取引受託業務に関し委託者から預託を受けた財産及びその計算において自己が占有する財産を遅滞なく返還しなければならない。
- When a Futures Commission Merchant has given a public notice under paragraph (3), the Futures Commission Merchant shall promptly complete the Transactions on a Commodity Market which it has carried out based on the customer's account and return the property deposited by the customer with regard to the Commodity Transactions Brokerage Business and the property which the Futures Commission Merchant possesses based on such customer's account without delay.
- 吸収合併をする場合には、前条第一項の投資主総会に先立つて当該吸収合併に反対する旨を吸収合併存続法人に対し通知し、かつ、当該投資主総会において当該吸収合併に反対した投資主は、当該吸収合併存続法人に対し、自己の有する投資口を公正な価格で買い取ることを請求することができる。
- In the case of an Absorption-Type Merger, an Investor who has notified the Investment Corporation Surviving the Absorption-Type Merger of his/her dissent from the Absorption-Type Merger prior to the Investors' meeting set forth in paragraph (1) of the preceding Article, and who has dissented from said Absorption-Type Merger at said Investors' meeting is entitled to demand that said Investment Corporation Surviving the Absorption-Type Merger purchase his/her Investment Equity at a fair price.
- 吸収合併をする場合には、前条第一項の投資主総会に先立つて当該吸収合併に反対する旨を吸収合併消滅法人に対し通知し、かつ、当該投資主総会において当該吸収合併に反対した投資主は、当該吸収合併消滅法人に対し、自己の有する投資口を公正な価格で買い取ることを請求することができる。
- In the case of an Absorption-Type Merger, an Investor who has notified the Investment Corporation Extinguished in the Absorption-Type Merger of his/her dissent from the Absorption-Type Merger prior to the Investors' meeting set forth in paragraph (1) of the preceding Article, and who has dissented from said Absorption-Type Merger at said Investors' meeting is entitled to demand that said Investment Corporation Extinguished in the Absorption-Type Merger purchase his/her Investment Equity at a fair price.
- 新設合併をする場合には、前条第一項の投資主総会に先立つて当該新設合併に反対する旨を新設合併消滅法人に対し通知し、かつ、当該投資主総会において当該新設合併に反対した投資主は、当該新設合併消滅法人に対し、自己の有する投資口を公正な価格で買い取ることを請求することができる。
- In the case of a Consolidation-Type Merger, an Investor who has notified an Investment Corporation Extinguished in the Consolidation-Type Merger of his/her dissent from the Consolidation-Type Merger prior to an Investors' meeting as set forth in paragraph (1) of the preceding Article and who has dissented from said Consolidation-Type Merger at said Investors' meeting is entitled to demand that said Investment Corporation Extinguished in the Consolidation-Type Merger purchase his/her Investment Equity at a fair price.
- 第一項の引渡命令について同項の決定の被申立人以外の者に対する執行文が付与されたときは、その者は、執行文の付与に対する異議の申立てにおいて、買受人に対抗することができる権原により不動産を占有していること、又は自己が同項各号のいずれにも該当しないことを理由とすることができる。
- When an execution certificate against a person other than the respondent of the order set forth in paragraph (1) has been granted with regard to the delivery order set forth in said paragraph, such person may file an objection to the grant of the execution certificate on the basis that he/she possesses the real property based on a title that may be duly asserted against the purchaser or that he/she does not fall under any of the items of said paragraph.
- 監督委員、調査委員、管財人、保全管理人、個人再生委員、管財人代理又は保全管理人代理が、自己若しくは第三者の利益を図り又は債権者に損害を加える目的で、その任務に背く行為をし、債権者に財産上の損害を加えたときは、十年以下の懲役若しくは千万円以下の罰金に処し、又はこれを併科する。
- Where a supervisor, examiner, trustee, provisional administrator, individual rehabilitation commissioner, trustee representative or provisional administrator representative, for the purpose of promoting his/her own interest or the interest of a third party, or inflicting damage on creditors, has committed an act in breach of his/her duty and caused financial loss to creditors, he/she shall be punished by imprisonment with work for not more than ten years or a fine of not more than ten million yen, or both.
- 当該商品取引員が、外国の法人その他の団体に総株主の議決権(法第八十六条第一項に規定する議決権をいう。以下このロにおいて同じ。)の百分の五十以上の議決権に係る株式を自己又は他人の名義をもって所有されている場合における当該法人その他の団体(以下この条において「外国親会社」という。)
- in cases where a foreign juridical person or any other organization holds shares pertaining to 50 percent or more of the Voting Rights (which means voting rights prescribed in Article 86, paragraph (1) of the Act; hereinafter the same shall apply in this (b)) of all shareholders under its own name or that of another person, said juridical person or other organization (hereinafter referred to as the 'Foreign Parent Company' in this Article);
- 前項の相続債権者若しくは受遺者又は相続人の債権者は、他の同順位の破産債権者が自己の受けた弁済(相続人が数人ある場合には、当該破産手続開始の決定を受けた相続人の相続分に応じた部分に限る。次項において同じ。)と同一の割合の配当を受けるまでは、破産手続により、配当を受けることができない。
- The inheritance obligee or donee or heir's creditor set forth in the preceding paragraph may not receive a liquidating distribution through bankruptcy proceedings until any other bankruptcy creditor with the same priority as theirs receives a liquidating distribution at the same proportion as they have received payment (in cases where there are two or more heirs, such payment shall be limited to the part of it corresponding to the inheritance share of the heir who received the order of commencement of bankruptcy proceedings; the same shall apply in the following paragraph).
- 法第二十六条第二項に規定する内閣府令・財務省令で定める銀行及びその子会社等(法第十四条の二第二号に規定する子会社等をいう。以下この項及び次条において同じ。)の自己資本の充実の状況に係る区分及び当該区分に応じ内閣府令・財務省令で定める命令は、次条に定める場合を除き、次の表のとおりとする。
- The categories pertaining to the adequacy of a bank's or a bank subsidiary company, etc.'s equity capital (which means a subsidiary company, etc. as prescribed in Article 14-2, item (ii) of the Act; hereinafter the same shall apply in this paragraph and the next Article) to be provided for by Cabinet Office Ordinance and an Ordinance of the Ministry of Finance as prescribed in Article 26, paragraph (2) of the Act and orders provided for by Cabinet Office Ordinance and Ordinance of the Ministry of Finance in accordance with said categories shall be as shown in the following table, excluding cases provided for in the next Article.
- 金融商品取引業者等は、顧客から有価証券の売買又は店頭デリバティブ取引に関する注文を受けたときは、あらかじめ、その者に対し自己がその相手方となつて当該売買若しくは取引を成立させるか、又は媒介し、取次ぎし、若しくは代理して当該売買若しくは取引を成立させるかの別を明らかにしなければならない。
- A Financial Instruments Business Operator, etc. shall, when accepting an order from a customer for sales and purchase of Securities or Over-the-Counter Transactions of Derivatives, give the customer a clear notice, in advance, regarding whether said Financial Instruments Business Operator, etc. will take charge of effecting the sales and purchase or the transaction as the other party to the customer, or will perform an intermediary, brokerage or agency service to effect the sales and purchase or the transaction.
- 代表社債権者又は決議執行者(第七百三十七条第二項に規定する決議執行者をいう。以下同じ。)が、自己若しくは第三者の利益を図り又は社債権者に損害を加える目的で、その任務に背く行為をし、社債権者に財産上の損害を加えたときは、五年以下の懲役若しくは五百万円以下の罰金に処し、又はこれを併科する。
- When a representative bondholder or a Resolution Administrator (meaning the Resolution Administrator prescribed in Article 737(2); the same shall apply hereinafter), for the purpose of promoting such person's own interest or the interest of a third party or inflicting damage on a bondholder, commits an act in breach of such person's duties and causes financial damages to the bondholder, such person shall be punished by imprisonment with work for not more than five years or a fine of not more than five million yen, or both.
- 規約を変更して投資口の払戻しの請求に応じないこととする場合には、前条の投資主総会に先立つて当該規約の変更に反対する旨を投資法人に対し通知し、かつ、当該投資主総会において当該規約の変更に反対した投資主は、投資法人に対し、自己の有する投資口を公正な価格で買い取ることを請求することができる。
- In cases where an Investment Corporation has changed its certificate of incorporation and refused to refund Investment Equity, an Investor who has notified the Investment Corporation of his/her dissent from the changes to the certificate of incorporation prior to the Investors' meeting under the preceding Article and who has dissented from said changes to the certificate of incorporation at said Investors' meeting is entitled to demand that the Investment Corporation purchase his/her Investment Equity at a fair price.
- 前号に掲げるもののほか、運用の指図を行う投資信託財産と自己又はその取締役若しくは執行役、運用の指図を行う他の投資信託財産、利害関係人等その他の政令で定める者との間における特定資産(指定資産及び内閣府令で定めるものを除く。)の売買その他の政令で定める取引 当該運用の指図を行う投資信託財産
- In addition to what is listed in the preceding item, the sale and purchase of Specified Assets (excluding Designated Assets and other assets specified by a Cabinet Office Ordinance) and other transactions specified by a Cabinet Order carried out with the Investment Trust Property for which the Settlor Company of an Investment Trust gives instructions on investment, by the Settlor Company of an Investment Trust or its director or executive officer, or carried out with other Investment Trust Property for which the Settlor Company of an Investment Trust gives instructions on investment, by Interested Persons, etc. and any other persons specified by a Cabinet Order: Investment Trust Property for which the Settlor Company of an Investment Trust gives the order for investment.
- 第二項の規定は破産者の債務を担保するため自己の財産を担保に供した第三者(以下この項において「物上保証人」という。)が破産手続開始後に債権者に対して弁済等をした場合について、前二項の規定は物上保証人が破産者に対して将来行うことがある求償権を有する場合における当該物上保証人について準用する。
- The provision of paragraph (2) shall apply mutatis mutandis where a third party who provided his/her property as security in order to secure the bankrupt's debt (hereinafter referred to as a 'third party mortgagor/pledgor' in this paragraph) has made payment, etc. to the creditor after the commencement of bankruptcy proceedings, and the provisions of the preceding two paragraphs shall apply mutatis mutandis to a third party mortgagor/pledgor who has a right of exoneration to be exercised thereby against the bankrupt in the future.
- 金融商品取引業者に準ずる指定国(金融商品取引業者の市場リスク相当額、取引先リスク相当額及び基礎的リスク相当額の算出の基準等を定める件(金融庁告示第五十九号)第一条第四号の指定国をいう。以下この表において同じ。)(日本国を除く。)の者(自己資本規制比率と類似の基準の適用を受けている者に限る。)
- Persons (limited to those under requirements similar to the capital adequacy ratio) in Designated States (which means the Designated States set forth in Article 1, item (iv) of the Notice on Establishment of Standards for Calculation of Financial Instruments Business Operators' Amount Equivalent to Market Risk, Amount Equivalent to Counterparty Risk, and Amount Equivalent to Basic Risk [Public Notice of the Financial Services Agency No. 59]; hereinafter the same shall apply in this table) (excluding Japan) who are equivalent to Financial Instruments Business Operators;
- c. Persons (limited to those under requirements similar to the capital adequacy ratio) in Designated States (which means the Designated States set forth in Article 1, item (iv) of the Notice on Establishment of Standards for Calculation of Financial Instruments Business Operators' Amount Equivalent to Market Risk, Amount Equivalent to Counterparty Risk, and Amount Equivalent to Basic Risk [Public Notice of the Financial Services Agency No. 59]; hereinafter the same shall apply in this table) (excluding Japan) who are equivalent to Financial Instruments Business Operators;
- 内閣総理大臣は、金融商品取引業者が第四十六条の六第二項の規定に違反している場合(自己資本規制比率が、百パーセントを下回るときに限る。)において、公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、三月以内の期間を定めて業務の全部又は一部の停止を命ずることができる。
- In cases where a Financial Instruments Business Operator violates the provision of Article 46-6(2) (limited to cases where the Capital-to-Risk Ratio is less than 100 percent), if the Prime Minister finds it necessary and appropriate for the public interest or protection of investors, he/she may order the suspension of whole or part of its business by specifying a period not exceeding three months, within the limit necessary.
