売買: 808 Terms and Phrases
- 売買
- trade
- buying and selling
- dealing
- sale
- truck
- Contract of sale
- 売買高
- sales amount
- sales volume
- trading volume
- 売買契約
- contract for (of) sale
- sales contract
- purchasing contract
- 売買注文
- order to buy or sell
- buy-sell order
- 白田売買
- dealing in rice speculating on the year's harvest while the paddies are still covered with snow
- 臓器売買
- organ trade
- Organ harvesting
- 一括売買
- a bulk sale
- buying and selling in bulk
- 黒田売買
- dealing in rice speculating on the year's harvest before seedlings are set out
- 人身売買
- slave trade
- white-slave trade
- human trafficking
- Buying or Selling of Human Beings
- Trafficking in film and television
- 相対売買
- negotiated transaction
- 青田売買
- dealing in unharvested rice crop
- 売買する
- buy or sell
- merchandise
- trade
- 投機売買
- sales by speculation
- speculative trading (or sales)
- 店頭売買
- over-the-counter trading (in securities)
- 委託売買
- consignment sales and purchase
- 仕切り売買
- transactions on dealer's terms
- 売買手数料
- brokerage commission
- stock brokerage
- a broker's commission
- 店頭売買株
- over-the-counter stock
- 仕様書売買
- sale by specification
- 売買差益率
- rate of gross profits on sales
- 売買報告書
- sales confirmation
- contract note
- 動産の売買
- The sale of movables;
- 馴れ合い売買
- matched orders
- wash sale
- 売買一任勘定
- discrectionary account (in securities)
- 短期売買差益
- short-swing profits
- 売買取引停止
- suspension of trading
- 不動産の売買
- The sale of immovable property.
- 盗品の売買人
- a dealer in stolen property
- 日本の売買春
- Prostitution in Japan
- 各国の売買春
- Prostitution by country
- プログラム売買
- program trading
- programme trading
- 売買停止命令等
- Order of Suspension of Sales and Purchase, etc.
- Order of Suspension, etc. of Sales and Purchase
- 外国為替の売買
- Buying and Selling of Foreign Exchange
- 土地売買契約書
- land sale contract
- 売買損失準備金
- sales loss reserve
- 有価証券の売買
- sales and purchase of Securities; and
- 株を売買する人
- someone who buys and sells stock shares
- 顧客向け売買契約
- customer trade agreement
- 売買の一方の予約
- Pre-contract of Sales Exercisable by One Party
- 定期売買グループ
- subscription group
- 売買のできる余剰
- the marketable surplus
- 羊毛を売買する人
- a dealer in wool
- 売買の停止等の届出
- Notification of Suspension, etc. of Sales and Purchase
- 動産売買の先取特権
- Statutory Liens for Sale of Movables
- 売買は数日間を要す
- buying and selling fill their days
- 売買されたユニット
- Units bought or sold
- 宝石を売買する会社
- a firm that sells and buys jewelry
- 売買高、価格等の報告
- Report of Trading Volume, Price, etc.
- Report of Trading Volume, Prices or Other Matters
- 不動産売買の先取特権
- Statutory Liens for Sales of Immovable properties
- 売買契約に関する費用
- Expenses of Contracts for Sale
- 対外対内証券売買状況
- International transactions in securities
- 自動車を売買する会社
- a firm that sells and buys cars
- 通常、生で売買される
- usually marketed fresh
- 売買高、価格等の通知等
- Notices, etc. of Trading Volume, Price, etc.
- Notification of Trading Volume, Prices, etc.
- 長期相対の電力売買契約
- PPA Power Purchase Agreement
- 有価証券の売買等の禁止
- Prohibition of Sales and Purchase of Securities, etc.
- コカイン売買にかかわる
- is involved in the cocaine trade
- 不動産売買手続きの完了
- real estate closing
- トラックを売買する会社
- a firm that sells and buys trucks
- 危険をはらんだ鞘取売買
- arbitrage involving risk
- 児童買春等目的人身売買等
- Trafficking in Children for the Purpose of Child Prostitution
- 共有持分の買戻特約付売買
- Sale of Co-ownership Interest with Special Agreements on Redemption
- 定期売買トランザクション
- subscription transaction
- 奴隷売買に従事している人
- a person engaged in slave trade
- 売買差損益金又は総取引金額
- Balance of transactions or total transaction amount
- 略取、誘拐及び人身売買の罪
- Crimes of Kidnapping and Buying or Selling of Human Beings
- 売買証拠金に関する経過措置
- Transitional measures pertaining to buying and selling margins
- 不動産売買の先取特権の登記
- Registration of Statutory Liens for Sales of Immovable Properties
- 外国通貨又は旅行小切手の売買
- Buying and selling of foreign currency or traveler's checks
- 前項第六号に掲げる証券の売買
- Buying and selling of securities listed in item (vi) of the preceding paragraph
- 財産を協定価格で売買する権利
- the right to buy or sell property at an agreed price
- 彼自身の口座のために売買する
- buys and sells for his own account
- 彼は革製品の売買をしている。
- He buys and sells leather goods.
- 商品を売買するまたは取引する
- trade or deal a commodity
- コンピューターを売買する会社
- a firm that sells and buys computers
- 株や証券を売買するエージェント
- an agent in the buying and selling of stocks and bonds
- 店頭売買有価証券登録原簿への登録
- Registration in the Registry of Over-the-Counter Traded Securities
- 店頭売買有価証券市場に関する事項
- matters related to an Over-the-Counter Securities Market;
- 91日間は額を落として売買できる
- can be traded on a discount basis for 91 days
- 彼は彼らと家具の売買契約をした。
- He made a bargain with them about the furniture.
- 裁判所が売買価格の決定をします。
- The court determines the selling price.
- 売買その他の取引の契約の締結の方法
- methods of concluding contracts on sales and purchase or other transactions;
- 売買価格の報告及び発表に関する事項
- matters related to report and announcement of trading price;
- 内部情報を利用した不正な株式の売買
- insider trading
- 他人の権利の売買における売主の義務
- Seller's Obligation when Selling Rights of Others
- 英国の私掠船で、奴隷売買にかかわる
- English privateer involved in the slave trade
- 対外及び対内証券売買契約等の状況
- International transactions in securities
- 一度買われたら以後売買は許されない
- cannot be bought and sold once the original purchase is made
- 通貨の売買(イに掲げる取引を除く。)
- the purchase and sale of currencies (excluding a transaction specified in item (a)); or
- the purchase and sale of currencies (excluding a transaction specified in sub-item (a)); or
- 積み荷とその売買を管理する商船の職員
- an officer on a merchant ship in charge of the cargo and its sale and purchase
- 切手を売買する人(顧客は切手収集家)
- a dealer in stamps (whose customers are stamp collectors)
- 売買が発生する毎にそれを記録した帳簿
- a ledger in which transactions have been recorded as they occurred
- 国際物品売買契約に関する国際連合条約
- United Nations Convention on Contracts for the International Sale of Goods
- 売買契約に基づかないで送付された商品
- Goods sent unrelated to existing sales contract or application thereof
- 他人の権利の売買における売主の担保責任
- Seller's Warranty when Selling Rights of Others
- 共同で証券を売買する小口投資家のクラブ
- a club of small investors who buy and sell securities jointly
- 彼は、商品点検売買の条件でそれを買った
- he bought it on approval
- 売買契約又は役務提供契約の締結の年月日
- the date of conclusion of the sales contract or the Service Contract;
- the date of the application for or conclusion of the sales contract or the Service Contract;
- 財貨とサービスが売買される商業活動の世界
- the world of commercial activity where goods and services are bought and sold
- 銃器の売買を規制したり統制したりする努力
- efforts to regulate or control sales of guns
- プログラムが自動で株式の売買を行います。
- The program automatically performs stock transactions.
- 取引所金融商品市場における有価証券の売買等
- (Sales and Purchase of Securities, etc. in Financial Instruments Exchange Market)
- 他人の権利の売買における善意の売主の解除権
- Innocent Seller's Right of Cancellation in a Sale of Others' Rights
- 田畑永代売買禁止令は有名無実化していった。
- The prohibition on the sale of arable lands was rendered ineffectual.
- 売買の実行と顧客の記録を持つことにかかわる
- having to do with the execution of trades and keeping customer records
- 行使期間内に所定の価格で株式を売買する権利
- the right to buy or sell a stock at a specified price within a stated period
- ダイヤモンドの採掘とダイヤモンド売買の中心
- center for diamond mining and diamond marketing
- これ以降の屋台の売買譲渡は不可能となった。
- The effect of this restriction, since it was impossible to sell the usage licensing or assign to another relative, was profound.
- 私設取引システム運営業務の売買価格の決定方法
- Method of Formation of Trading Price for Proprietary Trading System Operation
- 地金銀の売買その他前各号の業務に付随する業務
- Buying and selling gold and silver bullion and carrying out business related to business set forth in the preceding items.
- 金融商品の売買(第一号に掲げる取引を除く。)
- sales and purchase of Financial Instruments (excluding those specified in item (i)); or
- 分別管理が確保されていない場合の売買等の禁止
- Prohibition of Sales and Purchase, etc. Where Separate Management is not Ensured
- (2-a)御家人所領の売買及び質入れの禁止。
- Article 2-a specified the prohibition of trading and pawnage of shoryo (territory) of Gokenin (shogunal retainers of the Kamakura bakufu).
- 芸術的な価値を要求している美術品を売買する人
- a dealer in works of art requiring esthetic evaluation
- 有形でない或いは物質的でないが売買が出きる資産
- assets that are saleable though not material or physical
- その政治家は何年間も、麻薬の密売買をしてきた。
- That politician has been trafficking in drugs for years.
- 修理.ジョージ B.ウィルソン.自動車売買――
- Repairs. GEORGE B. WILSON. Cars bought and sold.――
- 賃借人と地主との間で建物の売買契約が成立する。
- The deal will be struck between the landlord and tenant.
- 売買契約は、ベンダーによっていくつかの表現を含む
- the sales contract contains several representations by the vendor
- ディール市内と近辺の家屋の売買を仲介しています。
- She arranges the buying and selling of houses in and around Deal.
- 売買契約又は役務提供契約の申込み又は締結の年月日
- the date of the application for or conclusion of the sales contract or the Service Contract;
- 売買契約又は役務提供契約の締結を担当した者の氏名
- the name of the person who took charge of conclusion of the sales contract or the Service Contract;
- the name of the person who took charge of the application for or conclusion of the sales contract or the Service Contract;
- 有価証券の売買又は市場デリバティブ取引の受託の条件
- the conditions for acceptance of entrustment of sales and purchase of Securities or Market Transactions of Derivatives;
- 売買目的有価証券及び一年内に満期の到来する有価証券
- Securities available for sale and Securities whose maturity date falls Within a Year;
- 元禄13年(1700年)7月24日:活魚の売買禁止
- On July 24th, 1700, the trade of live fish was prohibited.
- 有価証券の売買の受託についての信用の供与に関する事項
- matters concerning credit granting for acceptance of entrustment of sales and purchase of Securities; and
- 有価証券の売買又は市場デリバティブ取引の種類及び期限
- the kind and period of sales and purchase of Securities or Market Transactions of Derivatives;
- 売買の別、金融商品の銘柄、数又は金額、価格及び受渡日
- purchase or sale, issues, volumes or amounts, prices and the date of delivery of Financial Instruments;
- 売買の別、有価証券の銘柄、数又は金額、価格及び受渡日
- purchase or sale, issues, volumes or amounts, prices, and the date of delivery of Securities;
- 近代になって、人身売買に等しいものとして禁止された。
- The modern government banned this type of business, considering it equivalent to human trafficking.
- 1955年からは大面積の立木の直接売買も開始された。
- It also started the direct sale of standing timber within large areas in 1955.
- 紀元前1千年の売買を支配した古代のセム族の民族の一員
- a member of an ancient Semitic people who dominated trade in the first millennium B.C.
- 信託受益権売買等業務を営む場合には、当該業務の実施体制
- where the person carries out Business for the Sale and Purchase, etc. of Beneficial Interest in Trust, the system for carrying out said business; and
- 組織化された取引所に上場されておらず、売買もされない株
- stock that is not listed and traded on an organized exchange
- 麻薬常用者がヘロインを売買する(普通は放棄された)建物
- a building (usually abandoned) where drug addicts buy and use heroin
- フェイギンは、少年達をすりとして鍛えた盗品売買者だった
- Fagin was a fence who trained boys as pickpockets
- 有価証券の売買又は市場デリバティブ取引の契約の締結の方法
- the methods of conclusion of a contract for sales and purchase of Securities or Market Transactions of Derivatives;
- 上場商品の所有権の移転を目的としない売買取引をすること。
- Carrying out buying and selling transactions without the intention to transfer ownership of a Listed Commodity
- 有価証券の売買の媒介(第八項第十号に掲げるものを除く。)
- intermediary for sales and purchase of Securities (excluding those specified in item (x) of paragraph (8));
- 明治17年(1884年)、”鉄砲火薬売買人”免許を取得。
- In 1884, he was licensed as a 'gun and gunpowder trader.'
- 土地の売買のための業者として仕事をする認可を受けている人
- a person who is authorized to act as an agent for the sale of land
- 証券の売買(本邦通貨を対価とする居住者間の売買を除く。)
- Buying and selling of securities (excluding buying and selling between residents in exchange for Japanese currency)
- 売買契約に関する費用は、当事者双方が等しい割合で負担する。
- The expenses of contracts for sale shall be borne equally by both parties.
- そのため、神仏に帰属する寺田・神田の売買は禁止されていた。
- Therefore, it was prohibited to buy or sell the jiden fields and shinden fields that belonged to temples and shrines, respectively.
- そのため、神仏に帰属する神田・寺田の売買は禁止されていた。
- Therefore, the buying and selling of Shinden and Jiden, which were considered the property of deities, was prohibited.
- 私奴婢は良民の3分の一の口分田が班給され売買・相続された。
- Shinuhi, or privately owned slaves, who were each given one-third of land given to an ordinary person by the government, could be traded and inherited.
- 指定された将来の日付に配達が同意された価格で売買される大豆
- soybeans bought or sold at an agreed price for delivery at a specified future date
- 規制機関が設定した価格より安い価格で売買される非公式の市場
- an unofficial market in which goods are bought and sold at prices lower than the official price set by a regulatory agency
- 売買契約又は役務提供契約の申込み又は締結を担当した者の氏名
- the name of the person who took charge of the application for or conclusion of the sales contract or the Service Contract;
- 有価証券の売買に係る有価証券の上場及び上場廃止の基準及び方法
- standards and methods for listing and delisting of Securities subject to sales and purchase of Securities;
- 「奴婢雑人」などとも称され、売買、譲渡、相続の対象であった。
- Genin were also called 'dohi zonin' (servant) and were subject to trade, transfer, and inheritance.
- 財貨とサービスの商業上の交易(国内もしくは国際市場での売買)
- the commercial exchange (buying and selling on domestic or international markets) of goods and services
- こうした農協経由では「1俵につきいくら」という売買になった。
- In such distribution through agricultural cooperative, trade was conducted on the basis of 'price per bag.'
- 有価証券の売買又は市場デリバティブ取引の受渡しその他の決済方法
- the method of transfer and other settlement for sales and purchase of Securities or Market Transactions of Derivatives; and
- the method of transfer and other settlement of sales and purchase of Securities or Market Transactions of Derivatives;
- 有価証券の売買又は市場デリバティブ取引の開始及び終了並びに停止
- the starting, ending and suspension of sales and purchase of Securities or Market Transactions of Derivatives;
- 個人的使用に供せられ、且つ、売買の対象とならない程度の量の貨物
- A certain quantity of goods to be used for private purposes and excluded from sale
- 株式の売買高のうちの機関投資家の占める比率が非常に高くなること
- inituitionalization
- 五人組 (日本史)、慶安のお触書、田畑永代売買禁止令、士農工商
- the five-household neighborhood unit system (Japanese history), Proclamations of the Keian era, the edict to forbid land transaction, and the hierarchy of samurai, farmers, artisans, and merchants
- 商品または通貨が配給制または規制に違反して売買される違法な市場
- an illegal market in which goods or currencies are bought and sold in violation of rationing or controls
- 米国の金融家で、北軍の債券を売買し、アメリカ南北戦争に融資した
- United States financier who marketed Union bonds to finance the American Civil War
- その馬たちが、彼らが売買を仲立ちする最後の馬になるはずだった。
- These were the last horses that would go through their hands.
- 証券の売買が証券取引所ではなく電話とコンピュータで行われる市場
- a stock exchange where securities transactions are made via telephone and computer rather than on the floor of an exchange
- 書籍の帯と同様、中古での売買時には欠損している事が珍しくない。
- Like obi for books, it is not unusual for them to be lost on the second-hand market.
- 権利の売買契約の申込みの撤回又はその売買契約の解除に関する事項
- Matters concerning withdrawal of application for or rescission of a sales contract on rights
- 商品の売買契約の申込みの撤回又はその売買契約の解除に関する事項
- Matters concerning withdrawal of application for or rescission of a sales contract on goods
- 取引所金融商品市場における有価証券の売買又は市場デリバティブ取引
- sales and purchase of Securities conducted in a Financial Instruments Exchange Market or Market Transactions of Derivatives; or
- また金座および銀座周辺では両替商が集中し、金銀の売買が行われた。
- Around the Kinza (where gold coins were minted, appraised and traded) and Ginza where money changers concentrated, gold and silver were traded.
- 楽市とは、非課税等を通じて自由な売買を可能にした市のことである。
- Rakuichi was a market, in which people were able to trade freely without any taxes.
- 動産の売買、種苗又は肥料の供給、農業の労務及び工業の労務の先取特権
- Statutory liens for the sale of movables, the supply of seed or fertilizer, agricultural labor and industrial labor.
- 班田が順調に行われなくなると売買や譲渡なども行われるようになった。
- When handen-based field supply became unstably provided, kubunden were traded or transferred.
- 指定された未来の日付に配送するために同意された価格で売買される石油
- petroleum bought or sold at an agreed price for delivery at a specified future date
- もともとLinuxはいっさい売買を認めないきつい条件で配布してた。
- I actually originally released Linux with complete sources under a non-GPL copyright that was actually much more restrictive than the GPL:
- 前日建玉残高及び本日建玉残高については、売買の別ごとに記載すること。
- Open contracts of the previous day or of the current day shall be recorded by distinction of selling or buying.
- 当該外国中央銀行等又は国際機関が行う国債の売買の媒介、取次ぎ又は代理
- Carrying out intermediary, brokerage, or agency services for sales and purchases of national government securities conducted by the said foreign central banks, etc. or international institutions;
- 棒手売(棒天振とも、ぼてふり)は、商品を天秤棒に担いで売買すること。
- Botefuri meant selling goods carried on a pole
- こうして、加地子を得る権利は分化していき、売買や寄進の対象となった。
- Over time, the right to gain Kajishi was divided and became the object of sale or donation.
- 一、黒船之儀ハ 商買之事候間格別候之条 年月を経諸事売買いたすへき事
- 1. The black ships are for commerce, and thereby they shall be treated differently and we shall buy and purchase various items over the years.
- カトリック教徒の家を爆破したことと犯罪的ゆすりと薬物売買に対する責任
- responsible for bombing the homes of Catholics and for criminal racketeering and selling drugs
- 有価証券の売買 売買の別、有価証券の銘柄、数又は金額、価格及び受渡日
- the purchase and sale of Securities: purchase or sale, issues, volumes or amounts, prices, and the date of delivery of Securities;
- 取引所金融商品市場における有価証券の売買等 (第百十条―第百三十三条)
- Sales and Purchase of Securities, etc. in Financial Instruments Exchange Market (Article 110 - Article 133)
- 官奴婢や私奴婢は、売買や質入の対象となるなど、非人道的な扱いを受けた。
- Kunuhi and shinuhi, who were traded and pawned, were not treated as human beings.
- 仲介業者を通さず、売り手と買い手が合意による値段で不動産を売買すること
- a sale of property at a price agreed on by the seller and buyer without an intervening agency
- お金は物資を売買したり、価値を測ったり、富を蓄えたりするのに使われる。
- Money is used for buying or selling goods, measuring value and storing wealth.
- こうした略奪は天正15年(1587年)の秀吉の人身売買停止令まで続く。
- Such robbery continued until the ban on human trafficking by Hideyoshi in 1587.
- 協会員及び金融商品仲介業者の有価証券の売買その他の取引の勧誘に関する事項
- matters related to sales and purchase or other transactions of Securities solicited by Member Firms or Financial Instruments Intermediary Service Providers;
- 顧客が当該売買契約又は当該役務提供契約の締結を必要とする事情に関する事項
- matters concerning the circumstances based on which the customer needs to conclude the sales contract or the Service Contract; and
- 所在国外に移送する目的で、人を売買した者は、二年以上の有期懲役に処する。
- A person who sells or buys another for the purpose of transporting him/her from one country to another country shall be punished by imprisonment with work for not less than 2 years.
- 財産を売買したことを認め、買主に権利を譲渡したことを売り手が認めた文書。
- Documents issued wherein a vendor recognized that the vendor and vendee had dealt in the vendor's property, and that the title had been transferred to the vendee.
- また、宅地と園地も班給の対象とされたが、収公はされず、自由に売買できた。
- Residential land and parks were also allotted but not confiscated, and selling and buying at the owner's discretion were permitted.
- 家人は待遇としては私奴婢と同等であるが売買は禁止され仕事に制限があった。
- Kenin, or household servants, had the same status as shinuhi but it was forbidden to trade kenin and their occupational choice was limited.
- 競売買の方法(有価証券の売買高が政令で定める基準を超えない場合に限る。)
- a method of auction (limited to cases where the trading volume of Securities does not exceed the criteria specified by a Cabinet Order);
- 指定された将来の日付に配達のための同意がなされた価格で売買されるバルク商品
- bulk commodities bought or sold at an agreed price for delivery at a specified future date
- 日本国の国営商企業の国外における売買が商業的考慮にのみ基くことを確保する。
- ensure that external purchases and sales of Japanese state trading enterprises shall be based solely on commercial considerations.
- 当該店頭商品先物取引等の対象とする上場商品構成物品等の売買等に係る業務の内容
- the contents of a business pertaining to the Buying and Selling, etc., of Listed Commodity Component Products, etc., subject to said Over-the-Counter Commodity Futures Transactions;
- 年期売(ねんきうり・年季売・年紀売)とは、中世日本で行われた売買契約の1つ。
- Nenki-uri (whose 'ki' can be written with three different characters 年期売, 年季売 or 年紀売, all of which relate to time or duration) was a kind of contract of sale (usually of land) used during Japan's medieval period.
- 対外支払手段の売買(ニに掲げるものを除く。)又は前項第三号に掲げる債権の売買
- Buying and selling of foreign means of payment (excluding buying and selling listed in (d)) or buying and selling of claims listed in item (iii) of the preceding paragraph
- 前各号に掲げる事項のほか、店頭売買有価証券の売買その他の取引に関し必要な事項
- in addition to the matters listed in each of the preceding items, necessary matters related to sales and purchase or other transactions of the Over-the-Counter Traded Securities.
- 物品の売買、運送、保管又は売買の媒介を業とする者がその取引に付随して行うもの
- Loans made by persons engaged in the business of buying and selling, transporting, or storing goods, or who act as intermediaries in the buying and selling of goods, in the course of their transactions;
- 有価証券の売買又はその媒介、取次ぎ(有価証券等清算取次ぎを除く。)若しくは代理
- sales and purchase of Securities, or intermediary, brokerage (excluding Brokerage for Clearing of Securities, etc.), or agency service therefor;
- 前各号に掲げる事項のほか、有価証券の売買又は市場デリバティブ取引に関し必要な事項
- in addition to the matters listed in each of the preceding items, the matters necessary for sales and purchase of Securities or Market Transactions of Derivatives.
- 動産の売買の先取特権は、動産の代価及びその利息に関し、その動産について存在する。
- Statutory liens for the sale of movables shall exist with respect to movables, in connection with the price of those movables and interest on the same.
- 小判、丁銀および銭貨を手数料を取って交換、売買すなわち両替した商店から始まった。
- It began with stores where 'koban' (oval gold coins), 'chogin' (silver coins) and copper coins were exchanged for a commission and were traded, that is, changed for other currencies.
- 戦国時代には乱妨取の習慣による人身売買が行われていたが、江戸幕府はこれを禁じた。
- In the Sengoku period, humans were trafficked due to habit of ranbodori (pillage by soldiers after battles) but the Edo bakufu (Japanese feudal government headed by a shogun) prohibited human trafficking.
- 電話勧誘顧客が当該売買契約又は当該役務提供契約の締結を必要とする事情に関する事項
- matters concerning the circumstances based on which the Telemarketing Target needs to conclude the sales contract or the Service Contract; and
- 朝廷や幕府もしかたなくそれに応じ、京における他所酒の売買を禁止する法令を発した。
- The Imperial Court and the bakufu complied with their requests reluctantly and issued the law prohibiting the buying and selling of yosozake in Kyoto.
- そのため競合する事業者とのあいだでは、モルトの売買がなされるということが少ない。
- Because of this, it is rare for malts to be traded among the producers.
- 当該有価証券に表示される権利の行使により有価証券の売買その他の取引が行われない場合
- the cases where the purchase and sale or other transactions of Securities shall not be conducted upon the exercise of the Options indicated on the relevant Securities; and
- cases where the purchase and sale or other transactions of Securities are not to be conducted upon the exercise of the rights indicated on the relevant Securities;
- cases where the purchase and sale or other transaction of Securities is not to be conducted upon the exercise of the rights indicated on the relevant Securities;
- 売買又はその媒介、取次ぎ(有価証券等清算取次ぎを除く。)若しくは代理の申込みの勧誘
- solicitation for application for sales or purchase, or intermediary, brokerage (excluding Brokerage for Clearing of Securities, etc.) or agency service thereof;
- 主に出挙・相続・売買・貸借・土地所有・財産譲与などに関して重点的に解説されている。
- It puts emphasis on explanations about Suiko (government loans made to peasants), inheritance, buying and selling, borrowing and lending, landholding and assignment of property.
- 明治時代に行われた地租改正と、田畑永代売買禁止令の廃止により寄生地主制が進展した。
- Owing to Chiso-kaisei (the Land Tax Reform) implemented in the Meiji period and the abolition of the prohibition on the sale of arable lands, the parasitic landlord system was developed.
- 賎民のうち、公奴婢と私奴婢は売買の対象とされるなど、奴隷として位置づけられていた。
- Among the senmin, kunui and shinui were treated as slaves and could be bought and sold.
- 「私の社会的権利を侵犯するものがあるとすると、それは強い酒の売買こそがそうなのだ。
- 'If anything invades my social rights, certainly the traffic in strong drink does.
- 当該有価証券に表示される権利の行使により有価証券の売買その他の取引が行われないこと。
- that the purchase and sale or other transactions of Securities shall not be conducted upon the exercise of the rights indicated on the relevant Securities;
- that the purchase and sale or other transaction of Securities is not to be conducted upon the exercise of the rights indicated on the relevant Securities;
- 金融商品取引法第二条第二十一項第一号に掲げる取引のうち、通貨の売買取引に該当するもの
- Among the transactions listed in Article 2, paragraph (21), item (i) of the Financial Instruments and Exchange Act, those falling under currency sales transactions
- 金融商品取引法第二条第二十二項第一号に掲げる取引のうち、通貨の売買取引に該当するもの
- Among the transactions listed in Article 2, paragraph (22), item (i) of the Financial Instruments and Exchange Act, those falling under currency sales transactions
- 居住者と非居住者との間の対外支払手段又は債権の売買契約に基づく債権の発生等に係る取引
- Transactions Pertaining to the Occurrence, etc. of Claims based on a sales contract for the foreign means of payment or claims between a resident and a non-resident
- まだ引き渡されていない売買の目的物が果実を生じたときは、その果実は、売主に帰属する。
- If any subject matter of a sale that is not delivered yet bears any fruit, the fruit shall vest in the seller.
- 特定の株(または、株価指数か商品未来)を特定の日の前に一定の価格で売買うるオプション
- the option to buy or sell a given stock (or stock index or commodity future) at a given price before a given date
- 一方で、さまざまな事業者とのあいだでモルトの売買がなされるということも一般的である。
- On the other hand, it is also common that malts are traded among various corporations.
- 売買の一方の予約は、相手方が売買を完結する意思を表示した時から、売買の効力を生ずる。
- A pre-contract to sell or purchase made by one party shall take the effect of a sale when the other party has manifested his/her intention to complete such sale.
- 前三号に掲げる事項のほか、有価証券の売買又は市場デリバティブ取引の受託に関し必要な事項
- in addition to the matters listed in the preceding three items, the matters necessary for acceptance of entrustment of sales and purchase of Securities or Market Transactions of Derivatives.
- 金融商品取引法第二条第十七項に規定する取引所金融商品市場において売買取引されている株券
- Share certificates traded on a Financial Instruments Exchange Market prescribed in Article 2, paragraph (17) of the Financial Instruments and Exchange Act
- 不動産の売買の先取特権は、不動産の代価及びその利息に関し、その不動産について存在する。
- Statutory liens for sales of immovable properties shall exist, with respect to immovable property, in connection with the price of that immovable property and interest on the same.
- 問屋営業の典型例として、証券会社における証券の売買仲介(ブローカレッジ)があげられる。
- The brokerage at a broker house can be cited as a typical example of what Toiya do.
- 金融商品取引法第二条第八項第三号ロに規定する外国金融商品市場において売買されている株式
- Shares traded on a foreign financial instruments market prescribed in Article 2, paragraph (8), item (iii), (b) of the Financial Instruments and Exchange Act
- 当該有価証券に表示されるオプションの行使により有価証券の売買その他の取引が行われない場合
- cases where the purchase and sale or other transactions of Securities shall not be conducted upon the exercise of the Options indicated on the relevant Securities;
- cases where the purchase and sale or other transactions of Securities are not to be conducted upon the exercise of the Options indicated on the relevant Securities;
- 取引所金融商品市場又は外国金融商品市場における有価証券の売買の委託の媒介、取次ぎ又は代理
- intermediary, brokerage, or agency service for the entrustment of sales and purchase of Securities on Financial Instruments Exchange Markets or Foreign Financial Instruments Markets;
- 他人の権利を売買の目的としたときは、売主は、その権利を取得して買主に移転する義務を負う。
- If the subject matter of the sale is the rights of others, the seller shall assume an obligation to acquire the rights and transfer the same to the buyer.
- 当該有価証券に表示されるオプションの行使により有価証券の売買その他の取引が行われないこと。
- that the purchase and sale or other transactions of Securities shall not be conducted upon the exercise of the Options indicated on the relevant Securities;
- that the purchase and sale or other transaction of Securities is not to be conducted upon the exercise of the Options indicated on the relevant Securities;
- 金融商品取引法第六十七条の十一第一項に規定する店頭売買有価証券登録原簿に登録されている株券
- Share certificates registered in the Registry of Over-the-Counter Traded Securities prescribed in Article 67-11, paragraph (1) of the Financial Instruments and Exchange Act
- 略取され、誘拐され、又は売買された者を所在国外に移送した者は、二年以上の有期懲役に処する。
- A person who transports another kidnapped by force or enticement or another who has been bought or sold, from one country to another country, shall be punished by imprisonment with work for not less than 2 years.
- 有価証券の売買及び有価証券関連デリバティブ取引その他政令で定める取引 有価証券等清算取次ぎ
- sales and purchase of Securities, Transactions of Securities-Related Derivatives, and other transactions specified by a Cabinet Order: Broking for Clearing of Securities, etc.
- 前号の場合において、取引を行つた事実があるときは、その売買の別その他の内閣府令で定める事項
- If there are any transactions carried out in the case referred to in the preceding item, a breakdown by sales and by purchases, and other matters specified by a Cabinet Office Ordinance;
- If there are any transactions carried out in the case referred to in the preceding item, a breakdown by sales and by purchases, and other matters specified by a Cabinet Office Ordinance; and
- 唐物には金銭的な価値も生まれ、売買取引されることまであり、つまり将軍家への富につながった。
- Monetary value was born for karamono, and was even traded with money that led to the wealth of shogunke.
- 田畑永代売買禁止令では田畑の質入を禁止していなかったため、質流れと言う形で売買が行われた。
- Because the prohibition on the sale of the arable lands did not restrict pawnage of cultivated fields, farmlands were bought and sold under foreclosure.
- 対外支払手段の売買又は債権の売買(本邦通貨をもつて支払われる債権の居住者間の売買を除く。)
- Buying and selling of foreign means of payment or claims (excluding the buying and selling of claims payable in Japanese currency between residents)
- 売買契約と同時に買戻しの特約を登記したときは、買戻しは、第三者に対しても、その効力を生ずる。
- If the special agreement on redemption is registered simultaneously with the contract for sale, the redemption shall also be effective against third parties.
- また、上級郷士ともなると多くの農地山林を抱え、さらに薩摩藩では武士同士の石高の売買が出来た。
- Also, when a samurai became a senior ranking goshi they controlled vast farming lands, forests and mountains, and moreover, it was possible for them to trade produce among samurai in the Satsuma clan.
- この農民の商売熱を冷まそうと幕府は田畑永代売買禁止令や帰農令などを発布するも効果がなかった。
- The shogunate government intended to dampen peasants' enthusiasm for business by promulgation of the ban against buying and selling of fields and the back-to-the-land order, but neither was effective.
- 老人その他の者の判断力の不足に乗じ、訪問販売に係る売買契約又は役務提供契約を締結させること。
- an act of taking advantage of the impaired judgment of an elderly or other person and having such person conclude a sales contract or a Service Contract pertaining to Door-to-Door Sales;
- 株式市場や各農林水産関係の市場や初売りまたは、祭りでの縁起物の売買などでも行われる事を指す。
- It also refers to the first sale of the year at the stock market and at forestry and fisheries-related markets as well as the purchase and sale of good luck charms at festivals.
- この法律において「金融商品市場」とは、有価証券の売買又は市場デリバティブ取引を行う市場をいう。
- The term 'Financial Instruments Market' as used in this Act means a market in which sales and purchase of Securities or Market Transactions of Derivatives are conducted.
- 通常の売買取引は、類似に根拠に基いて干渉を受けることは、なおのこと、あってはならないことです。
- Still less ought the common operations of buying and selling to be interfered with on analogous grounds.
- また1643年には江戸幕府によって農民間で田畑の売買を禁止する田畑永代売買禁止令が公布された。
- Furthermore, in 1643, the Edo bakufu issued the Denpata-eitai-baibai-kinshirei (the permanent prohibition on the sale of arable lands) to prohibit the sale of cultivated fields among farmers.
- 当該上場商品の売買取引(第八項第一号に掲げる取引に該当するものを除く。以下この号において同じ。)
- Buying and selling transactions (excluding those that fall under the transactions set forth in paragraph (8), item (i); hereinafter the same shall apply in this item) of said Listed Commodity
- 譲渡性預金その他金銭債権(有価証券に該当するものを除く。)の売買又はその媒介、取次ぎ若しくは代理
- sales and purchase of negotiable deposits and other monetary claims (excluding those that fall under the category of Securities), or intermediary, brokerage or agency service thereof; and
- 奴婢と異なり売買対象にはならなかったほか、戸を構える(家族を持つ)ことも出来たが、姓は無かった。
- Unlike the nuhi, they were not traded and were able to have a family; however, they were not allowed to have a family name.
- 老人その他の者の判断力の不足に乗じ、電話勧誘販売に係る売買契約又は役務提供契約を締結させること。
- an act of taking advantage of the impaired judgment of an elderly or other person and having such person conclude a sales contract or a Service Contract pertaining to Telemarketing Sales;
- 商業手形その他の手形(日本銀行の振出しに係るものを含む。)、国債その他の債券又は電子記録債権の売買
- Buying and selling of commercial bills and other negotiable instruments (including those drawn by the Bank of Japan in this item), national government securities and other bonds, or electronically recorded claims;
- 輸出貿易管理令別表第一の一の項の中欄に掲げる貨物の外国相互間の移動を伴う当該貨物の売買に関する取引
- Transactions related to the buying and selling of the goods listed in the middle column of row 1 of appended table 1 of the Export Trade Control Order involving the movement of the goods between foreign states.
- 前項の規定は、その商品の送付を受けた者のために商行為となる売買契約の申込みについては、適用しない。
- The provision of the preceding paragraph shall not apply to an application for a sales contract where the sales contract corresponds to a commercial transaction for the person who received the sent goods.
- 運用として行う取引に関する情報を利用して、自己の計算において有価証券の売買その他の取引等を行うこと。
- conducting Sales and Purchase or Other Transactions of Securities, etc. based on the account of the Financial Instruments Business Operator, etc. by using the information concerning the transaction conducted as an investment;
- 売買の目的物の引渡しについて期限があるときは、代金の支払についても同一の期限を付したものと推定する。
- If there is a due date for the delivery of the subject matter of the sale, it shall be presumed that the same due date was also agreed for the payment of the purchase money.
- 売買の目的物の引渡しと同時に代金を支払うべきときは、その引渡しの場所において支払わなければならない。
- If the purchase money is to be paid simultaneously with delivery of the subject matter of the sale, the payment must be made at the place of delivery.
- また官田の耕作権は、民田の所有権と同様に売買が可能であり、地主層による官田の耕作権の集約も行われた。
- The right to cultivate kanden, like that of private estates, was tradable, and landlords collected the rights.
- 14世紀ごろから、百姓名は私的所有の対象とする観念が強まっていき、名主間で自由売買されるようになる。
- From the 14th century onwards, the concept that a hyakusho-myo could be private land increased, and the hyakusho-myo lands started to be traded at will among the myoshu people.
- 第四条及び第九条の規定は、この法律の施行前に販売業者が受けた売買契約の申込みについては、適用しない。
- The provisions of Article 4 and Article 9 shall not apply to an application for a sales contract that was received by a seller prior to the enforcement of this Act.
- 日本相撲協会の年寄名跡は実際には多額の金銭を対価として売買されるが、それは以上のロジックで理解できる。
- With the exception of direct family members, Myoseki `names` of Toshiyori (sumo elders) of the Japan Sumo Association are invariably traded for large sums of money.
- 大正5年に売買(うりかり、今の帯広市南東部)等の農場を売却する事によって晩成社の活動は事実上休止する。
- After selling out a ranch in Urikari (present-day south-eastern part of Obihiro City) in 1916, the activities of Banseisha LP virtually suspended.
- しかしながら、李氏朝鮮後期から末期かけて売官や族譜の売買が行われ、血統としての本貫は混乱してしまった。
- However, government posts and zokufu were sold from the late to the end of Yi Dynasty Korea period, which confused the hongan as blood line.
- 新法第七条第二項の規定は、この法律の施行前に締結された売買契約又は役務提供契約については、適用しない。
- The provision of Article 7 (2) of the New Act shall not apply to a sales contract or a Service Contract that was concluded prior to the enforcement of this Act.
- 第二十五条の二第二項の規定による貨物の売買に関する取引又は貨物の輸出の禁止に違反して取引又は輸出をした者
- Any person who has conducted transactions or exported goods in violation of prohibition of transactions related to the buying and selling of goods or export of goods pursuant to the provision of Article 25-2, paragraph 2
- これに対して日本令では、すべての田地は絶対にその売買を禁止し、とくに1年間の賃租を許しているにすぎない。
- On the other hand, in the Japanese ryo, selling and buying of any farmland was absolutely forbidden, and only one year rental terms were allowed.
- 私有の土地や財産などの造成・売買・譲与・紛失・寄進・相続に際して国家やその下部機関が発給した法的な証明書。
- A legal certificate issued by the state or its subordinate organization for development, trade, transfer, loss, donation and inheritance of the private land or property.
- 第五条第一項から第三項まで及び第七条の規定は、この法律の施行前に締結された売買契約については、適用しない。
- The provisions of Article 5 (1) to (3) and Article 7 shall not apply to a sales contract that was concluded prior to the enforcement of this Act.
- そして翌年の1966年9月7日に近畿日本鉄道と土地売買契約を交わし、その翌年の1987年にも土地を買収した。
- On September 7 of the following 1966, the university made a land contract with Kinki Nippon Railway Company, and also purchased land the next year in 1967.
- 財務大臣は、対外支払手段の売買等所要の措置を講ずることにより、本邦通貨の外国為替相場の安定に努めるものとする。
- The Minister of Finance shall endeavor to stabilize the exchange rate of Japanese currency by taking necessary measures such as the buying and selling of foreign means of payment.
- そのため、公験の移動をもって譲渡や売買による権利の移動が認められるとするのが、訴訟における原則の1つであった。
- Accordingly, one of the principles in lawsuits was that only the transference of a kugen could legally confirm the transfer of an ownership right through assignment or sale.
- 慶応2年(1866年)刊の『南宗書画品価録』には池大雅に次ぐ一点3両の高額で売買されていたことが記されている。
- According to '南宗書画品価録' published in 1866, each of Unzen's paintings were sold for a large sum of money of three ryo (unit of currency), the second largest amount after Taiga IKENO.
- 古煉瓦で造った炭煖炉を傍にして、七十歳に近いかとも思われる白髪の悪漢が自分の売買する代物の間に坐り込んでいた。
- Sitting in among the wares he dealt in, by a charcoal stove, made of old bricks, was a grey-haired rascal, nearly seventy years of age;
- 公表されていない、極秘にされていると思われる情報に基づき、会社役員または他のインサイダーが会社株を売買すること
- buying or selling corporate stock by a corporate officer or other insider on the basis of information that has not been made public and is supposed to remain confidential
- 当該販売業者が訪問販売若しくは電話勧誘販売に係る売買契約又は特定権利販売契約の締結について行う勧誘に関する事項
- matters concerning the solicitation of a sales contract or a Specified Right Sales Contract pertaining to Door-to-Door Sales or Telemarketing Sales conducted by the seller
- また一方で、租税の確保や武家的な禁欲思想に基づいて、たびたび酒の売買、製造、移出入などを禁ずる政策が出された。
- On the other hand, aiming to secure taxes and based on the asceticism of samurai, policies which forbade the trade, manufacturing, and transportation of sake were often implemented.
- 取扱有価証券の売買の受託等をした場合 当該受託等に係る有価証券の種類、銘柄、価格、数量その他内閣府令で定める事項
- when a Member Firm has accepted entrustment, etc. of sales and purchase of Tradable Securities: the kinds, issues, prices, volumes or other matters specified by a Cabinet Office Ordinance pertaining to the Securities for which the Member Firm has accepted entrustment, etc.;
- 会員及び金融商品仲介業者の有価証券の売買その他の取引の勧誘の適正化に必要な業務のため必要な規則の制定その他の業務
- to establish rules or conduct other activities necessary for ensuring appropriateness in solicitation for sales and purchase or other transactions of Securities conducted by its members and Financial Instruments Intermediary Service Providers;
- 商品について当該商品の売買等を業として行つている者が自己の営業のためにその計算において行う先物取引に類似する取引
- Transactions similar to Futures Transactions which a person who, in the course of trade, engages in the Buying and Selling, etc. of a Commodity carries out with regard to said Commodity for his/her own business based on his/her own account
- 以上から、日本では権力者の強制売買による弊害は少なく、むしろ天皇の娯楽的な臨時公開市場的な性格が強いと思われる。
- Judging from the above, it is considered that adverse effects due to forced sales by the power were less, and the market was more entertaining for the Emperor as a temporary open market in Japan.
- - 伝統産業に従事する職人が集まってできた町、あるいはその産業・工芸品の売買によって栄えた町で、上記産業町の一種
- town formed with artisans engaged in traditional industries, or a town that prospered as a result of trading their products, which is a kind of the aforementioned Industrial town
- 売買の目的物に隠れた瑕疵があったときは、第五百六十六条の規定を準用する。ただし、強制競売の場合は、この限りでない。
- If there is any latent defect in the subject matter of a sale, the provisions of Article 566 shall apply mutatis mutandis; provided, however, that this shall not apply in cases of compulsory auction.
- 雑務沙汰に含まれるのは、例えば金銭貸借、農地等の年紀売・永年沽却、奴婢の売買など、債権や動産に関する相論であった。
- Zatsumusata included loan and personal property suits, such as, money loan, sales contract or longtime disposal of farmland or others, and slave trading.
- 第二条第八項第五号に掲げる行為であつて、有価証券の売買、有価証券関連デリバティブ取引その他政令で定める取引に係るもの
- acts listed in Article 2(8)(v) that are pertaining to sales and purchase of Securities, Transactions of Securities-Related Derivatives, or other transactions specified by a Cabinet Order; or
- 芸娼妓解放令(げいしょうぎかいほうれい)とは、明治政府が1872年に発した遊女の人身売買の規制などを目的とした法令。
- The Geishogi Kaiho Rei is a law issued by the Meiji Government in 1872, whose main aim was to control human traffic of prostitutes.
- しかし、江戸時代以来、芸妓も遊女と同様、前借金を抱えた年季奉公であり、過去の花街は人身売買や売春の温床となっていた。
- However, since the Edo Period, geisha was an apprenticeship with debt much like yujo and red-light districts in the past were breeding grounds for human trafficking and prostitution.
- 店頭売買有価証券の売買の受託等をした場合 当該受託等に係る有価証券の種類、銘柄、価格、数量その他内閣府令で定める事項
- when a Member Firm has accepted entrustment, etc. of sales and purchase of Over-the-Counter Traded Securities: the kinds, issues, prices, volumes or other matters specified by a Cabinet Office Ordinance pertaining to the Securities for which the Member Firm has accepted entrustment, etc.;
- この節の規定は、売買以外の有償契約について準用する。ただし、その有償契約の性質がこれを許さないときは、この限りでない。
- The provisions of this Section shall apply mutatis mutandis to contracts for value other than contracts for sale; provided, however that this shall not apply when it is not permitted by the nature of the contract for value.
- それでも、改革は土地の売買による土地拡大の可能性を高めて高麗時代のような暴力的な収奪による土地兼併の可能性を排除した。
- However, the reforms ruled out the possibility of tochikenpei by violent deprivation such as seen during the Goryeo period by heightening the possibility of land expansion by buying and selling lands.
- どぶろくなどの従来の密造酒と比べてアルコール濃度が高く、激烈で有害なのが特徴で、闇市で売買されることから闇酒ともいう。
- They were characterized by the higher density of alcohol, stronger and more harmful than conventional illegal liquor such as Doburoku, and also called yami-zake because they were sold in yami-ichi (black markets).
- 権利行使又は被権利行使により現物先物取引の売買が成立した場合は、その旨及び新規又は転売若しくは買戻しの別を記載すること。
- In cases where gensaki is closed by exercise or non-exercise, the said effect and distinction by new transaction, reselling, or repurchase shall be recorded.
- 対外支払手段等の売買契約又は金融指標等先物契約に基づく債権の発生等に係る取引のうち、前項第十号に掲げる取引に該当するもの
- Among the transactions pertaining to the occurrence, etc. of claims based on a sales contract for foreign means of payment, etc. or a futures contract on a financial index, etc., those falling under the transactions listed in item (x) of the preceding paragraph
- 売買される御家人身分は御家人株と呼ばれ、家格によって定められた継承することができる役ごとに、相場が生まれるほどであった。
- A market for Gokenin titles was known as 'gokeninkabu' (lit. Gokenin shares) with a market price determined by whether or not the family status could passed on to other generations.
- また、転封法度に未進や借り物の棄破等の文言があった為、土地の売買証文の中には徳政拒否文言が早い段階で記されるようになる。
- The Tenpo Hatto (The laws for changing the territory) had the words about nonpayment of tribute and the loss or damage of a borrowed thing, so land sales contracts came to contain the words to reject debt cancellation orders at an early stage.
- 奴婢には、官奴婢と私奴婢が存在し、住まい及び結婚、職業の選択の自由に制限を受けており、法的に市場での売買が可能であった。
- Nobi who was divided into Kannuhi and Shinuhi, received restrictions on freedoms to choose where to live, to marry and to choose an occupation, and was tradable at a market legally.
- 公事・訴訟の取りさばきが主な任務であるが、商売繁盛の町方のことで「町中家屋敷・同地売買借入証文奥書印形」の責務があった。
- The main duties of so-doshiyori included addressing matters concerning taxes and petitions but, with townspeople being affluent with flourishing business, they were also responsible for 'giving stamp of approval on inscription on contract for sale, purchase or rent of residence and/or land in town.'
- 同一の不動産について売買が順次された場合には、売主相互間における不動産売買の先取特権の優先権の順位は、売買の前後による。
- In cases where successive sales are made with respect to the same immovable properties, the order of priority of the statutory liens for the sale of the immovable properties among sellers shall follow the chronological order of the sales.
- 対外支払手段等の売買契約に基づく債権の発生等に係る取引のうち、前項第九号イ又はロに掲げる取引に該当する市場デリバティブ取引
- Among the transactions pertaining to the occurrence, etc. of claims based on a sales contract for foreign means of payment, etc., market transactions of derivatives that fall under the transactions listed in item (ix)(a) or (b) of the preceding paragraph
- 1655年(明暦元年)中国商人の抵抗(この背景には鄭成功がいたと言われている)を受け糸割符仲間は解散し、市法売買となった。
- In 1655 Itowappu nakama was dissolved owing to the protest the Shogunate received from the Chinese merchants; (it is said that there existed Seiko TEI [Zheng Chenggon]) in the background of this protest; afterwards, the Shogunate controlled the trade of raw silk threads by trade control called 'shibo baibai' in which appraisers selected from the merchants from the above mentioned 5 cities appraised the goods brought by foreign merchants and trade was executed with the set price based on those appraisals.
- やがて人身売買に対する規制が強化されると、一種の脱法行為として人身質入による質券奉公人(しちけんほうこうにん)が出現する。
- As regulation of human trafficking was reinforced, shichiken hokonin (a servant put in pledge) appeared as a way to circumvent the regulation.
- 代官として主に京都に駐在し、朝廷や幕府との折衝の傍ら、三条西家に接近して青苧などの越後特産品の売買に関する奉行職も勤める。
- Staying mainly in Kyoto as a local governor, he also served as a bugyo (magistrate) for selling and buying local products from Echigo Province such as Aoso (fiber materials for clothing) by approaching the Sanjonishi family while he negotiated with the Imperial court and bakufu (Japanese feudal government headed by a shogun).
- 当時、人売りによって売買される奴隷の価格は二十銭から三十銭とされており、身分もわからない子供の値段として五貫文は高額すぎる。
- In those days, the price of a slave was 20 to 30 sen, so the price of 5 kan (1,000 kan=10,000 yen) seems too expensive for a child with unknown status and background.
- また、口分田は原則として売買・譲渡・質入などが禁じられていたにもかかわらず、奈良時代後期頃から質入などの問題が発生していた。
- Although it was prohibited to trade, transfer and pawn kubunden, problems, such as pawning kubunden, began arising starting towards the latter half of the Nara period.
- 営業所等において、特定顧客と指定商品若しくは指定権利につき売買契約を締結したとき又は指定役務につき役務提供契約を締結したとき。
- where the seller or the Service Provider concluded a sales contract for Designated Goods or Designated Rights or concluded a Service Contract for Designated Services with a Specified Customer at its Place of Business, etc.
- 院政期において、土地領有や売買貸借を巡る訴訟の増加や治安の悪化への対策としての取締強化によって再び明法道が興隆するようになる。
- In the period of Insei (rule by a retired emperor), Myohodo flourished again in response to increasing cases about land possession and buying, selling, loan and growing security concerns.
- 主人は骨董(こっとう)を売買するいか銀と云う男で、女房(にょうぼう)は亭主(ていしゅ)よりも四つばかり年嵩(としかさ)の女だ。
- The boss was said to be a dealer in antique curios, called Ikagin, and his wife was about four years his senior.
- 法第二十条第十二号に規定する政令で定める取引は、居住者と非居住者との間の金の地金の売買契約に基づく債権の発生等に係る取引とする。
- The transactions specified by Cabinet Order as prescribed in Article 20, item (xii) of the Act shall be the transactions pertaining to the occurrence, etc. of claims based on a sales contract for gold bullion between a resident and a non-resident.
- 国際的な平和及び安全の維持を妨げることとなると認められるものとして政令で定める外国相互間の貨物の移動を伴う貨物の売買に関する取引
- Transactions related to the buying and selling of goods involving the movement of goods between foreign states, which are specified by Cabinet Order as those considered to undermine the maintenance of international peace and security
- この原則は江戸幕府にも継承され、人身の永代売買を禁じるとともに『御成敗式目』第41条を根拠に譜代下人の年紀は最大10年とされた。
- This principle was inherited by the Edo bakufu, which banned Eitai baibai (buying and selling permanently) of a person, and the Nenki of fudai genin (low-ranked people in the hereditary succession) was set to a maximum of 10 years on the ground of the 'Goseibai-shikimoku' Article 41.
- 条件付売買において、買得人が未だに条件の履行を受けていない場合でも10年以上経過したものについては履行を受けられないものとする。
- If more than 10 years have passed since a conditional transaction was made, the purchaser shall waive conditions which have not been met by the seller.
- しかしその時僕はそれが麻痺で死んだことを思い出し、自分もまた聖職売買をする彼の罪を許すかのように弱々しく微笑んでいるのを感じた。
- But then I remembered that it had died of paralysis and I felt that I too was smiling feebly as if to absolve the simoniac of his sin.
- 民法第五百六十六条第一項及び第三項の規定は、前項の規定により効力を有する賃貸借の目的である建物が売買の目的物である場合に準用する。
- The provisions of Article 566, paragraph (1) and paragraph (3) of the Civil Code shall apply mutatis mutandis to cases where the buildings that are the object of the lease that has become effective pursuant to the provisions of the preceding paragraph are the objects of a sale.
- 当事者の一方が他の権利とともに金銭の所有権を移転することを約した場合におけるその金銭については、売買の代金に関する規定を準用する。
- In cases where one of the parties promises to transfer the ownership of money together with other rights, the provisions regarding purchase money for sale contracts shall apply mutatis mutandis to that money.
- - 伝統産業に従事する職人や、鉱山や土木業などの産業に従事する者が集まってできた町、あるいはその産業・工芸品の売買によって栄えた町
- town formed with artisans engaged in traditional industries and those engaged in industries such as mining industry, civil engineering, and the construction industry, or a town that prospered as a result of trading related products
- 当時、動産・不動産の所有権は、売買などが行われたとしても、本来は元の所有者が保持しているのがあるべき姿だとする観念が存在していた。
- In that period, there was an idea that the right of ownership of movable or immovable property should belong to the original owner of that property even if the property had been sold.
- 訪問販売に係る売買契約又は役務提供契約を締結するに際し、当該契約に係る書面に年齢、職業その他の事項について虚偽の記載をさせること。
- an act of having a customer describe false information on his/her age, occupation, or other matters in the document pertaining to the contract, when concluding a sales contract or a Service Contract pertaining to Door-to-Door Sales;
- 取引高及び権利行使又は被権利行使による取引高については、売買の別ごと、新規又は転売若しくは買戻しの別ごと及びその合計額を記載すること。
- Transaction volume and transaction volume of exercise or non-exercise shall be recorded by distinction of selling or buying, and by distinction of new transaction, reselling, or repurchasing, and the total amount shall also be recorded.
- 法第二十条第三号又は第四号に規定する対外支払手段又は債権その他の売買契約の締結(法第二十二条の三に規定する両替業務に係るものを除く。)
- Conclusion of a sales contract for the means of payment or claims or another sales contract as prescribed in Article 20, item (iii) or (iv) of the Act (excluding those pertaining to money exchange business as prescribed in Article 22-3 of the Act)
- 法第二十五条第一項第二号に規定する政令で定める外国相互間の貨物の移動を伴う貨物の売買に関する取引は、次のいずれかに該当する取引とする。
- The transactions related to the buying and selling of goods involving the movement of goods between foreign states specified by Cabinet Order as prescribed in Article 25, paragraph (1), item (ii) of the Act shall be transactions that fall under any of the following.
- 地子交易(じしこうえき)とは、律令制において国司が公田から得た地子稲を中央に上供する際に運搬に便利なように軽貨に交換(売買)すること。
- Jishi Koeki refers to the exchange (buying and selling) of rice as a land tax that was collected from koden (fields administered directly by a ruler) by a provincial governor under the Ritsuryo system (a system of centralized government based on the ritsuryo code); rice was exchanged for light commodities that were easier to carry and submit to the central government.
- 電話勧誘販売に係る売買契約又は役務提供契約を締結するに際し、当該契約に係る書面に年齢、職業その他の事項について虚偽の記載をさせること。
- an act of having a customer describe false information on his/her age, occupation, or other matters in the document pertaining to the contract, when concluding a sales contract or a Service Contract pertaining to Telemarketing Sales;
- その住居において売買契約若しくは役務提供契約の申込みをし又は売買契約若しくは役務提供契約を締結することを請求した者に対して行う訪問販売
- Door-to-Door Sales to a person who made an application for entering into a sales contract or a Service Contract or made a request to conclude such contract at his/her residence; and
- 取引所金融商品市場は、有価証券の売買及び市場デリバティブ取引を公正かつ円滑にし、並びに投資者の保護に資するよう運営されなければならない。
- A Financial Instruments Exchange Market shall be operated so as to achieve the fair and smooth sales and purchase of Securities and Market Transactions of Derivatives, as well as to contribute to the protection of investors.
- 前項の目的で、外国に居住する児童で略取され、誘拐され、又は売買されたものをその居住国外に移送した日本国民は、二年以上の有期懲役に処する。
- Any Japanese national who transports a child residing in a foreign state, who has been kidnapped by enticement or force or sold, out of that state shall be sentenced to imprisonment with work for a definite term of not less than two years.
- 第一種特定施設取引参加者が商品(申請に係る商品及び申請に係る商品指数の対象となる商品に限る。)の売買等を業として行つている場合の当該商品
- In the case where Type 1 Specified Facility Trading Participants, in the course of trade, engage in the Buying and Selling, etc. of a Commodity (limited to the Commodity pertaining to the application and a Commodity subject to the Commodity Index pertaining to the application), said Commodity
- 第二種特定施設取引参加者が商品(申請に係る商品及び申請に係る商品指数の対象となる商品に限る。)の売買等を業として行つている場合の当該商品
- In the case where Type 2 Specified Facility Trading Participants, in the course of trade, engage in the Buying and Selling, etc. of a Commodity (limited to the Commodity pertaining to the application and a Commodity subject to the Commodity Index pertaining to the application), said Commodity
- 商品指数について当該商品指数の対象となる商品の売買等を業として行つている者が自己の営業のためにその計算において行う先物取引に類似する取引
- Transactions similar to Futures Transactions which a person who, in the course of trade, engages in the Buying and Selling, etc. of a Commodity subject to a Commodity Index carries out with regard to said Commodity Index for his/her own business based on his/her own account
- 金融商品取引所に上場されている有価証券について、当該金融商品取引所が開設する取引所金融商品市場における当該有価証券の売買価格を用いる方法
- with regard to Securities listed in a Financial Instruments Exchange, a method using the trading price of the Securities in the Financial Instruments Exchange Market operated by the Financial Instruments Exchange;
- 売買の目的である不動産について存した先取特権又は抵当権の行使により買主がその所有権を失ったときは、買主は、契約の解除をすることができる。
- If the buyer loses his/her ownership of immovable property that is the object of a sale because of the exercise of an existing statutory lien or mortgage, the buyer may cancel the contract.
- 前項の認可協会は、店頭売買有価証券登録原簿の写しを、内閣府令で定めるところにより、その事務所に備え置き、公衆の縦覧に供しなければならない。
- The Authorized Association set forth in the preceding paragraph shall keep a copy of the Registry of Over-the-Counter Traded Securities at its office and make the copy available for public inspection, pursuant to the provisions of a Cabinet Office Ordinance.
- 不動産の売買の先取特権の効力を保存するためには、売買契約と同時に、不動産の代価又はその利息の弁済がされていない旨を登記しなければならない。
- In order to preserve the effectiveness of statutory liens for the sale of immovable properties, a statement to the effect that the price of the immovable properties or interest on the same has not been paid must be registered simultaneously with the execution of the sales contract.
- 外国金融商品市場(取引所金融商品市場に類似する市場で外国に所在するものをいう。以下同じ。)における有価証券の売買又は外国市場デリバティブ取引
- sales and purchase of Securities conducted in a Foreign Financial Instruments Market (meaning a market in a foreign state similar to Financial Instruments Exchange Market; the same shall apply hereinafter) or Foreign Market Derivatives Transactions.
- 通貨その他デリバティブ取引(有価証券関連デリバティブ取引を除く。)に関連する資産として政令で定めるものの売買又はその媒介、取次ぎ若しくは代理
- sales and purchase of currencies and other assets specified by a Cabinet Order as being related to Derivative Transactions (excluding Transactions of Securities-Related Derivatives) or intermediary, brokerage or agency service thereof;
- 正保元年(1644年)には全国の大名に郷帳・国絵図(正保国絵図)・城絵図(正保城絵図)を作成させ、農民統制では田畑永代売買禁止令を発布した。
- In 1644, the bakufu ordered feudal lords all across the country to draw up maps of their domains and castle, and issued a ban on buying and selling fields to control farmers.
- ファーストセールドクトリンによれば、著作権作品が固定された材質は財産として扱われ、売買、貸与、賃貸を著作権保持者の許可なく行うことができる。
- According to the first sale doctrine, the materials in which copyrighted works are fixed are treated as property, and can be bought, sold, leased, and rented without the permission of the copyright holder.
- 古代のカースト制氏族社会においては自由な土地の売買や譲渡は許されていなかったが、紀元前5世紀前後には社会の発展とともに緩やかになっていった。
- In the ancient caste system clan society, free purchase and sale or transfer of lands were not allowed, but around the fifth century B.C., they were loosely allowed with the development of society.
- 認可協会の定款には、次に掲げる事項(第十三号に掲げる事項にあつては、店頭売買有価証券市場を開設する認可協会に限る。)を記載しなければならない。
- The articles of incorporation of an Authorized Association shall contain the following matters (limited to an Authorized Association that establishes an Over-the-Counter Securities Market, with regard to the matters listed in item (xiii)):
- デリバティブ取引 対外支払手段若しくは債権の売買契約又は金融指標等先物契約に基づく債権の発生等に係る取引であつて、財務省令で定めるものをいう。
- Derivative transactions: Meaning the transactions pertaining to the occurrence, etc. of claims based on a sales contract for means of payment or claims or a futures contract on a financial index, etc., which are specified by the Ordinance of the Ministry of Finance
- 売買は、当事者の一方がある財産権を相手方に移転することを約し、相手方がこれに対してその代金を支払うことを約することによって、その効力を生ずる。
- A sale shall become effective when one of the parties promises to transfer a certain real rights to the other party and the other party promises to pay the purchase money for it.
- 享保年間には更に職務が拡大され、寺社の管理や町役人の交替及び家屋敷の売買に関する吟味、祭事の際の警備、罪人の捕縛・吟味への参加なども担当した。
- During the Kyoho era (1716-1735), the duties of Machidai were expanded to cover supervising temples and shrines, examination of replacement of the town officials and purchase and sale of an estate, guard at festivals and events, arrest of a criminal, participation in city magistrates' examination, and so on.
- 付属第七款 開港場において日本人は自国の貨幣を使用することができ、朝鮮人は売買によって入手した貨幣を日本製品購入のために使用することができる。
- The appendix of provision 7 - Japanese people can use the Japanese currency at cities where the port is open, and Korean people can use currency that they got through trade when they purchase Japanese products.
- 外国相互間における貨物の移動を伴う貨物の売買に関する取引 当該取引に係る当該貨物の売買代金又は当該取引に直接伴う運賃、保険料その他の資金の授受
- Transactions related to the buying and selling of goods involving the movement of goods between foreign states: Transfer of charge for the buying and selling of the goods pertaining to the transactions or freights, insurance fees or other funds directly incidental to the transactions
- また、流通経済が発達しなかったため銀などの貨幣による売買が成立せず自給自足が基本の朝鮮民とは物々交換などで食料の調達を行わなければならなかった。
- In addition, as distribution economy had not developed, selling and buying using currency such as silver did not exist and procurement of food had to be conducted by barter exchange with Korean people who had been living by self-sufficient economy.
- 前条第四項の規定による取引所金融商品市場における有価証券の売買又は市場デリバティブ取引の委託者の優先権は、前項の優先権に対し、優先の効力を有する。
- The priority of a person who entrusted sales and purchase of Securities or Market Transactions of Derivatives in a Financial Instruments Exchange Market under paragraph (4) of the preceding Article shall prevail over the priority under the preceding paragraph.
- 有価証券の売買その他の取引及びデリバティブ取引等を公正かつ円滑にし、並びに金融商品取引業の健全な発展及び投資者の保護に資することを目的とすること。
- the juridical person shall aim at ensuring fair and smooth transaction of Securities, including sales and purchase or other transactions of Securities, and Derivative Transactions, etc. as well as contributing to sound development of Financial Instruments Businesses and protection of investors;
- 取引所金融商品市場における有価証券の売買及び市場デリバティブ取引は、当該取引所金融商品市場を開設する金融商品取引所の会員等に限り、行うことができる。
- Only the Member, etc. of the Financial Instruments Exchange which has established the Financial Instruments Exchange Market may conduct sales and purchase of Securities and Market Transactions of Derivatives in said Financial Instruments Exchange Market.
- 成立年月日、場節又は時間、数量及び対価の額又は約定価格等については、売買の別、受渡しの別及び権利行使、被権利行使又は権利消滅の別ごとに記載すること。
- The date the transaction closed, session or time, quantity, and amount of consideration or Contract Price, etc. shall be recorded by distinction of selling or buying, distinction of receipt or delivery, and distinction of exercise, non-exercise, or expiration of the right.
- 法第五十五条の三第一項第四号に掲げる資本取引のうち、居住者と他の居住者との間の対外支払手段又は債権の売買契約に基づく債権の発生等に係る取引以外のもの
- Among capital transactions listed in Article 55-3, paragraph (1), item (iv) of the Act, those other than the transactions pertaining to the occurrence, etc. of claims based on a sales contract for foreign means of payment or claims between a resident and another resident
- また廃仏毀釈や大名家の没落に伴い、多くの優れた美術品が古道具市場にあふれ、美術商だった林忠正らの積極的な売買により欧米に流出しそのまま帰らなかった。
- In addition, with haibutsu-kishaku (a movement to abolish Buddhism) and the downfall of daimyo family (feudal lord family) seen notably, the market of secondhand articles began to be filled with many excellent Japanese art works, and through the aggressive intermediary contracts by Tadamasa HAYASHI and other Japanese art dealers, they flew out to the West, never to return.
- すなわち取引とか売買とかいうような面白くもない原則がこれと何かの関係があろうとは、到底信じられないような、華やかな観世物になってしまったのであった。
- a glorious pageant, with which it was next to impossible to believe that such dull principles as bargain and sale had anything to do.
- 当該販売業者が締結する訪問販売、通信販売若しくは電話勧誘販売に係る売買契約又は特定権利販売契約若しくは関連商品販売契約の内容及びその履行に関する事項
- matters concerning the details and performance of a sales contract, a Specified Right Sales Contract, or a Sales Contract on Related Goods pertaining to Mail Order Sales or Telemarketing Sales concluded by the seller
- 信託受益権売買等業務(金融商品取引法第六十五条の五第一項に規定する信託受益権の売買等を行う業務をいう。以下同じ。)を営む場合には、当該業務の実施体制
- where the person carries out Business for the Sale and Purchase, etc. of Beneficial Interest in Trust (which means business related to conducting the sale and purchase of beneficial interest in trust as prescribed in Article 65-5(1) of the Financial Instruments and Exchange Act; the same shall apply hereinafter), the system for carrying out said business; and
- 当該資産運用会社が自己の計算で行つた不動産の売買その他の政令で定める取引の有無(当該投資法人が投資の対象とする特定資産に不動産が含まれる場合に限る。)
- Whether or not the Asset Management Company has carried out the sale and purchase of real property or other transactions specified by a Cabinet Order with its own account (limited to cases where real property is to be included in the Specified Assets which are the subject of investment by the Investment Corporation);
- 前項の規定は、売買の目的である不動産のために存すると称した地役権が存しなかった場合及びその不動産について登記をした賃貸借があった場合について準用する。
- The provisions of the preceding paragraph shall apply mutatis mutandis in cases where an easement that was referred to as being in existence for the benefit of immovable property that is the subject matter of a sale, does not exist, and in cases where a leasehold is registered with respect to the immovable property.
- 前項の規定による訪問販売に係る売買契約若しくは役務提供契約の申込み又はその承諾の意思表示の取消しは、これをもつて善意の第三者に対抗することができない。
- The rescission of an application for a sales contract or Service Contract pertaining to Door-to-Door Sales or the rescission of manifestation of intention to enter into such contract under the provision of the preceding paragraph is not effective against third parties without knowledge.
- さらに、戦国時代 (日本) に入り全国の金山および銀山の産出が増大するにつれ、山師の持ち込む金銀地金の精錬、鑑定および売買を行う金屋および銀屋も現れた。
- As production of gold and silver increased in gold and silver mines across Japan in the (Japanese) Sengoku period, there emerged 'kinya' (gold dealers) and 'ginya' (silver dealers) who refined, appraised and traded in gold and silver bullions brought in by speculators.
- 訪問販売に係る売買契約又は役務提供契約の締結について勧誘をするため、道路その他の公共の場所において、顧客の進路に立ちふさがり、又は顧客につきまとうこと。
- an act of standing in the way of a customer or following around a customer on a road or at other public place in order to solicit a sales contract or a Service Contract pertaining to Door-to-Door Sales;
- 単一の対価の額又は約定価格等による競売買の方法による取引については場節、個別に形成される対価の額又は約定価格等による競売買の方法による取引については時間
- With regard to transactions by auction method with a single amount of consideration or Contract Price, etc., the session (morning or afternoon session) shall be recorded. With regard to transactions by auction method with an amount of consideration or Contract Price, etc., which is individually determined, the time shall be recorded.
- 法第二条第二十一項第一号に掲げる取引及び外国市場デリバティブ取引であって同号に掲げる取引と類似の取引 売買の別、金融商品の銘柄、数又は金額、価格及び受渡日
- transactions listed in Article 2, paragraph (21), item (i) of the Act, and a Exchange-Traded Derivatives Transactions in a Foreign Market similar to transactions listed in that item: purchase or sale, issues, volumes or amounts, prices and the date of delivery of Financial Instruments;
- 認可申請者の売買価格の決定方法、受渡しその他の決済の方法その他内閣府令で定める業務の内容及び方法が、公益又は投資者保護のため必要かつ適当なものであること。
- the applicant's price formation method, methods of transfer and other settlement, and other contents and methods of business specified by a Cabinet Office Ordinance are necessary and appropriate for the public interest or protection of investors.
- 西美濃地方の両氏が発行した紙幣はいずれも、生活必需品であった木炭を売買する際に用いることによって流通を図るべく炭会所が発行した炭代札と呼ばれるものである。
- The paper currencies issued by both clans in the western Mino area was so-called Sumidai-satsu (literally, paper money for charcoal price) issued by Sumikaisho (literally, a charcoal association) to make the money circulated by using it in trading charcoal that was a daily necessity.
- また、幕府や諸藩は表向きはこうした人身売買を禁じていたが、農業経営の安定による年貢徴収の安定化を優先させる配慮から、こうした譜代下人の存在を黙認していた。
- Bakufu and domains officially prohibited human trafficking but in fact overlooked the existence of fudai genin since they wanted to give priority to stabilization of land tax collection caused by stability of farm management.
- 前二号に掲げる者のほか、業としての金銭の貸付け(物品の売買、運送、保管又は売買の媒介を業とする者がこれらの取引に付随して行うものを除く。)を主として行う者
- Persons who provide loans as their primary business (excluding the cases where persons whose business is the sale, transport or storage of goods or a sales intermediary provide loans in association with these transactions) in addition to those listed in the preceding items;
- 新特定商取引法第九条の二及び第二十四条の二の規定は、この法律の施行前にした売買契約若しくは役務提供契約の申込み又はその承諾の意思表示については、適用しない。
- The provisions of Article 9-2 and Article 24-2 of the New Specified Commercial Transaction Act shall not apply to an application for a sales contract or a Service Contract or manifestation of intention to enter into such contract that was made prior to the enforcement of this Act.
- 自己の計算において店頭売買有価証券の売付け又は買付けの申込みをした場合 当該売付け又は買付けの申込みに係る有価証券の種類、銘柄、価格その他内閣府令で定める事項
- when a Member Firm makes an offer for sales or purchase of Over-the-Counter Traded Securities on its own account: the kinds, issues, prices or other matters specified by a Cabinet Office Ordinance pertaining to the Securities for which the offer for sales or purchase is made;
- 当該資産運用会社が自己の計算で行つた有価証券の売買その他の政令で定める取引のうち当該投資法人の資産の運用を行つたものと同一の銘柄について取引を行つた事実の有無
- Whether or not the Asset Management Company has carried out, among the sale and purchase of Securities and other transactions specified by a Cabinet Order carried out with its own account, a transaction for the same issue in which the Investment Corporation's assets have been invested;
- その由来については中世以来の伝統的な下人の後継や戦国時代 (日本)から江戸時代初期にかけての混乱期に人身売買によって獲得された零細民であったと考えられている。
- It is considered that the origin was successors of traditional genin since the Medieval period and reisaimin (people who lived from hand to mouth) captured by human trafficking at the time of disorder from the Sengoku period (period of warring states) to the early Edo period.
- しかしそのためには非常に長い年月を必要とするので、早期に取得するため金銀による盲官位の売買も公認されたために、当道座によって各盲官位が認定されるようになった。
- However, since it took a greatly extended amount of time to receive such a promotion, in order to accelerate the acquisition of higher ranks, blind officers were authorized to trade gold and silver currency for higher ranks, which lead to the ranks being certified by the Todo-za.
- 第九条の二第二項から第四項までの規定は、前項の規定による電話勧誘販売に係る売買契約若しくは役務提供契約の申込み又はその承諾の意思表示の取消しについて準用する。
- The provisions of Section 9-2 (2) to (4) shall apply mutatis mutandis to the rescission of an application for a sales contract or Service Contract pertaining to Telemarketing Sales or the rescission of manifestation of intention to enter into such contract under the provision of the preceding paragraph.
- 登録金融機関は、有価証券の売買その他の取引又はデリバティブ取引等の取引量に応じ、内閣府令で定めるところにより、金融商品取引責任準備金を積み立てなければならない。
- A Registered Financial Institution shall, pursuant to the provisions of a Cabinet Office Ordinance, set up the financial instruments transaction liability reserve in proportion to the transaction volume of the sales and purchase or other transactions of Securities or Derivative Transactions, etc.
- 申込みの撤回等があつた場合において、その売買契約に係る商品の引渡し又は権利の移転が既にされているときは、その引取り又は返還に要する費用は、販売業者の負担とする。
- When Withdrawal/Rescission has been made, the seller shall bear the costs required for taking back or returning any goods already delivered or any rights already transferred under the sales contract.
- 上場商品指数に係る商品市場 一年以上継続して当該上場商品指数に係る商品指数の対象となる物品(以下「上場商品指数対象物品」という。)の売買等を業として行つている者
- Commodity Market pertaining to a Listed Commodity Index- Persons who have, in the course of trade, engaged in the Buying and Selling, etc. of goods subject to the Commodity Index (or Indices) pertaining to the Listed Commodity Index (hereinafter referred to as the 'Products Underlying a Listed Commodity Index') for one year or more on a continuous basis
- 銀屋(ぎんや/かなや/かねや)あるいは銀吹屋(ぎんふきや)と呼ばれた銀地金の売買および精錬などを手掛ける者が現れ、後の銀座 (歴史)および両替商の前身となった。
- Ginya (also known as Kanaya, or Kaneya) who dealt with the silver ingot trade and Ginfukiya, silver refiners, appeared and became the predecessor of the later Ginza (silver mint) and money-exchange businesses.
- 堺市の南鐐座の銀細工師湯浅作兵衛らは諸国の灰吹銀を集め極印を打って売買していたが、銀座 (歴史)伏見・銀座町設立前に徳川家康の上覧に供するための丁銀を試鋳した。
- In Nanryoza, Sakai City, the silver craftsman Sakube YUASA had been collecting refined silver coins and selling them again after engraving hallmarks, but with other craftsmen, he was asked to make samples to show Ieyasu TOKUGAWA before the shogun opened the Ginza in Fushimi town.
- 前各号に掲げるもののほか、当該売買契約又は当該役務提供契約に関する事項であつて、顧客又は購入者若しくは役務の提供を受ける者の判断に影響を及ぼすこととなる重要なもの
- in addition to the matters listed in the preceding items, important matters concerning the sales contract or the Service Contract, which affect the decision of the customer, the purchaser, or the service recipient.
- 商品指数について当該商品指数の対象となる商品の売買等を業として行つている者が自己の営業のためにその計算において、前号に規定する方法により行う先物取引に類似する取引
- Transactions similar to Futures Transactions which a person who, in the course of trade, engages in the Buying and Selling, etc. of a Commodity subject to a Commodity Index carries out with regard to said Commodity Index for his/her own business based on his/her own account by the method prescribed in the preceding item
- 日本の統治下で、李朝時代の特権商人が時代に対処できず没落する一方、旧来の地主勢力の一部が乱高下する土地の売買などによって資金を貯め、新興資本家として台頭してきた。
- Under the rule of Japan, merchants privileged in the Yi Dynasty period went to ruin failing to adapt to the trend of the era, while some conventional landlords who raised funds by buying and selling the land of which prices violently fluctuated gained power as emerging capitalists.
- 商法で、自己の名をもって他人のために物品の販売又は買い入れをすることを業とする者と定義されており(b商法第551条)、問屋の行う売買は他人の計算においてなされる。
- The commercial code defines it as one who conducts distribution or purchases for others, under one's name, as a business, (Article 551 of the commercial code) and the buying and selling that is conducted by Toiya is determined by others.
- 法第九条第一項第二号の政令で定める商品の売買契約の解除を妨げるため、当該売買契約を締結した際、購入者に当該商品を使用させ又はその全部若しくは一部を消費させること。
- an act, conducted in order to prevent rescission of a sales contract on goods specified by a Cabinet Order referred to in Article 9(1)(ii) of the Act, of having the purchaser use or consume in whole or in part said goods when concluding said sales contract.
- 金融商品取引業者は、有価証券の売買その他の取引又はデリバティブ取引等の取引量に応じ、内閣府令で定めるところにより、金融商品取引責任準備金を積み立てなければならない。
- A Financial Instruments Business Operator shall, pursuant to the provisions of a Cabinet Office Ordinance, set up the financial instruments transaction liability reserve in proportion to the transaction volume of the sales and purchase or other transactions of Securities or Derivative Transactions, etc.
- 第五条第二項に規定する場合において、当該売買契約に係る指定商品若しくは指定権利の代金又は当該役務提供契約に係る指定役務の対価の総額が政令で定める金額に満たないとき。
- in the cases prescribed in Article 5 (2), the total amount of the charge for the Designated Goods or the Designated Rights pertaining to said sales contract or the consideration for the Designated Services pertaining to the Service Contract does not reach the amount specified by a Cabinet Order.
- 電話勧誘行為により、電話勧誘顧客と指定商品若しくは指定権利につき当該売買契約を郵便等により締結したとき又は指定役務につき当該役務提供契約を郵便等により締結したとき。
- where the seller or the Service Provider concluded a sales contract for Designated Goods or Designated Rights or a Service Contract for Designated Services with a Telemarketing Target by Postal Mail, etc. as a result of an Act of Telemarketing; and
- 新法第九条の規定は、この法律の施行前に販売業者又は役務提供事業者が受けた新法第二条第三項に規定する指定権利の売買契約又は役務提供契約の申込みについては、適用しない。
- The provision of Article 9 of the New Act shall not apply to a sales contract or a Service Contract on Designated Rights prescribed in Article 2 (3) of the New Act that a seller or a Service Provider received prior to the enforcement of this Act.
- イ又はロの契約の申込みの撤回又は契約の解除があつた場合において、その売買契約に係る権利の移転が既にされているときは、その返還に要する費用は販売業者の負担とすること。
- When there has been withdrawal of the application for or rescission of the contract referred to in (a) or (b), the seller shall bear the costs required for returning any rights already delivered under the sales contract.
- 上場商品に係る商品市場 一年以上継続して当該商品市場における上場商品構成物品の売買等(法第十条第二項第一号に規定する売買等をいう。以下同じ。)を業として行っている者
- Commodity Market pertaining to a Listed Commodity: persons who, in the course of trade, have engaged in the Buying and Selling, etc. (which means the Buying and Selling, etc. specified in Article 10, paragraph (2), item (i) of the Act; the same shall apply hereinafter) of Listed Commodity Component Products on said Commodity Market for one year or more on a continuous basis;
- 当該売買契約若しくは当該役務提供契約の申込みの撤回又は当該売買契約若しくは当該役務提供契約の解除に関する事項(第九条第一項から第七項までの規定に関する事項を含む。)
- matters concerning withdrawal of the application for entering into the sales contract or the Service Contract or rescission of the sales contract or the Service Contract (including matters concerning the provisions of Article 9 (1) to (7));
- 第十九条第二項に規定する場合において、当該売買契約に係る指定商品若しくは指定権利の代金又は当該役務提供契約に係る指定役務の対価の総額が政令で定める金額に満たないとき。
- in the cases prescribed in Article 19 (2), the total amount of the charge for the Designated Goods or the Designated Rights pertaining to said sales contract or the consideration for the Designated Services pertaining to the Service Contract does not reach the amount specified by a Cabinet Order.
- 法第二十四条第一項第二号の政令で定める商品の売買契約の解除を妨げるため、当該売買契約を締結した際、購入者に当該商品を使用させ又はその全部若しくは一部を消費させること。
- an act, conducted in order to prevent rescission of a sales contract on goods specified by a Cabinet Order referred to in Article 24(1)(ii) of the Act, of having the purchaser use or consume in whole or in part said goods when concluding said sales contract.
- もっと傷みやすい消費品がともかくも財産の一部として考えられるようになるのは、商業の発達かかなり進んだところ−売買が共同体の生活の大きな特徴となってるところ−だけである。
- It is only where commercial development is well advanced - where bargain and sale is a large feature in the community's life-that the more perishable articles of consumption are thought of as items of wealth at all.
- イ又はロの契約の申込みの撤回又は契約の解除があつた場合において、その売買契約に係る商品の引渡しが既にされているときは、その引取りに要する費用は販売業者の負担とすること。
- When there has been withdrawal of the application for or rescission of the contract referred to in (a) or (b), the seller shall bear the costs required for taking back any goods already delivered under the sales contract.
- 当該売買契約若しくは当該役務提供契約の申込みの撤回又は当該売買契約若しくは当該役務提供契約の解除に関する事項(第二十四条第一項から第七項までの規定に関する事項を含む。)
- matters concerning withdrawal of the application for entering into the sales contract or the Service Contract or rescission of the sales contract or the Service Contract (including matters concerning the provisions of Article 24 (1) to (7));
- 営業所等以外の場所において指定商品若しくは指定権利又は指定役務につき売買契約又は役務提供契約の申込みを受け、営業所等においてその売買契約又は役務提供契約を締結したとき。
- where the seller or the Service Provider received an application for a sales contract for Designated Goods or Designated Rights or a Service Contract for Designated Services at a place other than its Place of Business, etc. and concluded the sales contract or the Service Contract at the Place of Business, etc.; and
- 営利、わいせつ又は生命若しくは身体に対する加害の目的で、略取され、誘拐され、又は売買された者を引き渡し、収受し、輸送し、又は蔵匿した者は、六月以上七年以下の懲役に処する。
- A person who, for the purpose of profit, indecency or threat to the life or body, receives a person who has been kidnapped or sold, shall be punished by imprisonment with work for not less than 6 months but not more than 7 years.
- この法律の施行の際現に旧市場で行われている売買取引の種類は、旧法取引所が上場商品に係る新法第二条第六項第一号又は第八項第一号ニに掲げる取引として定款で定めたものとみなす。
- Types of buying and selling transactions which have been carried out on an Old Market at the time of the enforcement of this Act shall be deemed to be those that an Exchange under the Former Act had determined in its articles of incorporation to be transactions set forth in Article 2, paragraph (6), item (i), or paragraph (8), item (i) (d) of the New Act pertaining to Listed Commodities.
- 金銭の貸付けその他信用の供与をすることを条件として有価証券の売買の受託等をする行為(投資者の保護に欠けるおそれが少ないと認められるものとして内閣府令で定めるものを除く。)
- act of Accepting an Entrustment, etc. for sales and purchase of Securities on the condition of acceptance of a money loan or other credit granting should be conducted (excluding those specified by a Cabinet Office Ordinance as being less likely to result in insufficient protection of investors);
- 前二条の規定は、数量を指示して売買をした物に不足がある場合又は物の一部が契約の時に既に滅失していた場合において、買主がその不足又は滅失を知らなかったときについて準用する。
- The provisions of the preceding two Articles shall apply mutatis mutandis in cases where there is any shortage in the object of a sale made for a designated quantity, or in cases where part of the object was already lost at the time of the contract, if the buyer did not know of the shortage or loss.
- 前各号に掲げるもののほか、当該売買契約又は当該役務提供契約に関する事項であつて、電話勧誘顧客又は購入者若しくは役務の提供を受ける者の判断に影響を及ぼすこととなる重要なもの
- in addition to the matters listed in the preceding items, important matters concerning the sales contract or the Service Contract, which affect the decision of the Telemarketing Target, the purchaser, or the service recipient.
- 新法第五条の規定は、この法律の施行後に締結された売買契約又は役務提供契約について適用し、この法律の施行前に締結された特定指定商品の売買契約については、なお従前の例による。
- The provision of Article 5 of the New Act shall apply to a sales contract or a Service Contract that was concluded after the enforcement of this Act, but with regard to a sales contract on Specified Designated Goods that was concluded prior to the enforcement of this Act, the provisions then in force shall remain applicable.
- 第九条第一項の規定による売買契約若しくは役務提供契約の申込みの撤回又は売買契約若しくは役務提供契約の解除に関する事項(同条第二項から第七項までの規定に関する事項を含む。)
- matters concerning withdrawal of the application for the sales contract or the Service Contract or rescission of the sales contract or the Service Contract prescribed in Article 9 (1) (including matters concerning the provisions of Paragraphs 2 to 7 of the same article); and
- 当該有価証券に表示されるオプションの行使により売買その他の取引の対象となる有価証券が令第一条の八の二第二号に掲げる有価証券に該当する場合で、同号イに定める場合に該当する場合
- cases where the Securities which are to be the subject of purchase and sale or any other transaction upon the exercise of the Options indicated on the relevant Securities fall under the Securities set forth in Article 1-8-2, item (ii) of the Cabinet Order, and fall under the case set forth in sub-item (a) of that item;
- 当該有価証券に表示されるオプションの行使により売買その他の取引の対象となる有価証券が令第一条の八の二第一号に掲げる有価証券に該当する場合で、同号イに定める場合に該当する場合
- cases where the Securities which are to be the subject of purchase and sale or any other transaction upon the exercise of the Options indicated on the relevant Securities fall under the Securities set forth in Article 1-8-2, item (i) of the Cabinet Order, and fall under the case set forth in sub-item (a) of that item;
- 日本銀行は、その行う外国為替の売買であって本邦通貨の外国為替相場の安定を目的とするものについては、第三十六条第一項の規定により国の事務の取扱いをする者として行うものとする。
- The Bank of Japan shall buy and sell foreign exchange as an agent handling national government affairs pursuant to Article 36, paragraph 1, when the purpose of the buying and selling is to stabilize the exchange rate of Japanese currency.
- 売買の目的である権利の一部が他人に属することにより、売主がこれを買主に移転することができないときは、買主は、その不足する部分の割合に応じて代金の減額を請求することができる。
- If the seller cannot transfer any part of the rights which are the subject matter of the sale because the part of the rights belongs to others, the seller may demand a reduction of the purchase money in proportion to the value of the part in shortage.
- 地券は、土地所有を公証し、かつ納税義務者を表示するものとされ、また土地売買の法的手段であるとされたことから、土地の流通および土地金融はすべて地券により行われることとなった。
- Certificate of land title notarized landownership and indicated tax debtors and was regarded as legal measures for selling and buying lands and thus circulation of lands and land finance were all done by certificate of land title.
- 有価証券の売買(デリバティブ取引に該当するものを除く。以下同じ。)、市場デリバティブ取引又は外国市場デリバティブ取引(有価証券の売買にあつては、第十号に掲げるものを除く。)
- sales and purchase of Securities (excluding those falling under the category of Derivative Transactions; the same shall apply hereinafter), Market Transactions of Derivatives or Foreign Market Derivatives Transactions (excluding sales and purchase of Securities falling under the category of act specified in item (x));
- 銀行等間外国為替市場 銀行その他の者であつて業として対外支払手段等の売買取引等を行う者相互間において電気通信設備が用いられて対外支払手段等の売買取引等が行われる市場をいう。
- Market for foreign exchange between banks, etc.: Meaning a market in which sales transactions, etc. of foreign means of payment, etc. are conducted by use of a telecommunications facility between banks or others that conduct sales transactions, etc. of foreign means of payment, etc. in the course of trade
- 第二十四条第一項の規定による売買契約若しくは役務提供契約の申込みの撤回又は売買契約若しくは役務提供契約の解除に関する事項(同条第二項から第七項までの規定に関する事項を含む。)
- matters concerning withdrawal of the application for the sales contract or the Service Contract or rescission of the sales contract or the Service Contract prescribed in Article 24 (including matters concerning the provisions of Paragraphs 2 to 7 of the same article); and
- 助言を受けた顧客が行う取引に関する情報を利用して、自己の計算において有価証券の売買その他の取引又はデリバティブ取引(以下「有価証券の売買その他の取引等」という。)を行うこと。
- conducting Sales and Purchase or Other Transaction of Securities or Derivative Transactions (hereinafter referred to as 'Sales and Purchase or Other Transactions of Securities, etc.') based on the account of the Financial Instruments Business Operator, etc. by using the information concerning the transaction conducted by the customer who has received advice;
- 上場商品指数に係る商品市場 一年以上継続して当該商品市場における上場商品指数対象物品(法第十条第二項第二号に規定する上場商品指数対象物品をいう。)の売買等を業として行っている者
- Commodity Market pertaining to a Listed Commodity Index: persons who, in the course of trade, have engaged in the Buying and Selling, etc. of Products Underlying the Listed Commodity Index (which means Products Underlying the Listed Commodity Index specified in Article 10, paragraph (2), item (ii) of the Act) on said Commodity Market for one year or more on a continuous basis;
- 通常の取引の条件と異なる条件であつて取引の公正を害するおそれのある条件で、当該登録金融機関の親法人等又は子法人等と有価証券の売買その他の取引又は店頭デリバティブ取引を行うこと。
- conducting sales and purchase or other transactions of Securities or Over-the-Counter Transactions of Derivatives with the Parent Juridical Person, etc. or Subsidiary Juridical Person, etc. of the Registered Financial Institution under terms and conditions that are different from ordinary terms and conditions and detrimental to the fairness of transactions;
- だが、当時の農村社会の経営は不安定であり、農業経営の出来なくなった小農民と労働力不足に悩まされる本百姓層の利害の一致によりこうした人身売買による隷属化が農村部において横行した。
- However, enslavement due to human trafficking was widely spread in rural areas since management of agricultural village society was unstable at that time and peasant folk who were not able to manage farms and hon-byakusho (peasants) who were annoyed with lack of labor shared a mutual interest.