- 特定役員とその被支配法人等が合わせて他の法人等(法人その他の団体をいう。以下この条において同じ。)の総株主等の議決権の百分の五十を超える議決権に係る株式又は出資を自己又は他人の名義をもって所有する場合には、当該他の法人等は、当該特定役員の被支配法人等とみなして前項第二号ハ及びこの項の規定を適用する。
- In cases where a Specified Officer and the Controlled Juridical Person, etc. thereof jointly hold shares or equity pertaining to voting rights exceeding 50 percent of the Voting Rights Held by All the Shareholders, etc. of another Juridical Person, etc. (meaning a juridical person or any other type of organization; hereinafter the same shall apply in this Article) in their own name or another person's name, the provisions of item (ii), sub-item (c) of the preceding paragraph and this paragraph shall apply by deeming said other Juridical Person, etc. to be the Controlled Juridical Person, etc. of said Specified Officer.
- 金融商品取引業者が、同一の銘柄に対し自己又は他の金融商品取引業者等の複数の売付け及び買付けの気配を提示し、当該複数の売付け及び買付けの気配に基づく価格を用いる方法(複数の金融商品取引業者等が恒常的に売付け及び買付けの気配を提示し、かつ当該売付け及び買付けの気配に基づき売買を行う義務を負うものを除く。)
- a method by which a Financial Instruments Specialist offers more than one asked and bidding quotations of its own or of any other Financial Instruments Specialist, etc. for a single issue, and uses an indicative price based on said asked and bidding quotations (excluding those in which more than one Financial Instruments Specialist, etc. constantly offer asked and bidding quotations, and have obligations to conduct a purchase and sale on the basis of said asked and bidding quotations).
- 金融商品取引業者等は、その行うデリバティブ取引等(有価証券関連デリバティブ取引等に該当するものを除く。次項において同じ。)に関し、第百十九条の規定により顧客から預託を受けた金銭又は有価証券その他の保証金又は有価証券については、内閣府令で定めるところにより、自己の固有財産と区分して管理しなければならない。
- A Financial Instruments Business Operator, etc. shall, with regard to his/her Derivative Transactions, etc. (excluding those that fall within the category of Transactions of Securities-Related Derivatives, etc.; the same shall apply in the following paragraph), manage the money or Securities deposited from a customer under Article 119 or other security deposit and Securities, separately from his/her own property pursuant to the provisions of a Cabinet Office Ordinance.
- 指定紛争解決機関の紛争解決委員(第五十二条の七十三第二項の規定により選任された紛争解決委員をいう。次項、次条第二項並びに第五十二条の六十七第二項及び第四項において同じ。)若しくは役員若しくは職員又はこれらの職にあつた者は、紛争解決等業務に関して知り得た秘密を漏らし、又は自己の利益のために使用してはならない。
- A Dispute Resolution Mediator (meaning a Dispute Resolution Mediator appointed under Article 52-73, paragraph (2); the same shall apply in the following paragraph, paragraph (2) of the following Article and Article 52-67, paragraphs (2) and (4)) or an officer or employee of the Designated Dispute Resolution Organization, or a person who was formerly in such position shall not divulge to another person or use for his/her own interests any confidential information learned during the course of Dispute Resolution, etc.
- 有価証券売買取引等につき、自己又は第三者が当該有価証券等について生じた顧客の損失の全部若しくは一部を補てんし、又はこれらについて生じた顧客の利益に追加するため当該顧客又は第三者に財産上の利益を提供する旨を、当該顧客又はその指定した者に対し、申し込み、若しくは約束し、又は第三者に申し込ませ、若しくは約束させる行為
- an act of making an offer or promise or having a third party make an offer or promise to a customer or any person designated by a customer, with regard to the Sales and Purchase or Other Transaction of Securities, etc., to the effect that property benefit will be provided to the customer in order to compensate for the whole or part of a loss incurred by the customer from the relevant Securities, etc. or make an addition to the profit accrued to the customer from such Securities, etc.; and
- 法務大臣は、選択の宣言をした日本国民で外国の国籍を失つていないものが自己の志望によりその外国の公務員の職(その国の国籍を有しない者であつても就任することができる職を除く。)に就任した場合において、その就任が日本の国籍を選択した趣旨に著しく反すると認めるときは、その者に対し日本の国籍の喪失の宣告をすることができる。
- In cases where a Japanese citizen having made the selection declaration and not having lost foreign nationality appoints the post of a public officer (with the exception of a post that may be appointed by a person not having the nationality of that country) at his/her own discretion, the Minister of Justice may pronounce a judgment of loss of Japanese nationality if it is found that the appointment of the post is markedly contrary to the purpose of the selection of Japanese nationality.
- 信託の併合又は分割がされる場合には、これらにより損害を受けるおそれのある受益者は、受託者に対し、自己の有する受益権を公正な価格で取得することを請求することができる。ただし、前項第一号又は第二号に掲げる事項に係る変更を伴う信託の併合又は分割がされる場合にあっては、これらにより損害を受けるおそれのあることを要しない。
- Where a trust is to be consolidated or split, a beneficiary who is likely to suffer any damage from the consolidation or split may demand that the trustee acquire the beneficial interest of the beneficiary at a fair price; provided, however, that where the consolidation or split of the trust is to involve a modification of the trust regarding the matters listed in item (i) or item (ii) of the preceding paragraph, there need not be any likelihood of suffering any damages from the consolidation or split.
- 会員等は、法第百七十九条第二項の規定により、委託者、取次者若しくは取次委託者又は清算取次委託者、清算取次者若しくは清算取次者に対する委託者(以下この条において「委託者等」という。)をして委託証拠金を預託させるときは、当該委託者等から、自己に対して当該委託証拠金を預託させることについての書面による同意を得なければならない。
- When a Member, etc. requests a Customer, an Intermediary or an Intermediation Customer, or a Clearing Intermediation Customer, a Clearing Intermediary, or a Customer of the Clearing Intermediary (hereinafter referred to as a 'Customer, etc.' in this Article) to deposit a customer margin, a written consent for depositing said customer margin with the Member, etc. shall be obtained by the Member, etc. from said Customer, etc., pursuant to the provisions of Article 179, paragraph (2) of the Act.
- 商品取引所が保管することにより管理する有価証券等(混蔵して保管される有価証券等に限る。次号において同じ。) 充用有価証券等の保管場所については固有有価証券等の保管場所と明確に区分し、かつ、各会員等から又は各会員等を通じ預託を受けた充用有価証券等に係る持分が自己の帳簿により直ちに判別できる状態で保管することにより管理する方法
- Securities, etc. for retention under the management of a Commodity Exchange (limited to the Securities, etc. which are retained and commingled; the same shall apply in the following item): a management method by which the location for the retention of Securities, etc. for Allocation is clearly separate from that for the Private Securities, etc., and that the equity interests pertaining to Securities, etc. for Allocation deposited by or through each Member, etc. are retained in an available condition which is easily distinguishable in their own books and records;
- 公益協会は、前条の規定による報告に基づき、上場株券等の取引所金融商品市場外での売買(会員が自己の計算において行うもの並びに会員が媒介、取次ぎ及び代理を行うものに限る。次条において同じ。)について、内閣府令で定めるところにより、銘柄別に毎日の売買高、最高、最低及び最終の価格その他の事項をその会員に通知し、公表しなければならない。
- Based on reports received under the provision of the preceding Article, a Public Interest-Type Association shall notify to its member, and also make public, the trading volume, highest price, lowest price, closing price and other matters concerning sales and purchase of Listed Share Certificates, etc. conducted outside of Financial Instruments Exchange Markets (limited to those conducted by its member on their own account, or those for which its member provides intermediary, brokerage or agency service; the same shall apply in the following Article) for each day and for each issue of the Listed Share Certificates, etc., pursuant to the provisions of a Cabinet Office Ordinance.
- 商品市場における取引等につき、自己又は第三者が当該商品市場における取引等について生じた顧客の損失の全部若しくは一部を補てんし、又はこれらについて生じた顧客の利益に追加するため当該顧客又は第三者に財産上の利益を提供する旨を、当該顧客又はその指定した者に対し、申し込み、若しくは約束し、又は第三者に申し込ませ、若しくは約束させる行為
- Act of making an offer or promise or having a third party make an offer or promise to a customer or any person designated by a customer, with regard to Transactions on a Commodity Market, etc., to the effect that said Futures Commission Merchant or said third party will provide property benefit to the customer or a third party in order to compensate for the whole or part of a loss incurred by the customer as a result of said Transactions on a Commodity Market, etc. or make an addition to the profit accrued to the customer as a result of said Transactions on a Commodity Market, etc.
- 委託者保護基金が保管することにより管理する有価証券(混蔵して保管される有価証券に限る。次号において同じ。) 保全対象財産である有価証券の保管場所については基金固有有価証券等の保管場所と明確に区分し、かつ、各会員から預託を受けた保全対象財産である有価証券に係る持分が自己の帳簿により直ちに判別できる状態で保管することにより管理する方法
- Securities for retention under the management of a Consumer Protection Fund (limited to Securities which are retained and commingled; the same shall apply to the following item): a management method by which the location for the retention of Securities that are Properties Subject to Preservation is clearly separate from that for the Fund's Securities, etc., and that equity interests pertaining to Securities that are Properties Subject to Preservation and are deposited from each Member are retained in an available condition that is immediately distinguishable by using a person's own books;
- 商品市場における一の会員等の一の取引の期限に係る自己の計算による取引であって決済を結了していないものの数量が別表第二の第一欄に掲げる商品取引所が開設する同表の第二欄に掲げる商品市場において取引の対象とされる同表の第四欄に掲げる上場商品又は上場商品指数の種類ごと、かつ、売付け又は買付けの別ごとに、同表の第五欄に掲げる数量を超えること。
- the amount of the transactions pertaining to one transaction term of one Member, etc. on a Commodity Market on a person's own account and for which settlement is not completed exceeds the amount listed in column 5 of the Appended Table 2 by buying and selling and for each type of Listed Commodities or Listed Commodity Indices listed in column 4 of the same Table which are subject to transactions on the Commodity Markets listed in column 2 of the same Table opened by the Commodity Exchanges listed in column 1 of the same Table;
- 商品取引清算機関が保管することにより管理する有価証券等(混蔵して保管される有価証券等に限る。次号において同じ。) 充用有価証券等の保管場所については清算機関固有有価証券等の保管場所と明確に区分し、かつ、各会員等から又は各会員等を通じ預託を受けた充用有価証券等に係る持分が自己の帳簿により直ちに判別できる状態で保管することにより管理する方法
- Securities, etc. for retention under the management of a Commodity Clearing Organization (limited to the Securities, etc., which are retained and commingled; the same shall apply in the following item): a management method by which the location for the retention of Securities, etc. for Allocation is clearly separate from that for the Securities, etc. of a Clearing Organization's Own Property, and that the equity interests pertaining to Securities, etc. for Allocation deposited by or through each Member, etc. are retained in an available condition which is easily distinguishable in their own books and records;
- 当該商品取引員が、外国の法人その他の団体の総株主、総社員、総会員、総組合員又は総出資者の議決権(令第七条第一項第三号に規定する議決権をいう。以下この条(ロを除く。)において同じ。)の百分の五十以上の議決権に係る株式又は出資を自己又は他人の名義をもって所有している場合における当該法人その他の団体(以下この条において「外国子会社」という。)
- in cases where said Futures Commission Merchant holds shares or contributions pertaining to 50 percent or more of the Voting Rights (which means Voting Rights prescribed in Article 7, paragraph (1), item (iii) of the Order; hereinafter the same shall apply [except for (b)] in this Article) for all shareholders, all company members, all organization members, all partners, or all investors of a foreign juridical person or any other organization, under its own name or that of another person, said juridical person or other organization (hereinafter referred to as a 'Foreign Subsidiary' in this Article);
- 最高価買受申出人又は買受人は、買受けの申出をした後天災その他自己の責めに帰することができない事由により不動産が損傷した場合には、執行裁判所に対し、売却許可決定前にあつては売却の不許可の申出をし、売却許可決定後にあつては代金を納付する時までにその決定の取消しの申立てをすることができる。ただし、不動産の損傷が軽微であるときは、この限りでない。
- In cases where the real property has been damaged after making the purchase offer due to a natural disaster or other grounds not attributable to him/her, the highest purchase offeror or the purchaser may, if it is prior to the issuance of an order of permission of sale, make a proposal of non-permission of sale to the execution court, and if it is after the issuance of an order of permission of sale, file a petition for revocation of such order by the time of paying the price; provided, however, that this shall not apply when the damage to the real property is slight.
- 次に掲げる事項に係る信託の変更(第三項において「重要な信託の変更」という。)がされる場合には、これにより損害を受けるおそれのある受益者は、受託者に対し、自己の有する受益権を公正な価格で取得することを請求することができる。ただし、第一号又は第二号に掲げる事項に係る信託の変更がされる場合にあっては、これにより損害を受けるおそれのあることを要しない。
- Where a modification is to be made to a trust regarding the following matters (referred to as a 'material modification of a trust' in paragraph (3)), a beneficiary who is likely to suffer damages from the modification may demand that the trustee acquire the beneficial interest of the beneficiary at a fair price; provided, however, that where a modification of a trust is to be made regarding the matters listed in item (i) or item (ii), there need not be any likelihood of suffering any damage from the modification:
- 店頭商品先物取引業者は、店頭商品先物取引又は店頭商品先物取引業者間取引(以下この条及び第三百五十四条において「店頭商品先物取引等」という。)の契約を締結しようとするときは、主務省令で定めるところにより、当該店頭商品先物取引等の相手方たる特定業者又は店頭商品先物取引業者が自己の営業のためにその計算において当該取引を行うことについて確認しなければならない。
- When an Over-the-Counter Commodity Futures Transactions Dealer intends to conclude a contract on Over-the-Counter Commodity Futures Transactions or Transactions between Over-the-Counter Commodity Futures Transactions Dealers (hereinafter referred to as 'Over-the-Counter Commodity Futures Transactions, etc.' in this Article and Article 354), he/she shall confirm that a Specified Commercial Dealer or an Over-the-Counter Commodity Futures Transactions Dealer who is the counterparty of said Over-the-Counter Commodity Futures Transactions, etc. carries out said transactions for his/her own business based on his/her own account, pursuant to the provisions of an ordinance of the competent ministry.
- 商品取引所は、当該商品取引所の開設する商品市場における一の会員等の自己の計算による取引であつて決済を結了していないものの数量が商品市場ごとに主務省令で定める数量を超えることとなつた場合その他その商品市場における取引の状況が主務省令で定める要件に該当することとなつた場合には、主務省令で定めるところにより、遅滞なく、その旨を主務大臣に報告しなければならない。
- In the case where the volume of transactions of a single Member, etc. for a Commodity Market opened by a Commodity Exchange which are based on the Member, etc.'s own account and of which settlement has not been completed exceeds the volume specified by an ordinance of the competent ministry for each Commodity Market and in other cases where the status of the Transactions on a Commodity Market has come to satisfy the requirements specified by an ordinance of the competent ministry, the Commodity Exchange shall report to the competent minister to that effect without delay pursuant to the provisions of an ordinance of the competent ministry.
- 商品取引所は、法第百三条第一項の規定に基づき会員等又は取次者から取引証拠金の預託を受けるとき(会員等が自己の計算において商品市場における取引を行う場合を除く。)は、次の各号に掲げる場合の区分に応じ、当該各号に定める者が当該取引証拠金(当該各号に定める者が預託した委託証拠金又は取次証拠金の額の範囲内に限る。)に対する返還請求権を有するものとしなければならない。
- When a Commodity Exchange receives the deposit of clearing margins from a Member, etc. or an Intermediary pursuant to the provisions of Article 103, paragraph (1) of the Act (excluding the case where a Member, etc. carries out transactions on a Commodity Market on a person's own account), it shall recognize that a person specified in the following items for the categories of cases set forth respectively in those items has the right to claim the return for said clearing margin (limited to within the amount of the customer margin or intermediation margin which the person specified in said respective items has deposited):
- 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、有価証券届出書の届出者、発行登録書の提出者、有価証券報告書の提出者、自己株券買付状況報告書の提出者、親会社等状況報告書の提出者若しくは有価証券の引受人その他の関係者若しくは参考人に対し参考となるべき報告若しくは資料の提出を命じ、又は当該職員をしてその者の帳簿書類その他の物件を検査させることができる。
- When the Prime Minister finds it necessary and appropriate for the public interest or protection of investors, he/she may order the person who submits a Securities Registration Statement, Shelf Registration Statement, Annual Securities Report, Share Buyback Report or Status Report of Parent Company, etc. or an Underwriter of the Securities or other person concerned or witnesses to submit reports or materials that will be helpful, or have the officials inspect the books and documents or other articles held by these persons.
- 自己の計算において行う上場株券等(金融商品取引所に上場されている株券、新株予約権付社債券その他の有価証券で内閣府令で定めるものをいう。以下この条から第七十八条の五までにおいて同じ。)の取引所金融商品市場外での売買又は媒介、取次ぎ若しくは代理を行う上場株券等の取引所金融商品市場外での売買が成立した場合 当該売買に係る上場株券等の種類、銘柄、価格、数量その他内閣府令で定める事項
- when a sales and purchase of the Listed Share Certificates, etc. (meaning the share certificates, bonds with share option or any other Securities specified by a Cabinet Office Ordinance which are listed on a Financial Instruments Exchange; hereinafter the same shall apply in this Article to Article 78-5 inclusive) conducted outside of a Financial Instruments Exchange Market on the Member Firm's own account, or sales and purchase of Listed Share Certificates, etc. conducted outside of a Financial Instruments Exchange Market for which the Member Firm has provided intermediary, brokerage or agency services has been effected: the kinds, issues, prices or volumes or other matters specified by a Cabinet Office Ordinance pertaining to the Listed Share Certificates, etc. for which the sales and purchase is effected; or
- 金融商品取引業者は、資本金、準備金その他の内閣府令で定めるものの額の合計額から固定資産その他の内閣府令で定めるものの額の合計額を控除した額の、保有する有価証券の価格の変動その他の理由により発生し得る危険に対応する額として内閣府令で定めるものの合計額に対する比率(以下「自己資本規制比率」という。)を算出し、毎月末及び内閣府令で定める場合に、内閣総理大臣に届け出なければならない。
- A Financial Instruments Business Operator shall calculate the ratio of the total sum of the stated capital, reserve fund, and other amount specified by a Cabinet Office Ordinance after deduction of the total sum of the fixed assets and any others specified by a Cabinet Office Ordinance, to the total sum of the amount specified by a Cabinet Office Ordinance as the amount for covering possible risks which may accrue due to the fluctuation of prices of the Securities held or other reasons (hereinafter referred to as the 'Capital-to-Risk Ratio'), and notify it to the Prime Minister at the end of each month and in the cases specified by a Cabinet Office Ordinance.
- 前項の破産手続においては、同項の破産債権については、第一項の再生計画により弁済を受けた場合であっても、従前の再生債権の額をもって配当の手続に参加することができる債権の額とみなし、破産財団に当該弁済を受けた額を加算して配当率の標準を定める。ただし、当該破産債権を有する破産債権者は、他の同順位の破産債権者が自己の受けた弁済と同一の割合の配当を受けるまでは、配当を受けることができない。
- In the bankruptcy proceedings set forth in the preceding paragraph, even if any amount is paid for a bankruptcy claim set forth in paragraph (1) based on the rehabilitation plan set forth in said paragraph, the initial amount of the rehabilitation claim shall be deemed to be the amount of the claim that may enter into the procedure for a liquidating distribution, and the basis for calculating the percentage of distribution shall be determined by adding such amount paid to the bankruptcy estate; provided, however, that the bankruptcy creditor who holds such bankruptcy claim may not receive a liquidating distribution until any other bankruptcy creditor with the same priority as his/hers receives a liquidating distribution at the same proportion as he/she has received payment.
- 各事業年度及び当該事業年度開始の日前二年以内に開始した各事業年度のうち法第二条第八項第一号に規定する取引(自己の計算による取引及びホに掲げる取引を除く。)の取引金額(これらの事業年度のうち一年に満たないものがある場合には、当該事業年度の当該取引金額を当該事業年度の月数で除し、これに十二を乗じて計算した金額。以下同じ。)の最も多い事業年度における当該取引金額の十万分の六・二五に相当する金額
- the amount equivalent to 0.00625 percent of the transaction amounts of the transactions prescribed in Article 2, paragraph (8), item (i) of the Act (excluding transactions based on a person's own account and the transactions set forth in (e)) in the business year in which such transaction amounts were the greatest from among each business year and each business year starting within two years prior to the commencement of the relevant business year (if any of these business years is less than one full year, an amount calculated by dividing said transaction amount in said business year by the number of months in said business year and multiplying the result by twelve; the same shall apply hereinafter);
- 自己の氏名又は名称が電子記録の請求者として電子債権記録機関に提供された者は、電子債権記録機関に対し、その営業時間内は、いつでも、業務規程の定める費用を支払って、当該電子記録の請求に当たって電子債権記録機関に提供された情報について、次に掲げる請求をすることができる。当該電子記録の請求が適法であるかどうかについて利害関係を有する者も、正当な理由があるときは、当該利害関係がある部分に限り、同様とする。
- A person whose name has been provided to an Electronic Monetary Claim Recording Institution as a requester of Electronic Records may, having paid expenses prescribed in said Institution's Operational Rules, make a request provided for as follows to said Institution for the information provided to said Institution, at the time of the request of said Electronic Record, at any time during the business hours of said Institution. Regarding those who have an interest regarding the legitimacy of the request for said Electronic Recording, if there are justifiable grounds, the same shall apply to the extent that the person has an interest.