- 江戸時代 名前、出生などの具体的記録は残っていないが、既に移民が開始されていた中国人により、日本人女性が人身売買同然にアメリカに連れて行かれ、売春宿で働かされていたとの記録有。
- Even though there are no specific records from the Edo era including names and births, records do show that Japanese women were trafficked by Chinese immigrants to the U.S. to work in U.S. brothels.
- 大工職を務める「大工」は引頭・棟梁以下の番匠を統率する役目を担い雇主によって補任されるものであったが、譲与や売買によって大工職が移動することがあり、雇主の補任権限が形骸化した。
- The 'Daiku' serving as Daikushiki played a role of leading Bansho lower than Inzu/Toryo (head of carpenters) and was supposed to be appointed by the employer, but the title of Daikushiki was sometimes transferred or sold and the employer's right of appointment lost substance.
- 第百十六条の規定は、会員等の取引所金融商品市場における有価証券の売買又は市場デリバティブ取引がこの法律又は金融商品取引所の定款で定めるところにより停止された場合について準用する。
- The provision of Article 116 shall apply mutatis mutandis to cases where the sales and purchase of Securities or Market Transactions of Derivatives of a Member, etc. on the Financial Instruments Exchange Market has been suspended pursuant to the provisions of this Act or the articles of incorporation of the Financial Instruments Exchange.
- 当該有価証券に表示されるオプションの行使により売買その他の取引の対象となる有価証券が令第一条の五の二第二項第二号に掲げる有価証券に該当する場合で、同号イに定める場合に該当する場合
- cases where the Securities which are to be the subject of purchase and sale or any other transactions upon the exercise of the Options indicated on the relevant Securities fall under the Securities set forth in Article 1-5-2, paragraph (2), item (ii) of the Cabinet Order, and fall under the case set forth in sub-item (a) of that item;
- 当該有価証券に表示されるオプションの行使により売買その他の取引の対象となる有価証券が令第一条の五の二第二項第一号に掲げる有価証券に該当する場合で、同号イに定める場合に該当する場合
- cases where the Securities which are to be the subject of purchase and sale or any other transactions upon the exercise of the Options indicated on the relevant Securities fall under the Securities set forth in Article 1-5-2, paragraph (2), item (i) of the Cabinet Order, and fall under the case set forth in sub-item (a) of that item;
- 民法(明治二十九年法律第八十九号)第五百六十六条第一項及び第三項の規定は、前二項の規定により第三者に対抗することができる借地権の目的である土地が売買の目的物である場合に準用する。
- The provisions of Article 566, paragraph (1) and paragraph (3) of the Civil Code (Act No. 89 of 1896) shall apply mutatis mutandis to cases where the land that is the object of the Land Lease Right that may be asserted against a third party pursuant to the provisions of the preceding two paragraphs is the object matter of a sale.
- なお、当時の大坂町奉行阿部正蔵は幕府に対して「諸藩の専売制」「一部商人の不正取引」「抜売買の横行(正規外の流通ルート)」を諸色高直の原因として対策を上申したが、採用されなかった。
- Shozo ABE, Osaka machi-bugyo (town magistrate of Osaka) of that time, submitted a countermeasure for shoshiki-kojiki citing 'domains' monopoly,' 'illegal trading by certain merchants' and 'flourishing nukiurikai (抜売買) (the trade outside normal distribution channels)' as a factor of shoshiki-kojiki, however, it was not adopted.
- 新法第七条第一項の規定は、この法律の施行後に締結された売買契約又は役務提供契約について適用し、この法律の施行前に締結された特定指定商品のの売買契約については、なお従前の例による。
- The provision of Article 7 (1) of the New Act shall apply to a sales contract or a Service Contract that is concluded after the enforcement of this Act, but with regard to a sales contract on Specified Designated Goods that was concluded prior to the enforcement of this Act, the provisions then in force shall remain applicable.
- 認可協会は、その登録する店頭売買有価証券について、店頭売買有価証券市場におけるその売買を停止し、又は停止を解除したときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
- With regard to the Over-the-Counter Traded Securities registered by an Authorized Association, when an Authorized Association has suspended, or cancelled suspension of, sales and purchase of said Over-the-Counter Traded Securities on the Over-the-Counter Securities Market, it shall notify to that effect to the Prime Minister without delay.
- 対外支払手段等の売買契約に基づく債権の発生等に係る取引のうち、前項第九号イ又はロに掲げる取引に該当する市場デリバティブ取引と類似の取引であつて、外国金融商品市場において行われるもの
- Among the transactions pertaining to the occurrence, etc. of claims based on a sales contract for foreign means of payment, etc., transactions similar to market transactions of derivatives that fall under the transactions listed in item (ix)(a) or (b) of the preceding paragraph, which are conducted in the foreign financial instruments market
- 第二十一条第二項(第六十三条第二項において準用する場合を含む。)の規定に違反して、承認を受けないで信託業、信託契約代理業、信託受益権売買等業務及び財産の管理業務以外の業務を営んだ者
- a person who, in violation of the provisions of Article 21(2) (including the cases where it is applied mutatis mutandis pursuant to Article 63(2)), has carried out business other than Trust Business, Agency for Trust Agreements, Business for the Sale and Purchase, etc. of Beneficial Interest in Trust and property management business without obtaining approval;
- 通常の取引の条件と異なる条件であつて取引の公正を害するおそれのある条件で、当該金融商品取引業者の親法人等又は子法人等と有価証券の売買その他の取引又は店頭デリバティブ取引を行うこと。
- conducting sales and purchase or other transactions of Securities or Over-the-Counter Transactions of Derivatives with the Parent Juridical Person, etc. or Subsidiary Juridical Person, etc. of the Financial Instruments Business Operator, etc. under terms and conditions that are different from ordinary terms and conditions and detrimental to the fairness of transactions;
- 第一条中児童福祉法第三十四条及び第六十条の改正規定並びに附則第五条の規定 児童の売買、児童買春及び児童ポルノに関する児童の権利に関する条約の選択議定書が日本国について効力を生ずる日
- The provisions of Article 1 of this Act revising Articles 34 and 60 of the Child Welfare Act, and the provisions of Article 5 of these Supplementary Provisions: The date on which the Optional Protocol to the Convention on the Rights of the Child on the Sale of Children, Child Prostitution and Child Pornography will come into force with regard to Japan;
- 第一項の規定による取消権は、追認をすることができる時から六月間行わないときは、時効によつて消滅する。当該売買契約又は当該役務提供契約の締結の時から五年を経過したときも、同様とする。
- The right to rescind under the provision of Paragraph 1 becomes extinct by prescription if it is not exercised within six months from the time when the contract may be ratified. The same shall apply when five years have passed since the time of conclusion of said sales contract or said Service Contract.
- 訪問販売に係る売買契約若しくは役務提供契約に基づく債務又は訪問販売に係る売買契約若しくは役務提供契約の解除によつて生ずる債務の全部又は一部の履行を拒否し、又は不当に遅延させること。
- an act of refusing to perform or unjustly delaying performance of the obligations under the sales contract or the Service Contract pertaining to Door-to-Door Sales or the obligations that occur through rescission of the sales contract or the Service Contract pertaining to Door-to-Door Sales in whole or in part;
- 販売業者又は役務提供事業者は、電話勧誘販売に係る売買契約又は役務提供契約を締結しない旨の意思を表示した者に対し、当該売買契約又は当該役務提供契約の締結について勧誘をしてはならない。
- A seller or a Service Provider shall not solicit a sales contract or a Service Contract relating to Telemarketing Sales from a person who has manifested his/her intention of not concluding the sales contract or the Service Contract.
- 電話勧誘行為により電話勧誘顧客から指定商品若しくは指定権利又は指定役務につき当該売買契約又は当該役務提供契約の申込みを郵便等により受け、その売買契約又は役務提供契約を締結したとき。
- where the seller or the Service Provider received an application for a sales contract for Designated Goods or Designated Rights or a Service Contract for Designated Services from a Telemarketing Target by Postal Mail, etc. as a result of an Act of Telemarketing.
- 第六十七条の十一第一項の規定により登録を受けた有価証券(以下「店頭売買有価証券」という。)について、当該登録を行う認可金融商品取引業協会が公表する当該有価証券の売買価格を用いる方法
- with regard to Securities registered under Article 67-11(1) (hereinafter referred to as 'Over-the-Counter Traded Securities'), a method using the trading price of the Securities published by the Authorized Financial Instruments Firms Association to which the Securities are registered;
- 前項の金融商品取引責任準備金は、有価証券の売買その他の取引又はデリバティブ取引等に関して生じた事故による損失の補てんに充てる場合その他内閣府令で定める場合のほか、使用してはならない。
- The financial instruments transaction liability reserve set forth in the preceding paragraph shall not otherwise be used except for appropriation to compensation of a loss incurred by an accident in relation to the sales and purchase or other transactions of Securities or the Derivative Transactions, etc., or for other cases specified by a Cabinet Office Ordinance.
- 有価証券売買取引等につき、金融商品取引業者等又は第三者との間で、前項第二号の約束をし、又は第三者に当該約束をさせる行為(当該約束が自己がし、又は第三者にさせた要求による場合に限る。)
- an act of gaining a promise set forth in item (ii) of the preceding paragraph from a Financial Instruments Business Operator, etc. or a third party with regard to the Sales and Purchase or Other Transaction of Securities, etc. or having a third party gain such promise (limited to cases where such an act is conducted as a result of the request made by the customer him/herself or via a third party); and
- 有価証券売買取引等につき、金融商品取引業者等又は第三者との間で、前項第一号の約束をし、又は第三者に当該約束をさせる行為(当該約束が自己がし、又は第三者にさせた要求による場合に限る。)
- an act of gaining a promise set forth in item (i) of the preceding paragraph from a Financial Instruments Business Operator, etc. or a third party with regard to the Sales and Purchase or Other Transaction of Securities, etc. or making a third party gain such promise (limited to cases where such an act is conducted as a result of the request made by the customer him/herself or via a third party);
- 徐州節度使配下の軍中小将の地位を得た後、828年頃に新羅に帰国し、興徳王に面会して新羅人が中国で奴隷として盛んに売買されている実情を報告し、兵1万を授けられて清海鎮大使に任命された。
- After being appointed as a Junior General of the army under the military governor of the Xuzhou Province, he returned to Silla in around 828 and visited King Heungdeok to report to him about the fact that Silla people were traded as slaves in China; he was appointed as the ambassador for Cheonghaejin with an army of 10,000 men.
- 金融商品取引業 当該各事業年度の受入手数料(有価証券の売買による利益を含む。)の合計額のうちに当該受入手数料で関連者以外の者から受けるものの合計額の占める割合が百分の五十を超える場合
- Financial instruments business: Where, out of the sum of the total commissions received (including profits from the buying and selling securities) for the relevant business year, the ratio of the sum of said commissions to be received from a person other than affiliated persons exceeds 50 percent
- Financial instruments business: Where, out of the sum of the total commissions received (including profits from the buying and selling of securities) for the relevant business year, the ratio of the sum of said commissions to be received from a person other than affiliated persons exceeds 50 percent
- 売却日における当該株式を取引する市場における最終の価格(当該売却日に売買取引がない場合又は当該売却日が当該市場の休業日に当たる場合にあっては、その後最初になされた売買取引の成立価格)
- the closing price on the market where said shares are traded on the date of sale (in the case of no selling or buying transactions on said sale date, or in the case where said selling day is a holiday of said market, the price of the first selling or buying transactions conducted following said sale date); or
- 当事者が将来の一定の時期において商品及びその対価の授受を約する売買取引であつて、当該売買の目的物となつている商品の転売又は買戻しをしたときは差金の授受によつて決済することができる取引
- Buying and selling transactions where parties agree to transfer between them a Commodity and the consideration therefor at a certain time in the future and where a resale or buy-in of the Commodity subject to said buying and selling can be settled by exchanging the difference
- 同年9月「地所売買放禁分一収税施設之儀正院伺」が大蔵省によって作成され、田畠永代売買禁止令の廃止とともに地租改正の実施が明治政府の方針として正式に決定されその準備が急がれたのである。
- In the September of the same year the Ministry of Finance created the document titled 'To Seiin: On the matters of the abolition of the ban on trading and selling of farmland and establishing the tax collection system based on percentage' and submitted it to Dajokan Seiin, the Main Office of the preconstitutional Meiji government that became the Cabinet later, for approval; subsequently the ban on trading and selling of farmland was abolished by the government and the implementation of the land-tax reform was officially concluded as the policy of the Meiji government and the governent quickly made preparation for the enforcement of the reform.
- 金融商品仲介業により知り得た金融商品仲介業に係る顧客の有価証券の売買その他の取引等に係る注文の動向その他特別の情報を利用して、自己の計算において有価証券の売買その他の取引等を行う行為
- an act of Sales and Purchase or Other Transaction of Securities, etc. on the person's own account, by utilizing the ordering trends on Sales and Purchase or Other Transactions of Securities, etc. made by a customer of a Financial Instruments Intermediary Service or other special information learned during the course of the Financial Instruments Intermediary Service; and
- 売買の当事者が将来の一定の時期において通貨及びその対価の授受を約する売買であって、当該売買の目的となっている通貨の転売又は買戻しをしたときは差金の授受によって決済することができる取引
- a purchase and sale wherein the parties thereto promise to deliver and receive currencies and the consideration therefor at a fixed time in the future, and, when the resale and repurchase of the currencies subject to said purchase and sale has been made, the settlement thereof may be made by the parties paying and receiving the difference;
- 売買の別、金融商品の銘柄(当該金融商品及びその対価の授受を約した将来の一定の時期並びに差金の授受によって決済する場合における当該差金の額の計算方法を含む。)、数又は金額、価格及び受渡日
- purchase or sale, the issues (including the fixed time in the future by which the parties promise to deliver or receive Financial Instruments and the consideration therefor, and also including the method of the calculation of the amount of the difference if the settlement is made by paying or receiving the difference), volumes and amounts, prices and the date of delivery of the Financial Instruments;
- 児童を児童買春における性交等の相手方とさせ又は第二条第三項各号のいずれかに掲げる児童の姿態を描写して児童ポルノを製造する目的で、当該児童を売買した者は、一年以上十年以下の懲役に処する。
- Any person who buys or sells a child for the purpose of having the child be a party to sexual intercourse in child prostitution, or for the purpose of producing child pornography by depicting the pose of a child, which falls under any of the items of paragraph 3 of Article 2, shall be sentenced to imprisonment with work for not less than one year and not more than ten years.
- この法律の施行の際現に会員が旧法第七十九条第一項の規定により旧法取引所に預託している売買証拠金は、当該会員が新法第七十九条第一項の規定により当該旧法取引所に預託した取引証拠金とみなす。
- Buying and selling margins which a member has deposited with an Exchange under the Former Act pursuant to the provisions of Article 79, paragraph (1) of the Former Act at the time of the enforcement of this Act shall be deemed to be clearing margins that said member has deposited with said Exchange under the Former Act pursuant to the provisions of Article 79, paragraph (1) of the New Act.
- 当該販売業者が受ける訪問販売、通信販売若しくは電話勧誘販売に係る売買契約の申込み又は当該販売業者が行うこれらの売買契約若しくは特定権利販売契約若しくは関連商品販売契約の締結に関する事項
- matters concerning application for a sales contract pertaining to Door-to-Door Sales, Mail Order Sales, or Telemarketing Sales received by the seller or conclusion of such sales contract, a Specified Right Sales Contract, or a Sales Contract on Related Goods by the seller
- 定款、業務規程及び受託契約準則の規定が法令に適合し、かつ、取引所金融商品市場における有価証券の売買及び市場デリバティブ取引を公正かつ円滑にし、並びに投資者を保護するために十分であること。
- the provisions of the articles of incorporation, the operational rules and the brokerage contract rules conform to laws and regulations, and are sufficient for achieving fair and smooth sales and purchase of Securities and Market Transactions of Derivatives on the Financial Instruments Exchange Market, as well as for protection of investors;
- 販売業者又は役務提供事業者は、訪問販売に係る売買契約又は役務提供契約の締結について勧誘をするに際し、前項第一号から第五号までに掲げる事項につき、故意に事実を告げない行為をしてはならない。
- A seller or a Service Provider shall not intentionally fail to disclose facts with respect to the matters listed in Items 1 to 5 of the preceding paragraph in soliciting a sales contract or a Service Contract pertaining to Door-to-Door Sales.
- この法律の施行前に商品仲買人に対し商品市場における売買取引を委託した者は、新法第九十七条の三第一項の規定の適用については、商品取引員に対し商品市場における売買取引を委託したものとみなす。
- With regard to the application of the provisions of Article 97-3, paragraph (1), a person who had entrusted a Commodity Broker with buying and selling transactions on a Commodity Market prior to the enforcement of this Act shall be deemed to have entrusted a Futures Commission Merchant with buying and selling transactions on a Commodity Market.
- 営利、わいせつ又は生命若しくは身体に対する加害の目的で、人を略取し、誘拐し、若しくは売買し、又は略取され、誘拐され、若しくは売買された者を引き渡し、収受し、輸送し、若しくは蔵匿すること。
- The kidnapping, buying or selling of persons for the purpose of profit, indecency or threats to a person's life or body, or delivering, receiving, transporting or hiding such persons who have been kidnapped, bought or sold;
- この法律において「取引参加者」とは、第百十二条第一項又は第百十三条第一項の規定による取引資格に基づき、取引所金融商品市場における有価証券の売買又は市場デリバティブ取引に参加できる者をいう。
- The term 'Trading Participant' used in this Act means a person who is allowed to participate in the sales and purchase of Securities or Market Transactions of Derivatives in Financial Instruments Exchange Market based on the qualifications for trading granted under Article 112(1) or 113(1).
- また、同様の目的で米切手の為替化容認(結果的に米の延べ売買となり、米の売出しの先送りとなる)、囲米奨励、諸藩に対する江戸・大坂への廻米・蔵屋敷の米売却の制限・禁止などの措置が取られている。
- For the same purpose the government allowed kome-kitte (rice voucher) to be used as money orders (this resulted in a pre-date transactions of rice), encouraged the stockpiling of rice, and controlled or restricted the domains transporting the rice, and the Kurayashiki (Warehouse-residences) from selling the rice.
- 電話勧誘販売に係る売買契約若しくは役務提供契約に基づく債務又は電話勧誘販売に係る売買契約若しくは役務提供契約の解除によつて生ずる債務の全部又は一部の履行を拒否し、又は不当に遅延させること。
- an act of refusing to perform or unjustly delaying performance of the obligations under the sales contract or the Service Contract pertaining to Telemarketing Sales or the obligations that occur through rescission of the sales contract or the Service Contract pertaining to Telemarketing Sales in whole or in part;
- 売買その他の取引の勧誘を行うことが禁じられない株券、新株予約権付社債券その他内閣府令で定める有価証券(金融商品取引所に上場されている有価証券及び店頭売買有価証券を除く。)の種類に関する事項
- matters pertaining to kinds of share certificates, bonds with share option or other types of Securities specified by a Cabinet Office Ordinance (excluding Securities listed in a Financial Instruments Exchange and Over-the-Counter Traded Securities) for which solicitation for sales and purchase or for other transactions is not prohibited.
- 公益協会は、内閣府令で定めるところにより、上場株券等の取引所金融商品市場外での売買に関する銘柄別の毎日の売買高、最高、最低及び最終の価格その他の事項を内閣総理大臣に報告しなければならない。
- A Public Interest-Type Association shall report the trading volume, highest price, lowest price, closing price and other matters concerning sales and purchase of Listed Share Certificates, etc. conducted outside of Financial Instruments Exchange Markets for each day and for each issue of the Listed Share Certificates, etc. to the Prime Minister, pursuant to the provisions of a Cabinet Office Ordinance.
- 自己の計算において行う店頭売買有価証券の売買又は媒介、取次ぎ若しくは代理を行う店頭売買有価証券の売買が成立した場合 当該売買に係る有価証券の種類、銘柄、価格、数量その他内閣府令で定める事項
- when sales and purchase of Over-the-Counter Traded Securities conducted on the Member Firm's own account, or sales and purchase of Over-the-Counter Traded Securities for which the Member Firm has provided intermediary, brokerage or agency services has been effected: the kinds, issues, prices or volumes, or other matters specified by a Cabinet Office Ordinance pertaining to the Securities for which the sales and purchase is effected;
- 居住者と他の居住者との間の預金契約、信託契約、金銭の貸借契約、債務の保証契約又は対外支払手段若しくは債権その他の売買契約に基づく外国通貨をもつて支払を受けることができる債権の発生等に係る取引
- Transactions Pertaining to the Occurrence, etc. of Claims receivable in foreign currency based on a deposit contract, trust contract, money loan contract, obligation guarantee contract, sales contract for the foreign means of payment or claims, or other sales contract between a resident and another resident
- 江戸では金銀両替および金融業務を行う本両替(16人)、専ら小判、丁銀、および銭貨の両替を行う三組両替(神田組・三田組・世利組)および銭貨の売買を行う番組両替(一~二十七番)に分化していった。
- In Edo the money changers were divided into honryogae exchangers (16 people) who handled gold and silver exchange and finance, 'Mikumi Ryogae' (three groups of main exchangers consisting of Group Kanda, Group Mita and Group Seri) specializing in koban, chogin and zenika (copper coins), and 'Bangumi Ryogae' (Nos. 1 to 27) who traded in copper coins.
- 人身売買説に対しては『御朱印師職古格』に日本人が日本人を南蛮人に売り渡す事を禁止する一文があるが、それ以外には史料はなく、内容も「大唐、南蛮、高麗に」であって「宣教師に」とは書かれていない。
- As to the human trafficking theory, there is one sentence in 'Goshuin Shishoku Kokaku' prohibiting the selling of Japanese to the southern barbarians by the Japanese, but there is no material other than this and the content is 'to Great Tang, southern Europe, and Goryeo,' not written with regard 'to the missionaries'.
- 金融商品取引業 当該国外債発行事業年度の受入手数料(有価証券の売買による利益を含む。)の合計額のうちに当該受入手数料で関連者以外の者から受けるものの合計額の占める割合が百分の五十を超える場合
- Financial instruments business: Where, out of the sum of the total commissions received (including profits from the buying and selling of securities) for the business year in which the foreign private bonds were issued, the ratio of the sum of said commissions to be received from a person other than affiliated persons exceeds 50 percent
- 販売業者又は役務提供事業者は、電話勧誘販売に係る売買契約又は役務提供契約の締結について勧誘をするに際し、前項第一号から第五号までに掲げる事項につき、故意に事実を告げない行為をしてはならない。
- A seller or a Service Provider shall not intentionally fail to disclose facts with respect to the matters listed in Items 1 to 5 of the preceding paragraph in soliciting a sales contract or a Service Contract pertaining to Telemarketing Sales.
- 次のイ及びロに掲げる外国相互間の貨物の移動を伴う貨物の売買に関する取引(この号において「仲介貿易取引」という。)を行うことについて許可の申請をする者 別紙様式第四による仲介貿易取引許可申請書
- a person who files an application for permission for conducting transactions related to the buying and selling of goods involving the movement of goods between foreign states (herein referred to as the 'brokerage transactions' in this item) as listed in (a) and (b) below: a written application for permission for the brokerage transactions following the form prescribed in Appended Form 4:
- 売買の当事者が将来の一定の時期において金融商品及びその対価の授受を約する売買であつて、当該売買の目的となつている金融商品の転売又は買戻しをしたときは差金の授受によつて決済することができる取引
- transactions wherein the parties thereto promise to deliver or receive Financial Instruments or consideration for them at a fixed time in the future, and, when the resale or repurchase of the underlying Financial Instruments are made, settlement thereof may be made by paying or receiving the difference;
- 店頭売買有価証券市場を開設する認可協会は、当該店頭売買有価証券市場において売買を行わせようとする有価証券の種類及び銘柄を当該認可協会に備える店頭売買有価証券登録原簿に登録しなければならない。
- An Authorized Association which establishes an Over-the-Counter Securities Market shall register the types and issues of Securities to be sold and purchased on the relevant Over-the-Counter Securities Market in the Registry of Over-the-Counter Traded Securities to be kept at the Authorized Association.
- 日本国内でも娼妓という「人身売買」が公然と行われており、奴隷売買を非難する資格がないとのこの批判により、日本は公娼制度を廃止せざるを得なくなり、同年10月に芸娼妓解放令が出される契機となった。
- Human trafficking' for prostitute was practiced openly in Japan, and it was in no position to condemn slavery; after this criticism, Japan was forced to abolish prostitution, and in October of the same year, an emancipation edict was issued, freeing all prostitutes.
- 会員等は、取引所金融商品市場における有価証券の売買又は市場デリバティブ取引(有価証券等清算取次ぎを除く。)の受託については、その所属する金融商品取引所の定める受託契約準則によらなければならない。
- With regard to acceptance of entrustment of sales and purchase of Securities or Market Transactions of Derivatives in the Financial Instruments Exchange Market (excluding Broking for Clearing of Securities, etc.), a Member, etc. shall comply with the brokerage contract rules prescribed by the Financial Instruments Exchange to which it belongs.
- 金融商品取引法第二条第十七項(定義)に規定する取引所金融商品市場又は同条第八項第三号ロ(定義)に規定する外国金融商品市場における有価証券の売買の委託の媒介(ハに掲げる行為に該当するものを除く。)
- Intermediation for the entrustment of the purchase and sale of securities on a Financial Instruments Exchange Market as prescribed in Article 2, paragraph (17) (Definitions) of the Financial Instruments and Exchange Act or a Foreign Financial Instruments Market as prescribed in Article 2, paragraph (8), item (iii), sub-item (b) (Definitions) of that Act (excluding acts listed in sub-item (c));
- Intermediary for the entrustment of sales and purchase of securities on Financial Instruments Exchange Markets prescribed in Article 2(17) (Definitions) of the Financial Instruments and Exchange Act or Foreign Financial Instruments Markets prescribed in Article 2(8)(iii)(b) (Definitions) of that Act (excluding acts listed in (c));
- 有価証券の売買又はその媒介、取次ぎ若しくは代理であつて、電子情報処理組織を使用して、同時に多数の者を一方の当事者又は各当事者として次に掲げる売買価格の決定方法又はこれに類似する方法により行うもの
- sales and purchase of Securities or intermediary, brokerage or agency service therefor which is conducted through an electronic data processing system, by using any of the following price formation method or other similar method, and in which a large number of persons participate simultaneously as the one party in the transaction or the transaction is conducted between a large number of persons;
- 第二百二十四条、第二百二十五条又は前三条の罪を犯した者を幇助する目的で、略取され、誘拐され、又は売買された者を引き渡し、収受し、輸送し、蔵匿し、又は隠避させた者は、三月以上五年以下の懲役に処する。
- A person who, for the purpose of aiding another who has committed any of the crime prescribed under Articles 224, 225 or the preceding three Articles, delivers, receives, transports or hides a person who has been kidnapped by force or enticement or has been bought or sold, shall be punished by imprisonment with work for not less than 3 months but not more than 5 years.
- また「貢金については三万両は甚だ過分であり、先例で広く定められているのも千両に過ぎない。特に近年商人が多く境内に入り、砂金を売買して大概掘り尽くしているので、求めには応じられない」と返答している。
- He also replied, 'As for the donation, 30,000 Ryo is too much and the amount should be only 1,000 Ryo according to precedent. More especially in recent years, merchants entered into the province, trade and dig up gold dust, therefore I can not meet your request.'
- その間、1870年(明治3年)頃より地租改正を建議するとともに農民の土地売買の自由を唱えるなど当時としては画期的な提案を行い、1873年(明治6年)の地方官会議では議長を務めてその実現に貢献する。
- During that time, he made landmark proposals such as the Land Tax Reforms and liberalization of land sales for peasants from 1870, and he chaired the local administrative assembly and contributed to the achievement of his proposals in 1873.
- 売買契約又は役務提供契約で、その申込みをした者が営業のために若しくは営業として締結するもの又は購入者若しくは役務の提供を受ける者が営業のために若しくは営業として締結するものに係る販売又は役務の提供
- sales or offer of services pertaining to a sales contract or a Service Contract concluded by a person who made an application for it, the purchaser, or the service recipient for the purpose of business or as business;
- 有価証券の売買、市場デリバティブ取引又は外国市場デリバティブ取引の媒介、取次ぎ(有価証券等清算取次ぎを除く。)又は代理(有価証券の売買の媒介、取次ぎ又は代理にあつては、第十号に掲げるものを除く。)
- intermediary, brokerage (excluding Brokerage for Clearing of Securities, etc.) or agency service for sales and purchase of Securities, Market Transactions of Derivatives or Foreign Market Derivatives Transactions (excluding intermediary, brokerage or agency service for sales and purchase of Securities falling under the category of act specified in item (x));
- 定款その他の規則の規定が法令に適合し、かつ、有価証券の売買その他の取引及びデリバティブ取引等を公正かつ円滑にし、並びに金融商品取引業を健全に発展させるとともに、投資者を保護するために十分であること。
- the provisions of the articles of incorporation and other rules conform to laws and regulations, and are sufficient to facilitate fair and smooth sales and purchase or other transactions of Securities as well as Derivative Transactions, etc., and to ensure sound development of Financial Instruments Businesses and protection of investors; and
- 協会員又は金融商品仲介業者の行う有価証券の売買その他の取引又はデリバティブ取引等につき争いがある場合においては、当事者は、その争いの解決を図るため、認可協会に申し立て、あつせんを求めることができる。
- When there is a dispute pertaining to sales and purchase or other transactions of Securities or Derivative Transactions, etc. conducted by a Member Firm or a Financial Instruments Intermediary Service Provider, any party to the above transactions may file an application for mediation with an Authorized Association, for the purpose of resolving such dispute.
- 第二百二十四条から第二百二十八条まで(未成年者略取及び誘拐、営利目的等略取及び誘拐、身の代金目的略取等、所在国外移送目的略取及び誘拐、人身売買、被略取者等所在国外移送、被略取者引渡し等、未遂罪)の罪
- The crimes prescribed under Articles 224 through 228 (Kidnapping of Minors; Kidnapping for Profit; Kidnapping for Ransom; Kidnapping for Transportation out of a Country; Buying or Selling of Human Beings; Transportation of Kidnapped Persons out of a Country; Delivery of Kidnapped Persons; Attempts);
- 両替商はやがて小判および丁銀の金銀両替および、為替、預金、貸付、手形の発行により信用取引を仲介する業務を行う本両替(ほんりょうがえ)と、専ら銭貨の売買を行う脇両替(わきりょうがえ)に分化していった。
- Money changers were later divided into 'Honryogae' (main exchangers) who handled changing koban and chogin, i.e., gold and silver, money orders, deposits, lending and credit transactions agency through the issuance of credit bills, and 'Wakiryogae' (subsidiary exchangers) who specialized in copper coinage transactions.
- 中世の土地売買には今日の売却に相当する永代売、元金をもって買い戻す本銭返、そして年期売があったが、売主である本主の権限が最も色濃く残された年期売が農民層を中心として広く行われていたと考えられている。
- Medieval methods for selling land included the permanent sale, which corresponds to land sales today, the honsengaeshi, under which those with capital could buy back the sold land, and finally the nenki-uri, but it is thought that the nenki-uri, under which the seller had the most pronounced authority and power, became the most widely used contract, especially among farmers.
- 第一項の規定は、同項に規定する訪問販売に係る売買契約若しくは役務提供契約の申込み又はその承諾の意思表示に対する民法(明治二十九年法律第八十九号)第九十六条の規定の適用を妨げるものと解してはならない。
- The provision of Paragraph 1 shall not preclude application of the provision of Article 96 of the Civil Code (Act No. 89 of 1896) to the application for the sales contract or Service Contract pertaining to Door-to-Door Sales or to the manifestation of intention to enter into such contract prescribed in said paragraph.
- 金融商品取引所は、有価証券をその売買のため又は金融商品等を市場デリバティブ取引のため上場しようとするときは、その上場しようとする取引所金融商品市場ごとに、その旨を内閣総理大臣に届け出なければならない。
- When a Financial Instruments Exchange intends to list Securities for sales and purchase, or to list Financial Instruments, etc. for Market Transactions of Derivatives, it shall, for each Financial Instruments Exchange Market subject to said listing, notify to that effect to the Prime Minister.
- 会員等に対して取引所金融商品市場における有価証券の売買又は市場デリバティブ取引の委託をした者は、その委託により生じた債権に関し、当該会員等の信認金について、他の債権者に先立ち弁済を受ける権利を有する。
- A person who has entrusted sales and purchase of Securities or Market Transactions of Derivatives in a Financial Instruments Exchange Market to a Member, etc. shall have the right to receive, in preference over other creditors, payment with regard to claims incurred under such entrustment from the guarantee funds of the Member, etc.
- 金融商品取引所は、この法律及び定款その他の規則に従い、取引所金融商品市場における有価証券の売買及び市場デリバティブ取引を公正にし、並びに投資者を保護するため、自主規制業務を適切に行わなければならない。
- A Financial Instruments Exchange shall properly conduct the Self-Regulation Related Services in accordance with this Act, its articles of incorporation and other rules in order to ensure fair sales and purchase of Securities and Market Transactions of Derivatives on the Financial Instruments Exchange Market, as well as to protect investors.
- 運送、寄託又は売買の目的たる貨物の積卸し又は入出庫に際して行うその貨物の長さ、質量、面積、体積又は熱量の計量証明(船積貨物の積込み又は陸揚げに際して行うその貨物の質量又は体積の計量証明を除く。)の事業
- The business of measurement certifications of length, weight, area, volume or heat concerning goods to be loaded/unloaded or entered/dispatched for transportation, deposit or sale or purchase (excluding the measurement certifications of mass or volume of goods to be loaded on or unloaded from ship).
- これは元寇による膨大な軍費の出費などで苦しむ中小御家人を救済するためと理解されてきたが、現在ではむしろ御家人所領の質入れ、売買の禁止、それによる幕府の基盤御家人体制の維持に力点があったと理解されている。
- Although it was regarded as a relief for minor vassals suffering from a lot of war expenditure because of the Mongol Invasions, it is now considered to be more like the prohibition of pawning and trading vassalages to maintain the vassal system as a base of the shogunate.
- 韓国では1961年の計量法施行によって、公式にはメートル法に移行しているが、不動産の売買には坪を用いる実態があったため、2007年7月施行の改定計量法によって、使用すると罰金が課せられるようになっている。
- In South Korea, the measurement law enacted in 1961 had officially declared to switch into the metric system; however, the usage of tsubo unit was still common in practice for real estate business, thus the government revised the measurement law in July, 2007, imposing a penalty for the usage of tsubo unit in business purpose.
- 取引の対象となる商品又は取引の対象となる商品指数ごとに、当該商品の売買等を業として行つている者又は当該商品指数の対象となる商品の売買等を業として行つている者が第二種特定施設取引参加者の過半数を占めること。
- Persons who, in the course of trade, engage in the Buying and Selling, etc. of the Commodity subject to transaction or persons who, in the course of trade, engage in the Buying and Selling, etc. of a Commodity Index subject to transaction account for the majority of the entire Type 2 Specified Facility Trading Participants for each said Commodity and said Commodity Index.
- 取引の対象となる商品又は取引の対象となる商品指数ごとに、当該商品の売買等を業として行つている者又は当該商品指数の対象となる商品の売買等を業として行つている者が第一種特定施設取引参加者の過半数を占めること。
- Persons who, in the course of trade, engage in the Buying and Selling, etc. of the Commodity subject to transaction or persons who, in the course of trade, engage in the Buying and Selling, etc. of the Commodity Index subject to transaction account for the majority of the entire Type 1 Specified Facility Trading Participants for each of said Commodity and said Commodity Index.
- 販売業者又は役務提供事業者は、訪問販売に係る売買契約若しくは役務提供契約を締結させ、又は訪問販売に係る売買契約若しくは役務提供契約の申込みの撤回若しくは解除を妨げるため、人を威迫して困惑させてはならない。
- A seller or a Service Provider shall not intimidate and disturb a person in order to make him/her conclude a sales contract or a Service Contract pertaining to Door-to-Door Sales or to prevent him/her from withdrawing an application for entering into a sales contract or a Service Contract pertaining to Door-to-Door Sales or rescinding such a contract.
- 法第九条第一項第一号の規定に基づき、当該書面を受領した日から起算して八日を経過するまでは、書面により売買契約若しくは役務提供契約の申込みの撤回又は売買契約若しくは役務提供契約の解除を行うことができること。
- the fact that the Purchasing Party may withdraw the application for or rescind the sales contract or the Service Contract in writing for a period until eight days have passed from the date on which the Purchasing Party received the document, pursuant to the provision of Article 9(1)(i) of the Act;
- なお、地租改正に先立って、政府は、に田畑永代売買禁止令を解除して既に形骸化していた土地の売買禁止の合法化を行い、には地所質入書入規則及び動産不動産書入金穀貸借規則を定めて土地を担保とした貸借も合法化した。
- In addition, before land-tax reform, the government legalized buying and selling of land by lifting the prohibition of sale and purchase of farming land which was already lacked in substance in 1872; in 1873 the government also legalized the borrowing and lending of money by using land as collateral by setting the regulations on pawing and listing real estates and regulations on listing movable property and real estate property for borrowing and lending of money and goods.
- 合併後金融商品取引所において、合併により消滅する金融商品取引所の開設している取引所金融商品市場における有価証券の売買及び市場デリバティブ取引に関する業務の承継が円滑かつ適切に行われる見込みが確実であること。
- it is fully expected that the Financial Instruments Exchange Resulting from a Merger will smoothly and appropriately succeed to the business concerning sales and purchase of Securities and Market Transactions of Derivatives on the Financial Instruments Exchange Market established by the Financial Instruments Exchanges dissolved as a result of the merger.
- だが、次第に「祖法」化してしまい、田畑永代売買禁止令のように御定書制定の翌年には実質上廃止された法令が、御定書に載せられているがために有効な法律とされて明治4年(1871年)まで存続するなどの弊害もあった。
- But it gradually became progenitor law and produced negative effects like denpataietaibaibaikinshirei (a ban on buying and selling fields [of rice and other crops]), which was abolished in effect the year after the enactment of Kujigata-osadamegaki but remained in force until 1871 since it was described in Kujigata-osadamegaki.
- 売買契約若しくは役務提供契約の申込みをし又は売買契約若しくは役務提供契約を締結するために電話をかけることを請求した者(電話勧誘行為又は政令で定める行為によりこれを請求した者を除く。)に対して行う電話勧誘販売
- Telemarketing Sales to a person who requested a telephone call in order to make an application for or conclude a sales contract or a Service Contract (excluding a person who made such a request as a result of an Act of Telemarketing or an act specified by a Cabinet Order); and
- 合併後金融商品取引所の定款、業務規程及び受託契約準則の規定が法令に適合し、かつ、取引所金融商品市場における有価証券の売買及び市場デリバティブ取引を公正かつ円滑にし、並びに投資者を保護するために十分であること。
- the provisions of the articles of incorporation, operational rules and brokerage contract rules of the Financial Instruments Exchange Resulting from a Merger conform to laws and regulations, and are sufficient for achieving fair and smooth sales and purchase of Securities and Market Transactions of Derivatives on the Financial Instruments Exchange Market, as well as for the protection of investors;
- 金融商品取引業 前二年内事業年度のうちいずれかの事業年度の受入手数料(有価証券の売買による利益を含む。)の合計額のうちに当該受入手数料で関連者以外の者から受けるものの合計額の占める割合が百分の五十を超える場合
- Financial instruments business: Where, out of the sum of the total commissions received (including profits from the buying and selling of securities) for any of the business years within the preceding two years, the ratio of the sum of said commissions to be received from a person other than affiliated persons exceeds 50 percent
- 法第二十四条第一項第一号の規定に基づき、当該書面を受領した日から起算して八日を経過するまでは、書面により売買契約若しくは役務提供契約の申込みの撤回又は売買契約若しくは役務提供契約の解除を行うことができること。
- the fact that the Purchasing Party may withdraw the application for or rescind the sales contract or the Service Contract in writing for a period until eight days have passed from the date on which the Purchasing Party received the document, pursuant to the provision of Article 24(1)(i) of the Act;
- 上場商品に係る商品市場 一年以上継続して当該上場商品に含まれる物品(以下「上場商品構成物品」という。)の売買、売買の媒介、取次ぎ若しくは代理、生産、加工又は使用(以下「売買等」という。)を業として行つている者
- Commodity Market pertaining to a Listed Commodity- Persons who have, in the course of trade, engaged in the buying and selling of goods included in said Listed Commodity (hereinafter referred to as 'Listed Commodity Component Products'), acted as introducing brokers, intermediaries or agents for the buying and selling, or engaged in the production, the processing or the use (hereinafter referred to as the 'Buying and Selling, etc.') of such goods for one year or more on a continuous basis
- 認可金融商品取引業協会(以下この章において「認可協会」という。)は、有価証券の売買その他の取引及びデリバティブ取引等を公正かつ円滑にし、並びに金融商品取引業の健全な発展及び投資者の保護に資することを目的とする。
- An Authorized Financial Instruments Firms Association (hereinafter referred to as an 'Authorized Association' in this Chapter) aims to ensure fair and smooth sales and purchase or other transactions of Securities and Derivative Transactions, etc. and to contribute to the sound development of Financial Instruments Businesses and protection of investors.
- 当該商品市場における上場商品構成物品(当該上場商品構成物品の主たる原料若しくは材料となつている物又は当該上場商品構成物品を主たる原料若しくは材料とする物で定款で定めるものを含む。)の売買等を業として行つている者
- A person who, in the course of trade, engages in the Buying and Selling, etc. of Listed Commodity Component Products (including items that are the main ingredient or material of the Listed Commodity Component Products or items where the main ingredient or material is the Listed Commodity Component Products which are specified by the articles of incorporation) on the Commodity Market
- 関係会社(会社計算規則(平成十七年法務省令第十三号)第二条第三項第二十三号の関係会社をいう。第十六条の六において同じ。)の株式(売買目的有価証券に該当する株式を除く。以下同じ。)その他流動資産に属しない有価証券
- Securities which do not belong to other current assets including shares (excluding shares falling under Securities available for sale; the same shall apply hereinafter) of Affiliated Companies (which means affiliated companies set forth in Article 2, paragraph (3), item (xxiii) of the Ordinance on Company Accounting (Ordinance of the Ministry of Justice No. 13 of 2005); the same shall apply in Article 16-6);
- 一代限りの身分ではあるが、実際には引退に際し子弟や縁者を後継者とすることで世襲は可能であり、また薄給ながら生活を維持できるため、後にその権利が「株」として売買され、富裕な農民・商人の次・三男の就職口ともなった。
- The status of ashigaru was restricted to a single generation but in actuality could be inherited by a child or relative upon retirement and, this right later went on to be bought and sold as 'kabu' and also became a position of employment for the second and third sons of wealthy farmers and merchants, because they could make their living by being an ashigaru although their salaries were low.
- 当該販売業者が受けた訪問販売若しくは電話勧誘販売に係る売買契約の申込みの撤回又は当該販売業者が締結した訪問販売若しくは電話勧誘販売に係る売買契約若しくは特定権利販売契約若しくは関連商品販売契約の解除に関する事項
- matters concerning withdrawal of an application for a sales contract pertaining to Door-to-Door Sales or Telemarketing Sales received by the seller or rescission of a sales contract, a Specified Right Sales Contract, or a Sales Contract on Related Goods pertaining to Door-to-Door Sales or Telemarketing Sales concluded by the seller
- 自己の計算で行つた特定資産(不動産その他の政令で定めるものに限る。以下この号及び次号において同じ。)の売買その他の政令で定める取引 当該特定資産と同種の資産を投資の対象とする委託者指図型投資信託に係る投資信託財産
- Sale and purchase of Specified Assets (limited to real property and other assets specified by a Cabinet Order; hereinafter the same shall apply in this item and the following item) and other transactions specified by a Cabinet Order based on the account of the Settlor Company of an Investment Trust: Investment Trust Property pertaining to an Investment Trust Managed under Instructions from the Settlor where assets similar to said Specified Assets are the subject of investment;
- 販売業者又は役務提供事業者が、申込みの様式が印刷された書面により売買契約又は役務提供契約の申込みを受ける場合において、当該書面の送付が申込みとなることを、顧客が容易に認識できるように当該書面に表示していないこと。
- when the seller or the Service Provider receives an application for a sales contract or a Service Contract by a document on which the form of an application is printed, the seller or the Service Provider fails to indicate that the sending of said document will constitute an application in a manner easily recognizable by the customer.
- 販売業者又は役務提供事業者は、電話勧誘販売に係る売買契約若しくは役務提供契約を締結させ、又は電話勧誘販売に係る売買契約若しくは役務提供契約の申込みの撤回若しくは解除を妨げるため、人を威迫して困惑させてはならない。
- A seller or a Service Provider shall not intimidate and disturb a person in order to make him/her conclude a sales contract or a Service Contract pertaining to Telemarketing Sales or to prevent him/her from withdrawing an application for entering into a sales contract or a Service Contract pertaining to Telemarketing Sales or rescinding such a contract.
- 商品又は商品指数(法第三百三十一条第一号に規定する商品又は商品指数をいう。)の対象となる物品の売買等を業として行つている者のみが当該商品又は商品指数の対象となる物品に係る先物取引に類似する取引をする施設であること。
- The facility shall be one where only persons who, in the course of trade, engage in the Buying and Selling, etc. of Commodities or goods subject to Commodity Indices (such Commodities and Commodity Indices mean the Commodities and the Commodity Indices prescribed in Article 331, item (i) of the Act) carry out transactions similar to Futures Transactions pertaining to said Commodities or goods subject to Commodity Indices.