- 自己の計算において行う取扱有価証券(当該認可協会がその規則において、売買その他の取引の勧誘を行うことを禁じていない株券、新株予約権付社債券その他内閣府令で定める有価証券(金融商品取引所に上場されている有価証券及び店頭売買有価証券を除く。)をいう。以下同じ。)の売買又は媒介、取次ぎ若しくは代理を行う取扱有価証券の売買が成立した場合 当該売買に係る有価証券の種類、銘柄、価格、数量その他内閣府令で定める事項
- when sales and purchase of the Tradable Securities (meaning the Share Certificates, bonds with share option or any other Securities specified by a Cabinet Office Ordinance for which solicitation of sales and purchase or other transactions has not been prohibited by said Authorized Association under its rules (excluding Securities listed on a Financial Instruments Exchange and Over-the-Counter Traded Securities; the same shall apply hereinafter) conducted on the Member Firm's own account, or sales and purchase of the Tradable Securities for which the Member Firm has provided intermediary, brokerage or agency services has been effected: the kinds, issues, prices or volumes or other matters specified by a Cabinet Office Ordinance pertaining to the Securities for which the sales and purchase is effected;
- 委託者若しくは受益者又は第三者に対し、信託の受益権について損失を生じた場合にこれを補てんし、若しくはあらかじめ一定額の利益を得なかった場合にこれを補足することを約し、又は信託の受益権について損失を生じた場合にこれを補てんし、若しくはあらかじめ一定額の利益を得なかった場合にこれを補足する行為(第三者をして当該行為を約させ、又は行わせる行為を含み、自己の責めに帰すべき事故による損失を補てんする場合を除く。)
- the act of promising to compensate a settlor, beneficiary, or third party in cases where any loss has occurred with regard to beneficial interest in trust, the act of promising to supplement any shortfall in the case that a pre-determined amount of profits is not obtained, the act of compensating for losses in cases where any loss has occurred with regard to beneficial interest in trust or the act of supplementing any shortfall in the case that a pre-determined amount of profits is not obtained (including the act of having a third party promise to conduct or conduct said acts, but excluding the case of compensating for losses caused by an accident imputable to the Trust Company's own liability); and
- 最高価買受申出人に次いで高額の買受けの申出をした者は、その買受けの申出の額が、買受可能価額以上で、かつ、最高価買受申出人の申出の額から買受けの申出の保証の額を控除した額以上である場合に限り、売却の実施の終了までに、執行官に対し、最高価買受申出人に係る売却許可決定が第八十条第一項の規定により効力を失うときは、自己の買受けの申出について売却を許可すべき旨の申出(以下「次順位買受けの申出」という。)をすることができる。
- A person who has made a purchase offer next highest to the highest purchase offeror may, provided that his/her purchase offer price is not less than the minimum purchase price and not less than the price obtained by deducting the amount of the purchase offer guarantee from the price offered by the highest purchase offeror, make an offer seeking permission of sale for his/her purchase offer in the event that the order of permission of sale pertaining to the highest purchase offeror ceases to be effective pursuant to the provisions of Article 80(1) (such offer shall hereinafter be referred to as the 'next-highest purchase offer') to a court execution officer, by the time of the termination of implementation of the sale.
- 運用の指図を行う投資信託財産と自己又はその取締役若しくは執行役、運用の指図を行う他の投資信託財産(当該投資信託委託会社が資産運用会社である場合にあつては、資産の運用を行う投資法人を含む。次号において同じ。)、利害関係人等その他の政令で定める者との間における特定資産の売買その他の政令で定める取引 当該運用の指図を行う投資信託財産及び当該特定資産と同種の資産を投資の対象とする委託者指図型投資信託に係る他の投資信託財産
- Sale and purchase of Specified Assets and other transactions specified by a Cabinet Order which are carried out with the Investment Trust Property for which the Settlor Company of an Investment Trust gives instructions on investment, by the Settlor Company of an Investment Trust or one of its directors or executive officers, or carried out with other Investment Trust Property for which the Settlor Company of an Investment Trust gives instructions on investment (in cases where the Settlor Company of an Investment Trust is an Asset Management Company, an Investment Corporation investing assets shall be included; the same shall apply in the following item), by Interested Persons, etc. and other persons specified by a Cabinet Order: Investment Trust Property for which the Settlor Company of an Investment Trust gives instructions for investment and other Investment Trust Property pertaining to an Investment Trust Managed under Instructions from the Settlor where assets similar to said Specified Assets are the subject of investment; and
- 当該有価証券の発行者又はその役員(取締役、監査役、執行役、理事若しくは監事又はこれらに準ずる者をいう。)であり、かつ、当該発行者の総株主等の議決権の百分の五十を超える議決権に係る株式若しくは出資を自己若しくは他人の名義をもって所有する者(以下この条及び第十三条の五第一項第二号ハにおいて「特定役員」という。)若しくは当該特定役員の被支配法人等(当該発行者を除く。以下この条及び同号ハにおいて同じ。)に対して譲渡する場合
- cases where the relevant person transfers the Securities to the Issuer of the relevant Securities or the Officer (meaning directors, company auditors, executive officers, board members, auditors, or persons equivalent thereto) thereof, who holds shares or equity pertaining to voting rights exceeding 50 percent of the Voting Rights Held by All the Shareholders of said Issuer under his/her own name or another person's name (hereinafter such Officer shall be referred to as the 'Specified Officer' in this Article and Article 13-5, paragraph (1), item (ii), sub-item (c)), or to the Controlled Juridical Person, etc. (excluding the relevant Issuer; hereinafter the same shall apply in this Article and Article 13-5, paragraph (1), item (ii), sub-item (c)) of the relevant Specified Officer; and
- 認可協会は、前条の規定による報告に基づき、その開設する店頭売買有価証券市場における店頭売買有価証券の売買、取扱有価証券の売買及び上場株券等の取引所金融商品市場外での売買(協会員が自己の計算において行うもの並びに協会員が媒介、取次ぎ及び代理を行うものに限る。次条において同じ。)について、内閣府令で定めるところにより、銘柄別に毎日の売買高、最高、最低及び最終の価格その他の事項をその協会員に通知し、公表しなければならない。
- An Authorized Association shall, pursuant to the provisions of a Cabinet Office Ordinance and based on the reports made pursuant to the provision of the preceding Article, notify its Member Firms and also publicize the daily trading volume, and highest price, lowest price, closing price and any other matters for each day and for each issue in relation to sales and purchase of Over-the-Counter Traded Securities on the Over-the-Counter Securities Market established by said Authorized Association, sales and purchase of the Tradable Securities, and sales and purchase of the Listed Share Certificates, etc. conducted outside of a Financial Instruments Exchange Market (limited to those which a Member Firm conducts on its own account, and those for which a Member Firm provides intermediary, brokerage or agency services; hereinafter the same shall apply in the following Article).
- 商品市場における取引につき、顧客から第二条第八項第一号に掲げる取引の委託を受け、その委託に係る取引の申込みの前に自己の計算においてその委託に係る商品市場における当該委託に係る取引と同一の取引を成立させることを目的として、当該委託に係る取引における対価の額より有利な対価の額(買付けについては当該委託に係る対価の額より低い対価の額を、売付けについては当該委託に係る対価の額より高い対価の額をいう。)で同号に掲げる取引をすること。
- Accepting the consignment of a transaction set forth in Article 2, paragraph (6), item (i) with regard to a Transaction on a Commodity Market from a customer and carrying out a transaction set forth in the same item at an amount of a consideration which is more advantageous than the amount of a consideration for the transaction pertaining to said consignment (which means an amount of a consideration lower than that pertaining to said consignment in the case of buying and an amount of a consideration higher than that pertaining to said consignment in the case of selling) in order to close a transaction identical to the transaction pertaining to said consignment on the Commodity Market pertaining to said consignment based on the Futures Commission Merchant's own account prior to filing an application for the transaction pertaining to said consignment
- 金融商品取引業者等は、第六項の規定による公告をした場合(合併、分割による事業の全部又は一部の承継及び事業の全部又は一部の譲渡に係る公告をした場合を除く。)においては、当該金融商品取引業者等が行つた有価証券の売買その他の取引及びデリバティブ取引等(第五十六条において「顧客取引」という。)を、速やかに結了し、かつ、金融商品取引業等に関し顧客から預託を受けた財産及びその計算において自己が占有する財産を、遅滞なく返還しなければならない。
- When a Financial Instruments Business Operator, etc. has given a public notice under paragraph (6) (excluding the cases where the public notice was pertaining to succession of whole or part of its business upon merger or company split or transfer of whole or part of business), the Financial Instruments Business Operator, etc. shall promptly complete sales and purchase or other transactions of Securities and Derivative Transactions, etc. that he/she had conducted (referred to as 'Customer Transactions' in Article 56) and return the property deposited by customers with regard to Financial Instruments Business, etc. and the property he/she possesses on customers' account without delay.
- 商品取引所が保管することにより管理する有価証券等(混蔵して保管される有価証券等を除く。次号において同じ。) 充用有価証券等の保管場所については自己の固有財産である有価証券等その他の充用有価証券等以外の有価証券等(以下この条において「固有有価証券等」という。)の保管場所と明確に区分し、かつ、当該充用有価証券等についてどの会員等から又はどの会員等を通じ預託を受けた有価証券等であるかが直ちに判別できる状態で保管することにより管理する方法
- Securities, etc. for retention under the management of a Commodity Exchange (excluding Securities, etc. which are retained and commingled; the same shall apply in the following item): a management method by which the Commodity Exchange controls the location for the retention of Securities, etc. for Allocation that is clearly separate from that for the Securities, etc. of the Commodity Exchange's own property and other Securities, etc. than that for the Securities, etc. for Allocation (hereinafter referred to as the 'Private Securities, etc.' in this Article), and that said Securities, etc. for Allocation are retained in an available condition that is immediately distinguishable as to which Member, etc. deposited such property or for which Member, etc. such property was deposited;
- 法第二条第八項第十六号に掲げる行為のうち、金融商品取引業者(第二種金融商品取引業を行う法人であって、資本金の額又は出資の総額が五千万円以上であるものに限る。)が、その行う同項第九号に掲げる行為(売出しの取扱いを除き、同条第二項第一号、第二号、第五号又は第六号に掲げる権利に係るものに限る。)に関して、顧客から金銭の預託を受ける行為であって、法第四十二条の四に規定する方法に準ずる方法により、当該金銭と自己の固有財産とを分別して管理するもの
- an act which is listed in Article 2, paragraph (8), item (xvi) of the Act, and in which a Financial Instruments Specialist (limited to a juridical person engaged in Type II Financial Instruments Services, whose amount of stated capital or the total amount of contribution is 50 million yen or more) accepts money deposits from a customer in connection with any acts it conducts as listed in item (ix) of that paragraph (excluding dealing in a secondary distribution, and limited to any act pertaining to the rights listed in item (i), (ii), (v) or (vi) of paragraph (2) of that Article) and manages said money separately from its own property in accordance with the method equivalent to that prescribed in Article 42-4 of the Act;
- 当該有価証券の発行者の総株主等の議決権の百分の五十を超える議決権(社債等振替法第百四十七条第一項又は第百四十八条第一項(これらの規定を社債等振替法第二百二十八条第一項、第二百三十五条第一項、第二百三十九条第一項及び第二百七十六条(第二号に係る部分に限る。)において準用する場合を含む。)の規定により発行者に対抗することができない株式又は出資に係る議決権を含む。)に係る株式又は出資を自己又は他人の名義をもって所有する会社に対して譲渡する場合
- cases where the relevant person transfers the Securities to a company that holds shares or equity pertaining to voting rights (including voting rights pertaining to shares or equity which may not be duly asserted against the Issuer pursuant to the provisions of Article 147, paragraph (1) or Article 148, paragraph (1) of the Corporate Bonds, etc. Transfer Act (including the cases where these provisions are applied mutatis mutandis pursuant to Article 228, paragraph (1), Article 235, paragraph (1), Article 239, paragraph (1) and Article 276 (limited to the part pertaining to items (ii)) of the Corporate Bonds, etc. Transfer Act)) exceeding 50 percent of the Voting Rights Held by All the Shareholders, etc. of the Issuer of the relevant Securities in its own name or another person's name.
- 商品取引員は、法第二百二十三条の規定により、別表第五に定める帳簿(先物取引計算帳を除く。以下この条において同じ。)について、自己の計算による取引と委託者の計算による取引及び商品市場における取引等(法第二条第十六項第一号に掲げるもの(商品清算取引を除く。)又は第三号に掲げるものに限る。)の受託に係る取引と商品市場における取引等(同項第二号又は第四号に掲げるものに限る。)の受託に係る取引とについて、帳簿を別にして区分経理しなければならない。
- With regard to the books prescribed in Appended Table 5 (excluding futures transaction accounting records; hereinafter the same shall apply in this Article), a Futures Commission Merchant shall carry out accounting for transactions based on its own account and that for transactions based on its customer's accounts, and transactions pertaining to brokerage of Transactions on a Commodity Market, etc. (limited to those set forth in Article 2, paragraph (16), item (i) of the Act [excluding Commodity Clearing Transactions] or in item (iii)) and that pertaining to brokerage of Transactions on a Commodity Market, etc. (limited to those set forth in item (ii) or item (iv) of the same paragraph) separately in its books, pursuant to the provisions of Article 223 of the Act.
- 次に掲げる場合において、やむを得ない事由があるときは、総株主(株主総会において決議をすることができる事項の全部につき議決権を行使することができない株主を除く。)の議決権の十分の一(これを下回る割合を定款で定めた場合にあっては、その割合)以上の議決権を有する株主又は発行済株式(自己株式を除く。)の十分の一(これを下回る割合を定款で定めた場合にあっては、その割合)以上の数の株式を有する株主は、訴えをもって株式会社の解散を請求することができる。
- In the cases listed below, if there are unavoidable circumstances, a shareholder having not less than one-tenths (or, in cases where a lesser proportion is prescribed in the articles of incorporation, such proportion) of the voting rights of all shareholders (excluding shareholders who are unable to exercise voting rights on all matters which may be resolved at the shareholders meeting) or a shareholder having not less than one-tenth (or, in cases where a lesser proportion is prescribed in the articles of incorporation, such proportion) of the Issued Shares (excluding Treasury Shares) may claim dissolution of the Stock Company by filing an action:
- 委託者保護基金が保管することにより管理する有価証券(混蔵して保管される有価証券を除く。次号において同じ。) 保全対象財産である有価証券の保管場所については自己の固有財産である有価証券その他の保全対象財産である有価証券以外の有価証券(以下この条において「基金固有有価証券等」という。)の保管場所と明確に区分し、かつ、保全対象財産である有価証券についてどの会員から預託を受けた有価証券であるかが直ちに判別できる状態で保管することにより管理する方法
- Securities for retention under the management of a Consumer Protection Fund (excluding Securities which are retained and commingled; the same shall apply to the following item): a management method by which the location for the retention of Securities that are Properties Subject to Preservation is clearly separate from that for Securities of a person's own property and other Securities than Property Subject to Preservation (hereinafter referred to as the 'Fund's Securities, etc.' in this Article), and that Securities that are Property Subject to Preservation are retained in an available condition that is immediately distinguishable as to which Member deposited such property;
- 内閣総理大臣は、銀行の業務の健全な運営に資するため、銀行持株会社が銀行持株会社及びその子会社その他の当該銀行持株会社と内閣府令で定める特殊の関係のある会社(以下この節において「子会社等」という。)の保有する資産等に照らし当該銀行持株会社及びその子会社等の自己資本の充実の状況が適当であるかどうかその他銀行持株会社及びその子会社等の経営の健全性を判断するための基準であつて、銀行の経営の健全性の判断のために参考となるべきものを定めることができる。
- The Prime Minister may, in order to contribute to the sound management of the business of Banks, set the criteria to be used by a Bank Holding Company for deciding whether or not the adequacy of equity capital of the Bank Holding Company and its Subsidiary Companies and any other company that has a special relationship specified by Cabinet Office Ordinance with the Bank Holding Company (hereinafter collectively referred to as 'Subsidiary Companies, etc.' in this Section) is appropriate in light of the circumstances such as the assets, etc. owned by that Bank Holding Company and its Subsidiary Companies, etc., and any other criteria that may be used by Bank Holding Companies to determine soundness in their and their Subsidiary Companies' management and would be helpful for determining soundness in management of Banks.
- 商品取引清算機関が保管することにより管理する有価証券等(混蔵して保管される有価証券等を除く。次号において同じ。) 充用有価証券等の保管場所については自己の固有財産である有価証券等その他の充用有価証券等以外の有価証券等(以下この条において「清算機関固有有価証券等」という。)の保管場所と明確に区分し、かつ、当該充用有価証券等についてどの会員等から又はどの会員等を通じ預託を受けた有価証券等であるかが直ちに判別できる状態で保管することにより管理する方法
- Securities, etc. for retention under the management of a Commodity Clearing Organization (excluding Securities, etc. which are retained and commingled; the same shall apply in the following item): a management method by which the Commodity Clearing Organization controls the location for the retention of Securities, etc. for Allocation that is clearly separate from that for the Securities, etc. of a person's own property and other Securities, etc., than that for the Securities, etc. for Allocation (hereinafter referred to as the 'Securities, etc. of a Clearing Organization's Own Property' in this Article), and that said Securities, etc. for Allocation are retained in an available condition that is immediately distinguishable as to which customer deposited such property or for which customer such property was deposited;
- 適格消費者団体は、事業者の代理人が、消費者契約を締結するに際し、不特定かつ多数の消費者との間で第八条から第十条までに規定する消費者契約の条項を含む消費者契約の申込み又はその承諾の意思表示を現に行い又は行うおそれがあるときは、当該代理人を自己の代理人とする事業者又は他の代理人に対し、当該代理人に対する是正の指示又は教唆の停止その他の当該行為の停止又は予防に必要な措置をとることを請求することができる。この場合においては、前項ただし書の規定を準用する。
- In the case where an agent of a business operator enters into a consumer contract which includes the provisions referred to in Articles 8 - 10 with many unspecified consumers, and manifests or is likely to manifest the intention to offer or accept such contracts, qualified consumer organizations may demand against a business operator or other agent who appointed the agent as his/her own agent to instruct the agent for correction or stop incitement or other necessary measures to stop or prevent such acts. In this case, the proviso of the preceding paragraph shall apply mutatis mutandis.
- 認可協会は、有価証券(金融商品取引所に上場されていないものに限る。第六十七条の十一第一において同じ。)の流通を円滑にし、有価証券の売買その他の取引の公正を確保し、かつ、投資者の保護に資するため、店頭売買有価証券の売買(協会員(認可協会の会員をいう。以下この節において同じ。)が自己の計算において行うもの並びに協会員が媒介、取次ぎ及び代理を行うものに限る。同項において同じ。)のための市場(以下「店頭売買有価証券市場」という。)を開設することができる。
- An Authorized Association may establish a market where Over-the-Counter Traded Securities are traded (limited to the cases where Member Firms(meaning the members of an Authorized Association; hereinafter the same shall apply in this Section) conduct such transactions on their respective account, and the case where Member Firms provide intermediary, brokerage or agency service; the same shall apply in Article 67-11(1)) (hereinafter referred to as the 'Over-the-Counter Securities Market'), in order to facilitate distribution of Securities (limited to Securities not listed on a Financial Instruments Exchange; the same shall apply in Article 67-11(1)), to ensure fairness of the sales and purchase or other transactions of Securities, and to contribute to the protection of investors.
- 特定の者が一定の目的に従い自己の有する一定の財産の管理又は処分及びその他の当該目的の達成のために必要な行為を自らすべき旨の意思表示を公正証書その他の書面又は電磁的記録(電子的方式、磁気的方式その他人の知覚によっては認識することができない方式で作られる記録であって、電子計算機による情報処理の用に供されるものとして法務省令で定めるものをいう。以下同じ。)で当該目的、当該財産の特定に必要な事項その他の法務省令で定める事項を記載し又は記録したものによってする方法
- by manifestation of an intention for a specific person to administer or dispose of a certain portion of the property that the person holds in accordance with a certain purpose and for the person to conduct any other acts that are necessary for achieving such purpose by the person, with the manifestation of such intention being evidenced by a notarial deed or any other document or electromagnetic record (meaning a record made in an electronic form, a magnetic form, or any other form not recognizable to human perception and which is used in information processing by computers as specified by Ordinance of the Ministry of Justice; the same shall apply hereinafter) in which said purpose, the matters necessary for specifying said property, and other matters specified by Ordinance of the Ministry of Justice have been stated or recorded.
- 銀行が子会社(内閣府令で定める会社を除く。)その他の当該銀行と内閣府令で定める特殊の関係のある者(以下この条において「子会社等」という。)を有する場合には、当該銀行及び当該子会社等又は当該子会社等の同一人に対する信用の供与等の額は、政令で定める区分ごとに、合算して、当該銀行及び当該子会社等の自己資本の純合計額に政令で定める率を乗じて得た額(以下この条において「合算信用供与等限度額」という。)を超えてはならない。この場合においては、前項ただし書の規定を準用する。
- Where a Bank has Subsidiary Companies (excluding companies specified by Cabinet Office Ordinance) and persons who has a special relationship specified by Cabinet Office Ordinance with said Bank (hereinafter collectively referred to as the 'Subsidiary Companies, etc.' in this Article), the total amount of Credit Extended, etc. to one person by the Bank and its Subsidiary Companies, etc. or by its Subsidiary Companies, etc. shall not exceed the amount obtained by multiplying the total net amount of the equity capital of the Bank and its Subsidiary Companies, etc. by the ratio specified by Cabinet Order for each category provided therein (hereinafter referred to as the 'Consolidated Limit on Extensions of Credit, etc.' in this Article). In this case, the proviso to the preceding paragraph shall apply mutatis mutandis.
- 第一項の規定による居住の用に供する建物の賃貸借(床面積(建物の一部分を賃貸借の目的とする場合にあっては、当該一部分の床面積)が二百平方メートル未満の建物に係るものに限る。)において、転勤、療養、親族の介護その他のやむを得ない事情により、建物の賃借人が建物を自己の生活の本拠として使用することが困難となったときは、建物の賃借人は、建物の賃貸借の解約の申入れをすることができる。この場合においては、建物の賃貸借は、解約の申入れの日から一月を経過することによって終了する。
- In cases of a lease pursuant to the provisions of paragraph (1) for a building used for a residence (limited to those pertaining to buildings having floor area (in the case where a part of the building is the object of the lease, the floor area of said part) of less than 200 square meters), when it becomes difficult for the building lessee to use the building as his/her principal residence due to an unavoidable circumstance such as a work-related transfer, the receiving of medical care, or the necessity of providing care to a relative, the building lessee may request to terminate the building lease. In this case, the building lease shall be terminated when one month has passed since the day of the request to terminate.
- 商品取引清算機関は、法第百七十九条第一項の規定に基づき会員等、取次者又は清算取次者から取引証拠金の預託を受けるとき(会員等が自己の計算において商品市場における取引を行う場合及び清算参加者がその委託をした会員等の計算において商品清算取引を行う場合を除く。)は、次の各号に掲げる場合の区分に応じ、当該各号に定める者が当該取引証拠金(当該各号に定める者が預託した委託証拠金、取次証拠金又は清算取次証拠金の額の範囲内に限る。)に対する返還請求権を有するものとしなければならない。
- When receiving a deposit of clearing margins, based on the provisions of Article 179, paragraph (1) of the Act, from a Member, etc., an Intermediary, or a Clearing Intermediary (excluding cases where a Member, etc. carries out the transaction on the Commodity Market on his or her own account and where a Clearing Participant carries out the Commodity Clearing transaction on the account of the Member, etc. who consigned such transaction), a Commodity Clearing Organization shall consent to a person prescribed in the following items, respectively, holding a right to claim a return against said clearing margins (limited to within the scope of the amount of customer margins, intermediation margins, or clearing intermediation margins deposited by the person specified in said respective items) for the categories of cases set forth respectively in those items:
- 連帯債務者の一人が債権者から履行の請求を受けたことを他の連帯債務者に通知しないで弁済をし、その他自己の財産をもって共同の免責を得た場合において、他の連帯債務者は、債権者に対抗することができる事由を有していたときは、その負担部分について、その事由をもってその免責を得た連帯債務者に対抗することができる。この場合において、相殺をもってその免責を得た連帯債務者に対抗したときは、過失のある連帯債務者は、債権者に対し、相殺によって消滅すべきであった債務の履行を請求することができる。
- When one joint and several obligor performs his/her obligation or has otherwise acquired any common discharge in exchange for his/her own property without giving to the other joint and several obligor(s) a notice that there was the request for the performance from the relevant obligee, if any of the other joint and several obligor(s) has any defense vis-a-vis the obligee, such joint and several obligor may raise such defense vis-a-vis the joint and several obligor who acquired the discharge to the extent of the portion of the obligation which is borne by himself/herself. In such case, if any defense vis-a-vis the joint and several obligor who acquired the discharge is raised on the grounds of set-off, the negligent joint and several obligor may request the relevant obligee to perform the obligation which should have been extinguished due to set-off.