- 当事者の一方の意思表示により当事者間において当該上場商品の売買取引を成立させることができる権利(以下「実物オプション」という。)を相手方が当事者の一方に付与し、当事者の一方がこれに対して対価を支払うことを約する取引
- Transactions where parties agree that, with the manifestation of intention by one of the parties, the counterparty grants said party a right to close a buying or selling transaction between the parties for said Listed Commodity (hereinafter referred to as a 'Spot Option') and said party pays the consideration therefor
- 信認金は、有価証券(国債証券、地方債証券並びに特別の法律により法人の発行する債券、取引所金融商品市場において売買取引されている社債券及び株券その他の政令で定める有価証券をいう。)をもつて、これに充てることができる。
- Securities (which mean national government bond certificates, local government bond certificates and bond certificates issued by a juridical person pursuant to special Acts, corporate bond certificates and share certificates traded on a Financial Instruments Exchange Market and other securities specified by a Cabinet Order) may be allotted for guarantee funds.
- 第一条の規定による改正後の訪問販売等に関する法律(以下「新法」という。)第九条の六及び第九条の八の規定は、この法律の施行前に販売業者又は役務提供事業者が受けた売買契約又は役務提供契約の申込みについては、適用しない。
- The provisions of Article 9-6 and Article 9-8 of the Act on Door-to-Door Sales, etc. as revised by the provision of Article 1 (hereinafter referred to as the 'New Act') shall not apply to an application for a sales contract or a Service Contract that a seller or a Service Provider received prior to the enforcement of this Act.
- 当事者の一方の意思表示により当事者間において通貨の売買(イに掲げる取引を除く。)を成立させることができる権利を相手方が当事者の一方に付与し、当事者の一方がこれに対して対価を支払うことを約する取引又はこれに類似する取引
- a transaction wherein the parties thereto have promised that one party thereto will grant the second party the option to effect the purchase and sale of currencies (excluding a transaction listed in sub-item (a)) between them by a unilateral manifestation of the second party's intention alone, and that the second party will pay the consideration for such option, or any other transaction similar thereto;
- 第六条の規定は、この法律の施行前に販売業者が受けた売買契約の申込み若しくはその申込みに係る売買契約がこの法律の施行後に締結された場合におけるその売買契約又はこの法律の施行前に締結された売買契約については、適用しない。
- The provision of Article 6 shall not apply to an application for a sales contract that was received by a seller prior to the enforcement of this Act or, where the sales contract pertaining to such application is concluded after the enforcement of this Act, such sales contract, or a sales contract concluded prior to the enforcement of this Act.
- 上場商品に係る商品市場 当該商品市場において取引をしようとする取引参加者の合計数が二十人以上であり、かつ、その過半数の者が、一年以上継続して当該商品市場における上場商品構成物品の売買等を業として行つている者であること。
- Commodity Market pertaining to a Listed Commodity- The total number of Trading Participants that intend to carry out transactions on the Commodity Market is 20 or more and a majority of them are persons who have, in the course of trade, engaged in the Buying and Selling, etc. of the Listed Commodity Component Products on the Commodity Market for one year or more on a continuous basis.
- 商品について当該商品の売買等を業として行つている者が自己の営業のためにその計算において、当該施設を介した当事者間の交渉に基づき価格その他の取引条件を決定する方法その他主務省令で定める方法により行う先物取引に類似する取引
- Transactions similar to Futures Transactions which a person who, in the course of trade, engages in the Buying and Selling, etc. of a Commodity carries out with regard to said Commodity for his/her own business based on his/her own account by a method of deciding on prices and other trade terms based on negotiations between parties through said facility or by other methods specified by an ordinance of the competent ministry
- Transactions similar to Futures Transactions which a person who, in the course of trade, engages in the Buying and Selling, etc. of a Commodity carries out with regard to said Commodity for his/her own business based on his/her own account by a method of deciding on prices and other trade terms based on negotiations between parties through said facility or other methods specified by an ordinance of the competent ministry
- 有価証券売買取引等につき、当該有価証券等について生じた顧客の損失の全部若しくは一部を補てんし、又はこれらについて生じた顧客の利益に追加するため、当該顧客又は第三者に対し、財産上の利益を提供し、又は第三者に提供させる行為
- an act of providing property benefit to a customer or a third party or making a third party provide it to a customer, with regard to the Sales and Purchase or Other Transaction of Securities, etc., in order to compensate for the whole or part of a loss incurred by the customer from the relevant Securities, etc. or make an addition to the profit accrued to the customer from such Securities, etc.
- 取引の対象となる商品又は商品指数を変更する場合にあっては、当該商品の売買等を業として行っている者又は当該商品指数の対象となる商品の売買等を業として行っている者が第一種特定施設取引参加者の過半数を占めることを誓約する書面
- in cases where changing the Commodity or Commodity Indices subject to transactions, a written statement pledging that the persons engaged in the Buying and Selling, etc. of said Commodity, or Commodity subject to said Commodity Indices, in the course of trade, account for the majority of the entire Type 1 Specified Facility Trading Participants.
- 金融商品取引所は、その開設する取引所金融商品市場ごとに、有価証券の売買又は市場デリバティブ取引を臨時に開始し若しくは終了し、又は停止し若しくは停止を解除したときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
- When a Financial Instruments Exchange has extraordinarily started or ended, or suspended sales and purchase of Securities or Market Transactions of Derivatives or cancelled such suspension, it shall notify to that effect to the Prime Minister, for each Financial Instruments Exchange Market established by said Financial Instruments Exchange, without delay.
- 組織変更後株式会社金融商品取引所の定款、業務規程及び受託契約準則の規定が法令に適合し、かつ、取引所金融商品市場における有価証券の売買及び市場デリバティブ取引を公正かつ円滑にし、並びに投資者を保護するために十分であること。
- the provisions of the articles of incorporation, the operational rules and the brokerage contract rules of the Stock Company-Type Financial Instruments Exchange after Entity Conversion conform to laws and regulations, and are sufficient for achieving fair and smooth sales and purchase of Securities and Market Transactions of Derivatives on the Financial Instruments Exchange Market, as well as for protection of investors;
- 取引の対象となる商品又は取引の対象となる商品指数ごとに、第二種特定施設取引参加者の過半数の者が、当該商品の売買等を業として行っている者又は当該商品指数の対象となる商品の売買等を業として行っている者であることを誓約する書面
- a sworn, written statement that for each Commodity subject to the transaction or Commodity Indices subject to the transactions, the majority of the Type 2 Specified Facility Trading Participants are persons who are, in the course of trade, engaged in the Buying and Selling, etc. of said Commodity or Commodity subject to said Commodity Indices;
- 取引の対象となる商品又は取引の対象となる商品指数ごとに、第一種特定施設取引参加者の過半数の者が、当該商品の売買等を業として行っている者又は当該商品指数の対象となる商品の売買等を業として行っている者であることを誓約する書面
- a sworn, written statement that for each Commodity subject to the transaction or Commodity Indices subject to the transaction, the majority of the Type 1 Specified Facility Trading Participants are persons who are, in the course of trade, engaged in the Buying and Selling, etc., of said Commodity or the Commodity subject to said Commodity Indices;
- 訪問販売に係る売買契約若しくは役務提供契約の締結について迷惑を覚えさせるような仕方で勧誘をし、又は訪問販売に係る売買契約若しくは役務提供契約の申込みの撤回若しくは解除について迷惑を覚えさせるような仕方でこれを妨げること。
- an act of soliciting a sales contract or a Service Contract pertaining to Door-to-Door Sales in a way that makes the customer feel annoyed or an act of preventing a purchaser or a service recipient from withdrawing the application for or rescinding a sales contract or a Service Contract pertaining to Door-to-Door Sales in a way that makes the person feel annoyed;
- 金融商品取引所は、売買のため上場した有価証券又は市場デリバティブ取引のため上場した金融商品等の上場を廃止しようとするときは、その上場を廃止しようとする取引所金融商品市場ごとに、その旨を内閣総理大臣に届け出なければならない。
- When a Financial Instruments Exchange intends to delist the Securities listed for the purpose of sales and purchase or the Financial Instruments, etc. listed for the purpose of Market Transactions of Derivatives, it shall notify to that effect to the Prime Minister, for each Financial Instruments Exchange Market subject to said delisting.
- 法第二条第二十二項第一号に掲げる取引 売買の別、金融商品の銘柄(当該金融商品及びその対価の授受を約した将来の一定の時期並びに差金の授受によって決済する場合における当該差金の額の計算方法を含む。)、数又は金額、価格及び受渡日
- transactions listed in Article 2, paragraph (22), item (i) of the Act: purchase or sale, the issues (including the fixed time in the future by which the parties promise to deliver or receive Financial Instruments and the consideration therefor, and also including the method of the calculation of the amount of the difference if the settlement is made by paying or receiving the difference), volumes and amounts, prices and the date of delivery of the Financial Instruments;
- 対価の額及び総取引金額については、その限月ごと、権利行使価格ごと、プット又はコールの別ごと及び場節又は時間ごとに記載するとともに、総取引金額については、その日及びその月の合計額をその限月ごと及び売買の別ごとに記載すること。
- The amounts of consideration and total transaction amount shall be recorded by expiration month, Exercise Price, distinction of put or call, and session or time; and with regard to the total transaction amount, the total amount of the day and the month shall be recorded by expiration month and by distinction of selling or buying.
- 当該商品市場における上場商品指数対象物品(当該上場商品指数対象物品の主たる原料若しくは材料となつている物又は当該上場商品指数対象物品を主たる原料若しくは材料とする物で定款で定めるものを含む。)の売買等を業として行つている者
- A person who, in the course of trade, engages in the Buying and Selling, etc. of Products Underlying the Listed Commodity Index (including items that are the main ingredient or material of the Products Underlying the Listed Commodity Index or items where the main ingredient or material is the Products Underlying the Listed Commodity Index which are specified by the articles of incorporation) on the Commodity Market
- もっとも、寺社への寄進などは全面禁止はされず、それ以外の他人和与についても禁止が命じられた後も売買や譲与、担保の対価として結果的に他人和与が行われる事態が相次ぎ、鎌倉幕府としても御家人役の仕組を維持することが困難となった。
- But due to the facts that donation to temples and shrines was not completely banned and that other forms of wayo to others were also continuously made even after the ban order was issued after all in consideration of the trade and transfer or as a collateral, the Kamakura bakufu faced difficulties in maintaining the system of gokeninyaku (duty assigned to shogunal retainers).
- 江戸時代の地下官人制度は局務・官務・出納からなり地下官人を統率する催官人と一般の地下官人である並官人、その下で雑用を担当し株の売買によって町人や農民でも身分を獲得することが可能であった下官人の3層構造体制で構成されていた。
- The lower ranking officials during the Edo period were divided into three offices 'Kyokumu,' 'Kanmu,' and 'Suino' with a hierarchy of the class controlling over the lower ranking officials; the class consisting of the general lower ranking officials; and the class in charge of chore which could be attained by townsmen and farmers through purchasing stock.
- 第百十五条第一項の規定は、第一項の取引証拠金(内閣府令で定めるものに限る。)について準用する。この場合において、同条第一項中「有価証券の売買又は市場デリバティブ取引」とあるのは、「市場デリバティブ取引」と読み替えるものとする。
- Article 115(1) shall apply mutatis mutandis to the clearing margin under paragraph (1) (limited to those specified by a Cabinet Office Ordinance). In this case, the term 'sales and purchase of Securities or Market Transactions of Derivatives' in Article 115(1) shall be deemed to be replaced with 'Market Transactions of Derivatives'.
- 上場商品指数に係る商品市場 当該商品市場において取引をしようとする取引参加者の合計数が二十人以上であり、かつ、その過半数の者が、一年以上継続して当該商品市場における上場商品指数対象物品の売買等を業として行つている者であること。
- Commodity Market pertaining to a Listed Commodity Index- The total number of Trading Participants that intend to carry out transactions on the Commodity Market is 20 or more and a majority of them are persons who have, in the course of trade, engaged in the Buying and Selling, etc. of the Products Underlying the Listed Commodity Index on the Commodity Market for one year or more on a continuous basis.
- 自己の計算において行う上場株券等の取引所金融商品市場外での売買又は媒介、取次ぎ若しくは代理を行う上場株券等の取引所金融商品市場外での売買が成立した場合 当該売買に係る上場株券等の種類、銘柄、価格、数量その他内閣府令で定める事項
- in cases where the member effects, outside of Financial Instruments Exchange Markets, sales and purchase of Listed Share Certificates, etc. on its own account, or where sales and purchase of Listed Share Certificates, etc. for which the member serves as the intermediary, introducing broker or agency is effected outside of Financial Instruments Exchange Markets: the kinds, issues, prices, or volumes, or other matters specified by a Cabinet Office Ordinance pertaining to the Listed Share Certificates, etc. for which the sales and purchase is effected; and
- また南北朝期の頃から、荘園公領制を支えていた職の体系が動揺し始めており、それまで職(しき)の継承は世襲による場合が多かったのに対し、職が金銭で売買されたり、必ずしも世襲によらなくなるなど、職の遷代と呼ばれる現象が起きつつあった。
- Besides, the system of shiki (the right of property, title, etc.) underlying Shoen koryo sei; the land governance system in the middle ages, started becoming unstable with the `transfer of shiki;' shiki was transferred using money or was not always succeeded by heredity while the succession of shiki (the right of property, title, etc.) had been based on hereditary transfer in most cases until then.
- 不動産業 主として本店所在地国にある不動産(不動産の上に存する権利を含む。(1)において同じ。)の売買又は貸付け(当該不動産を使用させる行為を含む。)、当該不動産の売買又は貸付けの代理又は媒介及び当該不動産の管理を行つている場合
- Real estate business: Where conducting a buying and selling or rental business of real estate (including acts to let others use said real estate) (real estate shall include the rights thereon; hereinafter the same shall apply in 1.) mainly located in the state of the head office, providing agent or intermediary services for the buying and selling or rental business of said real estate, and managing said real estate
- 取引高及び権利行使又は被権利行使による取引高については、その限月ごと、場節又は時間ごと、売買の別ごと及び新規又は転売若しくは買戻しの別ごとに記載するとともに、その日及びその月の合計額をその限月ごと及び売買の別ごとに記載すること。
- Transaction volume, and exercise or non-exercise transaction volume, shall be recorded by the expiration month, session or time, distinction of selling or buying, and by new transaction, reselling, or repurchasing; and the total amounts of the day and the month shall be recorded by expiration month and by distinction of selling or buying.
- 電話勧誘販売に係る売買契約若しくは役務提供契約の締結について迷惑を覚えさせるような仕方で勧誘をし、又は電話勧誘販売に係る売買契約若しくは役務提供契約の申込みの撤回若しくは解除について迷惑を覚えさせるような仕方でこれを妨げること。
- an act of soliciting a sales contract or a Service Contract pertaining to Telemarketing Sales in a way that makes the customer feel annoyed or an act of preventing a purchaser or a service recipient from withdrawing the application for or rescinding a sales contract or a Service Contract pertaining to Telemarketing Sales in a way that makes the person feel annoyed;
- 第二十条第四号に掲げる資本取引のうち、居住者と他の居住者との間の預金契約、信託契約、金銭の貸借契約、債務の保証契約又は対外支払手段若しくは債権の売買契約に基づく外国通貨をもつて支払を受けることができる債権の発生等に係る取引 居住者
- Among capital transactions listed in Article 20, item 4, the Transactions Pertaining to the Occurrence, etc. of Claims receivable in foreign currency based on a deposit contract, a trust contract, a money loan contract, an obligation guarantee contract, or a sales contract for the foreign means of payment or claims, between a resident and another resident: A resident
- 店頭管理銘柄株式(金融商品取引法第二条第十六項に規定する金融商品取引所への上場が廃止され、又は前号に規定する店頭売買登録銘柄としての登録が取り消された株式のうち、認可金融商品取引業協会が、その定める規則に従い指定したものをいう。)
- Shares of over-the-counter managed issues (meaning shares which have been delisted from a financial instruments exchange prescribed in Article 2, paragraph (16) of the Financial Instruments and Exchange Act or whose registration as issues registered for over-the-counter trading prescribed in the preceding item has been canceled, and which have been designated by an authorized financial instruments firms association in accordance with the rules it has defined)
- 法第五条の書面を受領した日(その日前に法第四条の書面を受領した場合にあつては、その書面を受領した日)から起算して八日を経過するまでは、申込者等は、書面により権利の売買契約の申込みの撤回又はその売買契約の解除を行うことができること。
- The Purchasing Party shall be able to withdraw the application for or rescind the sales contract on rights in writing for a period until eight days have passed from the date on which he/she received the document referred to in Article 5 of the Act (or from the date of receipt of the document referred to in Article 4 of the Act where the Purchasing Party has received such document on an earlier date).
- 輸出貿易管理令別表第一の二から一六までの項の中欄に掲げる貨物の外国相互間の移動を伴う当該貨物の売買に関する取引(当該取引に係る貨物の船積地域又は仕向地が同令別表第三に掲げる地域であるものを除く。)であつて、次のいずれかに該当するもの
- Transactions related to the buying and selling of the goods listed in the middle column of rows 2 to 16 of appended table 1 of the Export Trade Control Order involving the movement of the goods between foreign states (excluding those in which the goods pertaining to the transactions are shipped from or exported to the regions listed in appended table 3 of the said Order), which fall under any of the following.
- 不動産業 主として本店所在地国にある不動産(不動産の上に存する権利を含む。以下この号において同じ。)の売買又は貸付け(当該不動産を使用させる行為を含む。)、当該不動産の売買又は貸付けの代理又は媒介及び当該不動産の管理を行つている場合
- Real estate business: Where conducting a buying and selling or rental business of real estate (including acts to let others use said real estate) (real estate shall include the rights thereon; hereinafter the same shall apply in this item) mainly located in the state of the head office, providing agent or intermediary services for the buying and selling or rental business of said real estate, and managing said real estate
- 当該会員商品取引所の上場商品構成物品等(当該上場商品構成物品等の主たる原料若しくは材料となつている物又は当該上場商品構成物品等を主たる原料若しくは材料とする物で定款で定めるものを含む。次項において同じ。)の売買等を業として行つている者
- A person who, in the course of trade, engages in the Buying and Selling, etc. of Listed Commodity Component Products, etc. (including items that are the main ingredient or material of the Listed Commodity Component Products, etc. or items where the main ingredient or material is the Listed Commodity Component Products, etc. which are specified by articles of incorporation; the same shall apply in the following paragraph) of the Member Commodity Exchange
- 法第十九条の書面を受領した日(その日前に法第十八条の書面を受領した場合にあつては、その書面を受領した日)から起算して八日を経過するまでは、申込者等は、書面により権利の売買契約の申込みの撤回又はその売買契約の解除を行うことができること。
- The Purchasing Party shall be able to withdraw the application for or rescind the sales contract on rights in writing for a period until eight days have passed from the date on which he/she received the document referred to in Article 19 of the Act (or from the date of receipt of the document referred to in Article 18 of the Act where the Purchasing Party has received such document on an earlier date).
- 電話その他の電気通信を利用して行う商品、権利若しくは役務に関する説明若しくは相談又は商品若しくは権利の売買契約若しくは役務を有償で提供する契約についての申込み、申込みの受付若しくは締結若しくはこれらの契約の申込み若しくは締結の勧誘の業務
- work to provide explanations or consultation concerning commodities, rights or services by way of using telephones or other telecommunications, make applications for sales contracts on commodities or rights or contracts to provide services for value, receive applications or conclude such contracts, or solicit applications or the conclusion of such contracts;
- 売買の当事者が将来の一定の時期において通貨及びその対価の授受を約する売買であって、当該売買の目的となっている通貨の売戻し若しくは買戻し又は当該売買の当事者がその売買契約を解除する行為をしたときは差金の授受によって決済することができる取引
- a purchase and sale transaction wherein the parties thereto promise to pay and receive currencies and the consideration therefor at a fixed time in the future, and, when the resale and repurchase of the currencies subject to said purchase and sale has been made, or when the parties thereto have effected any act to cancel the purchase and sale contract, the settlement of such transaction may be made by paying or receiving the difference;
- a purchase and sale wherein the parties thereto promise to pay and receive currencies and the consideration therefor at a fixed time in the future, and, when the resale and repurchase of the currencies subject to said purchase and sale has been made, or when the parties thereto have effected any act to cancel the purchase and sale contract, the settlement of such transaction may be made by paying and receiving the difference;
- 協会員(第一号から第三号までに掲げる場合にあつては、店頭売買有価証券市場を開設する認可協会の協会員に限る。)は、次の各号に掲げる場合において当該各号に定める事項を、内閣府令で定めるところにより、その所属する認可協会に報告しなければならない。
- A Member Firm (in cases where any of the items (i) to (iii) applies, limited to a Member Firm of an Authorized Association which establishes an Over-the-Counter Securities Market) shall report the matter listed in each of the following items in the respective case specified therein to the Authorized Association to which it belongs, pursuant to the provisions of a Cabinet Office Ordinance:
- 経済産業大臣は、前条第一項の規定による許可を受けないで同項第二号に規定する取引を行つた者に対し、三年以内の期間を限り、非居住者との間で外国相互間の貨物の移動を伴う貨物の売買に関する取引を行い、又は貨物の輸出を行うことを禁止することができる。
- The Ministry of Economy, Trade and Industry may prohibit a person who has conducted transactions prescribed in paragraph 1, item 2 of the preceding article without obtaining permission pursuant to the provision of paragraph 1 of the said article from conducting transactions related to the buying and selling of goods involving the movement of goods between foreign states with a non-resident, or from exporting goods, for a period of not more than three years.
- 不動産の売主は、売買契約と同時にした買戻しの特約により、買主が支払った代金及び契約の費用を返還して、売買の解除をすることができる。この場合において、当事者が別段の意思を表示しなかったときは、不動産の果実と代金の利息とは相殺したものとみなす。
- The buyer of immovable property may cancel the sale by refunding the purchase money and costs of the contract paid by the buyer in accordance with a special agreement on redemption executed simultaneously with the contract for sale. In such cases, unless a contrary intention is manifested by the parties, it shall be deemed that the fruit of the immovable property and the interest on the purchase money have been set off against each other.
- 売買の目的について権利を主張する者があるために買主がその買い受けた権利の全部又は一部を失うおそれがあるときは、買主は、その危険の限度に応じて、代金の全部又は一部の支払を拒むことができる。ただし、売主が相当の担保を供したときは、この限りでない。
- If the buyer is likely to lose the rights he/she has bought, in whole or in part, due to the existence of persons who assert rights to the subject matter of the sale, the buyer may refuse to pay the purchase money, in whole or in part, in proportion to the extent of that likelihood; provided, however, that this shall not apply if the seller has provided reasonable security.
- 例の老爺さんの洋灯から出る乏しい光の下に、銘々の分捕品を取り捲いて、彼等が坐っていた時、彼はたとい、彼等が死骸其者を売買する醜怪な悪鬼どもであったとしても、よもこれより烈しくはあるまいと思われるほどの憎悪と嫌忌の情を以てそれを見やったものだ。
- As they sat grouped about their spoil, in the scanty light afforded by the old man's lamp, he viewed them with a detestation and disgust, which could hardly have been greater, though the demons, marketing the corpse itself.
- 電話、郵便、信書便、電報、ファクシミリ装置を用いて送信する方法若しくは電磁的方法により、又はビラ若しくはパンフレットを配布して、当該売買契約又は役務提供契約の締結について勧誘をするためのものであることを告げずに電話をかけることを要請すること。
- to request a person to make a telephone call without telling the person that the purpose is to solicit the sales contract or the Service Contract, by means of telephone, postal mail, Correspondence Delivery, telegraph, transmission using a facsimile machine, or an electromagnetic means, or by distributing fliers or pamphlets; or
- 第百四十四条第二項(同条第七項において準用する場合を含む。)又は第百七十七条第二項の規定による株式の売買価格の決定 売買価格の決定の申立てをすることができる者(第百四十条第四項に規定する指定買取人がある場合にあっては、当該指定買取人を含む。)
- a determination of the sale price of shares under the provisions of paragraph (2) of Article 144 (including the cases where it is applied mutatis mutandis pursuant to paragraph (7) of that Article) or Article 177(2): a person who is able to file a petition for a determination of the sale price (in cases where there is the Designated Purchaser prescribed in Article 140(4), such person shall include the Designated Purchaser);
- 合併により消滅した金融商品取引所の開設していた取引所金融商品市場において成立した有価証券の売買及び市場デリバティブ取引であつて決済を結了していないものは、合併後金融商品取引所の開設する取引所金融商品市場において同一の条件で成立した取引とみなす。
- The sales and purchase of Securities and Market Transactions of Derivatives closed on a Financial Instruments Exchange Market established by a Financial Instruments Exchange extinguished as a result of a merger of which settlements have not been completed shall be deemed to have been closed on the Financial Instruments Exchange Market established by the Financial Instruments Exchange Resulting from a Merger under the same conditions.
- 外国金融商品取引所参加者(外国金融商品取引所入出力装置を使用した外国金融商品市場における有価証券の売買及び外国市場デリバティブ取引(以下「外国市場取引」という。)を行う者をいう。以下同じ。)に外国市場取引を行わせる外国金融商品市場の種類及び名称
- the types and names of the Foreign Financial Instruments Market in which the Participants of Foreign Financial Instruments Exchange (meaning a person who conducts sales and purchase of Securities and Foreign Market Derivatives Transactions on a Foreign Financial Instruments Market, using the Input/Output Device for Foreign Financial Instruments Exchange (hereinafter referred to as the 'Foreign Market Transactions'; the same shall apply hereinafter)) conduct Foreign Market Transactions;
- 前項の場合において、受託信託会社等が信託財産たる不動産(建物又は宅地建物取引業法第二条第一号に規定する宅地をいう。)の売買、交換又は賃貸に係る業務を委託するときは、不動産特定共同事業法第六条各号のいずれにも該当しない者に委託しなければならない。
- In the cases referred to in the preceding paragraph, if the Fiduciary Trust Company, etc. wishes to entrust the business pertaining to sale and purchase, exchange or leasing of Real Property (meaning buildings or building lots prescribed in Article 2(i) of the Building Lots and Buildings Transaction Business Act) that is trust property, it shall entrust such business to a person who does not fall under any of the items of Article 6 of the Real Estate Specified Joint Enterprise Act.
- 法第百二十条の二第一項の国土交通省令で定める株式は、証券業協会(証券取引法(昭和二十三年法律第二十五号)第六十七条第一項に規定する証券業協会をいう。)の規則の定めるところにより、店頭売買につき、売買値段を発表するものとして登録された株式とする。
- Shares specified by Ordinances of the Ministry of Land, Infrastructure, Transport and Tourism pursuant to Article 120-2 paragraph (1) of the Act shall be shares registered as which shall publish the price of buying or selling for over-the-counter transaction in accordance with the regulation of the Securities Dealers Association (that is the Securities Dealers Association defined by the provisions of Article 67 paragraph (1) of the Securities Exchange Act (Act No. 25 of 1948)).
- 販売業者又は役務提供事業者は、訪問販売に係る売買契約若しくは役務提供契約の締結について勧誘をするに際し、又は訪問販売に係る売買契約若しくは役務提供契約の申込みの撤回若しくは解除を妨げるため、次の事項につき、不実のことを告げる行為をしてはならない。
- A seller or a Service Provider shall not misrepresent information on the following matters in soliciting a sales contract or a Service Contract pertaining to Door-to-Door Sales or for preventing withdrawal of an application for entering into a sales contract or a Service Contract pertaining to Door-to-Door Sales or rescission of such contract:
- 金融商品取引所は、その開設する取引所金融商品市場ごとに、その上場する金融商品等について、当該取引所金融商品市場における有価証券の売買又は市場デリバティブ取引を停止し、又は停止を解除したときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
- With regard to the Financial Instruments, etc. listed by a Financial Instruments Exchange, if the Financial Instruments Exchange has suspended, or cancelled suspension of, sales and purchase of Securities or Market Transactions of Derivatives on said Financial Instruments Exchange Market, it shall notify to that effect to the Prime Minister without delay, for each Financial Instruments Exchange Market established by said Financial Instruments Exchange.
- 第十八条第二項から第四項まで、第十八条の二から第十八条の四まで及び前条第一項の規定は、本邦において両替業務(業として外国通貨又は旅行小切手の売買を行うことをいう。)を行う者が顧客と両替(政令で定める小規模のものを除く。)を行う場合について準用する。
- The provisions of paragraphs 2 to 4 inclusive of Article 18, Articles 18-2 to 18-4 inclusive, and paragraph 1 of the preceding article shall apply mutatis mutandis to cases where those engaged in money exchange business (meaning buying and selling foreign currencies or traveler's checks in the course of trade) in Japan exchange money (excluding small money exchange specified by Cabinet Order) with customers.
- 第四十条第三項に規定する国際金融面での協力に該当するものとして財務大臣が定めるもののため行う外国為替の売買の実施、第四十一条に規定する業務に係る各外国中央銀行等(同条に規定する外国中央銀行等をいう。)との取引の開始及び第四十二条の規定による取引の実施
- Conducting the buying and selling of foreign exchange to facilitate international financial business which the Minister of Finance specifies as constituting cooperation in the field of international finance as prescribed in Article 40, paragraph 3, initiating transactions with a foreign central bank, etc. (a foreign central bank, etc. prescribed in Article 41) pertaining to the business prescribed in the same Article, and executing transactions pursuant to Article 42;
- だが、16世紀末から17世紀初めにかけて起きた壬辰倭乱・丁酉倭乱・丁卯胡乱・丙子胡乱の4つの戦乱によって職田制が崩壊し、17世紀後半には免税特権を国家から与えられた宮荘や屯庄が設置されるとともに土地売買の制約が一層緩くなり、荘園制度は最盛期を迎えた。
- However, by the four wars of Jinshin waran (the Bunroku War in Korean), the Japanese Invasion in 1597, the First Manchu invasion of Korea and the Second Manchu invasion of Korea, the 'office land' (chikchon) system collapsed and during the late seventeenth century, kyuso or tonsho which were given the privilege of tax exemption from the nation were set up and the constraints on the purchase and sale of land were increasingly loosened and the shoen system culminated.
- 認可協会は、店頭売買有価証券市場を開設しようとするときは、その規則において前条第一項の規定による登録及び店頭売買有価証券に関し、次に掲げる事項を定め、内閣総理大臣の認可を受けなければならない。当該規則を変更し、又は廃止しようとするときも、同様とする。
- When an Authorized Association intends to establish an Over-the-Counter Securities Market, it shall stipulate in its rules the following matters with regard to the registration under paragraph (1) of the preceding Article and Over-the-Counter Traded Securities, and obtain an authorization from the Prime Minister. The same shall apply to cases where the Authorized Association intends to change or abolish said rules:
- 前項の規定は、金融商品取引業者等又は金融商品仲介業者が、この法律の定めるところに従つて有価証券の売買若しくは市場デリバティブ取引(取引所金融商品市場によらないで行われるものを除く。)又はこれらの取引の媒介、取次ぎ若しくは代理を行う場合には、適用しない。
- The provision of the preceding paragraph shall not apply to the cases where a Financial Instruments Business Operator, etc. or a Financial Instruments Intermediary Service Provider conducts sales and purchase of Securities or Market Transactions of Derivatives (excluding transactions conducted outside the Financial Instruments Exchange Markets), or intermediary, brokerage or agency services for these transactions pursuant to the provisions of this Act.
- 前項の規定による届出があつた後三十日以内に施行者が届出をした者に対し届出に係る土地建物等を買い取るべき旨の通知をしたときは、当該土地建物等について、施行者と届出をした者との間に届出書に記載された予定対価の額に相当する代金で、売買が成立したものとみなす。
- When project executors give notice, within thirty days after the notification pursuant to the provision of the preceding paragraph, to persons who have given notification to the effect that they should purchase the land and buildings, etc. pertaining to the notification, it shall be considered that the sale with regard to the relevant land and buildings, etc. shall have been effected between the project executors and the persons who shall have given the notification at a price equivalent to the estimated counter value mentioned in the written notification.
- 前項の規定による届出があつた後三十日以内に都道府県知事が届出をした者に対し届出に係る土地を買い取るべき旨の通知をしたときは、当該土地について、都道府県知事と届出をした者との間に届出書に記載された予定対価の額に相当する代金で、売買が成立したものとみなす。
- When prefectural governors give notice, within thirty days after the notification pursuant to the provision of the preceding paragraph, to persons who have given notification to the effect that they should purchase the land pertaining to the notification, it shall be considered that the sale with regard to the relevant land shall have been effected between prefectural governors and the persons who shall have given the notification at a price equivalent to the estimated counter value mentioned in the notification documents.
- 営業所等以外の場所において、指定商品若しくは指定権利につき売買契約を締結したとき又は指定役務につき役務提供契約を締結したとき(営業所等において特定顧客以外の顧客から申込みを受け、営業所等以外の場所において売買契約又は役務提供契約を締結したときを除く)。
- where the seller or the Service Provider concluded a sales contract for Designated Goods or Designated Rights or a Service Contract for Designated Services at a place other than its Place of Business, etc. (except where it received an application from a customer other than a Specified Customer at its Place of Business, etc. and concluded a sales contract or a Service Contract at a place other than its Place of Business, etc.);
- これは質券に書かれた本金(借入額)を奉公人の価格・利息の支払を債務期間中の労働に相当させ、借方である奉公人が本金を返済しない限りは身柄は修身にわたって貸方である主家に拘束されるという仕組であり、質取行為に名を借りた事実上の人身売買による譜代下人であった。
- The principal amount (borrowing amount) written on the pledge bill was equivalent to the servant's value and the interest of the debt was equivalent to servant's labor during the debt period, and the servant was bounded by his master i.e. creditor until he as debtor wiped off the principle amount, but in fact it was fudai genin by de facto human trafficking under the name of pledge.
- 販売業者又は役務提供事業者は、電話勧誘販売に係る売買契約若しくは役務提供契約の締結について勧誘をするに際し、又は電話勧誘販売に係る売買契約若しくは役務提供契約の申込みの撤回若しくは解除を妨げるため、次の事項につき、不実のことを告げる行為をしてはならない。
- A seller or a Service Provider shall not misrepresent information on the following matters in soliciting a sales contract or a Service Contract pertaining to Telemarketing Sales or for preventing withdrawal of an application for entering into a sales contract or a Service Contract pertaining to Telemarketing Sales or rescission of such contract:
- 当該売買契約に係る指定商品が法第九条第一項(第二号を除く。)の政令で定める指定商品に該当する場合において、その売買契約の申込みの撤回又はその売買契約の解除を行うことができないこととするときは、前項の書面には、次の各号に掲げる内容を記載しなければならない。
- Where Designated Goods pertaining to the sales contract correspond to Designated Goods specified by a Cabinet Order referred to in Article 9(1) (excluding Item 2) of the Act, if the seller wishes to prohibit the Purchasing Party from withdrawing the application for or rescinding the sales contract, the seller shall include the details listed in the following respective items in the document referred to in the preceding paragraph:
- 前項の規定による届出があつた後三十日以内に施行予定者が届出をした者に対し届出に係る土地建物等を買い取るべき旨の通知をしたときは、当該土地建物等について、施行予定者と届出をした者との間に届出書に記載された予定対価の額に相当する代金で、売買が成立したものとみなす。
- When scheduled project executors give notice, within thirty days after the notification pursuant to the provision of the preceding paragraph, to persons who have given notification to the effect that they will purchase the land and buildings, etc. pertaining to the notification, it shall be considered that the sale involving the relevant land and buildings, etc. shall have been effected between the scheduled project executors and the persons who shall have given the notification at a price equivalent to the estimated counter value mentioned in the notification documents.
- 前項の意思表示について期間を定めなかったときは、予約者は、相手方に対し、相当の期間を定めて、その期間内に売買を完結するかどうかを確答すべき旨の催告をすることができる。この場合において、相手方がその期間内に確答をしないときは、売買の一方の予約は、その効力を失う。
- If no period is provided in relation to the manifestation of intention set forth in the preceding paragraph, the other party to the pre-contact may issue a notice of demand to the other party, specifying a reasonable period, to the effect that the other party is to give a definite answer as to whether or not he/she will complete the sale within that period. In such cases, if the other party fails to give a definite answer within that period, the pre-contract of sale by one party shall lose its effect.
- 商品又は商品指数(法第三百四十二条第一項に規定する商品又は商品指数をいう。)の対象となる物品の売買等を業として行つている者及び前条に規定する者のみが同項第一号に規定する方法により、当該商品又は商品指数の対象となる物品に係る先物取引に類似する取引をする施設であること。
- The facility shall be one where only persons who, in the course of trade, engage in the Buying and Selling, etc. of Commodities or goods subject to Commodity Indices (such Commodities and Commodity Indices mean the Commodities and the Commodity Indices prescribed in Article 342, paragraph (1) of the Act) or persons prescribed in the preceding Article carry out transactions similar to Futures Transactions pertaining to said Commodities or goods subject to Commodity Indices by a method prescribed in item (i) of the same paragraph.
- 権利行使高又は被権利行使高については、その限月ごと、権利行使価格ごと、プット又はコールの別ごと、場節又は時間ごと、売買の別ごと及び新規又は転売若しくは買戻しの別ごとに記載することとし、その日及びその月の合計額をその限月ごと及びプット又はコールの別ごとに記載すること。
- The volume of exercise or non-exercise shall be recorded by expiration month, Exercise Price, distinction of put or call, session or time, distinction of selling or buying, and by new transaction, reselling, or repurchasing; and the total amount of the day and the month shall be recorded by the expiration month and by put or call.
- 投資助言業務に係る助言を受けた顧客が行う有価証券の売買その他の取引等に関する情報又は投資運用業に係る運用として行う有価証券の売買その他の取引等に関する情報を利用して、有価証券の売買その他の取引等の委託等(媒介、取次ぎ又は代理の申込みをいう。以下同じ。)を勧誘する行為
- an act of soliciting Entrustment, etc. (meaning application for intermediary, brokerage or agency service; the same shall apply hereinafter) for the Sales and Purchase or Other Transactions of Securities, etc. by using the information concerning Sales and Purchase or Other Transaction of Securities, etc. conducted by a customer who has received advice pertaining to Investment Advisory Business or the information concerning the Sales and Purchase or Other Transactions of Securities, etc. conducted by such customer as investment pertaining to Investment Management Business;
- 売買の当事者が将来の一定の時期において有価証券(政令で定めるものを除く。以下この号において同じ。)及びその対価の授受を約する売買であつて、当該売買の目的となつている有価証券の売戻し又は買戻しその他政令で定める行為をしたときは差金の授受によつて決済することができる取引
- transactions wherein the parties thereto promise to pay or receive Securities (except those specified by a Cabinet Order; hereinafter the same shall apply in this item) or the consideration for them at a fixed time in the future, and, when the resale or repurchase of the underlying Securities or other acts specified by a Cabinet Order are made, settlement thereof may be made by paying or receiving the differences;
- 棒手振り(棒手売)が幕府による経済振興や弱者救済として奨励され、古物の修理・回収が盛んになり、物の消費に一定の罪悪感が無くなったことや、鯨などの食料や資源の徹底した活用や、それによって生ずる人糞までも肥料化による利用と売買など、消費が振興となったことが大きいといえる。
- Behind the above, there was a fact that a sense of sin for consumption declined because the repair/collection of used articles became vigorous thanks to the bakufu (Japanese feudal government headed by a shogun)'s policy of encouraging bote-furi (bote-uri) (vending while calling to customers), which was introduced for the promotion of economy and the relief of the socially vulnerable, as well as the use and sale of various foodstuffs such as whale meat and night soil.
- 唐田令では、官人永業田および賜田は無制限に売買・貼賃(ちようちん)(質入れあるいは賃貸のこと)の自由を有し、庶人の永業田は特別の場合には売買を許され、口分田(くぶんでん)は原則としては売買を禁じ、例外的にこれを許し、諸田地の貼賃なども、原則的に禁止されるにとどまった。
- Under toden law, kanjin-eigyo-den (hereditary field of officials) and farmland given by the Emperor, could be bought, sold, pledged, or rented without any limits, selling and buying of hereditary fields of commoners were permitted under special circumstances, selling and buying rights for farmland equally given to common people was forbidden in principle and allowed only in exceptional circumstances, and pledging or renting of various farmlands was forbidden in principle.
- 理事会は、必要があると認めるときは、委託金融商品取引所が開設する金融商品市場における有価証券の売買及び市場デリバティブ取引を公正かつ円滑にし、並びに金融商品取引業の健全な発展及び投資者の保護に資するために行うべき措置について、委託金融商品取引所に助言をすることができる。
- The Council may, when it finds necessary, give advice to an Entrusting Financial Instruments Exchange on necessary measures to be taken in order to achieve the fair and smooth sales and purchase of Securities and Market Transactions of Derivatives on the Financial Instruments Exchange Market established by such Entrusting Financial Instruments Exchange, and to contribute to the sound development of Financial Instruments Businesses and protection of investors.
- 第百五十六条の二十四第一項に規定する信用取引以外の方法による金銭の貸付けその他信用の供与をすることを条件として有価証券の売買の受託等(委託等を受けることをいう。以下同じ。)をする行為(投資者の保護に欠けるおそれが少ないと認められるものとして内閣府令で定めるものを除く。)
- act of Accepting an Entrustment, etc. (meaning accepting Entrustment, etc.; hereinafter the same shall apply) for sales and purchase of Securities on the condition of acceptance of a money loan or other credit granting by a method other than a margin transaction prescribed in Article 156-24(1) (excluding those specified by a Cabinet Office Ordinance as being less likely to result in insufficient protection of investors);
- 法第十五条第一項第二号の政令で定める基準は、申請に係る上場商品に係る商品市場の会員になろうとする者のうち一年以上継続して当該上場商品に係る上場商品構成物品の売買等を業として行つているものの過半数が当該上場商品の大部分の種類の売買等を業として行つている者であることとする。
- The criteria specified by a Cabinet Order as set forth in Article 15, paragraph (1), item (ii) of the Act shall be that a majority of those persons who intend to become members of a Commodity Market pertaining to a Listed Commodity concerning the application and who have, in the course of trade, engaged in the Buying and Selling, etc. of the Listed Commodity Component Products pertaining to said Listed Commodity for one year or more on a continuous basis are persons who have, in the course of trade, engaged in the Buying and Selling, etc. of the majority of the types of said Listed Commodity.
- 対外支払手段等の売買取引等 対外支払手段等の売買取引(店頭デリバティブ取引又は市場デリバティブ取引等に該当するものを除く。)又は金融商品市場及び外国金融商品市場以外で行う通貨に係る市場デリバティブ取引と類似の取引(対外支払手段等の売買取引に該当するものを除く。)をいう。
- Sales transactions, etc. of foreign means of payment, etc.: Meaning sales transactions of foreign means of payment, etc. (excluding those falling under over-the-counter transactions of derivatives or market transactions of derivatives, etc.) or transactions similar to market transactions of derivatives pertaining to a currency, which are conducted outside the financial instruments market and foreign financial instruments market (excluding those falling under sales transactions of foreign means of payment, etc.)
- 当該有価証券に表示されるオプションの行使により売買その他の取引の対象となる有価証券が令第一条の八の二第一号及び第二号に掲げる有価証券以外の有価証券であって、当該有価証券及び当該有価証券と同一種類の他の有価証券が法第二十四条第一項各号に掲げる有価証券のいずれにも該当しない場合
- cases where the Securities which are to be the subject of purchase and sale or any other transaction upon the exercise of the Options indicated on the relevant Securities are Securities other than the Securities set forth in Article 1-8-2, items (i) and (ii) of the Cabinet Order, and where the relevant Securities and other Securities of the same class as the relevant Securities do not fall under any of the Securities set forth in the items of Article 24, paragraph (1) of the Act;
- 認可協会は、内閣府令で定めるところにより、その開設する店頭売買有価証券市場における店頭売買有価証券の売買、取扱有価証券の売買及び上場株券等の取引所金融商品市場外での売買に関する銘柄別の毎日の売買高、最高、最低及び最終の価格その他の事項を内閣総理大臣に報告しなければならない。
- An Authorized Association shall, pursuant to the provisions of a Cabinet Office Ordinance, report to the Prime Minister the daily trading volume, and highest price, lowest price, closing price and any other matters for each day and for each issue in relation to sales and purchase of Over-the-Counter Traded Securities on the Over-the-Counter Securities Market established by said Authorized Association, sales and purchase of the Tradable Securities, and sales and purchase of the Listed Share Certificates, etc. conducted outside of a Financial Instruments Exchange Market.
- 有価証券(第五号に規定する証書をもつて表示される金銭債権に該当するもの及び短期社債等を除く。第五号の二及び第六号において同じ。)の売買(有価証券関連デリバティブ取引に該当するものを除く。)又は有価証券関連デリバティブ取引(投資の目的をもつてするもの又は書面取次ぎ行為に限る。)
- The purchase and sale of securities (excluding securities that fall under the category of monetary claims indicated in the form of certificates as prescribed in item (v) and Short-Term Corporate Bonds, etc.; the same shall apply in items (v)-2 and (vi)) (excluding purchase and sale that fall under the category of Derivative Securities Transactions) or Derivative Securities Transactions (limited to those for the purpose of investment or Brokerage with Written Orders);
- 上場商品に係る商品市場を開設しようとする場合にあつては、上場商品構成物品の売買等を業として行つている者の取引の状況その他の当該上場商品構成物品に係る経済活動の状況に照らして、当該上場商品構成物品を一の商品市場で取引することが適当であることとして政令で定める基準に適合すること。
- In the case of opening a Commodity Market pertaining to a Listed Commodity, the carrying out of transactions of the Listed Commodity Component Products on a single Commodity Market conforms to the criteria specified by a Cabinet Order as being appropriate in light of the status of the transactions of the persons who, in the course of trade, engage in the Buying and Selling, etc. of Listed Commodity Component Products and any other circumstances of the economic activities pertaining to the Listed Commodity Component Products.