- 会員等(第百五条第二号又は第三号に掲げる方法による決済を行う場合にあつては、清算参加者である会員等に限る。以下この条において同じ。)が商品市場における取引に基づく債務の不履行により他の会員等又は商品取引清算機関に損害を与えたときは、その損害を受けた会員等又は商品取引清算機関は、その損害を与えた会員等の当該取引に係る商品市場についての信認金及び当該取引についての取引証拠金(自己の計算による取引についてのものに限る。)について、他の債権者に先立つて弁済を受ける権利を有する。
- When a Member, etc. (limited to a Member, etc. who is a Clearing Participant in the case of completing settlement by the method set forth in Article 105, item (ii) or (iii); hereinafter the same shall apply in this Article) has caused damage to another Member, etc. or a Commodity Clearing Organization as a result of default of liabilities arising from Transactions on a Commodity Market, the damaged Member, etc. or Commodity Clearing Organization shall, with regard to the guarantee funds for the Commodity Market pertaining to said transactions and the clearing margin for said transactions (limited to that for transactions based on the Member, etc.'s own account) of the Member, etc. who has caused the damage, have the right to receive payment in preference over other creditors.
- 資産運用会社は、資産の運用を行う投資法人と自己又はその取締役若しくは執行役、資産の運用を行う他の投資法人、利害関係人等その他の政令で定める者との間における特定資産(指定資産及び内閣府令で定めるものを除く。以下この項において同じ。)の売買その他の政令で定める取引が行われたときは、内閣府令で定めるところにより、当該取引に係る事項を記載した書面を当該投資法人、資産の運用を行う他の投資法人(当該特定資産と同種の資産を投資の対象とするものに限る。)その他政令で定める者に交付しなければならない。
- In cases where the sale and purchase of Specified Assets (excluding Designated Assets and those specified by a Cabinet Office Ordinance; hereinafter the same shall apply in this paragraph) and other transactions specified by a Cabinet Order have been carried out between the Investment Corporation investing the assets and the Asset Management Company, one of its directors or executive officers, any other Investment Corporation that invests assets, an Interested Person, etc., or any other person specified by a Cabinet Order, the Asset Management Company shall, pursuant to the provisions of a Cabinet Office Ordinance, deliver documents stating the matters related to the transaction(s) to the Investment Corporation, the other Investment Corporation investing assets (limited to one whose investments are of the same type of assets as the Specified Assets), and any other person specified by a Cabinet Order.
- 第一項の保有者には、自己又は他人(仮設人を含む。)の名義をもつて株券等を所有する者(売買その他の契約に基づき株券等の引渡請求権を有する者その他これに準ずる者として政令で定める者を含む。)のほか、次に掲げる者を含むものとする。ただし、第一号に掲げる者については、同号に規定する権限を有することを知つた日において、当該権限を有することを知つた株券等(株券等に係る権利を表示する第二条第一項第二十号に掲げる有価証券その他の内閣府令で定める有価証券を含む。以下この項及び次条において同じ。)に限り、保有者となつたものとみなす。
- The holders prescribed in paragraph (1) shall include the following persons, in addition to a person who owns Share Certificates, etc. in the name of him/herself or another person (or under a fictitious name) (including a person who holds the right to request delivery of Share Certificates, etc. under a sales and purchase contract or any other contract, or any other person specified by a Cabinet Order as being equivalent to them); provided, however, that the person listed in item (i) shall be deemed to become a holder on the day when said person comes to know that he/she is entitled to the authorities prescribed in said item, only within the scope of the Share Certificates, etc. (including the Securities listed in Article 2(1)(xx) indicating the rights pertaining to Share Certificates, etc., and other Securities specified by a Cabinet Office Ordinance; hereinafter the same shall apply in this paragraph and the following Article) regarding which said person comes to know that he/she is entitled to said authorities:
- 商品市場における取引等につき、当該商品市場における取引等について顧客(信託会社等が、信託契約に基づいて信託をする者の計算において、商品市場における取引等を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。)に損失が生ずることとなり、又はあらかじめ定めた額の利益が生じないこととなつた場合には自己又は第三者がその全部又は一部を補てんし、又は補足するため当該顧客又は第三者に財産上の利益を提供する旨を、当該顧客又はその指定した者に対し、申し込み、若しくは約束し、又は第三者に申し込ませ、若しくは約束させる行為
- Act of making an offer or promise or having a third party make an offer or promise to a customer or any person designated by a customer, with regard to Transactions on a Commodity Market, etc., to the effect that if the customer (in cases where a Trust Company, etc. conducts Transactions on a Commodity Market, etc. for the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article) incurs any loss or shortfall in the predetermined amount of profit from the relevant Transactions on a Commodity Market, etc., said Futures Commission Merchant or said third party will provide property benefit to the customer or a third party in order to compensate or make up for the whole or part of such loss or shortfall
- 法第二条第八項第十七号に掲げる行為のうち、金融商品取引業者(同項第七号イに掲げる有価証券に表示されるべき権利であって同条第二項の規定により有価証券とみなされるもの(以下この号において「投資信託受益権」という。)についての同条第八項第七号に掲げる行為に係る業務を行う者に限る。)が、その発行する投資信託受益権について行うものであって、法第四十三条の二第一項及び第二項に規定する方法に準ずる方法により、当該投資信託受益権と自己の固有財産とを分別して管理をするもの(当該管理の状況について、同条第三項に定めるところに準じて行う監査を受けているものに限る。)
- an act which is listed in Article 2, paragraph (8) item (xvii) of the Act, and which is performed by a Financial Instruments Specialist (limited to a person who engages in business activities pertaining to the acts listed in item (vii), paragraph (8) of that Article with respect to the rights to be indicated on the Securities listed in sub-item (a), item (vii) of that paragraph and which are regarded as Securities pursuant to the provisions of paragraph (2) of that Article (hereinafter referred to as the 'Beneficial Interest in the Investment Trust' in this item)) with regard to any Beneficial Interest in the Investment Trust it issues, and in which said Financial Instruments Specialist manages said Beneficial Interest in the Investment Trust separately from its own property in accordance with the method equivalent to that prescribed in Article 43-2, paragraph (1) and (2) of the Act (limited to the case where said management is audited in the same manner as prescribed in paragraph (3) of that Article).
- 金融商品取引業者等は、次に掲げる金銭又は有価証券について、当該金融商品取引業者等が金融商品取引業(登録金融機関業務を含む。以下この項において同じ。)を廃止した場合その他金融商品取引業を行わないこととなつた場合に顧客に返還すべき額として内閣府令で定めるところにより算定したものに相当する金銭を、自己の固有財産と分別して管理し、内閣府令で定めるところにより、当該金融商品取引業者等が金融商品取引業を廃止した場合その他金融商品取引業を行わないこととなつた場合に顧客に返還すべき額に相当する金銭を管理することを目的として、国内において、信託会社等に信託をしなければならない。
- A Financial Instruments Business Operator, etc. shall, with regard to the money or Securities listed in the following items, manage the amount of money calculated pursuant to the provisions of a Cabinet Office Ordinance as the amount to be refunded to the customer in the event that said Financial Instruments Business Operator, etc. has abolished his/her Financial Instruments Business (including Registered Financial Institution Business; hereinafter the same shall apply in this paragraph) or has otherwise ceased to conduct Financial Instruments Business, separately from his/her own property, and shall set a trust with a Trust Company, etc. in Japan, pursuant to the provisions of a Cabinet Office Ordinance, for the purpose of managing the amount of money to be refunded to the customer in the event that said Financial Instruments Business Operator, etc. has abolished his/her Financial Instruments Business or has otherwise ceased to conduct Financial Instruments Business:
- 出資契約等及び当該投資一任契約において、当該金融商品取引業者等は、金融商品取引業等に関する内閣府令(平成十九年内閣府令第五十二号)第百二十八条第一号若しくは第三号又は第百二十九条第一項第一号若しくは第三号に掲げる行為に該当するものを除き、個別の取引ごとにすべての対象権利者に当該取引の内容及び当該取引を行おうとする理由の説明((2)において「取引説明」という。)を行い、当該すべての対象権利者の同意(次に掲げる事項のすべての定めがある場合において行う取引にあっては、(1)の同意を含む。)を得なければ自己、その取締役若しくは執行役又はその運用を行う他の運用財産(法第三十五条第一項第十五号に規定する運用財産をいう。)との間における取引を行うことを内容とした運用((1)及び(2)において「自己取引等」という。)を行うことができない旨の定めがあること。
- that it is provided in the Investment Contract, etc. and said Discretionary Investment Contract that said Financial Instruments Specialist, etc. shall not make an investment with the intention of conducting a transaction for itself or with any of its directors or executive officers, or a transaction between an Investment Property and another Investment Property it manages (meaning an Investment Property as defined in Article 35, paragraph (1), item (xv) of the Act) (referred to as 'Transactions for Itself, etc.' in 1. and 2.) unless said Financial Instruments Specialist, etc., with regard to each transaction, gives an explanation on the contents of said transaction and the reasons for conducting said transaction (referred to as a 'Explanation of the Transaction' in 2.) to all of the Subject Right Holders and obtains the consent (including the consent prescribed in 1., for a transaction conducted in cases where all of the matters listed in the following sub-items are provided) from all of said Subject Right Holders, except for that which falls under any of the acts listed in Article 128, item (i) or (iii), or Article 129, paragraph (1), item (i) or (iii) of the Cabinet Office Ordinance on Financial Instruments Services, etc. (Cabinet Office Ordinance No. 52 of 2007);
- 銀行の同一人(当該同一人と政令で定める特殊の関係のある者を含む。以下この条において同じ。)に対する信用の供与等(信用の供与、又は出資として政令で定めるものをいう。以下この条において同じ。)の額は、政令で定める区分ごとに、当該銀行の自己資本の額に政令で定める率を乗じて得た額(以下この条において「信用供与等限度額」という。)を超えてはならない。ただし、信用の供与等を受けている者が合併をし、共同新設分割(二以上の株式会社又は合同会社が共同してする新設分割をいう。第十六条の三第四項第四号及び第五十二条の二十二第一項において同じ。)若しくは吸収分割をし、又は事業を譲り受けたことにより銀行の同一人に対する信用の供与等の額が信用供与等限度額を超えることとなる場合その他政令で定めるやむを得ない理由がある場合において、内閣総理大臣の承認を受けたときは、この限りでない。
- The total amount of Credit Extended, etc. (meaning the granting of credit or contribution as specified by Cabinet Order; hereinafter the same shall apply in this Article) by a Bank to one person (including other persons who has a special relationship specified by Cabinet Order with that person; hereinafter the same shall apply in this Article) shall not exceed the amount obtained by multiplying the amount of the Bank's equity capital by the ratio specified by Cabinet Order for each category provided therein (the amount thus calculated shall be referred to as the 'Limit on Extensions of Credit, etc.' in this Article); provided, however, that this shall not apply to the cases where the Prime Minister has given the approval in the cases where the total amount of Credit Extended, etc. by a Bank to one person exceeds the Limit on Extensions of Credit, etc. as a result of a Merger, of Joint Incorporation-Type Split (meaning an Incorporation-Type Split that two or more stock companies or limited liability companies effect jointly; the same shall apply in Article 16-3, paragraph (4), item (iv) and Article 52-22, paragraph (1)) or absorption-type split or of transfer of another person's business by a person who takes Credit Extended, etc.