- 株式会社金融商品取引所は、業務規程の定めるところにより、次に掲げる者に当該株式会社金融商品取引所の開設する取引所金融商品市場における有価証券の売買及び市場デリバティブ取引(第二号に掲げる者にあつては、登録金融機関業務に係る取引に限る。)を行うための取引資格を与えることができる。
- A Stock Company-Type Financial Instruments Exchange may, in accordance with the operational rules, grant to the persons listed in the following the qualification for trading for conducting sales and purchase of Securities and Market Transactions of Derivatives in the Financial Instruments Exchange Market established by said Stock Company-Type Financial Instruments Exchange (with regard to the person listed in item (ii), limited to the transactions pertaining to the Registered Financial Institution Business):
- 有価証券(第十号に規定する証書をもつて表示される金銭債権に該当するもの及び短期社債等を除く。第十号の二及び第十一号において同じ。)の売買(有価証券関連デリバティブ取引に該当するものを除く。)又は有価証券関連デリバティブ取引(投資の目的をもつてするもの又は書面取次ぎ行為に限る。)
- Sale and purchase of securities (excluding those that are monetary claims that are indicated in the form of certificates as provided in item (x) and short term company bonds, etc.; hereinafter the same shall apply in item (x)-2 and item (xi)) (excluding such sale and purchase of securities that fall under the category of transactions of securities-related derivatives) or transactions of securities-related derivatives (limited to those carried out for the purpose of investment or to the intermediary service of securities transactions on receiving written orders)
- 会社法第百九十九条第一項第三号の価額を定めた日(以下この条において「価額決定日」という。)における当該有価証券を取引する市場における最終の価格(当該価額決定日に売買取引がない場合又は当該価額決定日が当該市場の休業日に当たる場合にあっては、その後最初になされた売買取引の成立価格)
- the final price on the market where said Securities are traded on the day when the value set forth in Article 199, paragraph (1), item (iii) of the Companies Act was determined (hereinafter referred to as the 'Value Determination Day' in this Article) (in the case where there are no buying and selling transactions on the Value Determination Day or the Value Determination Day falls on a holiday of said market, the first concluded price of the next buying and selling transactions);
- 売買の当事者が将来の一定の時期において金融商品(第二十四項第五号に掲げるものを除く。以下この項において同じ。)及びその対価の授受を約する売買であつて、当該売買の目的となつている金融商品の売戻し又は買戻しその他政令で定める行為をしたときは差金の授受によつて決済することができる取引
- transactions wherein the parties thereto promise to deliver or receive Financial Instruments (excluding those listed in Article 2(24)(v); hereinafter the same shall apply in this paragraph) or consideration for them at a fixed time in the future, and, when the resale or repurchase of the underlying Financial Instruments or other acts specified by a Cabinet Order is made, settlement thereof may be made by paying or receiving the differences;
- 当該有価証券に表示されるオプションの行使により売買その他の取引の対象となる有価証券が令第一条の五の二第二項第一号及び第二号に掲げる有価証券以外の有価証券であって、当該有価証券及び当該有価証券と同一種類の他の有価証券が法第二十四条第一項各号に掲げる有価証券のいずれにも該当しない場合
- cases where the Securities which are to be the subject of purchase and sale or any other transactions upon the exercise of the Options indicated on the relevant Securities are Securities other than the Securities set forth in Article 1-5-2, paragraph (2), items (i) and (ii) of the Cabinet Order, and where the relevant Securities and other Securities of the same class as the relevant Securities do not fall under any of the Securities set forth in the items of Article 24, paragraph (1) of the Act; or
- 実際には個々の財産変動に個別に議決が行われるわけではなく、皇室経済法第2条が、売買などの通常の私的経済行為、外国交際の贈答、遺贈・遺産の賜与には国会の個別の議決を必要としないと定めているほか、1年度の総額が皇室経済法施行法に基づく限度額内に収まる場合は、個別の議決を行っていない。
- In practice, however, rather than voting on each individual change in property, it is stipulated that no vote is necessary for private acts of buying and selling, foreign currency exchange, or hereditary gifts, given that the total amount stays within the yearly limit established in the Imperial House Economy Act.
- 有価証券(第五号に規定する証書をもつて表示される金銭債権に該当するもの及び短期 社債等を除く。第五号の二及び第六号において同じ。)の売買(有価証券関連デリバティブ取引に該当するものを除く。)又は有価証券関連デリバティブ取引 (投資の目的をもつてするもの又は書面取次ぎ行為に限る。)
- Sales and purchase of securities (excluding securities that fall under the category of monetary claims indicated in the form of certificates as prescribed in item (v) and Short-Term Bonds, etc.; hereinafter the same shall apply in items (v)-2 and (vi)) (excluding sales and purchase that fall under the category of Transactions of Securities-Related Derivatives) or Transactions of Securities-Related Derivatives (limited to those for the purpose of investment or Brokerage with Written Orders);
- 一方で刀は売買の対象でもあり、特に明治時代以後現代にいたるまで、骨董品として、美術品として、刀に商品としての性格、趣味の物としての性格が強くなると、商品価値を上げるための客観性を欠いた表記や宣伝的な表記、所有欲をくすぐる表記、自分が好きな刀への思い入れたっぷりの表記、などがある。
- On the other hand, swords are traded for money, and especially from the Meiji period to the modern times, when swords, as antiques and art objects, came to have character as commodities or hobby objects, there are descriptions without objectivity, promotional descriptions to increase commercial value, descriptions to stimulate desires for possession and descriptions full of feelings toward a favorite sword.
- この法律の施行前に締結した売買契約又はこの法律の施行前に販売業者が受け た売買契約の申込み若しくはこの法律の施行後当該申込みに係る売買契約が締結された場合における当該売買契約については、前項の規定による改正後の訪問販 売等に関する法律第六条の規定にかかわらず、なお従前の例による。
- With regard to a sales contract concluded prior to the enforcement of this Act or an application for a sales contract that a seller received prior to the enforcement of this Act or, where the sales contract pertaining to said application is concluded after the enforcement of this Act, such sales contract, the provisions then in force shall remain applicable, notwithstanding the provision of Article 6 of the Act on Door-to-Door Sales, etc. as revised by the provision of the preceding paragraph.
- 販売業者又は役務提供事業者は、訪問販売をしようとするときは、その勧誘 に先立つて、その相手方に対し、販売業者又は役務提供事業者の氏名又は名称、売買契約又は役務提供契約の締結について勧誘をする目的である旨及び当該勧誘 に係る商品若しくは権利又は役務の種類を明らかにしなければならない。
- Where a seller or a Service Provider intends to conduct Door-to-Door Sales, it shall clearly indicate to the person solicited, prior to the solicitation, the name of the seller or the Service Provider, the fact that its purpose is to solicit a sales contract or a Service Contract, and the type of the goods, rights, or services pertaining to said solicitation.
- 金融商品の価値等(金融商品の価値、オプションの対価の額又は金融指標の動向をいう。以下同じ。)の分析に基づく投資判断(投資の対象となる有価証券の種類、銘柄、数及び価格並びに売買の別、方法及び時期についての判断又は行うべきデリバティブ取引の内容及び時期についての判断をいう。以下同じ。)
- Investment Decisions (meaning decisions on kinds, issues, amounts or prices of Securities to be invested as well as whether the Securities shall be purchased or sold, by what method and at what timing, or decision on contents and timing of Derivative Transactions to be conducted; the same shall apply hereinafter) based on analysis of Values, etc. of Financial Instruments (meaning the value of Financial Instruments, amount receivable for Options, or movement of Financial Indicators; the same shall apply hereinafter).
- 第三十条第一項の認可を受けた金融商品取引業者は、第三項の規定にかかわらず、当該認可を受けた業務に係る損失の危険の管理方法、売買価格の決定方法、受渡しその他の決済の方法その他内閣府令で定める業務の内容及び方法を変更しようとする場合においては、内閣総理大臣の認可を受けなければならない。
- When a Financial Instruments Business Operator who has obtained authorization under Article 30(1) intends to change the methods to manage risks of loss, price formation method, methods of transfer and other settlement, and other contents and methods of business specified by a Cabinet Office Ordinance for which he/she had obtained the authorization, he/she shall obtain an authorization from the Prime Minister, notwithstanding the provision of paragraph (3).
- 変更の届出が新たに第一種特定施設取引参加者となった者に係るときは、その者の氏名又は商号若しくは名称及び主たる事務所又は本店の所在地を記載した書面並びに当該第一種特定施設取引参加者が商品(取引の対象となる商品又は商品指数に限る。)の売買等を業として行っている場合の当該商品を記載した書面
- when the notification of the change is pertaining to persons who have newly become Type 1 Specified Facility Trading Participants, a document stating the name or trade names and address of the principal office or head office of such person, and when said Type 1 Specified Facility Trading Participants are, in the course of trade, engaged in the Buying and Selling, etc. of a Commodity (limited to the Commodity or Commodity Indices subject to the transactions), a document stating said Commodity.
- 法第十六条の二に規定する政令で定める支払等は、売買契約に基づいてされる支払等(当該支払等に係る支払及びその支払の受領のいずれもが本邦においてされるものに限る。以下この項において同じ。)その他財務大臣又は経済産業大臣が定める支払等であつて、その額が十万円に相当する額以下であるものとする。
- Payment, etc. specified by Cabinet Order as prescribed in Article 16-2 of the Act shall be payment, etc. made based on a sales contract (limited to that for which both payment pertaining to the payment, etc. and the receipt thereof are conducted in Japan; hereinafter the same shall apply in this paragraph) or other payment, etc. specified by the Minister of Finance or the Minister of Economy, Trade and Industry, of which the amount is not more than that equivalent to one hundred thousand yen.
- 前号に掲げるもののほか、運用の指図を行う投資信託財産と自己又はその取締役若しくは執行役、運用の指図を行う他の投資信託財産、利害関係人等その他の政令で定める者との間における特定資産(指定資産及び内閣府令で定めるものを除く。)の売買その他の政令で定める取引 当該運用の指図を行う投資信託財産
- In addition to what is listed in the preceding item, the sale and purchase of Specified Assets (excluding Designated Assets and other assets specified by a Cabinet Office Ordinance) and other transactions specified by a Cabinet Order carried out with the Investment Trust Property for which the Settlor Company of an Investment Trust gives instructions on investment, by the Settlor Company of an Investment Trust or its director or executive officer, or carried out with other Investment Trust Property for which the Settlor Company of an Investment Trust gives instructions on investment, by Interested Persons, etc. and any other persons specified by a Cabinet Order: Investment Trust Property for which the Settlor Company of an Investment Trust gives the order for investment.
- 法第二十六条第二項第一号に規定する政令で定める株式は、認可金融商品取引業協会(金融商品取引法(昭和二十三年法律第二十五号)第二条第十三項に規定する認可金融商品取引業協会をいう。)の規則の定めるところにより、店頭売買につき売買値段を発表するものとして登録され又は指定されている株式とする。
- The shares specified by a Cabinet Order prescribed in Article 26, paragraph (2), item (i) of the Act shall be the shares registered or designated as those of which the selling prices are announced for over-the-counter sale pursuant to the provisions of the rules of the Approved Financial Instruments Firms Association (meaning the Approved Financial Instruments Firms Association as provided for in Article 2, paragraph (13) of the Financial Instruments and Exchange Act (Act No. 25 of 1948)).
- 金融商品取引業者等は、顧客から有価証券の売買又は店頭デリバティブ取引に関する注文を受けたときは、あらかじめ、その者に対し自己がその相手方となつて当該売買若しくは取引を成立させるか、又は媒介し、取次ぎし、若しくは代理して当該売買若しくは取引を成立させるかの別を明らかにしなければならない。
- A Financial Instruments Business Operator, etc. shall, when accepting an order from a customer for sales and purchase of Securities or Over-the-Counter Transactions of Derivatives, give the customer a clear notice, in advance, regarding whether said Financial Instruments Business Operator, etc. will take charge of effecting the sales and purchase or the transaction as the other party to the customer, or will perform an intermediary, brokerage or agency service to effect the sales and purchase or the transaction.
- この章及び第六十 六条第三項において「通信販売」とは、販売業者又は役務提供事業者が郵便その他の経済産業省令で定める方法(以下「郵便等」という。)により売買契約又は 役務提供契約の申込みを受けて行う指定商品若しくは指定権利の販売又は指定役務の提供であつて電話勧誘販売に該当しないものをいう。
- The term 'Mail Order Sales' as used in this chapter and in Article 66 (3) shall mean sales of Designated Goods or Designated Rights or offer of Designated Services, where a seller or a Service Provider receives an application for entering into a sales contract or a Service Contract by postal mail or by a method specified by an Ordinance of the Ministry of Economy, Trade and Industry (hereinafter referred to as 'Postal Mail, etc.') and which do not fall under Telemarketing Sales.
- 会員金融商品取引所は、定款の定めるところにより、次に掲げる者(会員以外の者に限る。)に当該会員金融商品取引所の開設する取引所金融商品市場における有価証券の売買及び市場デリバティブ取引(第二号に掲げる者にあつては、登録金融機関業務に係る取引に限る。)を行うための取引資格を与えることができる。
- A Membership-Type Financial Instruments Exchange may, in accordance with the articles of incorporation, grant to the persons listed in the following (limited to the persons who are not members) the qualification for trading for conducting sales and purchase of Securities and Market Transactions of Derivatives in the Financial Instruments Exchange Market established by said Membership-Type Financial Instruments Exchange (with regard to the person listed in item (ii), limited to the transactions pertaining to the Registered Financial Institution Business):
- 特定目的会社は、資産流動化計画に従い譲り受けた不動産(建物又は宅地建物取引業法第二条第一号に規定する宅地をいう。)の売買、交換又は賃貸に係る業務については、第二百条第三項及び第四項の規定に定めるところによるほか、不動産特定共同事業法第六条各号のいずれにも該当しない者に委託しなければならない。
- With regard to business related to the sale and purchase, exchange, or leasing of Real Property (meaning buildings or the building lots prescribed in Article 2(i) of the Building Lots and Buildings Transaction Business Act) of which the Specific Purpose Company has received transfer in accordance with the Asset Securitization Plan, in addition to what is provided for in Article 200(3) and (4), the Specific Purpose Company shall entrust such business to a person who does not fall under any of the items of Article 6 of the Real Estate Specified Joint Enterprise Act.
- 売買の目的物が地上権、永小作権、地役権、留置権又は質権の目的である場合において、買主がこれを知らず、かつ、そのために契約をした目的を達することができないときは、買主は、契約の解除をすることができる。この場合において、契約の解除をすることができないときは、損害賠償の請求のみをすることができる。
- In cases where the subject matter of the sale is encumbered with for the purpose of a superficies, an emphyteusis, an easement, a right of retention or a pledge, if the buyer does not know the same and cannot achieve the purpose of the contract on account thereof, the buyer may cancel the contract. In such cases, if the contract cannot be cancelled, the buyer may only demand compensation for damages.
- 売主が売買の目的である物品を買主に発送した場合において、買主がまだ代金の全額を弁済せず、かつ、到達地でその物品を受け取らない間に買主について破産手続開始の決定があったときは、売主は、その物品を取り戻すことができる。ただし、破産管財人が代金の全額を支払ってその物品の引渡しを請求することを妨げない。
- Where the seller has dispatched the goods that are the subject matter of sale to the buyer, if an order of commencement of bankruptcy proceedings is made against the buyer while the buyer has not yet paid the price in full and not yet received the goods at the destination, the seller may segregate the goods; provided, however, that this shall not preclude a bankruptcy trustee from requesting the delivery thereto of the goods by paying the price in full.
- 申込者等は、販売業者又は役務提供事業者が訪問販売に係る売買契約又 は役務提供契約の締結について勧誘をするに際し次の各号に掲げる行為をしたことにより、当該各号に定める誤認をし、それによつて当該売買契約若しくは当該 役務提供契約の申込み又はその承諾の意思表示をしたときは、これを取り消すことができる。
- Where a Purchasing Party has been misled as specified in the following items as a result of the seller or the Service Provider conducting acts listed in said items in soliciting a sales contract or a Service Contract pertaining to Door-to-Door Sales, and thereby makes an application for said sales contract or said Service Contract or manifests his/her intention to enter into such contract, he/she may rescind the application or the manifestation of intention:
- 金融商品取引業者等は、有価証券の売買及びデリバティブ取引(政令で定めるものを除く。以下この条において「有価証券等取引」という。)に関する顧客の注文について、政令で定めるところにより、最良の取引の条件で執行するための方針及び方法(以下この条において「最良執行方針等」という。)を定めなければならない。
- A Financial Instruments Business Operator, etc. shall, pursuant to the provisions of a Cabinet Order, establish a policy and method for executing orders from customers for sales and purchase of Securities and Derivative Transactions (except those specified by a Cabinet Order; hereinafter referred to as 'Transactions of Securities, etc.' in this Article) under the best terms and conditions (hereinafter referred to as the 'Best Execution Policy, etc.' in this Article).
- 新法第九条の七及び第九条 の十三の規定は、この法律の施行前に締結された売買契約若しくは役務提供契約又はこの法律の施行前に販売業者若しくは役務提供事業者が受けた申込みに係る 売買契約若しくは役務提供契約がこの法律の施行後に締結された場合におけるその売買契約若しくは役務提供契約については、適用しない。
- The provisions of Article 9-7 and Article 9-13 of the New Act shall not apply to a sales contract or a Service Contract that was concluded prior to the enforcement of this Act or, where the sales contract or the Service Contract pertaining to an application that a seller or a Service Provider that was received prior to the enforcement of this Act is concluded after the enforcement of this Act, such sales contract or Service Contract.
- 申込者等は、販売業者又は役務提供事業者が電話勧誘販売に係る売 買契約又は役務提供契約の締結について勧誘をするに際し次の各号に掲げる行為をしたことにより、当該各号に定める誤認をし、それによつて当該売買契約若し くは当該役務提供契約の申込み又はその承諾の意思表示をしたときは、これを取り消すことができる。
- Where a Purchasing Party has been misled as specified in the following items as a result of the seller or the Service Provider conducting acts listed in those items in soliciting a sales contract or a Service Contract pertaining to Telemarketing Sales, and thereby makes an application for said sales contract or said Service Contract or manifests his/her intention to enter into such contract, he/she may rescind the application or the manifestation of intention:
- 売買の当事者が将来の一定の時期において有価証券(有価証券に係る第二条第二十四項第五号に掲げる標準物を含み、政令で定めるものを除く。以下この号において同じ。)及びその対価の授受を約する売買であつて、当該売買の目的となつている有価証券の転売又は買戻しをしたときは差金の授受によつて決済することができる取引
- transactions wherein the parties thereto promise to pay or receive Securities (including standardized instruments listed in Article 2(24)(v) that pertain to Securities but except those specified by a Cabinet Order; hereinafter the same shall apply in this item) or the consideration for them at a fixed time in the future, and, when the resale or repurchase of the underlying Securities are made, settlement thereof may be made by paying or receiving the differences;
- 金融商品取引業者が、同一の銘柄に対し自己又は他の金融商品取引業者等の複数の売付け及び買付けの気配を提示し、当該複数の売付け及び買付けの気配に基づく価格を用いる方法(複数の金融商品取引業者等が恒常的に売付け及び買付けの気配を提示し、かつ当該売付け及び買付けの気配に基づき売買を行う義務を負うものを除く。)
- a method by which a Financial Instruments Specialist offers more than one asked and bidding quotations of its own or of any other Financial Instruments Specialist, etc. for a single issue, and uses an indicative price based on said asked and bidding quotations (excluding those in which more than one Financial Instruments Specialist, etc. constantly offer asked and bidding quotations, and have obligations to conduct a purchase and sale on the basis of said asked and bidding quotations).
- 商品又は商品指数(法第三百三十二条第一項に規定する商品又は商品指数をいう。)の対象となる物品の売買等を業として行つている者及び次条に規定する者のみが同項第一号に規定する方法により、当該商品又は商品指数の対象となる物品に係る先物取引に類似する取引をする施設(前条第一号に規定する施設を除く。)であること。
- The facility shall be one where only persons who, in the course of trade, engage in the Buying and Selling, etc. of Commodities or goods subject to Commodity Indices (such Commodities and Commodity Indices mean the Commodities and the Commodity Indices prescribed in Article 332, paragraph (1) of the Act) or persons prescribed in the following Article carry out transactions similar to Futures Transactions pertaining to said Commodities or goods subject to Commodity Indices by a method prescribed in item (i) of the same paragraph (such facility excludes the facility prescribed in item (i) of the preceding Article).
- 電話、郵便、信書便、電報、ファクシミリ装置を用いて送信する方法又は電磁的方法により、他の者に比して著しく有利な条件で当該売買契約又は役務提供契約を締結することができる旨を告げ、電話をかけることを要請すること(当該要請の日前に当該販売又は役務の提供の事業に関して取引のあつた者に対して要請する場合を除く。)。
- to request a person to make a telephone call by telling the person that he/she may conclude the sales contract or the Service Contract under more advantageous terms than others, by means of telephone, postal mail, Correspondence Delivery, telegraph, transmission using a facsimile machine, or an electromagnetic means (excluding a case where the request is made to a person with which there were transactions concerning said sales or offer of services prior to the date of such request).
- 信託会社は、信託業のほか、信託契約代理業、信託受益権売買等業務及び財産の管理業務(当該信託会社の業務方法書(第四条第二項第三号又は第八条第二項第三号の業務方法書をいう。)において記載されている信託財産と同じ種類の財産につき、当該信託財産の管理の方法と同じ方法により管理を行うものに限る。)を営むことができる。
- In addition to Trust Business, a Trust Company may carry out Agency for Trust Agreements, Business for the Sale and Purchase, etc. of Beneficial Interest in Trust, and property management business (limited to business for managing property of the same kind as the trust property stated in the statement of operational procedures (meaning a statement of operational procedures as set forth in Article 4(2)(iii) or Article 8(2)(iii)) of said Trust Company by the same method as the method of managing said trust property).
- 当時、代金は後日の掛け(ツケ)払い、売買単位は1反単位が当たり前であった呉服業界においては斬新であり、顧客に現金支払いを要求する一方で良質な商品を必要な分だけ安価で販売した(ツケの踏み倒しの危険性がないためにそのリスク分を価格に上乗せする必要性がなかった)ために、顧客にとっても便利な仕組みであったのである。
- These methods were novel to the kimono fabric business, for in those days, it was customary that payment was done on credit until a later day, and the unit of trade was in 1 tan (length app 10.6 m and width apploximately 34 cm); and this new system was useful for the customers, too, for while demanded to pay in cash, merchandise in good quality might be bought in the amount necessary for a good price (since there was no danger of welshing the credit, there was no need to tack on for that risk).
- 不動産業 主として本店所在地国(本店又は主たる事務所の所在する国又は地域をいう。以下この号において同じ。)にある不動産(不動産の上に存する権利を含む。以下この号において同じ。)の売買又は貸付け(当該不動産を使用させる行為を含む。)、当該不動産の売買又は貸付けの代理又は媒介及び当該不動産の管理を行つている場合
- Real estate business: Where conducting a buying and selling or rental business of real estate (including acts to let others use said real estate) (real estate shall include the rights thereon; hereinafter the same shall apply in this item) mainly located in the state of the head office (meaning a state or territory where the head office or principal office is located; hereinafter the same shall apply in this item), providing agent or intermediary services for the buying and selling or rental business of said real estate, and managing said real estate
- 法第五条の書面を受領した日(その日前に法第四条の書面を受領した場合にあつては、その書面を受領した日)から起算して八日を経過するまでは、申込者等 (法第九条第一項の申込者等をいう。以下この条及び第七条の二において同じ。)は、書面により商品の売買契約の申込みの撤回又はその売買契約の解除を行う ことができること。
- The Purchasing Party (which means the Purchasing Party referred to in Article 9(1) of the Act; hereinafter the same shall apply in this article and Article 7-2) shall be able to withdraw the application for or rescind the sales contract on goods in writing for a period until eight days have passed from the date on which he/she received the document referred to in Article 5 of the Act (or from the date of receipt of the document referred to in Article 4 of the Act where the Purchasing Party has received such document on an earlier date).
- 有価証券売買取引等につき、金融商品取引業者等又は第三者から、前項第三号の提供に係る財産上の利益を受け、又は第三者に当該財産上の利益を受けさせる行為(前二号の約束による場合であつて当該約束が自己がし、又は第三者にさせた要求によるとき及び当該財産上の利益の提供が自己がし、又は第三者にさせた要求による場合に限る。)
- an act of receiving property benefit provided under item (iii) of the preceding paragraph by a Financial Instruments Business Operator, etc. or a third party with regard to the Sales and Purchase or Other Transaction of Securities, etc. or having a third party receive such property benefit (limited to cases where such act is conducted based on the promise set forth in either of the preceding two items that is gained as a result of the request made by the customer him/herself or via a third party, or where such provision of property benefit is conducted as a result of the request made by the customer him/herself or via a third party).
- 申立書には、前項第一号の財産の売却に係る売買契約の内容(売買契約の締結及び履行のために要する費用のうち破産財団から現に支出し又は将来支出すべき実費の額並びに当該財産の譲渡に課されるべき消費税額等に相当する額であって、当該売買契約において相手方の負担とされるものを含む。)を記載した書面を添付しなければならない。
- A written petition shall be accompanied by a document stating the contents of the sales contract for the sale of property set forth in item (i) of the preceding paragraph (including the amount of money consisting of the amount of actual costs already paid or to be paid in the future from the bankruptcy estate for concluding and performing the sales contract and the amounts of consumption tax, etc. to be imposed on the transfer of the property, which shall be borne by the counter party under the sales contract).
- 有価証券売買取引等につき、自己又は第三者が当該有価証券等について生じた顧客の損失の全部若しくは一部を補てんし、又はこれらについて生じた顧客の利益に追加するため当該顧客又は第三者に財産上の利益を提供する旨を、当該顧客又はその指定した者に対し、申し込み、若しくは約束し、又は第三者に申し込ませ、若しくは約束させる行為
- an act of making an offer or promise or having a third party make an offer or promise to a customer or any person designated by a customer, with regard to the Sales and Purchase or Other Transaction of Securities, etc., to the effect that property benefit will be provided to the customer in order to compensate for the whole or part of a loss incurred by the customer from the relevant Securities, etc. or make an addition to the profit accrued to the customer from such Securities, etc.; and
- 法第二十六条第三項第一号の政令で定める行為は、電話、郵便、信書便、電報、ファクシミリ装置を用いて送信する方法若しくは電磁的方法により、又はビラ若しくはパンフレットを配布して、当該電話勧誘販売に係る売買契約又は役務提供契約の締結について勧誘をするためのものであることを告げずに電話をかけることを請求させる行為とする。
- An act specified by a Cabinet Order as prescribed in Article 26(3)(i) shall be an act of causing a person to request a telephone call by means of telephone, postal mail, Correspondence Delivery, telegraph, transmission using a facsimile machine, or an electromagnetic means, or by distributing fliers or pamphlets, without telling the person that the purpose is to solicit a sales contract or a Service Contract pertaining to said Telemarketing Sales.
- 販売業者又は役務提供事業者は、電話勧誘販売をしようとするときは、そ の勧誘に先立つて、その相手方に対し、販売業者又は役務提供事業者の氏名又は名称及びその勧誘を行う者の氏名並びに商品若しくは権利又は役務の種類並びに その電話が売買契約又は役務提供契約の締結について勧誘をするためのものであることを告げなければならない。
- Where a seller or a Service Provider intends to conduct Telemarketing Sales, it shall tell the person solicited, prior to the solicitation, the name of the seller or the Service Provider and the name of the solicitor, the type of the goods, rights, or services, and the fact that the purpose of the telephone call is to solicit a sales contract or a Service Contract.
- 関係外国金融商品取引業者から売買の別及び銘柄(デリバティブ取引にあっては、これらに相当する事項)について同意を得た上で、数及び価格(デリバティブ取引にあっては、これらに相当する事項)については金融商品取引業者が定めることができることを内容とする契約に基づき当該金融商品取引業者が行う有価証券の売買又はデリバティブ取引
- the purchase and sale of Securities or a Derivatives Transaction conducted by a Financial Instruments Specialist under a contract in which it is provided that, upon obtaining consent from the Affiliated Foreign Financial Instruments Specialist for the purchase and sale as well as the issues of the Securities (or, in the case of a Derivative Transaction, any equivalent matters), said Financial Instruments Specialist may decide the volume and price (or, in the case of a Derivative Transaction, any equivalent matters);
- この法律において「金融商品債務引受業」とは、金融商品取引業者、登録金融機関又は証券金融会社(以下この項において「金融商品債務引受業対象業者」という。)を相手方として、金融商品債務引受業対象業者が行う対象取引(有価証券の売買、デリバティブ取引その他政令で定める取引をいう。)に基づく債務の引受けを業として行うことをいう。
- The term 'Financial Instruments Obligation Assumption Service' as used in this Act means provision of service, which is comprised of assumption of obligations arisen from a Subject Transaction (meaning sales and purchase of Securities, Derivative Transactions or other transactions specified by a Cabinet Order) conducted by a Financial Instruments Business Operator, Registered Financial Institution or Securities Finance Company (hereinafter referred to as 'Business Operators Covered by Financial Instruments Obligation Assumption Service' in this paragraph), in the course of trade, to Business Operators Covered by Financial Instruments Obligation Assumption Service.
- この政令の施行の際現に金についての許可を受けている各商品取引員に係る法第九十七条の二第二項第一号の政令で定める金額は、当該各商品取引員が銀又は白金に係る受託業務を開始する日(その日が売買取引開始日以後である場合は、売買取引開始日)の前日までの間は、新令第七条の規定にかかわらず、旧令別表第三の金の項に掲げる金額とする。
- The amount specified by a Cabinet Order as set forth in Article 97-2, paragraph (2), item (i) of the Act pertaining to each Futures Commission Merchant who has received a 'License with regard to Gold' at the time of the enforcement of this Cabinet Order shall be the amount set forth in the row relating to gold in appended table 3 of the Former Order, until the day preceding the day on which said each Futures Commission Merchant starts the business of accepting consignments pertaining to silver or platinum (in the case where this date is after the Commencement Date of Buying and Selling Transactions, the Commencement Date of Buying and Selling Transactions), notwithstanding the provisions of Article 7 of the New Order.
- 銀行等間外国為替市場において業として対外支払手段等の売買取引等を行う居住者のうち財務省令で定める者(第五項において「特定外国為替市場参加者」という。) 対外支払手段等の売買取引等に係る契約に基づく債権の発生、変更又は消滅に係る取引(以下「債権の発生等に係る取引」という。)であつて、銀行等間外国為替市場において行うもの
- Among residents who conduct sales transactions, etc. of foreign means of payment, etc. in the market for foreign exchange between banks, etc. in the course of trade, those specified by the Ordinance of the Ministry of Finance (referred to as the 'participants in the specified foreign exchange market' in paragraph (5)): Transactions pertaining to the occurrence, alternation or extinction of claims based on a contract pertaining to sales transactions, etc. of foreign means of payment, etc. (hereinafter referred to as the 'transactions pertaining to the occurrence, etc. of claims'), which are conducted in the market for foreign exchange between banks, etc.
- 職員が、その所属する国等が入札等により行う売買、貸借、請負その他の契約の締結に関し、その職務に反し、事業者その他の者に談合を唆すこと、事業者その他の者に予定価格その他の入札等に関する秘密を教示すること又はその他の方法により、当該入札等の公正を害すべき行為を行ったときは、五年以下の懲役又は二百五十万円以下の罰金に処する。
- If an employee, in respect of concluding an agreement for the sale and purchase, lease, contract, etc., by bidding etc. by the government, etc. for which such employee works, has conducted any acts that harm the fairness of such bidding, etc. by inciting any entrepreneur or person to conduct bid rigging, informing any entrepreneur or person the target price or any other secret concerning such bidding, etc. or by any other method, in breach of his/her duties, such employee shall be sentenced to imprisonment with labor not exceeding five years or punished with a fine not exceeding 2,500,000 yen.
- 第十六条又は第十七条の規定により殺された患畜(次号に該当するものを除く。)にあつては、患畜となる前における当該家畜の評価額(その額が、家畜の種類ごとに、標準的な資質を有する家畜の売買取引において通常成立すると認められる取引価額を下らない範囲内において政令で定める額を超えるときは、当該政令で定める額とする。)の三分の一。
- For affected animals slaughtered under the provisions of Article 16 or Article 17 (excluding those falling under the following item), one-third of the appraised value of said animals before they became affected animals (or, when said amount exceeds the amount prescribed by Cabinet Order for each species of domestic animal within a range not less than the transaction value deemed to be normally established when trading domestic animals that have standard attributes, the amount prescribed by said Cabinet Order).
- 第十条、第六十九条第六号、第七十条、第八十条第一項第二号、第九十四条第一項第三号、第九十五条又は第百五十五条第三項第一号イに規定する発起人、会員若しくは会員になろうとする者又は取引参加者の数の計算については、二以上の商品市場について上場商品構成物品等の売買等を業として行つている者は、当該商品市場の一ごとに一人とみなす。
- With regard to the calculation of the number of founders, members or persons who intend to become members or Trading Participants prescribed in Article 10, Article 69, item (vi), Article 70, Article 80, paragraph (1), item (ii), Article 94, paragraph (1), item (iii), Article 95 or Article 155, paragraph (3), item (i) (a), a person who, in the course of trade, engages in the Buying and Selling, etc. of Listed Commodity Component Products, etc. on two or more Commodity Markets shall be deemed to be one person for each of said Commodity Markets.
- 投資助言業務(第二十八条第六項に規定する投資助言業務をいう。ハにおいて同じ。)を行う場合には当該投資助言業務に係る助言に基づいて顧客が行う有価証券の売買その他の取引等又は投資運用業を行う場合には当該投資運用業に係る運用として行う有価証券の売買その他の取引等に関する情報を利用してこれらの顧客以外の顧客に対して勧誘する行為
- when conducting an Investment Advisory Business (meaning Investment Advisory Business set forth in Article 28(6); the same shall apply in (c)), an act of soliciting a customer by utilizing information on Sales and Purchase or Other Transaction of Securities, etc. made by another customer based on the advice provided through said Investment Advisory Business; or when conducting the Investment Management Business, an act of soliciting a customer by utilizing information on Sales and Purchase or Other Transactions of Securities, etc. related to another customer conducted as investment pertaining to said Investment Management Business;
- 法第十九条の書面を受領した日(その日前に法第十八条の書面を受領した場合にあつては、その書面を受領した日)から起算して八日を経過するまでは、申込 者等(法第二十四条第一項の申込者等をいう。以下この条及び第二十三条の二において同じ。)は、書面により商品の売買契約の申込みの撤回又はその売買契約 の解除を行うことができること。
- The Purchasing Party (which means the Purchasing Party prescribed in Article 24(1) of the Act; hereinafter the same shall apply in this article and Article 23-2) shall be able to withdraw the application for or rescind the sales contract on goods in writing for a period until eight days have passed from the date on which he/she received the document referred to in Article 19 of the Act (or from the date of receipt of the document referred to in Article 18 of the Act where the Purchasing Party has received such document on an earlier date).
- 有価証券に表示されるオプションの行使により売買その他の取引の対象となる有価証券(第十三条第三項第二号ロ、第十三条の四第二項第二号ロ及び第十三条の七第三項第二号ロにおいて「原有価証券」という。)が令第一条の四各号又は第一条の七の四各号に掲げる有価証券である場合の区分に応じ、令第一条の四各号又は第一条の七の四各号に定める場合
- the cases specified in the items of Article 1-4 or the items of Article 1-7-4 of the Cabinet Order according to the category of cases where the Securities which shall be the subject of a purchase and sale or any other transaction upon the exercise of the Options indicated on the Securities (the first-mentioned Securities shall be referred to as the 'Underlying Securities' in Article 13, paragraph (3), item (ii), sub-item (b), Article 13-4, paragraph (2), item (ii), sub-item (b) and Article 13-7, paragraph (3), item (ii), sub-item (b)) are the Securities set forth in the items of Article 1-4 or the items of Article 1-7-4 of the Cabinet Order; and
- 取引所金融商品市場における有価証券の売買等であつて競売買の方法以外の方法による有価証券の売買等として内閣総理大臣が定めるもの(以下この項において「特定売買等」という。)による買付け等による株券等の買付け等の後におけるその者の所有に係る株券等の株券等所有割合が三分の一を超える場合における特定売買等による当該株券等の買付け等
- Sales and purchase or the like of Securities conducted at Financial Instruments Exchange Markets through sales and purchase, etc. of Share Certificates, etc. using a method that is designated by the Prime Minister as a method other than the method of auction (such sales and purchase, etc. of Share Certificates, etc. are hereinafter referred to as 'Specified Sales and Purchase, etc.' in this paragraph) after which the Share Certificates, etc. Holding Rate of Share Certificates, etc. in possession by the person who conducted the Purchase, etc. exceeds one third;
- 特 定権利販売契約に係る関連商品が法第四十八条第二項ただし書の政令で定める関連商品に該当する場合において、当該商品を使用し又はその全部若しくは一部を 消費したときはその売買契約の解除を行うことができないこととするときは、前項の書面には、同項の表第二号の下欄に掲げる内容のほか、次の各号に掲げる内 容を記載しなければならない。
- If the seller intends to prohibit rescission of the sales contract on the Related Goods pertaining to a Specified Right Sales Contract when said goods fall under the Related Goods as specified by a Cabinet Order referred to in the proviso to Article 48(2) of the Act and said goods have been used or consumed in whole or in part, the document referred to in the preceding paragraph shall contain the details listed in the following items in addition to the details listed in the lower column of (2) in the table in the same paragraph:
- 第三者が販売業者又は役務提供事業者に当該売買契約に係る商品若しくは権利 の代金若しくは当該役務提供契約に係る役務の対価(以下「代金等」という。)を交付することを条件として購入者等が当該第三者に当該代金等に相当する額を 支払う旨を記載した書面又は購入者等が代金等の全部若しくは一部に充てるための金銭を借り入れる旨を記載した書面
- the document to pay the value corresponding to the charge for the goods or the rights pertaining to said sales contract or the consideration for the services pertaining to the said service contract (hereinafter referred to as 'Charges') to a third party on the condition that the third party deliver the Charges to the seller or the Service Provider or the document to borrow money in order to appropriate for the whole or the part of the Charges
- 外国法人が事業年度終了の時において法人税法第六十一条の三第一項第一号に規定する売買目的有価証券に該当する分離振替国債(法第六十七条の十七第一項に規定する分離振替国債をいう。以下この条において同じ。)を有する場合において、当該分離振替国債に係る法人税法第六十一条の三第二項に規定する評価損が生じたとき。 当該評価損に相当する金額
- Where a foreign corporation holds book-entry national bonds in separate trading (meaning book-entry national bonds in separate trading prescribed in Article 67-17, paragraph (1) of the Act; hereinafter the same shall apply in this Article) that falls under the category of securities for buying and selling prescribed in Article 61-3, paragraph (1), item (i) of the Corporation Tax Act at the end of a business year, and when any valuation loss prescribed in Article 61-3, paragraph (2) of the Corporation Tax Act has been incurred for said book-entry national bonds in separate trading: The amount equivalent to said valuation loss
- 公益協会は、前条の規定による報告に基づき、上場株券等の取引所金融商品市場外での売買(会員が自己の計算において行うもの並びに会員が媒介、取次ぎ及び代理を行うものに限る。次条において同じ。)について、内閣府令で定めるところにより、銘柄別に毎日の売買高、最高、最低及び最終の価格その他の事項をその会員に通知し、公表しなければならない。
- Based on reports received under the provision of the preceding Article, a Public Interest-Type Association shall notify to its member, and also make public, the trading volume, highest price, lowest price, closing price and other matters concerning sales and purchase of Listed Share Certificates, etc. conducted outside of Financial Instruments Exchange Markets (limited to those conducted by its member on their own account, or those for which its member provides intermediary, brokerage or agency service; the same shall apply in the following Article) for each day and for each issue of the Listed Share Certificates, etc., pursuant to the provisions of a Cabinet Office Ordinance.
- 特 定継続的役務提供契約に係る関連商品が法第四十八条第二項ただし書の政令で定める関連商品に該当する場合において、当該商品を使用し又はその全部若しくは 一部を消費したときはその売買契約の解除を行うことができないこととするときは、前項の書面には、同項の表第二号の下欄に掲げる内容のほか、次の各号に掲 げる内容を記載しなければならない。
- If the Service Provider intends to prohibit rescission of the sales contract on the Related Goods pertaining to a Specified Continuous Service Contract when said goods fall under the Related Goods as specified by a Cabinet Order referred to in the proviso to Article 48(2) of the Act and said goods have been used or consumed in whole or in part, the document referred to in the preceding paragraph shall contain the details listed in the following items in addition to the details listed in the lower column of (2) in the table in the same paragraph:
- 新法第四条の規定は、この法律の施行後に販売業者又は役務提供事業者が受 けた売買契約又は役務提供契約の申込みについて適用し、この法律の施行前に販売業者が受けた新法第二条第三項に規定する指定商品であつて旧法第二条第三項 に規定する指定商品に該当するもの(以下「特定指定商品」という。)の売買契約の申込みについては、なお従前の例による。
- The provision of Article 4 of the New Act shall apply to an application for a sales contract or a Service Contract that a seller or a Service Provider receives after the enforcement of this Act, but with regard to an application for a sales contract on Designated Goods prescribed in Article 2 (3) of the New Act that fall under the Designated Goods prescribed in Article 2 (3) of the Old Act (hereinafter referred to as the 'Specified Designated Goods'), which a seller received prior to the enforcement of this Act, the provisions then in force shall remain applicable.
- 販売業者又は役務 提供事業者は、訪問販売に係る売買契約又は役務提供契約の締結について勧誘をするためのものであることを告げずに営業所等以外の場所において呼び止めて同 行させることその他政令で定める方法により誘引した者に対し、公衆の出入りする場所以外の場所において、当該売買契約又は当該役務提供契約の締結について 勧誘をしてはならない。
- A seller or a Service Provider shall not solicit a sales contract or a Service Contract at a place other than publicly accessed places from a person it has induced by calling him/her to stop at a place other than its Place of Business, etc. and bringing him/her over or by a method specified by a Cabinet Order, without informing the person that the purpose is to solicit a sales contract or a Service Contract pertaining to Door-to-Door Sales.
- 前項の「電子契 約」とは、販売業者又は役務提供事業者と顧客との間で電磁的方法により電子計算機の映像面を介して締結される売買契約又は役務提供契約であつて、販売業者 若しくは役務提供事業者又はこれらの委託を受けた者が当該映像面に表示する手続きに従つて、顧客がその使用する電子計算機を用いて送信することによつてそ の申込みを行うものをいう。
- An 'electronic contract' referred to in the preceding paragraph shall mean a sales contract or a Service Contract concluded between the seller or the Service Provider and the customer by an electromagnetic means through computer screens, for which application is made when the customer sends the application from the computer he/she uses in accordance with the procedure that is displayed on the screen by the seller or the Service Provider or a person entrusted by the seller or the Service Provider.
- 販売業者又は役務提供事業者がその営業所等以外の場所において指定商品若しくは指定 権利若しくは指定役務につき売買契約若しくは役務提供契約の申込みを受け又は売買契約若しくは役務提供契約を締結することが通例であり、かつ、通常購入者 又は役務の提供を受ける者の利益を損なうおそれがないと認められる取引の態様で政令で定めるものに該当する訪問販売
- Door-to-Door Sales that fall under a mode of transaction specified by a Cabinet Order where a seller or a Service Provider normally receives an application for or concludes a sales contract for Designated Goods or Designated Rights or a Service Contract for Designated Services at a place other than its Place of Business, etc. and which is usually found to involve no risk of harming the interests of the purchaser or the service recipient.
- 新法第九条の十二の規定 は、この法律の施行前に販売業者若しくは役務提供事業者が受けた売買契約若しくは役務提供契約の申込み若しくはその申込みに係る売買契約若しくは役務提供 契約がこの法律の施行後に締結された場合におけるその売買契約若しくは役務提供契約又はこの法律の施行前に締結された売買契約若しくは役務提供契約につい ては、適用しない。
- The provision of Article 9-12 of the New Act shall not apply to an application for a sales contract or a Service Contract that was received by a seller or a Service Provider prior to the enforcement of this Act or, where the sales contract or the Service Contract pertaining to such application is concluded after the enforcement of this Act, such sales contract or Service Contract, or a sales contract or a Service Contract concluded prior to the enforcement of this Act.
- 有価証券の売買その他の取引及びデリバティブ取引等を公正かつ円滑にし、並びに金融商品取引業の健全な発展及び投資者の保護に資することを目的として、次の各号に掲げる業務を行おうとする法人(法人でない団体で代表者又は管理人の定めのあるものを含み、認可協会及び公益協会を除く。次条第三号ロにおいて同じ。)は、内閣総理大臣の認定を受けることができる。
- A juridical person (including an organization without judicial personality for which the representative person or administrator has been designated, and excluding Authorized Association and Public Interest-type Association; hereinafter the same shall apply in item (iii), sub-item (b) of the following Article) which intends to engage in the businesses listed in each of the following items, with the purpose of ensuring fair and smooth sales and purchase or other transactions of Securities and Derivative Transactions, etc. and of contributing to the sound development of Financial Instruments Businesses and protection of investors may obtain a certification from the Prime Minister:
- 前項各号の「特例子会社対象業務」とは、子会社対象会社(前条第一項第十一号に掲げる会社を除く。)が営むことができる業務(従属業務を除く。以下この項において「特定業務」という。)以外の業務であつて、第十条第二項第十四号に規定する金融等デリバティブ取引に係る同号に規定する商品の売買その他の特定業務に準ずるものとして内閣府令で定めるものをいう。
- The term 'Subject Business of a Special Subsidiary Company' as used in the items of the preceding paragraph means business activities other than those in which the Companies Eligible to Be Subsidiary Companies (excluding companies specified in paragraph (1), item (xi) of the preceding Article) may engage (excluding Dependent Business; hereinafter referred to as the 'Specified Business Activities' in this paragraph), which is purchase and sale of products prescribed in Article 10, paragraph (2), item (xiv) pertaining to the Financial Derivative Transactions defined in that item and any other business specified by Cabinet Office Ordinance as that equivalent to Specified Business.
- オプションを付与する立場の当事者となるか又は取得する立場の当事者となるかの別、オプションの行使により成立する取引の内容(法第二条第二十二項第三号イに掲げる取引にあっては、売買の別、金融商品の銘柄、数又は金額、価格及び受渡日をいい、同号ロに掲げる取引にあっては、前二号、次号又は第十一号に規定する事項をいう。)、オプションの対価の額及び受渡日
- the party to grant and the party to acquire the Options, the contents of the transaction to be effected by the exercise of the Options (in the case of a transaction listed in Article 2, paragraph (22) item (iii), sub-item (a) of the Act, meaning information as to whether the type of transaction is a sale or purchase, the issues of the Financial Instruments, the volumes or amounts, prices and the date of delivery; and in the case of a transaction listed in sub-item (b) of that item, meaning the matters prescribed in the preceding two items, the following item or item (xi)), the amount of the consideration for the Options and the date of delivery;
- 日本銀行は、第一項の規定により我が国の中央銀行としての外国中央銀行等又は国際機関との協力を図るため、自ら、又はこれらの者の事務の取扱いをする者として行う外国為替の売買のうち、国際金融面での協力に該当するものとして財務大臣が定めるもののため行う外国為替の売買については、財務大臣からの要請に基づき、又はあらかじめその承認を得て、行うものとする。
- The Bank of Japan shall, when buying and selling foreign exchange on its own account or as an agent on behalf of foreign central banks, etc. or international institutions to cooperate with them as the central bank of Japan pursuant to paragraph 1, conduct the buying and selling for the purpose which the Minister of Finance specifies as constituting cooperation in the field of international finance, at the request, or upon the approval, of the Minister of Finance.
- 電話、郵便、信書便、電報、ファクシミリ装置を用いて送信する方法若しくは電磁的方法により、又は住居を訪問して、他の者に比して著しく有利な条件で当該売買契約又は役務提供契約を締結することができる旨を告げ、営業所その他特定の場所への来訪を要請すること(当該要請の日前に当該販売又は役務の提供の事業に関して取引のあつた者に対して要請する場合を除く。)。
- to request a person to visit the Place of Business or other specified place by telling the person that he/she may conclude the sales contract or the Service Contract under more advantageous terms than others, by means of telephone, postal mail, Correspondence Delivery, telegraph, transmission using a facsimile machine, or an electromagnetic means, or by visiting the residence (excluding a case where the request is made to a person with which there were transactions concerning said sales or offer of services prior to the date of such request).
- 前項第二号に掲げる場合において、同項の許可の決定が確定したときは、破産管財人と当該許可に係る同号に定める買受希望者(以下この節において「買受人」という。)との間で、第百八十六条第四項の書面に記載された内容と同一の内容(売却の相手方を除く。)の売買契約が締結されたものとみなす。この場合においては、買受けの申出の額を売買契約の売得金の額とみなす。
- In the case set forth in item (ii) of the preceding paragraph, when the order of permission set forth in said paragraph has become final and binding, it shall be deemed that a bankruptcy trustee and the applicant for purchase specified in said item (hereinafter referred to as the 'purchaser' in this Section) who pertains to said permission has concluded a sales contract with the same contents as those stated in the document set forth in Article 186(4) (excluding the counter party to the sale). In this case, the offered purchase price shall be deemed to be the amount of proceeds under the sales contract.
- 中小企業者(中小企業基本法(昭和三十八年法律第百五十四号)第二条第一項各号に掲げるものをいう。次号において同じ。)に該当する株式会社その他の株式会社であって次のいずれかに該当するもののうち、証券取引法第二条第十六項に規定する証券取引所に上場されておらず、かつ、同法第七十五条第一項の店頭売買有価証券登録原簿に登録されていない株式を発行する株式会社
- A business corporation which is a Small or Medium Sized Enterprise (meaning a person as set forth in each item of Article 2(1) of the Small and Medium Sized Enterprise Basic Act (Act No. 154 of 1963). The same shall apply in (ii) below) or other business corporation that is covered by any of the following, which is not listed on a securities exchange as prescribed in the Securities Exchange Act Article 2(16), and is a business corporation which issues share that are not registered in the registry of OTC traded securities as prescribed in Article 75(1) of said act:
- 外国貿易その他の対外取引に関する文書又は商品の売買その他の国内取引に係る契約書、貨物引換証、船荷証券若しくはこれらに準ずる国内取引に関する文書の作成(港湾運送事業法第二条第一項第一号に掲げる行為に附帯して行うもの及び通関業法(昭和四十二年法律第百二十二号)第二条第一号に規定する通関業務として行われる同号ロに規定する通関書類の作成を除く。)の業務
- work to prepare documents concerning foreign trade and other external transactions or documents concerning domestic transactions, such as contracts for the buying and selling of commodities, railway bills of landing, shipping bills of landing or other documents equivalent thereto (excluding incidental work performed with the acts listed in item (i) of paragraph (1) of Article 2 of the Port Transport Business Act and work to prepare customs documents prescribed in (b) of item (i) of Article 2 of the Customs Business Act (Act No. 122 of 1967) performed as customs work prescribed in the same item);
- 当該売買契約に係 る指定商品が法第九条第一項第二号の政令で定める指定商品に該当する場合において、当該商品を使用し又はその全部若しくは一部を消費したときはその売買契 約の申込みの撤回又はその売買契約の解除を行うことができないこととするときは、第一項の書面には、第一項の表第一号の下欄に掲げる内容のほか、次の各号 に掲げる内容を記載しなければならない。
- Where Designated Goods pertaining to the sales contract correspond to Designated Goods specified by a Cabinet Order referred to in Article 9(1)(ii) of the Act, if the seller wishes to prohibit the Purchasing Party from withdrawing the application for or rescinding the sales contract when the Purchasing Party had used or consumed in whole or in part such Designated Goods, the seller shall include the details listed in the following respective items in the document referred to in Paragraph 1, in addition to the details listed in the lower columns of (1) in the table in Paragraph 1:
- 店頭売買登録銘柄(株式(出資を含む。以下この条において同じ。)で、金融商品取引法第二条第十三項(定義)に規定する認可金融商品取引業協会(次号において「認可金融商品取引業協会」という。)が、その定める規則に従い、その店頭売買につき、その売買価格を発表し、かつ、当該株式の発行法人に関する資料を公開するものとして登録したものをいう。)として登録された株式
- Shares registered as issues registered for over-the-counter trading (meaning shares (including capital contributions; hereinafter the same shall apply in this Article) that an authorized financial instruments firms association prescribed in Article 2, paragraph (13) (Definitions) of the Financial Instruments and Exchange Act (referred to as an 'authorized financial instruments firms association' in the following item) has registered, in accordance with the rules it has defined, as shares whose sales prices for over-the-counter trading shall be made public and for which materials concerning the issuing corporation thereof shall be open to the public)
- 法第三十条第一項第一号並びに法第八十二条第一項第一号イ及び同項第二号イに掲げる者(その者が行おうとする取引が、その者が売買等を業として行っている上場商品構成物品等(当該上場商品構成物品等の主たる原料若しくは材料となっている物又は当該上場商品構成物品等を主たる原料若しくは材料とする物で商品取引所の定款で定めるものを含む。)に係るものである場合に限る。)
- a person set forth in Article 30, paragraph (1), item (i) of the Act and Article 82, paragraph (1), item (i), (a) and item (ii), (a) of the same paragraph of the Act (limited to cases where transactions that the person intends to carry out are pertaining to Listed Commodity Component Products, etc. of which Buying and Selling, etc. are carried out in the course of trade by the person [including items that are the main ingredient or material of the Listed Commodity Component Products, etc., or items for which the main ingredient or material is the Listed Commodity Component Products, etc., which are specified by articles of incorporation]).
- 下官人は一種の「株」の形で身分を売買することが行われ(表面上は買主が売主の養子縁組に入る場合が多い)、また必要な人員確保を理由とした官司による取立も行われたため、京都や周辺の商人や農民が社会的身分の上昇や生活の糧(仕事)の獲得などを目的に地下官人の身分を得る例もあった(催官人は官司からの地下人補任の申請があれば、ほとんどの場合そのまま受理していた)。
- The rank of Shimokanjin was traded in the form of 'stock' ostensibly through adoption of 'the buyer' by 'the seller' in most cases, and sometimes 'collected' by the government office on the pretext of staff acquisition, which led some cases of merchants and farmers in Kyoto and its surroundings acquiring the rank of Jige official for the purpose of raising their social status or earning their living, i.e., securing their jobs (In most cases, Saikanjin accepted the application for appointment of Jigenin by the government office without question).
- 当該売買契約に係 る指定商品が法第二十四条第一項第二号の政令で定める指定商品に該当する場合において、当該商品を使用し又はその全部若しくは一部を消費したときはその売 買契約の申込みの撤回又はその売買契約の解除を行うことができないこととするときは、第一項の書面には、第一項の表第一号の下欄に掲げる内容のほか、次の 各号に掲げる内容を記載しなければならない。
- Where Designated Goods pertaining to the sales contract correspond to Designated Goods specified by a Cabinet Order referred to in Article 24(1)(ii) of the Act, if the seller wishes to prohibit the Purchasing Party from withdrawing the application for or rescinding the sales contract when the Purchasing Party had used or consumed in whole or in part such Designated Goods, the seller shall include the details listed in the following respective items in the document referred to in Paragraph 1, in addition to the details listed in the lower columns of (1) in the table in Paragraph 1:
- 上場株券等の当該上場株券等の発行者による取引所金融商品市場外における買付け等(買付けその他の有償の譲受けをいう。以下この条及び次条において同じ。)のうち、次に掲げるものに該当するものについては、公開買付けによらなければならない。ただし、取引所金融商品市場における有価証券の売買等に準ずるものとして政令で定める取引による買付け等については、この限りでない。
- Purchase, etc. (meaning purchase or other type of acceptance of transfer for value; hereinafter the same shall apply in this Article and the following Article) of Listed Share Certificates, etc. conducted outside of Financial Instruments Exchange Markets by the Issuer thereof shall be made by means of a Tender Offer, if it falls under any of the categories listed in the following items; provided, however, that this shall not apply to Purchase, etc. of Share Certificates, etc. conducted through transactions specified by a Cabinet Order as being equivalent to sales and purchase or the like of Securities conducted in Financial Instruments Exchange Markets:
- この法律において「有価証券の売出し」とは、既に発行された有価証券の売付けの申込み又はその買付けの申込みの勧誘(第二号において「売付け勧誘等」という。)のうち、次の各号に掲げる有価証券の区分に応じ、当該各号に定める場合に該当するもの(取引所金融商品市場における有価証券の売買及びこれに準ずる取引その他の政令で定める有価証券の取引に係るものを除く。)をいう。
- The term 'Secondary Distribution of Securities' as used in this Act means, among solicitations of an application to sell or purchase already-issued Securities (referred to as 'Solicitation for Selling, etc.' in item (ii)), those falling under the categories specified for each kind of Securities in the following items (excluding those made relating to sales and purchase of Securities in a Financial Instruments Exchange Market and a transaction equivalent thereto and other transactions of Securities specified by a Cabinet Order):
- 販売業者又は役務提供事業者は、次の各号のいずれかに該当するときは、 次項に規定する場合を除き、遅滞なく、経済産業省令で定めるところにより、前条各号の事項(同条第四号の事項については、売買契約又は役務提供契約の解除 に関する事項に限る。)についてその売買契約又は役務提供契約の内容を明らかにする書面を購入者又は役務の提供を受ける者に交付しなければならない。
- Where a seller or a Service Provider falls under any of the following items, it shall, except in the cases prescribed in the following paragraph, deliver to the purchaser or the service recipient a document that clarifies the details of the sales contract or the Service Contract with respect to the matters referred to in the respective items of the preceding article (limited to the matters concerning rescission of the sales contract or the Service Contract with respect to the matters referred to in Item 4 of the same article) without delay, pursuant to the provisions of an Ordinance of the Ministry of Economy, Trade and Industry:
- 外国法人であって、その発行する株式が証券取引法第二条第十六項に規定する証券取引所及びこれに類似するものであって外国に所在するものに上場されておらず、かつ、同法第七十五条第一項の店頭売買有価証券登録原簿及びこれに類似するものであって外国に備えられるものに登録されていないものの発行する株式、新株予約権、新株予約権付社債等又はこれらに類似するものの取得及び保有
- Acquiring and holding of shares, share options, Bond with Share Options, Etc., and similar instruments that are issued by a foreign juridical person whose share that it issues is not listed on a share exchange as set forth in Securities and Exchange Act Article 2(16) or a similar exchange located in a foreign country, and is not registered in the OTC traded securities registry as prescribed in Article 75(1) of said act or a similar registry located in a foreign country.
- 元寇での戦役や異国警護の負担から没落した無足御家人の借入地や沽却地を無償で取り戻すことが目的と理解されてきたが、現在ではむしろ御家人所領の質入れ、売買の禁止、つまり3ヶ条の(2-a)所領処分権の抑圧が主であり、(2-b)はその前提として失った所領を回復させておくといった二次的な措置であり、それによる幕府の基盤御家人体制の維持に力点があったと理解されている。
- It used to be understood that the purpose of the policy was to repossess, without compensation, the lands sold due to drying up and the lands lent to musoku gokenin (vassal without territory) who got impoverished due to the military campaign at the time of Mongol invasion attempts against Japan and the burden of guarding against the invasion by foreign countries, but it is now understood that the main purpose was rather to prohibit pawnage and trading of shoryo by Gokenin, which means the depression of right to dispose of shoryo as specified in 2-a among the three Articles, and 2-b was a secondary measure to have the lost shoryo returned to Gokenin as the premise of implementing 2-a, all of which seem to put weight on maintaining the Gokenin system which was the foundation of bakufu.
- 役務提供契約又 は指定権利の売買契約の申込者等は、その役務提供契約又は売買契約につき申込みの撤回等を行つた場合において、当該役務提供契約又は当該指定権利に係る役 務の提供に伴い申込者等の土地又は建物その他の工作物の現状が変更されたときは、当該役務提供事業者又は当該指定権利の販売業者に対し、その原状回復に必 要な措置を無償で講ずることを請求することができる。
- Where the Purchasing Party of a Service Contract or a sales contract for Designated Rights has made Withdrawal/Rescission of the Service Contract or the sales contract, if the existing state of the Purchasing Party's land, building, or other structure has been changed due to offer of the services pertaining to said Service Contract or said Designated Rights, he/she may demand the Service Provider or the seller of the Designated Rights to take necessary measures for recovering the original state without charge.
- 役務提供契約又は 指定権利の売買契約の申込者等は、その役務提供契約又は売買契約につき申込みの撤回等を行つた場合において、当該役務提供契約又は当該指定権利に係る役務 の提供に伴い申込者等の土地又は建物その他の工作物の現状が変更されたときは、当該役務提供事業者又は当該指定権利の販売業者に対し、その原状回復に必要 な措置を無償で講ずることを請求することができる。
- Where the Purchasing Party of a Service Contract or a sales contract for Designated Rights has made Withdrawal/Rescission of the Service Contract or the sales contract, if the existing state of the Purchasing Party's land, building, or other structure has been changed due to offer of the services pertaining to said Service Contract or said Designated Rights, he/she may demand that the Service Provider or the seller of the Designated Rights takes necessary measures for returning it to the original state without charge.
- 法第三条第一項第十号の政令で定める事業は、同項第三号に規定する指定有価証券に表示されるべき権利又は同項第四号の金銭債権に係る担保権の目的である不動産(担保権の目的が土地である場合にあっては当該土地の隣地、担保権の目的が建物である場合にあっては当該建物の所在する土地及びその隣地を含む。)及び動産の売買、交換若しくは貸借又はその代理若しくは媒介を行う事業とする。
- The business activities to be prescribed by Cabinet Order pursuant to Investment LPS Act Article 3(1)(x) shall be the business of engaging in the purchase, sale, exchange or lease, or broking or mediation of, real estate or movable property in which a security interest is created in respect of rights that are represented by Designated Securities as prescribed in Article 3(1)(ii) thereof or monetary claims as prescribed in Article 3(1)(iv) thereof (which in the case that the objective of the security interest is land shall include neighboring land to said land, and in the event that the object of the security interest is a building shall include the land and neighboring land on which said building is located).
- 銀行、協同組織金融機関その他政令で定める金融機関は、有価証券関連業又は投資運用業を行つてはならない。た だし、有価証券関連業については、銀行、協同組織金融機関その他政令で定める金融機関が他の法律の定めるところにより投資の目的をもつて、又は信託契約に 基づいて信託をする者の計算において有価証券の売買若しくは有価証券関連デリバティブ取引を行う場合は、この限りでない。
- Banks, Cooperative Structured Financial Institution, or other financial institutions specified by a Cabinet Order shall not engage in the Securities-Related Business or Investment Management Business; provided, however, that with regard to Securities-Related Business, this shall not apply to cases where banks, Cooperative Structured Financial Institution, or other financial institutions specified by a Cabinet Order conduct sales or purchase of Securities or Transactions of Securities-Related Derivatives for the purpose of investment pursuant to the provisions of other Acts or on an account of a person who entrusts based on a trust contract.
- 販売業者又は役務提供事業者が電話勧誘行為により指定商品若しくは指定権利若しくは 指定役務につき当該売買契約若しくは当該役務提供契約の申込みを郵便等により受け又は当該売買契約若しくは当該役務提供契約を郵便等により締結することが 通例であり、かつ、通常購入者又は役務の提供を受ける者の利益を損なうおそれがないと認められる取引の態様で政令で定めるものに該当する電話勧誘販売
- Telemarketing Sales that fall under a mode of transaction specified by a Cabinet Order where a seller or a Service Provider normally receives an application for or concludes a sales contract for Designated Goods or Designated Rights or a Service Contract for Designated Services by Postal Mail, etc. as a result of an Act of Telemarketing and which is usually found to involve no risk of harming the interests of the purchaser or the service recipient.
- 金融商品取引所の行為又はその開設する取引所金融商品市場における有価証券の売買若しくは市場デリバティブ取引の状況が公益又は投資者保護のため有害であると認めるとき 十日以内の期間を定めて取引所金融商品市場における有価証券の売買若しくは市場デリバティブ取引の全部若しくは一部の停止を命じ、又は閣議の決定を経て、三月以内の期間を定めてその業務の全部若しくは一部の停止を命ずること。
- when an act of the Financial Instruments Exchange, or the status of sales and purchase of Securities or Market Transactions of Derivatives conducted in the Financial Instruments Exchange Market established by the Financial Instruments Exchange, is found to be harmful for the public interest or protection of investors: Issuance of an order for suspension of all or part of sales and purchase of Securities or Market Transactions of Derivatives in the Financial Instruments Exchange Market, specifying a period of suspension not exceeding ten days, or, subject to a cabinet decision, issuance of an order for suspension of all or part of business, specifying a period of suspension not exceeding three months.
- 会員等が取引所金融商品市場における有価証券の売買又は市場デリバティブ取引に基づく債務の不履行により他の会員等、金融商品取引所又は金融商品取引清算機関(金融商品取引所の定款において定めたものに限る。)に対し損害を与えたときは、その損害を受けた会員等、金融商品取引所又は金融商品取引清算機関は、その損害を与えた会員等の信認金について、他の債権者に先立ち弁済を受ける権利を有する。
- When a Member, etc. has caused damage to another Member, etc., a Financial Instruments Exchange or a Financial Instruments Clearing Organization (limited to those specified in the articles of incorporation of the Financial Instruments Exchange) as a result of default arising from sales and purchase of Securities or Market Transactions of Derivatives in the Financial Instruments Exchange Market, the Member, etc., Financial Instruments Exchange or Financial Instruments Clearing Organization which suffered damage shall have the right to receive, in preference over other creditors, payment from the guarantee funds of the Member, etc. who has caused the damage.
- 取引所金融商品市場外における株券等の買付け等(取引所金融商品市場における有価証券の売買等に準ずるものとして政令で定める取引による株券等の買付け等を除く。第四号において同じ。)であつて著しく少数の者から株券等の買付け等を行うものとして政令で定める場合における株券等の買付け等の後におけるその者の所有に係る株券等の株券等所有割合が三分の一を超える場合における当該株券等の買付け等
- Purchase, etc. of Share Certificates, etc. conducted outside of Financial Instruments Exchange Markets (excluding Purchase, etc. of Share Certificates, etc. conducted through transactions specified by a Cabinet Order as being equivalent to sales and purchase or the like of Securities conducted in Financial Instruments Exchange Markets; the same shall apply in paragraph (iv)) which falls under the categories of Purchase, etc. of Share Certificates, etc. which is specified by a Cabinet Order as Purchase, etc. from an extremely small number of persons and after which the Share Certificates, etc. Holding Rate of Share Certificates, etc. in possession by the person who conducted the Purchase, etc. exceeds one third;
- 会員等が脱退した場合(取引参加者にあつては、取引資格を喪失した場合)においては、金融商品取引所は、定款の定めるところにより、本人若しくはその一般承継人又は他の会員等に、その取引所金融商品市場においてした有価証券の売買及び市場デリバティブ取引を結了させなければならない。この場合においては、本人又はその一般承継人は、これらの取引の結了の目的の範囲内において、なお会員等とみなす。
- When a Member, etc. has withdrawn from a Financial Instruments Exchange (for a Trading Participant, when it has lost qualification for trading), the Financial Instruments Exchange shall, in accordance with the articles of incorporation, have the former Member, etc. or its general successor or another Member, etc. complete the sales and purchase of Securities and Market Transactions of Derivatives conducted by the former Member, etc. in the Financial Instruments Exchange Market. In this case, the former Member, etc. or its general successor shall be deemed as a Member, etc. within the scope of the purpose to complete the transactions.
- 自己の計算において行う上場株券等(金融商品取引所に上場されている株券、新株予約権付社債券その他の有価証券で内閣府令で定めるものをいう。以下この条から第七十八条の五までにおいて同じ。)の取引所金融商品市場外での売買又は媒介、取次ぎ若しくは代理を行う上場株券等の取引所金融商品市場外での売買が成立した場合 当該売買に係る上場株券等の種類、銘柄、価格、数量その他内閣府令で定める事項
- when a sales and purchase of the Listed Share Certificates, etc. (meaning the share certificates, bonds with share option or any other Securities specified by a Cabinet Office Ordinance which are listed on a Financial Instruments Exchange; hereinafter the same shall apply in this Article to Article 78-5 inclusive) conducted outside of a Financial Instruments Exchange Market on the Member Firm's own account, or sales and purchase of Listed Share Certificates, etc. conducted outside of a Financial Instruments Exchange Market for which the Member Firm has provided intermediary, brokerage or agency services has been effected: the kinds, issues, prices or volumes or other matters specified by a Cabinet Office Ordinance pertaining to the Listed Share Certificates, etc. for which the sales and purchase is effected; or
- 販売業者又は役務提供事業者が、営業所等において、営業所等以外の場所において呼び 止めて営業所等に同行させた者その他政令で定める方法により誘引した者(以下「特定顧客」という。)から売買契約の申込みを受け、若しくは特定顧客と売買 契約を締結して行う指定商品若しくは指定権利の販売又は特定顧客から役務提供契約の申込みを受け、若しくは特定顧客と役務提供契約を締結して行う指定役務 の提供
- sales of Designated Goods or Designated Rights or offer of Designated Services, where a seller or a Service Provider calls a person to stop at a place other than its Place of Business, etc. and takes him/her to the Place of Business, etc. or induces a person by a method specified by a Cabinet Order (such person is hereinafter referred to as a Specified Customer), and thereby receives an application for entering into a sales contract or a Service Contract from the Specified Customer or concludes a sales contract or a Service Contract with the Specified Customer at its Place of Business, etc.
- 破産管財人が第百八十六条第三項第一号の財産の売却によって買受希望者から取得することができる金銭の額(売買契約の締結及び履行のために要する費用のうち破産財団から現に支出し又は将来支出すべき実費の額並びに当該財産の譲渡に課されるべき消費税額等に相当する額であって、当該売買契約において買受希望者の負担とされるものに相当する金銭を除く。以下この節において「買受けの申出の額」という。)
- The amount of money that a bankruptcy trustee can obtain from the applicant for purchase through the sale of the property set forth in Article 186(3)(i) (excluding the amount of money consisting of the amount of actual costs already paid or to be paid in the future from the bankruptcy estate for concluding and performing the sales contract and the amounts of consumption tax, etc. to be imposed on the transfer of the property, which shall be borne by the applicant for purchase under the sales contract; hereinafter referred to as the 'offered purchase price' in this Section)
- 役務提供事業者又 は指定権利の販売業者は、役務提供契約又は指定権利の売買契約につき申込みの撤回等があつた場合には、既に当該役務提供契約に基づき役務が提供され又は当 該権利の行使により施設が利用され若しくは役務が提供されたときにおいても、申込者等に対し、当該役務提供契約に係る役務の対価その他の金銭又は当該権利 の行使により得られた利益に相当する金銭の支払を請求することができない。
- When Withdrawal/Rescission has been made for a Service Contract or a sales contract for Designated Rights, the Service Provider or the seller of Designated Rights may not demand that the Purchasing Party pays a consideration or any other money for the services pertaining to said Service Contract or money equivalent to the interests gained through exercising said rights, even if services have been offered based on said Service Contract or facilities have been used or services have been offered through exercise of said rights already.
- 役務提供事業者 又は指定権利の販売業者は、役務提供契約又は指定権利の売買契約につき申込みの撤回等があつた場合には、既に当該役務提供契約に基づき役務が提供され又は 当該権利の行使により施設が利用され若しくは役務が提供されたときにおいても、申込者等に対し、当該役務提供契約に係る役務の対価その他の金銭又は当該権 利の行使により得られた利益に相当する金銭の支払を請求することができない。
- When Withdrawal/Rescission has been made for a Service Contract or a sales contract for Designated Rights, the Service Provider or the seller of Designated Rights may not demand the Purchasing Party to pay the consideration or any other money for the services pertaining to said Service Contract or money equivalent to the interests gained through exercising said rights, even if services have been offered based on said Service Contract or facilities have been used or services have been offered through exercise of said rights already.
- 販売業者又は役務の提供の事業を営む者(以下「役務提供事業者」という。)が営業 所、代理店その他の経済産業省令で定める場所(以下「営業所等」という。)以外の場所において、売買契約の申込みを受け、若しくは売買契約を締結して行う 指定商品若しくは指定権利の販売又は役務を有償で提供する契約(以下「役務提供契約」という。)の申込みを受け、若しくは役務提供契約を締結して行う指定 役務の提供
- sales of Designated Goods or Designated Rights or offer of Designated Services, where a seller or a party that provides services as a business (hereinafter referred to as a 'Service Provider') receives an application for entering into a sales contract or a contract for offer of services for value (hereinafter referred to as a 'Service Contract') or concludes a sales contract or a Service Contract at a place other than its place of business or its agency's office or a place specified by an Ordinance of the Ministry of Economy, Trade and Industry (hereinafter referred to as a 'Place of Business, etc.'); and
- 会員が死亡した場合において、その相続人が被相続人の死亡の日から三月を経過する日までに、被相続人が前項第一号に該当する者であつた場合には被相続人が取引をしていた商品市場における上場商品構成物品等の売買等を業として行うこととなつたとき、被相続人が同項第三号に該当する者であつた場合には同号に該当する者となつたときは、その相続人は、被相続人の死亡の時から会員たる資格を有するものとみなす。
- In the event that a member dies, the member's heir shall be deemed to have had the membership qualification from the time of the death of the decedent if, by the day on which three months have passed from the day of the death of the decedent, the heir has, in the course of trade, engaged in the Buying and Selling, etc. of Listed Commodity Component Products, etc. of the Commodity Market in which the decedent had been carrying out transactions in the case where the decedent had been a person who fell under item (i) of the preceding paragraph, or the heir has become a person who falls under item (iii) of the same paragraph in the case where the decedent had been a person who fell under the same item.
- 法第二条第二十二項第三号又は第四号に掲げる取引 オプションを付与する立場の当事者となるか又は取得する立場の当事者となるかの別、オプションの行使により成立する取引の内容(法第二条第二十二項第三号イに掲げる取引にあっては、売買の別、金融商品の銘柄、数又は金額、価格及び受渡日をいい、同号ロに掲げる取引にあっては、前二号、次号又は第十一号に規定する事項をいう。)、オプションの対価の額及び受渡日
- transactions listed in Article 2, paragraph (22), item (iii) or (iv) of the Act: the party to grant and the party to acquire the Options, the contents of the transaction to be effected by the exercise of the Options (in the case of a transaction listed in Article 2, paragraph (22) item (iii), sub-item (a) of the Act, meaning information as to whether the type of transaction is a sale or purchase, the issues of the Financial Instruments, the volumes or amounts, prices and the date of delivery; and in the case of a transaction listed in sub-item (b) of that item, meaning the matters prescribed in the preceding two items, the following item or item (xi)), the amount of the consideration for the Options and the date of delivery;
- 第二百二十四条の罪、第二百二十五条の罪及びこれらの罪を幇助する目的で犯した第二百二十七条第一項の罪並びに同条第三項の罪並びにこれらの罪の未遂罪は、営利又は生命若しくは身体に対する加害の目的による場合を除き、告訴がなければ公訴を提起することができない。ただし、略取され、誘拐され、又は売買された者が犯人と婚姻をしたときは、婚姻の無効又は取消しの裁判が確定した後でなければ、告訴の効力がない。
- The crimes prescribed under Articles 224 and 225, the crimes prescribed under paragraph (1) of Article 227 which are committed for the purpose of aiding the person who has committed the crimes above, the crimes prescribed under paragraph (3) of Article 227 and the attempts of these crimes shall be prosecuted only upon complaint unless committed for the purpose of profit or threat to the life or body; provided, however, that when the person who has been kidnapped or sold has married the offender, the complaint shall have no effect until a judgment invalidating or rescinding the marriage has been rendered.
- 金融商品取引業者と投資顧問契約を締結した者、金融商品取引業者による投資顧問契約又は投資一任契約の代理又は媒介により投資顧問契約又は投資一任契約を締結した者及び金融商品取引業者による有価証券の売買又はその媒介、取次ぎ若しくは代理により有価証券の売買契約を締結した者は、これらの契約により生じた債権に関し、当該金融商品取引業者に係る営業保証金について、他の債権者に先立ち弁済を受ける権利を有する。
- A person who has concluded an Investment Advisory Contract with a Financial Instruments Business Operator, who has concluded an Investment Advisory Contract or Discretionary Investment Contract through a Financial Instruments Business Operator's agency or intermediary service of an Investment Advisory Contract or an Discretionary Investment Contract, or who has concluded a sales and purchase contract of Securities through a Financial Instruments Business Operator's sales and purchase or intermediary, brokerage, or agency service therefor shall have the right to receive, in preference over other creditors, payment with regard to claims incurred under such contracts from a deposit for operation furnished by the Financial Instruments Business Operator.
- 訪問販売に係る売買契約若しくは役務提供契約の締結について勧誘をするに際し、又は 訪問販売に係る売買契約若しくは役務提供契約の申込みの撤回若しくは解除を妨げるため、当該売買契約又は当該役務提供契約に関する事項であつて、顧客又は 購入者若しくは役務の提供を受ける者の判断に影響を及ぼすこととなる重要なもの(第六条第一項第一号から第五号までに掲げるものを除く。)につき、故意に 事実を告げないこと。
- an act of intentionally failing to disclose important matters concerning the sales contract or the Service Contract, which affect the decision of the customer, the purchaser, or the service recipient (excluding the matters listed in Article 6 (1) (i) to (v)) in soliciting a sales contract or a Service Contract pertaining to Door-to-Door Sales or in order to prevent withdrawal of an application for entering into a sales contract or Service Contract pertaining to Door-to-Door Sales or rescinding such a contract; and
- 第三十三条第一項第三号に規定する手形、債券又は電子記録債権(電子記録債権法(平成十九年法律第百二号)第二条第一項に規定する電子記録債権をいう。以下この号及び第三十三条第一項において同じ。)の売買その他の方法による金融市場調節(金融市場を通じて行う通貨及び金融の調節(公開市場操作を含む。)をいう。)の方針並びに当該金融市場調節に係る手形、債券又は電子記録債権の種類及び条件その他の事項の決定又は変更
- Determining or altering the guidelines for financial market control (currency and monetary control conducted through financial markets [including open market operations]) through such measures as the buying and selling of negotiable instruments, bonds, or electronically recorded claims (electronically recorded claims prescribed in Article 2, paragraph 1 of the Electronically Recorded Claims Act [Act No. 102 of 2007]; hereinafter the same shall apply in this item and Article 33, paragraph 1) prescribed in Article 33, paragraph 1, item (iii), as well as determining or altering the types, conditions, and other matters of negotiable instruments, bonds, or electronically recorded claims pertaining to the said financial market control;
- 法第二条第八項第四号に掲げる行為(次に掲げるものに限る。)のうち、物品の売買、運送、保管又は売買の媒介を業とする者がその取引に付随して行うもの(事業者(法人その他の団体及び事業として又は事業のために当該取引を行う場合における個人をいう。)を相手方として行うものであり、かつ、当該取引により生ずる当該事業者が保有する資産及び負債に係る為替変動による損失の可能性を減殺することを目的とするものに限る。)
- the acts which are listed in Article 2, paragraph (8), item (iv) of the Act (limited to those listed in the following sub-items), and are performed by a person who conducts the purchase and sale of or provides transportation or custody services for goods or acts as an intermediary for the purchase and sale of goods as a part of business and in association with any of those transactions (limited to an act conducted with a Service Provider (meaning a juridical person or any other entity, and an individual person in cases where such transactions are conducted as a business or for the purpose of business) as the counterparty, and whose purpose is to abate any possible losses arising from said transactions due to a fluctuation in the exchange rates pertaining to the assets and liabilities held by said Service Provider);
- 主務大臣は、 第一種特定施設開設者の業務の運営に関し、取引の対象となつている商品の売買等を業として行つている者又は取引の対象となつている商品指数の対象となる商 品の売買等を業として行つている者の利益を害するおそれがあると認めるときその他公益又は取引の公正の確保のため必要かつ適当であると認めるときは、当該第一種特定施設開設者に対し、その業務の運営の改善に必要な措置をとるべきことを命ずることができる。
- With regard to the operation of the business of an Establisher of a Type 1 Specified Facility, when the competent minister finds that there is a risk of harming the interests of a person who, in the course of trade, engages in the Buying and Selling, etc. of a Commodity subject to transactions or a person who, in the course of trade, engages in the Buying and Selling, etc. of a Commodity subject to a Commodity Index, or he/she finds it necessary and appropriate in order to ensure public interest or the fairness of transactions, he/she may order said Establisher of a Type 1 Specified Facility to take the necessary measures for improving the operation of its business.
- こ の法律は、商品取引所の組織、商品市場における取引の管理等について定め、その健全な運営を確保するとともに、商品市場における取引等の受託を行う者の業 務の適正な運営を確保すること等により、商品の価格の形成及び売買その他の取引並びに商品市場における取引等の受託を公正にするとともに、商品の生産及び 流通を円滑にし、もつて国民経済の適切な運営及び商品市場における取引等の委託者の保護に資することを目的とする。
- The purpose of this Act is to ensure fairness in the price formation, buying and selling and other transactions in connection with commodities and in the brokerage of Transactions on Commodity Markets, etc. and to facilitate the production and distribution of Commodities by securing the sound management of Commodity Exchanges, securing the proper management of the business of persons who broker Transactions on Commodity Markets, etc. and by achieving other conditions through making stipulations about the organization of Commodity Exchanges, management of Transactions on Commodity Markets and other matters, thereby contributing to the appropriate management of the national economy and to the protection of customers of Transactions on Commodity Markets, etc.
- 自己の計算において行う取扱有価証券(当該認可協会がその規則において、売買その他の取引の勧誘を行うことを禁じていない株券、新株予約権付社債券その他内閣府令で定める有価証券(金融商品取引所に上場されている有価証券及び店頭売買有価証券を除く。)をいう。以下同じ。)の売買又は媒介、取次ぎ若しくは代理を行う取扱有価証券の売買が成立した場合 当該売買に係る有価証券の種類、銘柄、価格、数量その他内閣府令で定める事項
- when sales and purchase of the Tradable Securities (meaning the Share Certificates, bonds with share option or any other Securities specified by a Cabinet Office Ordinance for which solicitation of sales and purchase or other transactions has not been prohibited by said Authorized Association under its rules (excluding Securities listed on a Financial Instruments Exchange and Over-the-Counter Traded Securities; the same shall apply hereinafter) conducted on the Member Firm's own account, or sales and purchase of the Tradable Securities for which the Member Firm has provided intermediary, brokerage or agency services has been effected: the kinds, issues, prices or volumes or other matters specified by a Cabinet Office Ordinance pertaining to the Securities for which the sales and purchase is effected;
- この政令の施行の際現に金についての許可を受けている商品取引員に係る法第四十九条第一項の基準額は、売買取引開始日(その日がこの政令の施行の日から起算して三月を経過する日(以下「経過日」という。)前である場合は、経過日)の前日までの間は、改正後の商品取引所法施行令(以下「新令」という。)第五条の規定にかかわらず、改正前の商品取引所法施行令(以下「旧令」という。)別表第二の東京金取引所の項に掲げる金額とする。
- The standard amount under Article 49, paragraph (1) of the Act pertaining to a Futures Commission Merchant who has received a 'License with regard to Gold' at the time of the enforcement of this Cabinet Order shall be the amount set forth in the row relating to the Tokyo Gold Exchange in appended table 2 of the Order for Enforcement of the Commodity Exchange Act prior to the revision (hereinafter referred to as the 'Former Order') until the day preceding the Commencement Date of Buying and Selling Transactions (in the case where this date is prior to the date on which three months have elapsed from the day of the enforcement of this Cabinet Order [hereinafter referred to as the 'Elapsed Date'], the Elapsed Date), notwithstanding the provisions of Article 5 of the Order for Enforcement of the Commodity Exchange Act after the revision (hereinafter referred to as the 'New Order').
- 取引一任契約(関係外国金融商品取引業者の計算による取引に関し、売買の別、銘柄、数及び価格(デリバティブ取引にあっては、これらに相当する事項)について金融商品取引業者が定めることができることを内容とする契約をいう。ロにおいて同じ。)に基づき当該金融商品取引業者が行う有価証券の売買又はデリバティブ取引であって、当該金融商品取引業者が当該取引一任契約の成立前に次に掲げる事項を所管金融庁長官等に届け出ているもの
- the purchase and sale of Securities or a Derivative Transaction conducted by a Financial Instruments Specialist under a Discretionary Investment Contract (meaning a contract in which it is provided that the Financial Instruments Specialist may decide on the purchase and sale of the Securities and on the issues, volume and price (or, in the case of a Derivative Transaction, any equivalent matters) in connection with a transaction on the account of the Affiliated Foreign Financial Instruments Specialist; the same shall apply in sub-item (b)), and with regard to which said Financial Instruments Specialist has notified the Commissioner of the Financial Services Agency or Other Competent Official of the matters listed in the following sub-items prior to the formation of said Discretionary Investment Contract;
- 日本銀行は、必要に応じ自ら、又は第三十六条第一項の規定により国の事務の取扱いをする者として、外国為替の売買を行うほか、我が国の中央銀行としての外国中央銀行等(外国の中央銀行又はこれに準ずる者をいう。以下同じ。)又は国際機関(我が国が加盟している国際機関をいい、国際決済銀行を含む。以下同じ。)との協力を図るため、これらの者による外国為替の売買の事務の取扱いをする者として、外国為替の売買を行うことができる。
- The Bank of Japan may, when necessary, buy and sell foreign exchange on its own account or as an agent handling national government affairs pursuant to Article 36, paragraph 1, and it may also buy and sell foreign exchange on behalf of foreign central banks, etc. (foreign central banks and those equivalent thereto; the same shall apply hereinafter) or international institutions (international institutions of which Japan has a membership, including the Bank for International Settlements; the same shall apply hereinafter) as their agent in order to cooperate with them as the central bank of Japan.
- 法第四十二条の二第一項に規定する政令で定める債券の買戻又は売戻条件付売買取引は、債券をあらかじめ約定した期日にあらかじめ約定した価格で(あらかじめ期日及び価格を約定することに代えて、その開始以後期日及び価格の約定をすることができる場合にあつては、その開始以後約定した期日に約定した価格で)買い戻し、又は売り戻すことを約定して譲渡し、又は購入し、かつ、当該約定に基づき当該債券を買い戻し、又は売り戻す取引とする。
- The bond transaction with a repurchase or resale agreement specified by Cabinet Order prescribed in Article 42-2, paragraph (1) of the Act shall be a bond transaction where the bonds are transferred or purchased under an agreement to repurchase or resell at the agreed prices on the agreed date (or where it is agreed that the date and prices shall be determined after the commencement of the transaction instead of determining the date and prices in advance, at said prices on said date agreed after the commencement of the transaction) and are repurchased or resold based on said agreement.
- 販売業者又は役務提供事業者は、次の各号のいずれかに該当するときは、次 項に規定する場合を除き、遅滞なく(前条ただし書に規定する場合に該当するときは、直ちに)、経済産業省令で定めるところにより、同条各号の事項(同条第 四号の事項については、売買契約又は役務提供契約の解除に関する事項に限る。)についてその売買契約又は役務提供契約の内容を明らかにする書面を購入者又 は役務の提供を受ける者に交付しなければならない。
- Where a seller or a Service Provider falls under any of the following items, it shall, except in the cases prescribed in the following paragraph, deliver to the purchaser or the service recipient a document that clarifies the details of the sales contract or the Service Contract with respect to the matters referred to in the respective items of the preceding article (limited to the matters concerning rescission of the sales contract or the Service Contract with respect to the matters referred to in Item 4 of the same article) without delay (immediately, if falling under the case prescribed in the proviso to the same article), pursuant to the provisions of an Ordinance of the Ministry of Economy, Trade and Industry:
- 金融商品取引業者等は、金融商品取引所に上場されている有価証券及び店頭売買有価証券の売買その他の取引で政令で定めるものに関する顧客の注文を受けようとするときは、あらかじめ、顧客に対し、内閣府令で定めるところにより、当該取引に係る最良執行方針等を記載した書面を交付しなければならない。ただし、既に当該書面(当該最良執行方針等を変更した場合にあつては、変更後のものを記載した書面)を交付しているときは、この限りでない。
- A Financial Instruments Business Operator, etc. shall, before accepting an order from a customer for sales and purchase of Securities listed in a Financial Instruments Exchange or Over-the-Counter Traded Securities or other transactions specified by a Cabinet Order, deliver in advance to the customer, pursuant to the provisions of a Cabinet Office Ordinance, a document stating its Best Execution Policy, etc. pertaining to the relevant transaction; provided, however, that this shall not apply where such document (in cases where its Best Execution Policy, etc. has been revised, a document stating the revised policy) has already been delivered.