- 差押債権者が、前項の規定による通知を受けた日から一週間以内に、優先債権がない場合にあつては手続費用の見込額を超える額、優先債権がある場合にあつては手続費用及び優先債権の見込額の合計額以上の額(以下この項において「申出額」という。)を定めて、次の各号に掲げる区分に応じ、それぞれ当該各号に定める申出及び保証の提供をしないときは、執行裁判所は、差押債権者の申立てに係る強制競売の手続を取り消さなければならない。ただし、差押債権者が、その期間内に、前項各号のいずれにも該当しないことを証明したとき、又は同項第二号に該当する場合であつて不動産の買受可能価額が手続費用の見込額を超える場合において、不動産の売却について優先債権を有する者(買受可能価額で自己の優先債権の全部の弁済を受けることができる見込みがある者を除く。)の同意を得たことを証明したときは、この限りでない。
- When the obligee effecting a seizure fails to make an offer or to provide a guarantee, as provided in each of the following items for the cases set forth respectively therein, within one week from the day of receipt of a notice under the provisions of the preceding paragraph, by deciding, where there is no preferential claim, a price that exceeds the estimated amount of procedural expenses, or where there is a preferential claim, a price that is not less than the total of the estimated amount of procedural expenses and that of the preferential claim (such a price shall hereinafter be referred to as the 'obligee's offered price' in this paragraph), the execution court shall rescind the procedure of a compulsory auction pertaining to the petition filed by the obligee effecting a seizure; provided, however, that this shall not apply when the obligee effecting a seizure has proved, within said period, that none of the items of the preceding paragraph apply, or that in the case set forth in item (ii) of said paragraph, the minimum purchase price of the real property exceeds the estimated amount of procedural expenses and that the consent has been obtained from the persons who have the preferential claim (excluding a person who is expected to be able to receive full performance of his/her preferential claim at the minimum purchase price) for the sale of the real property:
- 有価証券の売買その他の取引(買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。)又はデリバティブ取引(以下この条において「有価証券売買取引等」という。)につき、当該有価証券又はデリバティブ取引(以下この条において「有価証券等」という。)について顧客(信託会社等(信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。)が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。)に損失が生ずることとなり、又はあらかじめ定めた額の利益が生じないこととなつた場合には自己又は第三者がその全部又は一部を補てんし、又は補足するため当該顧客又は第三者に財産上の利益を提供する旨を、当該顧客又はその指定した者に対し、申し込み、若しくは約束し、又は第三者に申し込ませ、若しくは約束させる行為
- an act of making an offer or promise or having a third party make an offer or promise to a customer or any person designated by a customer, with regard to sales and purchase or other transactions of Securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance and other transactions specified by a Cabinet Order) or Derivative Transactions (hereinafter referred to as 'Sales and Purchase or Other Transaction of Securities, etc.' in this Article), to the effect that if the customer (in cases where a Trust Company, etc. (meaning a trust company or a financial institution that has obtained authorization under Article 1(1) of the Act on Concurrent Operation of Trust Business by Financial Institutions; the same shall apply hereinafter) conducts sales and purchase of Securities or Derivative Transactions for the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article) incurs any loss or shortfall in the predetermined amount of profit from the relevant Securities or Derivative Transactions (hereinafter referred to as 'Securities, etc.' in this Article), property benefit will be provided to the customer or such third party in order to compensate or make up for the whole or part of such loss or shortfall;
- 内閣総理大臣は、内閣府令で定めるところにより、次の各号に掲げる書類を、これらの書類を受理した日から当該各号に定める期間を経過する日(当該各号に掲げる訂正届出書、訂正発行登録書、訂正報告書又は訂正確認書にあつては、当該訂正の対象となつた当該各号に掲げる第五条第一項及び第六項の規定による届出書及びその添付書類、同条第四項の規定の適用を受ける届出書及びその添付書類、発行登録書及びその添付書類、有価証券報告書及びその添付書類、確認書、内部統制報告書及びその添付書類、四半期報告書、半期報告書、臨時報告書、自己株券買付状況報告書又は親会社等状況報告書に係る当該経過する日、第五号及び第九号に掲げる確認書(当該確認書の対象が有価証券報告書及びその添付書類の訂正報告書、四半期報告書の訂正報告書又は半期報告書の訂正報告書である場合に限る。)にあつては、当該訂正の対象となつた有価証券報告書及びその添付書類、四半期報告書又は半期報告書に係る当該経過する日)までの間、公衆の縦覧に供しなければならない。
- The Prime Minister shall, pursuant to the provisions of a Cabinet Office Ordinance, make documents listed in the following items available for public inspection for the period specified in the respective items from the day when he/she receives the document (for an amendment, Amended Shelf Registration Statement, amendment reports and amendment Confirmation Letter listed in the following items, the period specified in the respective items from the day when he/she receives the statements and documents attached thereto submitted under Article 5(1) and (6), the statement and documents attached thereto to which Article 5(4) is applicable, the Shelf Registration Statement and documents attached thereto, the Annual Securities Report and documents attached thereto, the Confirmation Letter, the Internal Control Report and documents attached thereto, the Quarterly Securities Report, the Semiannual Securities Report, the Extraordinary Report, the Share Buyback Report, or the Status Report of Parent Company, etc. for which the amendment, Amended Shelf Registration Statement, amendment reports or amendment Confirmation Letter is submitted; and for a Confirmation Letter listed in item (v) and (ix) (limited to cases where confirmation by the Confirmation Letter is made for an amendment report submitted for an Annual Securities Report and documents attached thereto, an amendment report submitted for a Quarterly Securities Report or an amendment report submitted for a Semiannual Securities Report), the period specified in the respective items from the day when he/she receives the Annual Securities Report and documents attached thereto, the Quarterly Securities Report or the Semiannual Securities Report for which the amendment report is submitted):
- 銀行持株会社又はその子会社等(当該銀行持株会社の子会社(内閣府令で定める会社を除く。)その他の当該銀行持株会社と内閣府令で定める特殊の関係のある者をいう。以下この条において同じ。)の同一人(当該同一人と政令で定める特殊の関係のある者を含む。以下この条において同じ。)に対する信用の供与等(信用の供与又は出資として政令で定めるものをいう。以下この条において同じ。)の額は、政令で定める区分ごとに、合算して、当該銀行持株会社及びその子会社等の自己資本の純合計額に政令で定める率を乗じて得た額(以下この条において「銀行持株会社に係る信用供与等限度額」という。)を超えてはならない。た だし、信用の供与等を受けている者が合併をし、共同新設分割若しくは吸収分割をし、又は営業を譲り受けたことにより銀行持株会社又はその子会社等の同一人 に対する信用の供与等の額が合算して銀行持株会社に係る信用供与等限度額を超えることとなる場合その他政令で定めるやむを得ない理由がある場合において、 内閣総理大臣の承認を受けたときは、この限りでない。
- The total amount of Credit Extended, etc. (meaning credit extended or contributions as specified by Cabinet Order; hereinafter the same shall apply in this Article) by a Bank Holding Company or its Subsidiary Companies, etc. (meaning Subsidiary Companies of the Bank Holding Company (excluding those specified by Cabinet Office Ordinance) and other persons with a special relationship thereto as specified by Cabinet Order; hereinafter the same shall apply in this Article) to a single person (including other persons with a special relationship thereto as specified by Cabinet Order; hereinafter the same shall apply in this Article) shall not exceed the amount calculated by multiplying the total net amount of the equity capital of the Bank Holding Company and its Subsidiary Companies by the ratio specified by Cabinet Order for each category provided therein (hereinafter the amount thus calculated shall be referred to as the 'Limit on Extensions of Credit, etc. by a Bank Holding Company' in this Article); provided, however, that this shall not apply to the cases where the total amount of Credit Extended, etc. by a Bank Holding Company and its Subsidiary Companies to one person exceeds the Limit on Extensions of Credit, etc. by a Bank Holding Company as a result of a merger, Joint Incorporation-Type Split or absorption-type split involving said person, a transfer of another person's business to said person, or any other unavoidable reason as specified by Cabinet Order, and where the Prime Minister has given approval for such excess amount of Credit Extended, etc. by a Bank Holding Company.
- 金融商品取引所に上場されている株券、流通状況が金融商品取引所に上場されている株券に準ずるものとして政令で定める株券その他政令で定める有価証券(以下この条、第二十七条の二十二の二から第二十七条の二十二の四まで及び第百六十七条において「上場株券等」という。)の発行者である会社は、会社法第百五十六条第一項(同法第百六十五条第三項の規定により読み替えて適用する場合を含む。)の規定による株主総会の決議又は取締役会の決議があつた場合には、内閣府令で定めるところにより、当該決議があつた株主総会又は取締役会(以下この項において「株主総会等」という。)の終結した日の属する月から同法第百五十六条第一項第三号に掲げる期間の満了する日の属する月までの各月(以下この項において「報告月」という。)ごとに、当該株主総会等の決議に基づいて各報告月中に行つた自己の株式に係る上場株券等の買付けの状況(買付けを行わなかつた場合を含む。)に関する事項その他の公益又は投資者保護のため必要かつ適当なものとして内閣府令で定める事項を記載した報告書を、各報告月の翌月十五日までに、内閣総理大臣に提出しなければならない。
- A company which has issued share certificates listed in a Financial Instruments Exchange, share certificates specified by a Cabinet Order as those of which the state of distribution can be regarded as being equivalent to share certificates listed in a Financial Instruments Exchange or other Securities specified by a Cabinet Order (hereinafter collectively referred to as 'Listed Share Certificates, etc.' in this Article, Articles 27-22-2 to 27-22-4 and Article 167) shall, when a resolution of a shareholders meeting or board of directors' meeting set forth in Article 156(1) of the Companies Act (including the cases where it is applied by replacing certain terms pursuant to Article 165(3) of said Act) are made, submit a report which, pursuant to the provisions of a Cabinet Office Ordinance, states matters pertaining to the status of buyback of Listed Share Certificates, etc. issued by itself conducted based on the resolution of the shareholders meeting or board of directors' meeting (hereinafter referred to as the 'Shareholders Meeting, etc.' in this paragraph) during each month from the month which includes the day when the resolution of the Shareholders Meeting, etc. is made to the month which includes the day when the period set forth in Article 156(1)(iii) of said Act is to expire (each month is referred to as the 'Reporting Month' in this paragraph) (including the cases where no buyback is conducted) and other matters specified by a Cabinet Office Ordinance as necessary and appropriate for the public interest or protection of investors to the Prime Minister by the 15th day of the month following each Reporting Month.