- 電話勧誘販売に係る売買契約若しくは役務提供契約の締結について勧誘をするに際し、 又は電話勧誘販売に係る売買契約若しくは役務提供契約の申込みの撤回若しくは解除を妨げるため、当該売買契約又は当該役務提供契約に関する事項であつて、 電話勧誘顧客又は購入者若しくは役務の提供を受ける者の判断に影響を及ぼすこととなる重要なもの(第二十一条第一項第一号から第五号までに掲げるものを除 く。)につき、故意に事実を告げないこと。
- an act of intentionally failing to disclose important matters concerning the sales contract or the Service Contract, which affect the decision of the Telemarketing Target, the purchaser, or the service recipient (excluding the matters listed in Article 21 (1) (i) to (v)) in soliciting a sales contract or a Service Contract pertaining to Telemarketing Sales or in order to prevent withdrawal of an application for entering into a sales contract or Service Contract pertaining to Telemarketing Sales or rescinding such a contract; and
- 販売業者又は役務提供事業者は、第五条第一項各号のいずれかに該当する売 買契約又は役務提供契約の締結をした場合において、その売買契約又はその役務提供契約が解除されたときは、損害賠償額の予定又は違約金の定めがあるときに おいても、次の各号に掲げる場合に応じ当該各号に定める額にこれに対する法定利率による遅延損害金の額を加算した金額を超える額の金銭の支払を購入者又は 役務の提供を受ける者に対して請求することができない。
- Where a seller or a Service Provider has concluded a sales contract or a Service Contract falling under any of the items in Article 5 (1), if the sales contract or the Service Contract was rescinded, it may not demand that the purchaser or the service recipient pays an amount of money that exceeds the total of the amount specified in the following items according to the respective cases listed therein and the amount of the relevant delay damages based on the statutory interest rate, even when there is an agreement for liquidated damages or a provision on a penalty:
- 現に店舗において販売を行つている販売業者(以下「店舗販売業者」という。)又は現に店舗において役務の提供を行つている役務提供事業者(以下「店舗役務提供事業者」という。)が定期的に住居を巡回訪問し、指定商品若しくは指定権利の売買契約の申込み若しくは売買契約の締結の勧誘又は指定役務の役務提供契約の申込み若しくは役務提供契約の締結の勧誘を行わず、単にその申込みを受け、又は請求を受けてこれを締結して行う販売又は役務の提供
- sales or offer of services, where a seller that actually engages in sales at a store (hereinafter referred to as a 'Store Seller') or a Service Provider that actually engages in offer of services at a store (hereinafter referred to as a 'Store Service Provider') regularly visits residences and, without soliciting an application for a sales contract or conclusion of a sales contract on Designated Goods or Designated Rights or soliciting an application for a Service Contract or conclusion of a Service Contract on Designated Services, simply receives such an application or concludes such a contract upon request;
- 運用の指図を行う投資信託財産と自己又はその取締役若しくは執行役、運用の指図を行う他の投資信託財産(当該投資信託委託会社が資産運用会社である場合にあつては、資産の運用を行う投資法人を含む。次号において同じ。)、利害関係人等その他の政令で定める者との間における特定資産の売買その他の政令で定める取引 当該運用の指図を行う投資信託財産及び当該特定資産と同種の資産を投資の対象とする委託者指図型投資信託に係る他の投資信託財産
- Sale and purchase of Specified Assets and other transactions specified by a Cabinet Order which are carried out with the Investment Trust Property for which the Settlor Company of an Investment Trust gives instructions on investment, by the Settlor Company of an Investment Trust or one of its directors or executive officers, or carried out with other Investment Trust Property for which the Settlor Company of an Investment Trust gives instructions on investment (in cases where the Settlor Company of an Investment Trust is an Asset Management Company, an Investment Corporation investing assets shall be included; the same shall apply in the following item), by Interested Persons, etc. and other persons specified by a Cabinet Order: Investment Trust Property for which the Settlor Company of an Investment Trust gives instructions for investment and other Investment Trust Property pertaining to an Investment Trust Managed under Instructions from the Settlor where assets similar to said Specified Assets are the subject of investment; and
- 販売業者又は役務提供事業者は、第十九条第一項各号のいずれかに該当 する売買契約又は役務提供契約の締結をした場合において、その売買契約又はその役務提供契約が解除されたときは、損害賠償額の予定又は違約金の定めがある ときにおいても、次の各号に掲げる場合に応じ当該各号に定める額にこれに対する法定利率による遅延損害金の額を加算した金額を超える額の金銭の支払を購入 者又は役務の提供を受ける者に対して請求することができない。
- Where a seller or a Service Provider has concluded a sales contract or a Service Contract falling under any of the items in Article 19 (1), if the sales contract or the Service Contract was rescinded, it may not demand the purchaser or the service recipient to pay an amount of money that exceeds the total of the amount specified in the following items according to the respective cases listed therein and the amount of the relevant delay damages based on the statutory interest rate, even when there is an agreement for liquidated damages or a provision on a penalty:
- 認可協会は、その定款において、法令、法令に基づく行政官庁の処分若しくは認可協会若しくは金融商品取引所の定款その他の規則に違反し、又は取引の信義則に背反する行為をして、有価証券の売買その他の取引若しくはデリバティブ取引等の停止を命ぜられ、又は認可協会若しくは金融商品取引所から除名若しくは取引資格の取消しの処分を受けたことのある者については、その者が協会員として加入することを拒否することができる旨を定めることができる。
- An Authorized Association may stipulate in its articles of incorporation that the Authorized Association may refuse the admission as a Member Firm if an applicant has been ordered to suspend sales and purchase or other transactions of Securities or Derivative Transactions, etc. or has been expelled from membership of, or has had qualification for trading rescinded by, an Authorized Association or a Financial Instruments Exchange, on account of having violated laws and regulations, dispositions issued by government agencies based on laws and regulations, or the articles of incorporation or other rules of the Authorized Association or a Financial Instrument Exchange, or of having conducted acts contrary to the fair and equitable principles of transactions.
- 認可協会は、前条の規定による報告に基づき、その開設する店頭売買有価証券市場における店頭売買有価証券の売買、取扱有価証券の売買及び上場株券等の取引所金融商品市場外での売買(協会員が自己の計算において行うもの並びに協会員が媒介、取次ぎ及び代理を行うものに限る。次条において同じ。)について、内閣府令で定めるところにより、銘柄別に毎日の売買高、最高、最低及び最終の価格その他の事項をその協会員に通知し、公表しなければならない。
- An Authorized Association shall, pursuant to the provisions of a Cabinet Office Ordinance and based on the reports made pursuant to the provision of the preceding Article, notify its Member Firms and also publicize the daily trading volume, and highest price, lowest price, closing price and any other matters for each day and for each issue in relation to sales and purchase of Over-the-Counter Traded Securities on the Over-the-Counter Securities Market established by said Authorized Association, sales and purchase of the Tradable Securities, and sales and purchase of the Listed Share Certificates, etc. conducted outside of a Financial Instruments Exchange Market (limited to those which a Member Firm conducts on its own account, and those for which a Member Firm provides intermediary, brokerage or agency services; hereinafter the same shall apply in the following Article).
- 店頭売買登録銘柄(株式(出資及び投資信託及び投資法人に関する法律第二条第十四項(定義)に規定する投資口を含む。以下この条において同じ。)で、金融商品取引法第二条第十三項(定義)に規定する認可金融商品取引業協会(次号において「認可金融商品取引業協会」という。)が、その定める規則に従い、その店頭売買につき、その売買価格を発表し、かつ、当該株式の発行法人に関する資料を公開するものとして登録したものをいう。)として登録された株式
- Shares registered as issues registered for over-the-counter trading (meaning shares (including capital contributions and units of investment prescribed in Article 2, paragraph (14) (Definitions) of the Act on Investment Trusts and Investment Corporations; hereinafter the same shall apply in this Article) that an authorized financial instruments firms association prescribed in Article 2, paragraph (13) (Definitions) of the Financial Instruments and Exchange Act (referred to as an 'authorized financial instruments firms association' in the following item) has registered, in accordance with the rules it has defined, as shares whose sales prices for over-the-counter trading shall be made public and for which materials concerning the issuing corporation thereof shall be open to the public)
- 主務大臣は、販売業者又は役務提供事業者が第十一条、第十二条、第十二 条の三若しくは前条第一項の規定に違反し、又は顧客の意に反して売買契約若しくは役務提供契約の申込みをさせようとする行為として経済産業省令で定めるも のをした場合において、通信販売に係る取引の公正及び購入者又は役務の提供を受ける者の利益が害されるおそれがあると認めるときは、その販売業者又は役務 提供事業者に対し、必要な措置をとるべきことを指示することができる。
- Where a seller or a Service Provider violates any of the provisions of Article 11, 12, 12-3, or 13 (1) or conducts an act of causing a customer to make an application for a sales contract or a Service Contract against his/her will that is specified by an Ordinance of the Ministry of Economy, Trade and Industry, if the competent minister finds the act to involve the risk of impairing the fairness of the transaction pertaining to Mail Order Sales or harming the interests of the purchaser or the service recipient, he/she may order the seller or the Service Provider to take necessary measures.
- この条において「店頭商品先物取引」とは、上場商品構成物品等(主務省令で定めるものに限る。以下この条において同じ。)の売買等を業として行つている者(以下この条において「特定業者」という。)を相手方として、商品市場における取引によらないで、当該上場商品構成物品等について商品市場における相場を利用して自己の計算で行う次に掲げる行為又は取引であつて、その相手方たる特定業者にとつて自己の営業のためにその計算において行われるものをいう。
- The term 'Over-the-Counter Commodity Futures Transactions' as used in this Act shall mean the following acts or transactions carried out with a person who, in the course of trade, engages in the Buying and Selling, etc. of Listed Commodity Component Products, etc. (limited to those specified by an ordinance of the competent ministry; hereinafter the same shall apply in this Article) (hereinafter such person shall be referred to as a 'Specified Commercial Dealer' in this Article) as the counterparty, based on his/her own account by using quotations on a Commodity Market with regard to said Listed Commodity Component Products, etc. instead of through Transactions on a Commodity Market, and those which said Specified Commercial Dealer, who is the counterparty, carries out for his/her own business based on his/her own account:
- 法第五条第二項に 規定する場合であつて、当該売買契約に係る指定商品若しくは指定権利の代金又は当該役務提供契約に係る指定役務の対価の総額が法第九条第一項第三号の政令 で定める金額に満たない場合において、その売買契約若しくは役務提供契約の申込みの撤回又はその売買契約若しくは役務提供契約の解除を行うことができない こととするときは、第一項の書面には、その契約の申込みの撤回又は契約の解除を行うことができない旨を記載しなければならない。
- Where, in the case prescribed in Article 5(2) of the Act, the total amount of charge for Designated Goods or the Designated Rights pertaining to the sales contract or the consideration for Designated Services pertaining to the Service Contract does not reach the amount specified by a Cabinet Order referred to in Article 9(1)(iii) of the Act, if the seller or the Service Provider wishes to prohibit the Purchasing Party from withdrawing the application for or rescinding the sales contract or the Service Contract, the seller or the Service Provider shall include the fact that the Purchasing Party may not withdraw the application for or rescind the contract in the document referred to in Paragraph 1.
- 金融商品取引業者等は、第六項の規定による公告をした場合(合併、分割による事業の全部又は一部の承継及び事業の全部又は一部の譲渡に係る公告をした場合を除く。)においては、当該金融商品取引業者等が行つた有価証券の売買その他の取引及びデリバティブ取引等(第五十六条において「顧客取引」という。)を、速やかに結了し、かつ、金融商品取引業等に関し顧客から預託を受けた財産及びその計算において自己が占有する財産を、遅滞なく返還しなければならない。
- When a Financial Instruments Business Operator, etc. has given a public notice under paragraph (6) (excluding the cases where the public notice was pertaining to succession of whole or part of its business upon merger or company split or transfer of whole or part of business), the Financial Instruments Business Operator, etc. shall promptly complete sales and purchase or other transactions of Securities and Derivative Transactions, etc. that he/she had conducted (referred to as 'Customer Transactions' in Article 56) and return the property deposited by customers with regard to Financial Instruments Business, etc. and the property he/she possesses on customers' account without delay.
- 外国証券業者は、第二十九条及び第五十八条の二の規定にかかわらず、内閣総理大臣の許可を受けて、金融商品取引所における有価証券の売買及び市場デリバティブ取引(有価証券等清算取次ぎ(第二条第二十七項第一号に係るものに限る。以下この項において同じ。)の委託者として当該有価証券等清算取次ぎを行う者を代理してこれらの取引を行う場合を含む。以下「取引所取引」という。)を業として行うこと(以下この款において「取引所取引業務」という。)ができる。
- Notwithstanding the provisions of Article 29 and Article 58-2, a Foreign Securities Broker may, with the permission of the Prime Minister, engage in sales and purchase of Securities and Market Transactions of Derivatives on a Financial Instruments Exchange (including the cases where said Foreign Securities Broker conducts these transactions on behalf of the person who provides Brokerage for Clearing of Securities, etc. (limited to those pertaining to Article 2(27)(i); hereinafter the same shall apply in this paragraph) as the entrusting person of Brokerage for Clearing of Securities, etc.; these transactions are hereinafter collectively referred to as the 'Transaction at Exchange') in the course of trade (hereinafter referred to as the 'Transaction-at-Exchange Operation' in this Subsection)
- 外国等は、商業的取引(民事又は商事に係る物品の売買、役務の調達、金銭の貸借その他の事項についての契約又は取引(労働契約を除く。)をいう。次項及び第十六条において同じ。)のうち、当該外国等と当該外国等(国以外のものにあっては、それらが所属する国。以下この項において同じ。)以外の国の国民又は当該外国等以外の国若しくはこれに所属する国等の法令に基づいて設立された法人その他の団体との間のものに関する裁判手続について、裁判権から免除されない。
- A Foreign State, etc. shall not be immune from jurisdiction with respect to Judicial Proceedings regarding commercial transactions (meaning contracts or transactions relating to the civil or commercial buying and selling of commodities, procurement of services, lending of money, or other matters (excluding labor contracts.); the same shall apply in the following paragraph and Article 16) between said Foreign State, etc. and a citizen of a State other than said Foreign State, etc. (for those other than a State, the State to which they belong, hereinafter the same shall apply in this paragraph) or a judicial person or any other entity established based on the laws and regulations of the State or the State, etc. which belongs to the State.
- 法第十九条第二項 に規定する場合であつて、当該売買契約に係る指定商品若しくは指定権利の代金又は当該役務提供契約に係る指定役務の対価の総額が法第二十四条第一項第三号 の政令で定める金額に満たない場合において、その売買契約若しくは役務提供契約の申込みの撤回又はその売買契約若しくは役務提供契約の解除を行うことがで きないこととするときは、第一項の書面には、その契約の申込みの撤回又は契約の解除を行うことができない旨を記載しなければならない。
- Where, in the case prescribed in Article 19(2) of the Act, the total amount of charge for Designated Goods or the Designated Rights pertaining to the sales contract or the consideration for Designated Services pertaining to the Service Contract does not reach the amount specified by a Cabinet Order referred to in Article 24(1)(iii) of the Act, if the seller or the Service Provider wishes to prohibit the Purchasing Party from withdrawing the application for or rescinding the sales contract or the Service Contract, the seller or the Service Provider shall include the fact that the Purchasing Party may not withdraw the application for or rescind the contract in the document referred to in Paragraph 1.
- 販売業者又は役務提供事業者は、電話勧誘行為により、電話勧誘顧客から 指定商品若しくは指定権利につき当該売買契約の申込みを郵便等により受け、又は指定役務につき当該役務提供契約の申込みを郵便等により受けたときは、遅滞 なく、経済産業省令で定めるところにより、次の事項についてその申込みの内容を記載した書面をその申込みをした者に交付しなければならない。ただし、その 申込みを受けた際その売買契約又は役務提供契約を締結した場合においては、この限りでない。
- Where a seller or a Service Provider receives an application for entering into a sales contract for Designated Goods or Designated Rights or a Service Contract for Designated Services from a Telemarketing Target by Postal Mail, etc. as a result of an Act of Telemarketing, the seller or the Service Provider shall deliver a document containing the details of the application with respect to the following matters without delay pursuant to the provisions of an Ordinance of the Ministry of Economy, Trade and Industry; however, this does not apply when the seller or the Service Provider has concluded the sales contract or the Service Contract upon receiving the application for it:
- 外国金融商品市場を開設する者は、第二十九条及び第八十条第一項の規定にかかわらず、内閣総理大臣の認可を受けて、その使用する電子情報処理組織と次に掲げる者の使用に係る入出力装置(以下「外国金融商品取引所入出力装置」という。)とを接続することにより、これらの者に外国金融商品取引所入出力装置を使用して外国金融商品市場における有価証券の売買及び外国市場デリバティブ取引(第二号に掲げる者にあつては登録金融機関業務に係る取引に限る。)を行わせることができる。
- Notwithstanding the provisions of Article 29 and Article 80(1), an operator of a Foreign Financial Instruments Market may, with an authorization from the Prime Minster, have the persons listed in the following items conduct sales and purchase of Securities and Foreign Market Derivatives Transactions on the Foreign Financial Instruments Market (with regard to the person listed in item (ii), limited to the transactions related to the Registered Financial Institution Business) by connecting its electronic data processing system to the input/output device used by the persons listed in the following items (hereinafter referred to as the 'Input/Output Device for Foreign Financial Instruments Exchange'):
- 独立価格比準法(特殊の関係にない売手と買手が、国外関連取引に係る棚卸資産と同種の棚卸資産を当該国外関連取引と取引段階、取引数量その他が同様の状況の下で売買した取引の対価の額(当該同種の棚卸資産を当該国外関連取引と取引段階、取引数量その他に差異のある状況の下で売買した取引がある場合において、その差異により生じる対価の額の差を調整できるときは、その調整を行つた後の対価の額を含む。)に相当する金額をもつて当該国外関連取引の対価の額とする方法をいう。)
- Comparable uncontrolled price method (meaning the method which uses, as the amount of the consideration for a foreign affiliated transaction, the amount equivalent to the amount of the consideration for a transaction wherein the seller and the buyer who are not in a special relationship have sold or bought inventory assets of the same type as the inventory assets pertaining to the said foreign affiliated transaction, under circumstances where the transaction level, transaction volume and any other conditions are similar to those of the said foreign affiliated transaction (in the case where such inventory assets of the same type have been sold or bought under circumstances where the transaction level, transaction volume and any other conditions are different from those of the said foreign affiliated transaction, and any variance arising from such difference in the conditions can be adjusted, the amount of the consideration as adjusted shall be included)
- 独立価格比準法(特殊の関係にない売手と買手が、国外関連取引に係る棚卸資産と同種の棚卸資産を当該国外関連取引と取引段階、取引数量その他が同様の状況の下で売買した取引の対価の額(当該同種の棚卸資産を当該国外関連取引と取引段階、取引数量その他に差異のある状況の下で売買した取引がある場合において、その差異により生ずる対価の額の差を調整できるときは、その調整を行つた後の対価の額を含む。)に相当する金額をもつて当該国外関連取引の対価の額とする方法をいう。)
- Comparable uncontrolled price method (meaning the method which uses, as the amount of the consideration for a foreign affiliated transaction, the amount equivalent to the amount of the consideration for a transaction wherein the seller and the buyer who are not in a special relationship have sold or bought inventory assets of the same type as the inventory assets pertaining to the said foreign affiliated transaction, under circumstances where the transaction level, transaction volume and any other conditions are similar to those of the said foreign affiliated transaction (in the case where such inventory assets of the same type have been sold or bought under circumstances where the transaction level, transaction volume and any other conditions are different from those of the said foreign affiliated transaction, and any variance arising from such difference in the conditions can be adjusted, the amount of the consideration as adjusted shall be included)
- 認可協会は、有価証券(金融商品取引所に上場されていないものに限る。第六十七条の十一第一において同じ。)の流通を円滑にし、有価証券の売買その他の取引の公正を確保し、かつ、投資者の保護に資するため、店頭売買有価証券の売買(協会員(認可協会の会員をいう。以下この節において同じ。)が自己の計算において行うもの並びに協会員が媒介、取次ぎ及び代理を行うものに限る。同項において同じ。)のための市場(以下「店頭売買有価証券市場」という。)を開設することができる。
- An Authorized Association may establish a market where Over-the-Counter Traded Securities are traded (limited to the cases where Member Firms(meaning the members of an Authorized Association; hereinafter the same shall apply in this Section) conduct such transactions on their respective account, and the case where Member Firms provide intermediary, brokerage or agency service; the same shall apply in Article 67-11(1)) (hereinafter referred to as the 'Over-the-Counter Securities Market'), in order to facilitate distribution of Securities (limited to Securities not listed on a Financial Instruments Exchange; the same shall apply in Article 67-11(1)), to ensure fairness of the sales and purchase or other transactions of Securities, and to contribute to the protection of investors.
- 第百二十一条の規定にかかわらず、金融商品取引所は、次に掲げる者が発行者である有価証券をその売買のため、又は当該有価証券、当該有価証券に係る金融指標若しくは当該有価証券に係るオプションを市場デリバティブ取引のためにその開設する取引所金融商品市場に上場しようとする場合には、その上場しようとする取引所金融商品市場ごとに、その都度、その上場について、内閣総理大臣の承認を受けなければならない。ただし、次条の規定による命令に基づき上場する場合は、この限りでない。
- Notwithstanding the provision of Article 121, if a Financial Instruments Exchange intends to list on the Financial Instruments Exchange Market established by itself the Securities issued by any person listed in the following for the purpose of sales and purchase, or said Securities, the Financial Indicators pertaining thereto or the Options pertaining thereto for the purpose of Market Transactions of Derivatives, it shall obtain approval on such listing from the Prime Minister, on each occasion and for each Financial Instruments Exchange Market subject to said listing; provided, however, that this shall not apply to cases where such listing is made based on the order given under the provision of the following Article:
- Notwithstanding the provision of Article 121, when a Financial Instruments Exchange intends to list on the Financial Instruments Exchange established by itself the Securities issued by the persons listed in the following for the purpose of sales and purchase, or to list said Securities, Financial Indicators pertaining thereto or Options pertaining thereto for the purpose of Market Transactions of Derivatives, it shall obtain approval on such listing from the Prime Minister, for each occasion and for each Financial Instruments Exchange Market subject to said listing; provided, however, that this shall not apply to cases where such listing is made based on the order given under the provision of the following Article:
- 前項本文の規定は、銀行、協同組織金融機関その他政令で定める金融機関が、書面取次ぎ行為(顧客の書面による注文を受けてその計算において有価証券の売買又は有価証券関連デリバティブ取引を行うことをいい、当該注文に関する顧客に対する勧誘に基づき行われるもの及び当該金融機関が行う投資助言業務に関しその顧客から注文を受けて行われるものを除く。次条第一号において同じ。)又は次の各号に掲げる有価証券若しくは取引について、当該各号に定める行為を行う場合には、適用しない。
- The provision of the main clause of the preceding paragraph shall not apply in cases where banks, Cooperative Structured Financial Institution, or other financial institutions specified by a Cabinet Order conduct Brokerage with Written Orders (meaning conducting sales and purchase of Securities or Transactions of Securities-Related Derivatives on a customer's account on receiving his/her written orders and excluding transactions conducted based on solicitation to a customer concerning said orders and transactions conducted on receiving orders from the customer concerning said financial institution's Investment Advisory Business; the same shall apply in item (i) of the following Article) or conduct acts specified in the following items with regard to Securities or transactions listed in said items:
- 地租改正も田畑永代売買禁止令の廃止の方向が定まった明治4年9月に大久保利通(大蔵卿)と井上馨(同大輔)によってその方針(「地所売買放禁分一収税施設之儀正院伺」)が正院に諮られ、使節団出発直前に井上と吉田清成によってその原案が作成されていた(そもそも明治政府が実施した初期の施策で岩倉使節団出発前に構想として存在しなかったのは、出発後に井上と吉田によって初めて構想され、使節団帰国後に政策として形成された最後に相当する秩禄処分のみであったと言われている)。
- The policy of land-tax reform ('Chisyobaibai-houkinbunnitu-syuzeisisetunogi-seiinshi') was presented by Toshimichi OKUBO (Minister of the Treasury) and Kaoru INOUE (Vice-minister of the Treasury) to the Central State Council in October, 1871, when abolition of denpataeitaibaibaikinshirei (a ban on buying and selling fields) was decided, and its draft plan had been already made by INOUE and Kiyonari YOSHIDA just before the delegation's departure (Among early measures of the Meiji government, only Chitsuroku-shobun (Abolition Measure of Hereditary Stipend) was elaborated by INOUE and YOSHIDA after Iwakura Mission departed and formulated as a policy after the Mission returned to Japan).
- 第二十九条の規定にかかわらず、信託会社(信託業法第二条第四項に規定する管理型信託会社を除く。次項及び第五項において同じ。)、外国信託会社(同法第二条第七項に規定する管理型外国信託会社を除く。次項及び第五項において同じ。)又は同法第五十条の二第一項の登録を受けた者は、第二条第二項第一号若しくは第二号に掲げる権利の売買(デリバティブ取引に該当するものを除く。)又はその代理若しくは媒介(次項において「信託受益権の売買等」という。)を業として行うことができる。
- Notwithstanding the provision of Article 29, a trust company (excluding the management-type trust company prescribed in Article 2(4) of the Trust Business Act; the same shall apply in the following paragraph and paragraph (5)), a foreign trust company (excluding the management-type foreign trust company prescribed in Article 2(7) of said Act; the same shall apply to the following paragraph and paragraph (5)), or a person registered under Article 50-2(1) of said Act may conduct sales and purchase of rights listed in Article 2(2)(i) or (ii) (excluding cases where said sales and purchase of rights falls under the Derivatives Transactions), or agency service or intermediary therefor (referred to as the 'Sales and Purchase, etc. of Trust Beneficial Rights' in the following paragraph) listed in Article 2(2) (i) or (ii) in the course of trade.
- 内閣総理大臣は、金融商品取引所が上場する有価証券の発行者がこの法律、この法律に基づく命令又は当該有価証券を上場する金融商品取引所の規則に違反した場合において、公益又は投資者保護のため必要かつ適当であると認めるときは、当該金融商品取引所に対し、取引所金融商品市場における当該有価証券の売買を停止し、又は上場を廃止することを命ずることができる。この場合においては、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
- When an Issuer of the Securities listed by a Financial Instruments Exchange has violated this Act, an order given under this Act, or the rules of the Financial Instruments Exchange which lists said Securities, if the Prime Minister finds it necessary and appropriate for the public interest or protection of investors, he/she may order said Financial Instruments Exchange to suspend sales and purchase of the Securities on the Financial Instruments Exchange Market or to delist said Securities. In this case, a hearing shall be held irrespective of the categories of procedures for hearing statements of opinion under Article 13(1) of the Administrative Procedure Act.
- 外国金融機関等が、平成十四年四月一日から平成二十年三月三十一日までの間において開始した所得税法第百六十一条第六号に掲げる国内源泉所得の基因となる次に掲げる債券の買戻又は売戻条件付売買取引として政令で定めるもの(政令で定める要件を満たすものに限る。第十項において「債券現先取引」という。)につき、特定金融機関等から同号に掲げる利子の支払を受ける場合には、その支払を受ける利子(政令で定めるものを除く。以下この条において「特定利子」という。)については、所得税を課さない。
- Where a foreign financial institution, etc. receives payment of interest listed in Article 161(vi) of the Income Tax Act from a specified financial institution, etc., with respect to a bond transaction with a repurchase or resale agreement specified by a Cabinet Order regarding any of the following bonds, which has been commenced during the period from April 1, 2002, to March 31, 2008, and from which the domestic source income listed in Article 161(vi) of the said Act arises (limited to such transaction that satisfies the requirements specified by a Cabinet Order; referred to in paragraph (10) as a 'bond transaction with a repurchase/resale agreement'), income tax shall not be imposed on the interest to be received (excluding the interest specified by a Cabinet Order; hereinafter referred to in this Article as 'specified interest'):
- 内閣総理大臣は、店頭売買有価証券の発行者が、この法律、この法律に基づく命令又は当該店頭売買有価証券を登録する認可協会の規則に違反した場合において、公益又は投資者保護のため必要かつ適当であると認めるときは、当該認可協会に対し、その開設する店頭売買有価証券市場における当該店頭売買有価証券の売買を停止し、又は登録を取り消すことを命ずることができる。この場合においては、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
- When an issuer of the Over-the-Counter Traded Securities has violated this Act, an order given under this Act, or the rules of the Authorized Association which has registered the relevant Over-the-Counter Traded Securities, if the Prime Minister finds it necessary and appropriate for the public interest or protection of investors, he/she may order said Authorized Association to suspend sales and purchase of, or to rescind registration of, the Over-the-Counter Traded Securities on the Over-the-Counter Securities Market established by said Authorized Association. In this case, a hearing shall be held irrespective of the categories of procedures for hearing statements of opinion under Article 13(1) of the Administrative Procedure Act.
- この政令の施行前にイラン以外の外国の地域からのイランを仕向地とする貨物の移動を伴う貨物の売買契約を締結することについて輸入貿易管理令第二十一条第一項の規定による許可を受けた者又は同項に規定する債権の発生等の当事者となることについて第二条の規定による改正前の同令第二十一条第六項の規定により認められた者が、同条第一項の規定による許可を受け、又は同条第六項の規定により認められたところに従つて同条第一項に規定する債権の発生等の当事者となることについては、なお従前の例による。
- Where a person who has obtained, prior to the enforcement of this Cabinet Order, permission under Article 21, paragraph 1 of the Import Trade Control Order for concluding a sales contract of goods involving the transfer of goods to Iran from a foreign region other than Iran or approval under Article 21, paragraph 6 of the same Order prior to the revision by Article 2 for becoming a party concerned with the generation of a claim, etc. prescribed in paragraph 1 of the same Article, becomes a party concerned with the generation of a claim, etc., prescribed in paragraph 1 of the same Article as permitted under paragraph 1 of the same Article or approved under paragraph 6 of the same Article, provisions then in force shall remain applicable.
- 新法第六条の規定は、この 法律の施行後に販売業者若しくは役務提供事業者が受けた売買契約若しくは役務提供契約の申込み又はこの法律の施行後に締結された売買契約若しくは役務提供 契約(この法律の施行前にその申込みを受けたものを除く。)について適用し、この法律の施行前に販売業者が受けた特定指定商品の売買契約の申込み若しくは その申込みに係る売買契約がこの法律の施行後に締結された場合におけるその売買契約又はこの法律の施行前に締結された特定指定商品の売買契約については、 なお従前の例による。
- The provision of Article 6 of the New Act shall apply to an application for a sales contract or a Service Contract that a seller or a Service Provider receives after the enforcement of this Act or a sales contract or a Service Contract that is concluded after the enforcement of this Act (excluding such contract for which application was received prior to the enforcement of this Act), but with regard to an application for a sales contract on Specified Designated Goods that a seller received prior to the enforcement of this Act or, where the sales contract pertaining to such an application is concluded after the enforcement of this Act, such sales contract, or a sales contract on Specified Designated Goods that was concluded prior to the enforcement of this Act, the provisions before the enforcement of this Act shall remain applicable.
- 資産運用会社は、資産の運用を行う投資法人と自己又はその取締役若しくは執行役、資産の運用を行う他の投資法人、利害関係人等その他の政令で定める者との間における特定資産(指定資産及び内閣府令で定めるものを除く。以下この項において同じ。)の売買その他の政令で定める取引が行われたときは、内閣府令で定めるところにより、当該取引に係る事項を記載した書面を当該投資法人、資産の運用を行う他の投資法人(当該特定資産と同種の資産を投資の対象とするものに限る。)その他政令で定める者に交付しなければならない。
- In cases where the sale and purchase of Specified Assets (excluding Designated Assets and those specified by a Cabinet Office Ordinance; hereinafter the same shall apply in this paragraph) and other transactions specified by a Cabinet Order have been carried out between the Investment Corporation investing the assets and the Asset Management Company, one of its directors or executive officers, any other Investment Corporation that invests assets, an Interested Person, etc., or any other person specified by a Cabinet Order, the Asset Management Company shall, pursuant to the provisions of a Cabinet Office Ordinance, deliver documents stating the matters related to the transaction(s) to the Investment Corporation, the other Investment Corporation investing assets (limited to one whose investments are of the same type of assets as the Specified Assets), and any other person specified by a Cabinet Order.
- 前項の規定にかかわらず、金融商品取引所は、第百二十四条第一項の有価証券をその売買のため、又は同項の有価証券、金融指標又はオプションを市場デリバティブ取引のためその開設する取引所金融商品市場に上場している場合において、当該有価証券、金融指標又はオプションの上場を廃止しようとするときは、その上場を廃止しようとする取引所金融商品市場ごとに、その上場の廃止について、内閣総理大臣の承認を受けなければならない。ただし、第百二十九条第一項の規定による命令に基づき上場を廃止する場合は、この限りでない。
- Notwithstanding the provision of the preceding paragraph, when a Financial Instruments Exchange has listed on the Financial Instruments Exchange Market established by itself the Securities specified in Article 124(1) for the purpose of sales and purchase; or the Securities, Financial Indicators or Options under said paragraph for the purpose of Market Transactions of Derivatives, if a Financial Instruments Exchange intends to delist said Securities, Financial Indicators or Options, it shall obtain approval on said delisting from the Prime Minister, for each Financial Instruments Exchange Market subject to said delisting; provided, however, that this shall not apply to cases where such delisting is made based on the order given under Article 129(1).
- 内閣総理大臣は、認可協会が登録する店頭売買有価証券(株券又は第二条第一項第二十号に掲げる証券若しくは証書のうち株券に係る権利を表示するもの(以下この条及び第百二十五条において「株券等」という。)に限る。)の発行者が発行者である株券等で当該認可協会が第六十七条の十一第一項の規定による登録をしていないものを、当該認可協会が同項の規定により登録することが公益又は投資者保護のため必要かつ適当あると認めるときは、当該認可協会に対し、その株券等を同項の規定により登録すべきことを命ずることができる。
- With respect to the Share Certificates, etc. issued by the Issuer of the Over-the-Counter Traded Securities registered by an Authorized Association (limited to the share certificates, or the securities or certificates listed in Article 2(1)(xx) indicating the rights pertaining to share certificates (hereinafter referred to as the 'Share Certificates, etc.' in this Article and in Article 125)) which have not been registered by said Authorized Association under the provision of Article 67-11(1), if the Prime Minister finds that registration by said Authorized Association of said Share Certificates, etc. under said paragraph is necessary and appropriate for the public interests or protection of investors, he/she may order said Authorized Association to register said Share Certificates, etc. under the provision of said paragraph.
- 販売業者又は役務 提供事業者は、前項第二号に該当する場合において、その売買契約又は役務提供契約を締結した際に、指定商品を引き渡し、若しくは指定権利を移転し、又は指 定役務を提供し、かつ、指定商品若しくは指定権利の代金又は指定役務の対価の全部を受領したときは、直ちに、経済産業省令で定めるところにより、前条第一 号の事項及び同条第四号の事項のうち売買契約又は役務提供契約の解除に関する事項その他経済産業省令で定める事項を記載した書面を購入者又は役務の提供を 受ける者に交付しなければならない。
- Where a seller or a Service Provider falls under Item 2 of the preceding paragraph and, upon concluding the sales contract or the Service Contract, it delivered the Designated Goods, transferred the Designated Rights, or offered the Designated Services as well as received the total amount of the charge for the Designated Goods or the Designated Rights or the consideration for the Designated Services, it shall immediately deliver to the purchaser or the service recipient a document containing the matters referred to in Item 1 of the preceding article, the matters concerning rescission of the sales contract or the Service Contract among those referred to in Item 4 of the preceding article, and matters specified by an Ordinance of the Ministry of Economy, Trade and Industry.
- 販売業者又は役務 提供事業者は、前項各号のいずれかに該当する場合において、その売買契約又は役務提供契約を締結した際に、指定商品を引き渡し、若しくは指定権利を移転 し、又は指定役務を提供し、かつ、指定商品若しくは指定権利の代金又は指定役務の対価の全部を受領したときは、直ちに、経済産業省令で定めるところによ り、前条第一号の事項及び同条第四号の事項のうち売買契約又は役務提供契約の解除に関する事項その他経済産業省令で定める事項を記載した書面を購入者又は 役務の提供を受ける者に交付しなければならない。
- Where a seller or a Service Provider falls under any of the items in the preceding paragraph and, upon concluding the sales contract or the Service Contract, it delivered the Designated Goods, transferred the Designated Rights, or offered the Designated Services as well as received the total amount of the charge for the Designated Goods or the Designated Rights or the consideration for the Designated Services, it shall immediately deliver to the purchaser or the service recipient a document containing the matters referred to in Item 1 of the preceding article, the matters concerning rescission of the sales contract or the Service Contract among those referred to in Item 4 of the preceding article, and matters specified by an Ordinance of the Ministry of Economy, Trade and Industry.
- 前項第三号イに規定する株式等の買集めとは、金融商品取引所(金融商品取引法第二条第十六項(定義)に規定する金融商品取引所をいう。第九項において同じ。)又は同条第十三項に規定する認可金融商品取引業協会がその会員(同条第十九項に規定する取引参加者を含む。)に対し特定の銘柄の株式につき価格の変動その他売買状況等に異常な動きをもたらす基因となると認められる相当数の株式の買集めがあり、又はその疑いがあるものとしてその売買内容等につき報告又は資料の提出を求めた場合における買集めその他これに類する買集めをいう。
- The collection of shares, etc. prescribed in item (iii)(a) of the preceding paragraph shall be a collection in the case where a financial instruments exchange (meaning a financial instruments exchange prescribed in Article 2(16) (Definitions) of the Financial Instruments and Exchange Act; the same shall apply in paragraph (9)) or the approved financial instruments firms association prescribed in paragraph (13) of the said Article has requested a member thereof (including a trading participant prescribed in paragraph (19) of the said Article) to submit a report or materials with regard to the details of his/her buying and selling as there has been or is suspected to have been a collection of a considerable number of shares that may cause fluctuations in the value of specified issues of shares or other abnormal movements in trading status, or another collection similar thereto.
- 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、認可協会、店頭売買有価証券若しくは取扱有価証券の発行者又は当該認可協会から業務の委託を受けた者に対し当該認可協会の業務若しくは財産に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該認可協会又は当該認可協会から業務の委託を受けた者の業務若しくは財産の状況若しくは帳簿書類その他の物件の検査(当該認可協会から業務の委託を受けた者にあつては、当該認可協会の業務又は財産に関し必要なものに限る。)をさせることができる。
- When the Prime Minister finds it necessary and appropriate for the public interest or protection of investors, he/she may order an Authorized Association, an issuer of Over-the-Counter Traded Securities or Tradable Securities or a person who received entrustment of business from said Authorized Association to submit reports or materials that will be helpful for understanding the business or property of said Authorized Association, or have the officials inspect the status of the business or property, or the books and documents or other articles of said Authorized Association or the person who received entrustment of business from said Authorized Association (with regard to the person who received entrustment of business from said Authorized Association, the inspection shall be limited to what is necessary to understand the business or property of said Authorized Association).
- 特定保守製品を、売買その他の取引により、又は特定保守製品以外 の物に関する取引に付随して取得しようとする者(特定保守製品を再度譲渡することを目的として取得しようとする者及び主務省令で定める者を除く。第三十二 条の八第三項において「取得者」という。)に対し、当該取引の相手方たる事業者(以下「特定保守製品取引事業者」という。)は、当該特定保守製品の引渡し に際し、次の事項について説明しなければならない。ただし、当該特定保守製品の点検期間が経過している場合その他正当な理由がある場合は、この限りでな い。
- Explanation of the following matters shall be given to any person who intends to acquire the specified maintenance products through sales or other transaction or linked to the transaction of articles other than the specified maintenance products (except for those who intend to acquire the specified maintenance products for the purpose of re-transferring the specified maintenance products and those who are provided for by the Ordinance of the competent ministry; hereinafter referred to as an 'acquirer' in Article 32-8, paragraph (3)) by a business operator who transacts with said person (hereinafter referred to as a 'business operator transacting specified maintenance products'), upon the delivery of said specified maintenance products; provided, however, that this shall not apply in the case where the inspection period of said specified maintenance products has expired and any other case where there are justifiable grounds:
- 法第百十一条第二号の主務省令で定めるものは、単一の対価の額又は約定価格等(法第百十一条第二号に規定する約定価格等をいう。以下同じ。)による競売買の方法により取引を行う商品市場にあっては、当該商品市場における毎日の成立した対価の額又は約定価格等とし、個別に形成される対価の額又は約定価格等による競売買の方法により取引を行う商品市場にあっては、当該商品市場における毎日の成立した最初の対価の額又は約定価格等、最高の対価の額又は約定価格等、最低の対価の額又は約定価格等及び最終の対価の額又は約定価格等とする。
- The amount of the consideration for which transactions were closed or the Contract Price, etc. on a Commodity Market where transactions are carried out by the method of buying-in and selling-out with a single amount of the consideration or Contract Price, etc. (which means the Contract Price, etc. prescribed in Article 111, item (ii) of the Act; the same shall apply hereinafter) shall be specified by an ordinance of the competent ministry set forth in Article 111, item (ii) of the Act. On a Commodity Market where transactions are carried out by the method of buying-in and selling-out with an individually determined amount of the consideration or Contract Price, etc., it shall be the first amount of the consideration of the day or the Contract Price, etc., the highest amount of the consideration or Contract Price, etc., the lowest amount of the consideration or Contract Price, etc., and the final amount of the consideration or Contract Price, etc. on said Commodity Market.
- 特定組合(組合のうち、特定中小企業等に該当する株式会社の発行する未公開株式(証券取引法第二条第十六項に規定する証券取引所に上場されておらず、かつ、同法第七十五条第一項の店頭売買有価証券登録原簿に登録されていない株式をいう。)の取得及び保有その他の政令で定める事業(以下「中小未公開企業株式取得等事業」という。)の全部又は一部のみを営むことをその組合契約において約した組合以外のものをいう。以下同じ。)の有限責任組合員たる資格を有する者は、同法第二条第三項第一号に規定する適格機関投資家その他の政令で定める者とする。
- Persons qualified to be limited liability partners of a Specified Partnership (meaning a Partnership other than a Partnership of which the Partnership Agreement includes a commitment to engage wholly or partly in the business of acquiring and holding unlisted shares (refers to shares that are neither listed on a share exchange prescribed in Article 2(16) of the Securities and Exchange Act nor registered on the registry of OTC traded securities prescribed in Article 75(1) of said act) issued by a business corporation that corresponds to a Specified SME, Etc.) or other business prescribed by Cabinet Order (referred to hereinafter as 'the Business of acquiring shares, etc. of unlisted small or medium sized enterprises') shall be qualified institutional investors as defined in Article 2 (3) - 1 of said Act or other persons prescribed by Cabinet Order.
- 第一項の保有者には、自己又は他人(仮設人を含む。)の名義をもつて株券等を所有する者(売買その他の契約に基づき株券等の引渡請求権を有する者その他これに準ずる者として政令で定める者を含む。)のほか、次に掲げる者を含むものとする。ただし、第一号に掲げる者については、同号に規定する権限を有することを知つた日において、当該権限を有することを知つた株券等(株券等に係る権利を表示する第二条第一項第二十号に掲げる有価証券その他の内閣府令で定める有価証券を含む。以下この項及び次条において同じ。)に限り、保有者となつたものとみなす。
- The holders prescribed in paragraph (1) shall include the following persons, in addition to a person who owns Share Certificates, etc. in the name of him/herself or another person (or under a fictitious name) (including a person who holds the right to request delivery of Share Certificates, etc. under a sales and purchase contract or any other contract, or any other person specified by a Cabinet Order as being equivalent to them); provided, however, that the person listed in item (i) shall be deemed to become a holder on the day when said person comes to know that he/she is entitled to the authorities prescribed in said item, only within the scope of the Share Certificates, etc. (including the Securities listed in Article 2(1)(xx) indicating the rights pertaining to Share Certificates, etc., and other Securities specified by a Cabinet Office Ordinance; hereinafter the same shall apply in this paragraph and the following Article) regarding which said person comes to know that he/she is entitled to said authorities:
- この法律において「入札談合等」とは、国、地方公共団体又は特定法人(以下「国等」という。)が入札、競り売りその他競争により相手方を選定する方法(以下「入札等」という。)により行う売買、貸借、請負その他の契約の締結に関し、当該入札に参加しようとする事業者が他の事業者と共同して落札すべき者若しくは落札すべき価格を決定し、又は事業者団体が当該入札に参加しようとする事業者に当該行為を行わせること等により、私的独占の禁止及び公正取引の確保に関する法律(昭和二十二年法律第五十四号)第三条又は第八条第一項第一号の規定に違反する行為をいう。
- The term 'bid rigging etc.' in this Act shall mean, in respect of conclusion of agreements by the government, local governments or specified corporations (hereinafter referred to as 'government, etc.') for the sale and purchase, lease, contract, etc., with a counter party to be chosen by auction or other competitive means (hereinafter referred to as 'bidding, etc.'), the acts in violation of the provision of Article 3 or Article 8, paragraph 1, item 1 of the Act on the Prohibition of Private Monopolization and Maintenance of Fair Trade (Act No. 54 of 1947), through such practices that a entrepreneur wishing to participate in the bidding decides in conjunction with other entrepreneurs the successful bidder or the successful bid price, or the trade association makes an entrepreneur wishing to participate in the said bidding do the said acts.