- 前項の場合において、法第百九十条の許可(更新に係る許可を除く。)を受けた事業年度から三事業年度以内に積み立てられるべき商品取引責任準備金の金額は、同項第一号中「に事故率(当該事業年度開始日前三年以内に開始した各事業年度における事故(第百十二条に規定する事故をいう。)による支払額(商品取引員が、専門知識及び経験を有する者(第百七条で定める者をいう。以下この条において同じ。)から商品市場における取引等(商品清算取引を除く。以下この条において同じ。)の委託を受ける場合並びに電子情報処理組織(商品取引員の使用に係る電子計算機と、顧客の使用に係る電子計算機(入出力装置を含む。)とを電気通信回線で接続した電子情報処理組織をいう。以下この条において同じ。)を使用して勧誘を伴わずに商品市場における取引等の委託を受ける場合の取引に係る支払額を除く。)の合計額の、法第二条第八項第一号から第三号に規定する取引の取引金額と同項第四号に規定する取引の対価の額の合計額(自己の計算による取引並びに商品取引員が、専門知識及び経験を有する者から商品市場における取引等の委託を受ける場合並びに電子情報処理組織を使用して勧誘を伴わずに商品市場における取引等の委託を受ける場合の取引金額及び取引の対価の額を除く。)に占める割合をいう。以下この条において同じ。)を乗じた金額と取引金額の百万分の一に相当する金額とのいずれか大きい金額」とあるのは「の十万分の三に相当する金額」と、「当該いずれか大きい金額」とあるのは「当該相当する金額」と、「事故率に二を乗じて得た率と百万分の二とのいずれか大きい率」とあるのは「十万分の六」と、「に事故率を乗じた金額と当該除して計算した金額の百万分の一に相当する金額とのいずれか大きい金額」とあるのは「の十万分の三に相当する金額」と、「に事故率を乗じた金額と当該取引金額の百万分の一に相当する金額とのいずれか大きい金額」とあるのは「の十万分の三に相当する金額」と、「に事故率を乗じた金額と当該対価の額の合計額の十万分の一に相当する金額とのいずれか大きい金額」とあるのは、「の万分の三に相当する金額」とする。
- In the cases set forth in the preceding paragraph, with regard to the amount of liability reserve for commodity trading to be accrued within three business years from the business year in which the license set forth in Article 190 of the Act (excluding a renewed license) was obtained, the phrase 'the amount obtained by multiplying the transaction amounts of the transactions prescribed in Article 2, paragraph (8), item (i) of the Act (excluding transactions based on a person's own account and the transactions set forth in (e)) in each business year by the Problematic Conduct Rate -- which means the proportion of the total sum of the payments made as a result of any Problematic Conduct [which means the Problematic Conduct prescribed in Article 112] in each business year starting within three years prior to the commencement of the relevant business year [excluding payments pertaining to transactions in cases where a Futures Commission Merchant receives a consignment of transactions, etc. on the Commodity Market (excluding Commodity Clearing Transactions; hereinafter the same shall apply in this Article) from a Person with Specialized Knowledge and Experience (which means a person specified in Article 107; hereinafter the same shall apply in this Article) or receives a consignment of transactions, etc. on the Commodity Market by using an Electronic Data Processing System (which means an Electronic Data Processing System connecting a computer used by the Futures Commodity Merchant and a computer [including the input/output devices] used by the customer through a telecommunications line; hereinafter the same shall apply in this Article) without carrying out solicitation]; hereinafter the same shall apply in this Article) to the total sum of the transaction amounts of the transactions prescribed in Article 2, paragraph (8), items (i) to (iii) of the Act and the amount of the consideration for the transactions prescribed in item (iv) of the same paragraph (excluding the transaction amounts and the amount of the consideration for transactions in cases of transactions based on a person's own account and in cases where a Futures Commission Merchant receives a consignment of transactions, etc. on the Commodity Market from a Person With Specialized Knowledge and Experience or receives a consignment of transactions, etc. on the Commodity Market by using an Electronic Data Processing System without carrying out solicitation -- or the amount equivalent to 0.0001 percent of the transaction amounts, whichever amount is greater' in item (i) of the preceding paragraph shall be deemed to be replaced with 'the amount equivalent to 0.003 percent of the transaction amounts of the transactions prescribed in Article 2, paragraph (8), item (i) of the Act (excluding transactions based on a person's own account and the transactions set forth in (e)) in each business year,' the phrase 'such larger amount' in the same item shall be deemed to be replaced with 'such equivalent amount,' the phrase 'double the Problematic Conduct Rate, or by 0.0002 percent, whichever rate is higher' in the same item shall be deemed to be replaced with '0.006 percent,' the phrase 'an amount obtained by multiplying -- an amount calculated by dividing the amount that has been obtained by deducting the amount of liability reserve for commodity trading and the amounts listed in (b) to (h) from ten million yen by double the Problematic Conduct Rate, or by 0.0002 percent, whichever rate is higher (or, if said calculated amount exceeds the transaction amount in the relevant business year, such amount shall be the transaction amount in the relevant business year; hereinafter the same shall apply in this item) -- by the Problematic Conduct Rate or an amount equivalent to 0.0001 percent of said calculated amount, whichever amount is greater' in the same item shall be deemed to be replaced with 'an amount equivalent to 0.003 percent of the amount calculated by dividing the amount that has been obtained by deducting the amount of liability reserve for commodity trading and the amounts listed in (b) to (h) from ten million yen by double the Problematic Conduct Rate, or by 0.0002 percent, whichever rate is higher (or, if said calculated amount exceeds the transaction amount in the relevant business year, such amount shall be the transaction amount in the relevant business year; hereinafter the same shall apply in this item),' the phrase 'the amount obtained by multiplying the transaction amount of transactions prescribed in Article 2, paragraph (8), item (iii) of the Act (excluding transactions based on a person's own account and the transactions set forth in (g)) in each business year by the Problematic Conduct Rate, or the amount equivalent to 0.0001 percent of said transaction amount, whichever amount is greater' in the same item shall be deemed to be replaced with 'the amount equivalent to 0.003 percent of the transaction amount of transactions prescribed in Article 2, paragraph (8), item (iii) of the Act (excluding transactions based on a person's own account and the transactions set forth in (g)) in each business year,' and the phrase 'the amount obtained by multiplying the total sum of the consideration for transactions prescribed in Article 2, paragraph (8), item (iv) of the Act (excluding transactions based on a person's own account and the transactions set forth in (h)) in each business year by the Problematic Conduct Rate, or the amount equivalent to 0.001 percent of said total sum of the consideration, whichever amount is greater' in the same item shall be deemed to be replaced with 'the amount equivalent to 0.03 percent of the total sum of the consideration for transactions prescribed in Article 2, paragraph (8), item (iv) of the Act (excluding transactions based on a person's own account and the transactions set forth in (h)) in each business year.'
- 会社法第五百十二条から第五百十八条まで、第二編第九章第二節第二款から第十款まで(第五百二十二条第三項及び第五百三十六条第三項を除く。)、第七編第二章第四節並びに第三章第一節(第八百六十八条第二項から第五項まで及び第八百七十条から第八百七十四条までを除く。)及び第三節(第八百七十九条、第八百八十条、第八百八十二条第二項及び第八百九十六条第二項を除く。)並びに第九百三十八条(第六項を除く。)の規定は、清算投資法人の特別清算について準用する。この場合において、同法第五百二十一条中「第四百九十二条第三項」とあるのは「投資法人法第百五十五条第三項」と、同法第五百二十二条第一項中「総株主(株主総会において決議をすることができる事項の全部につき議決権を行使することができない株主を除く。)の議決権の百分の三(これを下回る割合を定款で定めた場合にあっては、その割合)以上の議決権を六箇月(これを下回る期間を定款で定めた場合にあっては、その期間)前から引き続き有する株主若しくは発行済株式(自己株式を除く。)の百分の三(これを下回る割合を定款で定めた場合にあっては、その割合)以上の数の株式を六箇月(これを下回る期間を定款で定めた場合にあっては、その期間)前から引き続き有する株主」とあるのは「発行済投資口の百分の三(これを下回る割合を規約で定めた場合にあっては、その割合)以上の口数の投資口を六箇月(これを下回る期間を規約で定めた場合にあっては、その期間)前から引き続き有する投資主」と、同法第五百二十三条及び第五百二十六条第一項中「清算人」とあるのは「清算執行人及び清算監督人」と、同法第五百二十四条中「清算人」とあるのは「清算執行人又は清算監督人」と、同法第五百二十五条第一項中「清算人は」とあるのは「清算執行人は」と、「清算人代理」とあるのは「清算執行人代理」と、同法第五百三十条第一項中「清算人及び監査役並びに支配人その他の使用人」とあるのは「清算執行人及び清算監督人並びに一般事務受託者、資産運用会社及び資産保管会社」と、同法第五百四十二条第一項中「設立時取締役、設立時監査役、第四百二十三条第一項に規定する役員等又は清算人」とあるのは「設立時執行役員、設立時監督役員、投資法人法第百十五条の六第一項に規定する役員等、清算執行人又は清算監督人」と、同法第五百六十二条中「第四百九十二条第一項に規定する清算人」とあるのは「清算執行人」と、「同項」とあるのは「投資法人法第百五十五条第一項」と、同法第九百三十八条第一項中「本店(第三号に掲げる場合であって特別清算の結了により特別清算終結の決定がされたときにあっては、本店及び支店)」とあるのは「本店」と、同条第二項第一号中「第四百七十九条第四項において準用する第三百四十六条第二項又は第四百八十三条第六項において準用する第三百五十一条第二項」とあるのは「投資法人法第百五十三条第二項において読み替えて準用する投資法人法第百八条第二項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 512 through Article 518, the provisions of Subsection 2 through Subsection 10 of Part II, Chapter IX, Section 2 (excluding Article 522, paragraph (3) through Article 536, paragraph (3)), the provisions of Part VII, Chapter II, Section 4, the provisions of Chapter III, Section 1 of that Part (excluding Article 870, paragraph (2) through paragraph (5) and Article 870 through Article 874), the provisions of Section 3 of that Chapter (excluding Article 879, Article 880, Article 882, paragraph (2), and Article 896, paragraph (2)), and Article 938 (excluding paragraph (6)) of the Companies Act shall apply mutatis mutandis to the special liquidation of an Investment Corporation in Liquidation. In this case, the term 'paragraph (3) of Article 492' in Article 521 of that Act shall be deemed to be replaced with 'Article 155, paragraph (3) of the Investment Corporations Act,' the phrase 'or shareholders who have held, for the consecutive period of past six months or more (or, in cases where a shorter period is provided for in the articles of incorporation, such period), not less than three-hundredths (3/100) of the voting rights of all shareholders (excluding the shareholders that cannot exercise voting rights on all matters on which resolutions can be passed at the shareholders meeting; or, in cases where any proportion less than that is provided for in the articles of incorporation, such proportion) or shareholders who have held, for the consecutive period of past six months or more (or, in cases where a shorter period is provided for in the articles of incorporation, such period), not less than three-hundredths (3/100) of the issued shares (excluding treasury shares; or, in cases where a lower proportion is provided for in the articles of incorporation, such proportion)' in Article 522, paragraph (1) of the Companies Act shall be deemed to be replaced with 'or Investors who have held, for a consecutive period of the past six months or more (in cases where a shorter period is provided for in the certificate of incorporation, such period), not less than three-hundredths (in cases where a lower proportion is provided for in the certificate of incorporation, such proportion) of the units of Issued Investment Equity,' the term 'liquidators' in Article 523 and Article 526, paragraph (1) of the Companies Act shall be deemed to be replaced with 'executive liquidator(s) and liquidation supervisors,' the term 'liquidators' in Article 524 of that Act shall be deemed to be replaced with 'executive liquidator(s) or liquidation supervisors,' the terms 'liquidators' and 'liquidators' agent' in Article 525, paragraph (1) of that Act shall be deemed to be replaced with 'executive liquidators' and 'executive liquidators' agent' respectively, the phrase 'liquidators and Company Auditors of a Liquidating Stock Company and employees, including managers,' in Article 530, paragraph (1) of that Act shall be deemed to be replaced with 'executive liquidator(s) and liquidation supervisors of an Investment Corporation in Liquidation as well as the Administrative Agent, Asset Management Company, and Asset Custody Company,' the phrase 'directors upon incorporation, Company Auditors upon incorporation, Qualified Officers provided for in paragraph (1) of Article 423 or liquidators' in Article 542, paragraph (1) of the Companies Act shall be deemed to be replaced with 'Corporate Officer(s) at Establishment, Supervisory Officers at Establishment, Officers, etc. specified in Article 115-6, paragraph (1) of the Investment Corporations Act, executive liquidator(s), or liquidation supervisors,' the phrases 'the liquidators provided for in paragraph (1) of Article 492' and 'that paragraph' in Article 562 of the Companies Act shall be deemed to be replaced with 'the executive liquidator(s)' and 'Article 155, paragraph (1) of the Investment Corporations Act,' the phrase 'the head office (or, in cases set forth in item (iii), if a ruling to conclude special liquidation is made due to completion of a special liquidation, the head office and branch office(s))' in Article 938, paragraph (1) of the Companies Act shall be deemed to be replaced with 'the head office,' the phrase 'Article 351(2) as applied mutatis mutandis pursuant to Article 346(2) or Article 483(6) as applied mutatis mutandis pursuant to Article 479(4)' in Article 938, paragraph (2), item (i) of the Companies Act shall be deemed to be replaced with 'Article 108, paragraph (2) of the Investment Corporations Act as applied mutatis mutandis by replacing certain terms pursuant to Article 153, paragraph (2) of the Investment Corporations Act,' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.