- 顧客の要求に応じて設計(構造を変更する設計を含む。)を行う機械等若しくは機械等により構成される設備若しくはプログラム又は顧客に対して専門的知識に基づく助言を行うことが必要である金融商品(金融商品の販売等に関する法律(平成十二年法律第百一号)第二条第一項に規定する金融商品の販売の対象となるものをいう。)に係る当該顧客に対して行う説明若しくは相談又は売買契約(これに類する契約で同項に規定する金融商品の販売に係るものを含む。以下この号において同じ。)についての申込み、申込みの受付若しくは締結若しくは売買契約の申込み若しくは締結の勧誘の業務
- work to provide customers with explanations or consultation concerning Machinery, etc. designed (including the modification of its structures) in accordance with customers' requests, facilities or programs consisting of Machinery, etc., or financial instruments (which means those subject to the sales of financial instruments prescribed in paragraph (1) of Article 2 of the Act on Sales, etc. of Financial Products (Act No. 101 of 2000) for which expert advice needs to be provided for customers, make applications for sales contracts (including contracts similar thereto which pertain to the sales of financial instruments prescribed in the same paragraph; hereinafter the same shall apply in this item), receive applications or conclude such contracts, or solicit applications or the conclusion of sales contracts;
- イに記載した事項にかかわらず、申込者等が、販売業者が法第六条第一項の規定に違反して権利の売買契約の申込みの撤回又はその売買契約の解除に関する事 項につき不実のことを告げる行為をしたことにより誤認をし、又は販売業者が同条第三項の規定に違反して威迫したことにより困惑し、これらによつて当該契約 の申込みの撤回又は契約の解除を行わなかつた場合には、当該販売業者が交付した法第九条第一項第一号の書面を当該申込者等が受領した日から起算して八日を 経過するまでは、当該申込者等は、書面により当該契約の申込みの撤回又は契約の解除を行うことができること。
- Notwithstanding the matter stated in (a), if the Purchasing Party had not withdrawn the application for or rescinded the sales contract on rights due to being misled by the seller's act of misrepresenting information concerning withdrawal of the application for or rescission of said sales contract in violation of the provision of Article 6(1) of the Act, or due to being disturbed by the seller's act of intimidating the Purchasing Party in violation of the provision of Paragraph (3) of the same article of the Act, said Purchasing Party shall be able to withdraw the application for or rescind the sales contract in writing for a period until eight days have passed from the date on which he/she received the document referred to in Article 9(1)(i
- イに記載した事項にかかわらず、申込者等が、販売業者が法第六条第一項の規定に違反して商品の売買契約の申込みの撤回又はその売買契約の解除に関する事 項につき不実のことを告げる行為をしたことにより誤認をし、又は販売業者が同条第三項の規定に違反して威迫したことにより困惑し、これらによつて当該契約 の申込みの撤回又は契約の解除を行わなかつた場合には、当該販売業者が交付した法第九条第一項第一号の書面を当該申込者等が受領した日から起算して八日を 経過するまでは、当該申込者等は、書面により当該契約の申込みの撤回又は契約の解除を行うことができること。
- Notwithstanding the matter stated in (a), if the Purchasing Party had not withdrawn the application for or rescinded the sales contract on goods due to being misled by the seller's act of misrepresenting information concerning withdrawal of the application for or rescission of said sales contract in violation of the provision of Article 6(1) of the Act, or due to being disturbed by the seller's act of intimidating the Purchasing Party in violation of the provision of Paragraph (3) of the same article of the Act, said Purchasing Party shall be able to withdraw the application for or rescind the sales contract in writing for a period until eight days have passed from the date on which he/she received the document referred to in Article 9(1)(i)
- 補償対象債権に係る委託者資産が店頭売買有価証券(金融商品取引法第二条第八項第十号ハに規定する店頭売買有価証券をいう。以下同じ。)である場合 委託者保護基金が法第三百五条第一項の規定による公告をした日の当該補償対象債権に係る店頭売買有価証券を登録する認可金融商品取引業協会(当該店頭売買有価証券が二以上の認可金融商品取引業協会に登録されているときは、委託者保護基金が指定する認可金融商品取引業協会とする。)が公表する最終価格(当該最終価格がないときは、その日前における直近の日に当該認可金融商品取引業協会が公表した最終価格)に基づき算出した金額
- in cases where a customer's assets pertaining to claims subject to compensation are Over-the-Counter Traded Securities (which means Over-the-Counter Traded Securities prescribed in Article 2, paragraph (8), item (x), (c) of the Financial Instruments and Exchange Act; the same shall apply hereinafter): the amount calculated based on the closing price of such Securities published by the Authorized Financial Instruments Firms Association to which the Consumer Protection Fund registers Over-the-Counter Traded Securities pertaining to said claims subject to compensation (when said Over-the-Counter Traded Securities are registered by more than one Authorized Financial Instruments Firms Association, the Authorized Financial Instruments Firms Association specified by the Consumer Protection Fund), on the date of public notice pursuant to the provisions of Article 305, paragraph (1) of the Act (if said closing price does not exist, the closing price published by said Authorized Financial Instruments Firms Association on the nearest date prior to the date of public notice);
- イに記載した事項にかかわらず、申込者等が、販売業者が法第二十一条第一項の規定に違反して商品の売買契約の申込みの撤回又はその売買契約の解除に関す る事項につき不実のことを告げる行為をしたことにより誤認をし、又は販売業者が同条第三項の規定に違反して威迫したことにより困惑し、これらによつて当該 契約の申込みの撤回又は契約の解除を行わなかつた場合には、当該販売業者が交付した法第二十四条第一項第一号の書面を当該申込者等が受領した日から起算し て八日を経過するまでは、当該申込者等は、書面により当該契約の申込みの撤回又は契約の解除を行うことができること。
- Notwithstanding the matter stated in (a), if the Purchasing Party had not withdrawn the application for or rescinded the sales contract on goods due to being misled by the seller's act of misrepresenting information concerning withdrawal of the application for or rescission of said sales contract in violation of the provision of Article 21(1) of the Act, or due to being disturbed by the seller's act of intimidating the Purchasing Party in violation of the provision of Paragraph (3) of the same article of the Act, said Purchasing Party shall be able to withdraw the application for or rescind the sales contract in writing for a period until eight days have passed from the date on which he/she received the document referred to in Article 24
- イに記載した事項にかかわらず、申込者等が、販売業者が法第二十一条第一項の規定に違反して権利の売買契約の申込みの撤回又はその売買契約の解除に関す る事項につき不実のことを告げる行為をしたことにより誤認をし、又は販売業者が同条第三項の規定に違反して威迫したことにより困惑し、これらによつて当該 契約の申込みの撤回又は契約の解除を行わなかつた場合には、当該販売業者が交付した法第二十四条第一項第一号の書面を当該申込者等が受領した日から起算し て八日を経過するまでは、当該申込者等は、書面により当該契約の申込みの撤回又は契約の解除を行うことができること。
- Notwithstanding the matter stated in (a), if the Purchasing Party had not withdrawn the application for or rescinded the sales contract on rights due to being misled by the seller's act of misrepresenting information concerning withdrawal of the application for or rescission of said sales contract in violation of the provision of Article 21(1) of the Act, or due to being disturbed by the seller's act of intimidating the Purchasing Party in violation of the provision of Paragraph (3) of the same article of the Act, said Purchasing Party shall be able to withdraw the application for or rescind the sales contract in writing for a period until eight days have passed from the date on which he/she received the document referred to in Article 2
- 販売業者又は役務提供事業者は、営業所等以外の場所において指定商品若し くは指定権利につき売買契約の申込みを受け、若しくは指定役務につき役務提供契約の申込みを受けたとき又は営業所等において特定顧客から指定商品若しくは 指定権利につき売買契約の申込みを受け、若しくは指定役務につき役務提供契約の申込みを受けたときは、直ちに、経済産業省令で定めるところにより、次の事 項についてその申込みの内容を記載した書面をその申込みをした者に交付しなければならない。ただし、その申込みを受けた際その売買契約又は役務提供契約を 締結した場合においては、この限りでない。
- Where a seller or a Service Provider receives an application for entering into a sales contract for Designated Goods or Designated Rights or a Service Contract for Designated Services at a place other than its Place of Business, etc., or receives an application for entering into a sales contract for Designated Goods or Designated Rights or a Service Contract for Designated Services from a Specified Customer at its Place of Business, etc., the seller or the Service Provider shall immediately deliver a document containing the details of the application with respect to the following matters pursuant to the provisions of an Ordinance of the Ministry of Economy, Trade and Industry; however, this does not apply when the seller or the Service Provider has concluded the sales contract or the Service Contract upon receiving the application for it:
- この章において 「電話勧誘販売」とは、販売業者又は役務提供事業者が、電話をかけ又は政令で定める方法により電話をかけさせ、その電話において行う売買契約又は役務提供 契約の締結についての勧誘(以下「電話勧誘行為」という。)により、その相手方(以下「電話勧誘顧客」という。)から当該売買契約の申込みを郵便等により 受け、若しくは電話勧誘顧客と当該売買契約を郵便等により締結して行う指定商品若しくは指定権利の販売又は電話勧誘顧客から当該役務提供契約の申込みを郵 便等により受け、若しくは電話勧誘顧客と当該役務提供契約を郵便等により締結して行う指定役務の提供をいう。
- The term 'Telemarketing Sales' as used in this chapter shall mean, sales of Designated Goods or Designated Rights or offer of Designated Services, where a seller or a Service Provider makes a telephone call to a person or urges a person to make a telephone call to it by a method specified by an Ordinance of the Ministry of Economy, Trade and Industry and solicits the person to conclude a sales contract or a Service Contract in that telephone call (hereinafter referred to as an 'Act of Telemarketing'), and thereby receives an application for entering into said sales contract or said Service Contract from the solicited person (hereinafter referred to as a 'Telemarketing Target') by Postal Mail, etc. or concludes said sales contract or said Service Contract with the Telemarketing Target by Postal Mail, etc.
- 法第二十六条第三項第二号の政令で定める取引の態様は、販売業者又は役務提供事業者が継続的取引関係にある顧客(当該勧誘の日前一年間に、当該販売又は役務の提供の事業に関して、二以上の取引のあつた者に限る。)に対して電話をかけ、その電話において行う売買契約又は役務提供契約の締結についての勧誘により、当該売買契約の申込みを郵便等(法第二条第二項に規定する郵便等をいう。以下この条において同じ。)により受け、若しくは当該売買契約を郵便等により締結して行う販売又は当該役務提供契約の申込みを郵便等により受け、若しくは当該役務提供契約を郵便等により締結して行う役務の提供とする。
- A mode of transaction specified by a Cabinet Order as prescribed in Article 26(3)(ii) of the Act shall be sales or offer of services conducted by a seller or a Service Provider to a customer with which there is a continuous transaction relationship (limited to a person with which there were transactions concerning said sales or offer of services upon two or more visits during a one year period prior to the date of the visit) by calling the customer by telephone and, as a result of solicitation of a sales contract or a Service Contract in such telephone call, receiving an application for such sales contract or Service Contract by Postal Mail, etc. (which means the Postal Mail, etc. as prescribed in Article 2(2) of the Act; hereinafter the same shall apply in this article) or concluding such sales contract or Service Contract by Postal Mail, etc.
- 破産管財人が、売却によってその相手方から取得することができる金銭(売買契約の締結及び履行のために要する費用のうち破産財団から現に支出し又は将来支出すべき実費の額並びに当該財産の譲渡に課されるべき消費税額等(当該消費税額及びこれを課税標準として課されるべき地方消費税額をいう。以下この節において同じ。)に相当する額であって、当該売買契約において相手方の負担とされるものに相当する金銭を除く。以下この節において「売得金」という。)の一部を破産財団に組み入れようとする場合 売得金の額から破産財団に組み入れようとする金銭(以下この節において「組入金」という。)の額を控除した額
- Where the bankruptcy trustee intends to transfer part of the amount of money that can be obtained from the counter party through the sale (excluding the amount of money consisting of the amount of actual costs already paid or to be paid in the future from the bankruptcy estate for concluding and performing the sales contract and the amounts of consumption tax, etc. to be imposed on the transfer of the property (meaning the amount of consumption tax and the amount of local consumption tax to be imposed based on the former amount as a tax base; hereinafter the same shall apply in this Section), which shall be borne by the counter party under the sales contract; hereinafter referred to as 'proceeds' in this Section) into the bankruptcy estate: The amount obtained by deducting the amount of money to be deducted from the proceeds and added to the estate (hereinafter referred to as the 'money deducted from the proceeds and added to the estate' in this Section) from the amount of proceeds
- 主務大臣は、 第二種特定施設開設者の業務の運営に関し、取引の対象となつている商品又は取引の対象となつている商品指数若しくは当該商品指数に類似する商品指数を上場 している商品取引所の健全な運営に支障を及ぼすおそれがあると認めるとき、取引の対象となつている商品の売買等を業として行つている者又は取引の対象とな つている商品指数の対象となる商品の売買等を業として行つている者の利益を害するおそれがあると認めるときその他公益又は取引の公正の確保のため必要かつ 適当であると認めるときは、当該第二種特定施設開設者に対し、その業務の運営の改善に必要な措置をとるべきことを命ずることができる。
- With regard to the operation of the business of an Establisher of a Type 2 Specified Facility, when the competent minister finds that there is a risk of causing a hindrance to the sound operation of a Commodity Exchange which lists the Commodity subject to transaction, the Commodity Index subject to transaction, or a Commodity Index similar to said Commodity Index, or a risk of harming the interests of a person who, in the course of trade, engages in the Buying and Selling, etc. of the Commodity subject to transaction or a person who, in the course of trade, engages in the Buying and Selling, etc. of a Commodity subject to the Commodity Index subject to transaction, or he/she finds it necessary and appropriate in order to ensure public interest or the fairness of transactions, he/she may order said Establisher of a Type 2 Specified Facility to take the necessary measures for improving the operation of its business.
- 金融商品取引所は、その定款において、会員等が法令、法令に基づいてする行政官庁の処分、当該金融商品取引所の定款、業務規程、受託契約準則その他の規則(以下この条において単に「規則」という。)及び取引の信義則を遵守しなければならない旨並びに法令、法令に基づいてする行政官庁の処分若しくは規則に違反し、又は取引の信義則に背反する行為をした会員等に対し、過怠金を課し、その者の取引所金融商品市場における有価証券の売買若しくは市場デリバティブ取引若しくはその有価証券等清算取次ぎの委託の停止若しくは制限を命じ、又は除名(取引参加者にあつては、取引資格の取消し)をする旨を定めなければならない。
- A Financial Instruments Exchange shall stipulate in its articles of incorporation that the Member, etc. shall observe the laws and regulations, dispositions given by a government agency based on the laws and regulations, and the Financial Instruments Exchange's articles of incorporation, operational rules, brokerage contract rules and other rules (hereinafter simply referred to as the 'Rules' in this Article) as well as the fair and equitable principles of transactions, and that in the event that a Member, etc. violates the laws and regulations, dispositions given by a government agency based on the laws and regulations or the Rules, or in the event that the Member, etc. commits an act contrary to the fair and equitable principles of transactions, the Financial Instruments Exchange will impose a fine for default on said Member, etc., or order suspension or restriction of sales and purchase of Securities or Market Transactions of Derivatives on the Financial Instruments Exchange Market or entrustment of Broking for Clearing of Securities, etc. for these transactions, or expel said Member, etc. from the Financial Instruments Exchange (or to rescind the Qualification for Trading, with regard to a Trading Participant).
- 取引所金融商品市場外における株券等の買付け等(取引所金融商品市場における有価証券の売買等に準ずるものとして政令で定める取引による株券等の買付け等及び著しく少数の者から買付け等を行うものとして政令で定める場合における株券等の買付け等を除く。)の後におけるその者の所有(これに準ずるものとして政令で定める場合を含む。以下この節において同じ。)に係る株券等の株券等所有割合(その者に特別関係者(第七項第一号に掲げる者については、内閣府令で定める者を除く。)がある場合にあつては、その株券等所有割合を加算したもの。以下この項において同じ。)が百分の五を超える場合における当該株券等の買付け等
- Purchase, etc. of Share Certificates, etc. conducted outside of Financial Instruments Exchange Markets (excluding Purchase, etc. of Share Certificates, etc. conducted through transactions specified by a Cabinet Order as being equivalent to sales and purchase or the like of Securities conducted in Financial Instruments Exchange Markets and Purchase, etc. of Share Certificates, etc. which is specified by a Cabinet Order as Purchase, etc. from an extremely small number of persons) after which the Share Certificates, etc. Holding Rate of Share Certificates, etc. in possession (including cases specified by a Cabinet Order as equivalent to possession of Share Certificates, etc.; hereinafter the same shall apply in this Section) of the person who conducted the Purchase, etc. (or, in cases where there are Persons in Special Relationship with the person who conducted the Purchase, etc.(excluding Persons in Special Relationship specified in item (i) of paragraph (7) and specified by a Cabinet Office Ordinance), the Share Certificates, etc. Holding Rate calculated by adding the Share Certificates, etc. Holding Rate of the Persons in Special Relationship to that for the person who conducted the Purchase, etc.; hereinafter the same shall apply in this paragraph) exceeds five percent;
- 電話、郵便、民間事業者による信書の送達に関する法律(平成十四年法律第九十九号)第二条第六項に規定する一般信書便事業者若しくは同条第九項に規定する特定信書便事業者による同条第二項に規定する信書便(以下「信書便」という。)、電報、ファクシミリ装置を用いて送信する方法若しくは法第十一条第二項に規定する電磁的方法(以下「電磁的方法」という。)により、若しくはビラ若しくはパンフレットを配布し若しくは拡声器で住居の外から呼び掛けることにより、又は住居を訪問して、当該売買契約又は役務提供契約の締結について勧誘をするためのものであることを告げずに営業所その他特定の場所への来訪を要請すること。
- to request a person to visit the Place of Business or other specified place without telling the person that the purpose is to solicit the sales contract or the Service Contract, by means of telephone, postal mail, correspondence delivery prescribed in Article 2(2) of the Act on Letter Service by Private Business Operators (Act No. 99 of 2002) made by a general correspondence delivery operator prescribed in Article 2(6) of the same Act or a specified letter delivery operator prescribed in Article 2(9) of the same Act (hereinafter referred to as 'Correspondence Delivery'), telegraph, transmission using a facsimile machine, or an electromagnetic means prescribed in Article 11(2) of the Act (hereinafter referred to as the 'electromagnetic means'), or by distributing fliers or pamphlets or calling with a loudspeaker from outside of the residence, or by visiting the residence; or
- 新特定商取引法第九条及び 第二十四条の規定は、この法律の施行後に販売業者若しくは役務提供事業者が受けた売買契約若しくは役務提供契約の申込み又はこの法律の施行後に締結された 売買契約若しくは役務提供契約(この法律の施行前にその申込みを受けたものを除く。)について適用し、この法律の施行前に販売業者若しくは役務提供事業者 が受けた売買契約若しくは役務提供契約の申込み若しくはその申込みに係る売買契約若しくは役務提供契約がこの法律の施行後に締結された場合におけるその売 買契約若しくは役務提供契約又はこの法律の施行前に締結された売買契約若しくは役務提供契約については、なお従前の例による。
- The provisions of Article 9 and Article 24 of the New Specified Commercial Transaction Act shall apply to an application for a sales contract or a Service Contract that a seller or a Service Provider receives after the enforcement of this Act and a sales contract or a Service Contract that is concluded after the enforcement of this Act (excluding such contract for which application was received prior to the enforcement of this Act), but with regard to an application for a sales contract or a Service Contract that a seller or a Service Provider received prior to the enforcement of this Act or, where a sales contract or a Service Contract pertaining to such application is concluded after the enforcement of this Act, such sales contract or Service Contract, or a sales contract or a Service Contract that was concluded prior to the enforcement of this Act, the provisions then in force shall remain applicable.
- 法第二条第八項第二号若しくは第三号に掲げる行為又は同項第四号に掲げる行為(媒介、取次ぎ又は代理に限る。以下この号において同じ。)のうち、金融商品取引業者(投資運用業を行う者に限る。)が関係外国運用業者の委託(当該関係外国運用業者が外国において行う投資運用業に係る運用(その指図を含む。以下同じ。)として行う有価証券の売買(デリバティブ取引に該当するものを除く。以下同じ。)又はデリバティブ取引に係るものに限る。)を受けて行うもの(同項第二号又は第四号に掲げる行為にあっては、関係外国運用業者の委託を受けて行う同項第二号又は第四号に掲げる行為の相手方が金融商品取引業者等である場合に限る。)
- the acts which are listed in Article 2, paragraph (8), item (ii) or (iii) of the Act or the acts listed in item (iv) of that paragraph (limited to intermediation, brokerage, or agency; hereinafter the same shall apply in this item), and are carried out by a Financial Instruments Specialist (limited to a person who engages in Investment Management) under entrustment from an Affiliated Foreign Investment Specialist (limited to entrustment for the purchase and sale of Securities (excluding those which fall under the category of Derivatives Transactions; the same shall apply hereinafter) or to Derivatives Transactions conducted as an investment (including an instructions for investment; the same shall apply hereinafter) under Investment Management carried out by said Affiliated Foreign Investment Specialist in a foreign state) (with regard to the acts set forth in Article 2, paragraph (8), item (ii) or (iv) of the Act, limited to cases where the other party to the acts listed in item (ii) or (iv) of that paragraph which are conducted under entrustment from the Affiliated Foreign Investment Specialist is a Financial Instruments Specialist, etc.);
- 六月を超えない範囲内において政令で定める期間内に政令で定める割合を超える株券等の取得を株券等の買付け等又は新規発行取得(株券等の発行者が新たに発行する株券等の取得をいう。以下この号において同じ。)により行う場合(株券等の買付け等により行う場合にあつては、政令で定める割合を超える株券等の買付け等を特定売買等による株券等の買付け等又は取引所金融商品市場外における株券等の買付け等(公開買付けによるものを除く。)により行うときに限る。)であつて、当該買付け等又は新規発行取得の後におけるその者の所有に係る株券等の株券等所有割合が三分の一を超えるときにおける当該株券等の買付け等(前三号に掲げるものを除く。)
- Purchase, etc. of Share Certificates, etc. in cases where acquisition of Share Certificates, etc. in excess of the proportion specified by a Cabinet Order during the period specified by a Cabinet Order not exceeding six months is made by Purchase, etc. of Share Certificates, etc. or Acquisition of Newly Issued Share Certificates, etc. (meaning acquisition of Share Certificates, etc. which is newly issued by its Issuer; hereinafter the same shall apply in this item) (in cases where such acquisition of Share Certificates, etc. is made by Purchase, etc. of Share Certificates, etc., limited to Purchase, etc. of Share Certificates, etc. in excess of the proportion specified by a Cabinet Order conducted through Specified Sales and Purchase, etc. or outside of Financial Instruments Exchange Markets (excluding that conducted by a Tender Offer)) and the Share Certificates, etc. Holding Rate of Share Certificates, etc. in possession by the person who conducted the Purchase, etc. of Share Certificates, etc. exceeds one third after the Purchase, etc. of Share Certificates, etc. or the Acquisition of Newly Issued Share Certificates, etc. (excluding those listed in the preceding three items);
- 弁理士は、前二項に規定する業務のほか、弁理士の名称を用いて、他人の求めに応じ、特許、実用新案、意匠、商標、回路配置若しくは著作物に関する権利若しくは技術上の秘密の売買契約、通常実施権の許諾に関する契約その他の契約の締結の代理若しくは媒介を行い、若しくはこれらに関する相談に応じ、又は外国の行政官庁若しくはこれに準ずる機関に対する特許、実用新案、意匠若しくは商標に関する権利に関する手続(日本国内に住所又は居所(法人にあっては、営業所)を有する者が行うものに限る。)に関する資料の作成その他の事務を行うことを業とすることができる。ただし、他の法律においてその業務を行うことが制限されている事項については、この限りでない。
- In addition to what is provided for in the preceding two paragraphs, a patent attorney may, using the name of a patent attorney and in response to the request of others, also engage in the business of agency or mediation with regard to concluding contracts for selling any rights or technological secrets, or non-exclusive licensing or other contracts relating to patents, utility models, designs, trademarks, circuit layouts or works, the provision of consulting service with regard to such matters, or the preparation of materials or handling other affairs concerning procedures related to any rights pertinent to patents, utility models, designs or trademarks with any foreign administrative authorities or equivalent organizations (provided, however, that such procedures are limited to those to be performed by a party having a domicile or residence (or business office in case of a judicial person) in Japan); provided, however, that this shall not apply to any matters regarding which doing business is restricted by any other Acts.
- 商法(明治三十二年法律第四十八号)第二編第一章(第五百一条から第五百三条まで及び第五百二十三条を除く。)(総則)の規定は相互会社の行う行為について、同編第二章(売買)の規定は相互会社が商人又は相互会社(外国相互会社を含む。)との間で行う売買について、同編第三章(交互計算)の規定は相互会社が平常取引をする者との間で行う相殺に係る契約について、同編第五章(第五百四十五条を除く。)(仲立営業)の規定は相互会社が行う他人間の商行為の媒介について、同編第六章(第五百五十八条を除く。)(問屋営業)及び同法第五百九十三条(寄託)の規定は相互会社について、それぞれ準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Part II, Chapter I (excluding Article 501 to 503 inclusive and Article 523) (General Provisions) of the Commercial Code (Act No. 48 of 1899) shall apply mutatis mutandis to the activities carried out by a Mutual Company; the provisions of Chapter II of said Part (Buying or Selling) shall apply mutatis mutandis to the buying or selling carried out by a Mutual Company with a merchant or another Mutual Company (including any Foreign Mutual Company); the provisions of Chapter III of said Part (Current Account) shall apply mutatis mutandis to the contracts pertaining to set-offs carried out by a Mutual Company y with its usual counter Parties; the provisions of Chapter V of said Part (excluding Article 545) (Brokerage Business) shall apply mutatis mutandis to the acting as an intermediary by a Mutual Company with regard to commercial transactions between third Parties; and the provisions of Chapter VI of said Part (excluding Article 558) (Commission Agent Business) and Article 593 (Deposit)) of said Code shall apply mutatis mutandis to a Mutual Company, respectively. In this case, any other necessary technical change in interpretation shall be specified by a Cabinet Order.
- 販売業者又は役 務提供事業者は、第五条第一項各号のいずれかに該当する売買契約又は役務提供契約の締結をした場合において、その売買契約についての代金又はその役務提供 契約についての対価の全部又は一部の支払の義務が履行されない場合(売買契約又は役務提供契約が解除された場合を除く。)には、損害賠償額の予定又は違約 金の定めがあるときにおいても、当該商品若しくは当該権利の販売価格又は当該役務の対価に相当する額から既に支払われた当該商品若しくは当該権利の代金又 は当該役務の対価の額を控除した額にこれに対する法定利率による遅延損害金の額を加算した金額を超える額の金銭の支払を購入者又は役務の提供を受ける者に 対して請求することができない。
- Where a seller or a Service Provider has concluded a sales contract or a Service Contract falling under any of the items in Article 5 (1), if the obligation to pay the charge under the sales contract or the consideration under the Service Contract fails to be performed in whole or in part (excluding a case where the sales contract or the Service Contract has been rescinded), it may not demand that the purchaser or the service recipient pays an amount of money that exceeds a total of the amount equivalent to the selling price of the goods or the rights or the consideration for the services excluding the already paid amount of the charge for the goods or the rights or the consideration for the services and the amount of the relevant delay damages based on the statutory interest rate, even when there is an agreement for liquidated damages or a provision on a penalty.
- 販売業者又は役 務提供事業者は、第十九条第一項各号のいずれかに該当する売買契約又は役務提供契約の締結をした場合において、その売買契約についての代金又はその役務提 供契約についての対価の全部又は一部の支払の義務が履行されない場合(売買契約又は役務提供契約が解除された場合を除く。)には、損害賠償額の予定又は違 約金の定めがあるときにおいても、当該商品若しくは当該権利の販売価格又は当該役務の対価に相当する額から既に支払われた当該商品若しくは当該権利の代金 又は当該役務の対価の額を控除した額にこれに対する法定利率による遅延損害金の額を加算した金額を超える額の金銭の支払を購入者又は役務の提供を受ける者 に対して請求することができない。
- Where a seller or a Service Provider has concluded a sales contract or a Service Contract falling under any of the items in Article 19 (1), if the obligation to pay the charge under the sales contract or the consideration under the Service Contract fails to be performed in whole or in part (excluding a case where the sales contract or the Service Contract has been rescinded), it may not demand the purchaser or the service recipient to pay an amount of money that exceeds a total of the amount equivalent to the selling price of the goods or rights or the consideration for the services excluding the already paid amount of the charge for the goods or rights or the consideration for the services and the amount of the relevant delay damages based on the statutory interest rate, even when there is an agreement for liquidated damages or a provision on a penalty.
- この政令の施行の際現に東京金取引所が開設する商品市場に上場される金についての法第四十一条第一項の許可(以下「金についての許可」という。)を受けている商品取引員は、東京金取引所が貴金属を上場するための定款の変更について法第二十条第一項の規定による主務大臣の認可を受けた日から東京金取引所において新たに銀又は白金の売買取引が開始される日(以下「売買取引開始日」という。)の前日(その日以前に東京金取引所が開設する商品市場に上場される貴金属についての法第四十一条第一項の許可を受けた場合は、当該許可を受けた日の前日)までの間は、東京金取引所が開設する商品市場に上場される貴金属(金に限る。)についての法第四十一条第一項の許可を受けたものとみなす。
- A Futures Commission Merchant who has received a license under Article 41, paragraph (1) of the Act with regard to gold to be listed on a Commodity Market established by the Tokyo Gold Exchange (hereinafter referred to a 'License with regard to Gold') at the time of the enforcement of this Cabinet Order shall be deemed to have received a license under Article 41, paragraph (1) of the Act with regard to precious metals (limited to gold) to be listed on a Commodity Market established by the Tokyo Gold Exchange, during the period from the day on which the Tokyo Gold Exchange received the approval of the competent minister under Article 20, paragraph (1) of the Act with regard to an amendment in its articles of incorporation for listing precious metals until the day preceding the day on which buying and selling transactions of silver of platinum commenced on the Tokyo Gold Exchange (hereinafter referred to as the 'Commencement Date of Buying and Selling Transactions') (in the case where he/she received a license under Article 41, paragraph (1) of the Act with regard to precious metals to be listed on a Commodity Market established by the Tokyo Gold Exchange prior to this day, the day preceding the day on which he/she received said license).
- 金融商品取引所は、当該金融商品取引所が発行者である有価証券をその売買のため、又は当該有価証券、当該有価証券に係る金融指標若しくは当該有価証券に係るオプションを市場デリバティブ取引のために取引所金融商品市場その他政令で定める市場(当該金融商品取引所(その子会社である金融商品取引所を含む。)及び当該金融商品取引所の総株主の議決権の百分の五十を超える対象議決権を保有する金融商品取引所が開設する取引所金融商品市場を除く。)に上場しようとするときは、その上場しようとする取引所金融商品市場その他政令で定める市場ごとに、その上場について、内閣総理大臣の承認を受けなければならない。ただし、第百二十五条の規定による命令に基づき上場する場合は、この限りでない。
- When a Financial Instruments Exchange intends to list the Securities issued by said Financial Instruments Exchange for the purpose of sales and purchase, or to list said Securities, Financial Indicators pertaining thereto or Options pertaining thereto for the purpose of Market Transactions of Derivatives, on the Financial Instruments Exchange Market or any other market specified by a Cabinet Order (excluding the Financial Instruments Exchange Market established by said Financial Instruments Exchange (including the Financial Instruments Exchange which is its Subsidiary Company) and by the Financial Instruments Exchange which holds the subject voting rights exceeding 50% of the voting rights of all shareholders of said Financial Instruments Exchange), it shall obtain approval on such listing from the Prime Minister, for each Financial Instruments Exchange Market or any other market prescribed by a Cabinet Order subject to said listing; provided, however, that this shall not apply to the cases where such listing is made based on the order given under the provision of Article 125.
- 訪問販売に係る売買契約又は役務提供契約を締結するに際し、次に掲げる書面であつ て、購入者又は役務の提供を受ける者(以下この号において「購入者等」という。)が生命保険に関する契約又は生命共済に関する契約(以下「生命保険契約 等」という。)の被保険者又は被共済者(以下「被保険者等」という。)となることに同意する旨記載されているもの(当該生命保険契約等についての同意に関 する事項が赤枠の中に日本工業規格Z八三〇五に規定する八ポイント以上の大きさの赤字で記載されており、かつ当該売買契約又は役務提供契約に関する署名又 は押印とは別に当該生命保険契約等に関する署名及び押印をする欄が設けられているものを除く。)に、当該購入者等の署名又は押印をさせること。
- an act of having a purchaser or a service recipient sign or seal the following documents which contain the entry to be the insured of a life insurance in concluding a sales contract or a service contract pertaining to Door-to-Door Sales (except where matters concerning the consent to the said life insurance are indicated in red letters with a font size of 8 points or larger as provided for in the Japanese Industrial Standard Z 8305 within a red frame and also a space for sign and seal concerning the said life insurance is prepared beside spaces for signs or seals for the a sales contract or a service contract pertaining to Door-to-Door Sales),;
- この追放令が出た背景には諸説あり、秀吉が有馬の女性を連れてくるように命令した際にキリシタンであることを理由に住民が拒否し秀吉が激怒したとも、九州征伐に向かった秀吉の目の前で、当時の日本イエズス会準管区長でもあったコエリョがスペイン艦隊が自分の指揮下にあるごとく誇示した事が原因とも、九州の有馬氏や大村氏などのキリシタン大名が寺社仏閣を破壊すると同時に、僧侶にも迫害を加えたり教会へ莫大な寄進を行っていた事が理由とも、また織田信長から継承した旧来の寺社領を解体して統一政権の支配下におく政策をイエズス会領である長崎にも適用しようとしてイエズス会側が従わなかったとも、宣教師の一部が人身売買(日本人を奴隷商品として国外へ売り払う)を行っていた事が原因とも言われている。
- There are various theories about the issuing of this Expelling edict and the cause could be that Hideyoshi was furious at the residents rejecting his order to bring a woman of Arima because she was Christian, that Coelho, Vice-Provincial of the Society of Jesus in Japan at that time boasted as if the Spanish Armada was under his command in front of Hideyoshi during the expedition to Kyusyu, that the Christian feudal lords such as ARIMA and OMURA in Kyushu destroyed shrines and temples as well as persecuted monks and made huge donations to the churches, and that the Society of Jesus did not obey when he tried to apply the policy to Nagasaki, the domain of the Society, they dissolved the old domains of temples and shrines inherited from Nobunaga ODA and place them under a unified regime, and that some of the missionaries conducted human trafficking (selling the Japanese to outside Japan as slaves).
- 商品仲買人については、当該登録に係る商品に限り、前項に規定する期間内は、新法第四十九条、第五十条、第五十三条の三、第九十一条の二、第九十三条、第九十四条第一項、第九十七条から第九十七条の六まで、第百十九条第二項及び第百二十条第二項から第四項まで並びにこれらの規定による改正後の租税特別措置法(昭和三十二年法律第二十六号)第二十条の三及び第五十七条の規定は、その者をその商品ごとに新法の規定による商品取引員とみなして、適用する。この場合において、第九十七条の二第三項中「受託業務を開始してはならない」とあるのは、「商品市場における売買取引の委託を受けてはならない。ただし、その受託に係る商品市場における売買取引の決済を結了する目的の範囲内でする場合は、この限りでない」とする。
- With regard to a Commodity Broker, the provisions of Article 49, Article 50, Article 53-3, Article 91-2, Article 93, Article 94, paragraph (1), Articles 97 to 97-6 inclusive, Article 119, paragraph (2), and Article 120, paragraphs (2) to (4) inclusive of the New Act and the provisions of Article 20-3 and Article 57 of the Act on Special Measures Concerning Taxation (Act No. 26 of 1957) revised by said provisions shall, only for Commodities pertaining to said registration, apply to said person by deeming him/her as a Futures Commission Merchant set forth in the New Act for each such Commodity, during the period prescribed in the preceding paragraph. In this case, 'shall not start the brokerage' in Article 97-2, paragraph (3) shall be deemed to be replaced with 'shall not broker buying and selling transactions on a Commodity Market; provided, however, that this shall not apply to cases where the transactions are carried out within the scope of the purpose to complete settlement of the buying and selling transactions on a Commodity Market pertaining to said brokerage.'
- 売買の当事者が、将来の一定の時期において、当該売買の目的物となつている金及びその対価を現に授受するように制約され、現に当該金の転売若しくは買戻しをしたときは差金の授受によつて決済することができる取引であつて、この政令の施行前に行われたもの(以下この項において「施行前取引」という。)の目的物となつている金及びその対価の授受又は当該金の転売若しくは買戻し及び当該転売若しくは買戻しによる差金の授受であつて、施行前取引が行われた施設と同一の施設においてなされるもの(以下この項において「取引の終了行為」という。)が、この政令の施行後に、取引の終了行為をすべき者の間でなされる場合には、当該取引の終了行為及び当該取引の終了行為がなされる施設の開設に関しては、商品取引所法第八条の規定は、適用しない。
- In the case where a transaction, in which the parties to the buying and selling are bound to transfer between them the gold subject to said buying and selling and the consideration therefor at a certain time in the future and a resale or buy-in of said gold may be settled by exchanging the difference, has been carried out prior to the enforcement of this Cabinet Order (hereinafter referred to as a 'Transaction prior to Enforcement' in this paragraph), and the transfer between the gold subject to said Transaction prior to Enforcement and the consideration therefor or the transfer between the resale or buy-in of said gold and the difference arising from said resale or buy-in in the same facility as the facility in which the Transaction prior to Enforcement was carried out (hereinafter referred to as 'Completion of Transaction') is to be carried out after the enforcement of this Cabinet Order between the persons who should carry out the Completion of Transaction, the provisions of Article 8 of the Commodity Exchange Act shall neither apply to said Completion of Transaction nor the establishment of the facility in which said Completion of Transaction is to be carried out.
- 卸売業 前二年内事業年度のうちいずれかの事業年度の棚卸資産の販売に係る収入金額(棚卸資産の売買の代理又は媒介に関し受け取る手数料がある場合には、その手数料を受け取る基因となつた売買の取引金額を含む。以下この号において「販売取扱金額」という。)の合計額のうちに関連者以外の者との間の取引に係る販売取扱金額の合計額の占める割合が百分の五十を超える場合又は前二年内事業年度のうちいずれかの事業年度において取得した棚卸資産の取得価額(棚卸資産の売買の代理又は媒介に関し受け取る手数料がある場合には、その手数料を受け取る基因となつた売買の取引金額を含む。以下この号において「仕入取扱金額」という。)の合計額のうちに関連者以外の者との間の取引に係る仕入取扱金額の合計額の占める割合が百分の五十を超える場合
- Wholesale business: Where, out of the total revenue from selling inventory assets for any of the business years within the preceding two years (where there are any commissions to be received for agent or intermediary services for the buying or selling of inventory assets, such revenues shall include the amount from the transactions for which said commissions were generated; hereinafter referred to as the 'amount of sales transactions' in this item), the ratio of the sum of the amount of sales transactions with a person other than affiliated persons exceeds 50 percent, or out of the sum of the acquisition costs for acquiring inventory assets for any of the business years within the preceding two years (where there are any commissions to be received for agent or intermediary services for the buying or selling of inventory assets, such acquisition costs shall include the amount from the transactions for which said commissions were generated; hereinafter referred to as the 'amount of purchase transactions' in this item), the ratio of the sum of the amount of purchase transactions with a person other than affiliated persons exceeds 50 percent
- 主務大臣は、居住者が非居住者との間で行う役務取引(第一項第一号に規定する特定技術に係るもの及び第三十条第一項に規定する技術導入契約の締結等に該当するものを除く。)又は外国相互間の貨物の移動を伴う貨物の売買に関する取引(第一項第二号に規定するものを除く。)(以下「役務取引等」という。)が何らの制限なしに行われた場合には、我が国が締結した条約その他の国際約束を誠実に履行することを妨げ、若しくは国際平和のための国際的な努力に我が国として寄与することを妨げることとなる事態を生じ、この法律の目的を達成することが困難になると認めるとき又は第十条第一項の閣議決定が行われたときは、政令で定めるところにより、当該役務取引等を行おうとする居住者に対し、当該役務取引等を行うことについて、許可を受ける義務を課することができる。
- When the competent minister finds that if service transactions between a resident and a non-resident (excluding those pertaining to Specified Technology prescribed in paragraph 1, item 1 and those which fall under the conclusion of a technology introduction contract, etc. prescribed in Article 30, paragraph 1) or transactions related to the buying and selling of goods involving the movement of goods between foreign states (excluding those prescribed in paragraph 1, item 2) (hereinafter referred to as the 'Service Transactions, etc.') are conducted without any restrictions, it will cause a situation that prevents Japan from sincerely fulfilling obligations under the treaties and other international agreements it has signed or from making its contribution to international efforts for achieving international peace, which will make it difficult to achieve the purpose of this Act, or when a cabinet decision set forth in Article 10, paragraph 1 has been made, he/she may impose, pursuant to the provisions of Cabinet Order, on a resident who intends to conduct the Service Transactions, etc., the obligation to obtain permission for the implementation of the Service Transactions, etc.
- 購入者又は役務の 提供を受ける者の負担すべき金銭の全部を表示する場合は、法第十一条第一項第二号から第五号までに定める事項(第八条第一項第三号、第四号及び第六号から 第十号までに掲げる事項を除く。)の一部を表示しないことができる。ただし、売買契約又は役務提供契約に係る金銭の全部又は一部の支払が商品の引渡し若し くは権利の移転又は役務の提供前である場合にあつては商品若しくは権利の代金又は役務の対価の支払時期、売買契約又は役務提供契約の申込みを受けた後遅滞 なく当該申込みに係る商品を送付しない場合若しくは権利を移転しない場合又は役務を提供しない場合にあつては法第十一条第一項第三号に掲げる事項及び商品 に隠れた瑕疵がある場合に販売業者がその責任を負わない場合にあつては販売業者の責任に関する事項についてはこの限りでない。
- When the seller or the Service Provider makes full indication of the money that should be borne by the purchaser or the service recipient, the seller or the Service Provider may partially omit indication of the matters specified in Article 11(1)(ii) to (v) (excluding the matters listed in Article 8(1)(iii), (iv), and (vi) to (x)). However, this shall not apply to the time of payment of the charge for the goods or the rights or the consideration for the services where the money pertaining to the sales contract or the Service Contract has been fully or partially paid prior to the delivery of the goods, transfer of the rights, or the offer of the services, to the matters listed in Article 11(1)(iii) of the Act where the seller or the Service Provider does not deliver the goods, transfer the rights, or offer the services pertaining to the application without delay after receiving an application for a sales contract or a Service Contract, and to the matters concerning the liability of the seller where the seller does not bear the liability when the goods have a hidden defect.
- 卸売業 当該国外債発行事業年度の棚卸資産(法人税法第二条第二十号に規定する棚卸資産をいう。(1)において同じ。)の販売に係る収入金額(棚卸資産の売買の代理又は媒介に関し受け取る手数料がある場合には、その手数料を受け取る基因となつた売買の取引金額を含む。(1)において「販売取扱金額」という。)の合計額のうちに関連者以外の者との間の取引に係る販売取扱金額の合計額の占める割合が百分の五十を超える場合又は当該国外債発行事業年度において取得した棚卸資産の取得価額(棚卸資産の売買の代理又は媒介に関し受け取る手数料がある場合には、その手数料を受け取る基因となつた売買の取引金額を含む。(1)において「仕入取扱金額」という。)の合計額のうちに関連者以外の者との間の取引に係る仕入取扱金額の合計額の占める割合が百分の五十を超える場合
- Wholesale business: Where, out of the total revenue from selling inventory assets (meaning inventory assets prescribed in Article 2, item (xx) of the Corporation Tax Act; the same shall apply in 1.) for the business year in which the foreign private bonds were issued (where there are any commissions to be received for agent or intermediary services for the buying or selling of inventory assets, such revenues shall include the amount from the transactions for which said commissions were generated; hereinafter referred to as the 'amount of sales transactions' in 1.), the ratio of the sum of the amount of sales transactions with a person other than affiliated persons exceeds 50 percent, or out of the sum of the acquisition costs for acquiring inventory assets for the business year in which the foreign private bonds were issued (where there are any commissions to be received for agent or intermediary services for the buying or selling of inventory assets, such acquisition costs shall include the amount from the transactions for which said commissions were generated; hereinafter referred to as the 'amount of purchase transactions' in 1.), the ratio of the sum of the amount of purchase transactions with a person other than affiliated persons exceeds 50 percent
- 申込者等が第五条の書面を受領した日(その日前に第四条の書面を受領した場合にあつ ては、その書面を受領した日)から起算して八日を経過したとき。ただし、申込者等が、販売業者若しくは役務提供事業者が第六条第一項の規定に違反して申込 みの撤回等に関する事項につき不実のことを告げる行為をしたことにより当該告げられた内容が事実であるとの誤認をし、又は販売業者若しくは役務提供事業者 が同条第三項の規定に違反して威迫したことにより困惑し、これらによつて当該期間を経過するまでに申込みの撤回等を行わなかつた場合には、当該申込者等 が、当該販売業者又は当該役務提供事業者が経済産業省令で定めるところにより当該売買契約又は当該役務提供契約の申込みの撤回等を行うことができる旨を記 載して交付した書面を受領した日から起算して八日を経過したとき。
- eight days have passed from the date on which the Purchasing Party received the document referred to in Article 5 (or from the date of receipt of the document referred to in Article 4 where the Purchasing Party has received such document on an earlier date); however, if the Purchasing Party had not made Withdrawal/Rescission by said time limit due to being misled by the seller's or the Service Provider's act of misrepresenting information concerning Withdrawal/Rescission in violation of the provision of Article 6 (1), or due to being disturbed by the seller's or the Service Provider's act of intimidating the Purchasing Party in violation of the provision of Paragraph 3 of the same article, it shall be when eight days have passed from the date on which the Purchasing Party received a document, which has been issued by the seller or the Service Provider pursuant to an Ordinance of the Ministry of Economy, Trade and Industry and contains a notice to the effect that the Purchasing Party may make Withdrawal/Rescission with respect to said sales contract or Service Contract;
- 申込者等が第十九条の書面を受領した日(その日前に第十八条の書面を受領した場合に あつては、その書面を受領した日)から起算して八日を経過したとき。ただし、申込者等が、販売業者若しくは役務提供事業者が第二十一条第一項の規定に違反 して申込みの撤回等に関する事項につき不実のことを告げる行為をしたことにより当該告げられた内容が事実であるとの誤認をし、又は販売業者若しくは役務提 供事業者が同条第三項の規定に違反して威迫したことにより困惑し、これらによつて当該期間を経過するまでに申込みの撤回等を行わなかつた場合には、当該申 込者等が、当該販売業者又は当該役務提供事業者が経済産業省令で定めるところにより当該売買契約又は当該役務提供契約の申込みの撤回等を行うことができる 旨を記載して交付した書面を受領した日から起算して八日を経過したとき。
- eight days have passed from the date on which the Purchasing Party received the document referred to in Article 19 (or from the date of receipt of the document referred to in Article 18 where the Purchasing Party has received such document on an earlier date); however, if the Purchasing Party had not made Withdrawal/Rescission by said time limit due to being misled by the seller's or the Service Provider's act of misrepresenting information concerning Withdrawal/Rescission in violation of the provision of Article 21 (1), or due to being disturbed by the seller's or the Service Provider's act of intimidating the Purchasing Party in violation of the provision of Paragraph 3 of the same article, it shall be when eight days have passed from the date on which the Purchasing Party received a document, which has been issued by the seller or the Service Provider pursuant to an Ordinance of the Ministry of Economy, Trade and Industry and contains a notice to the effect that the Purchasing Party may make Withdrawal/Rescission with respect to said sales contract or Service Contract;
- 販売業者は、売買契約の申込みを受けた場合におけるその申込みをした 者及び売買契約を締結した場合におけるその購入者(以下この項において「申込者等」という。)以外の者に対して売買契約の申込みをし、かつ、その申込みに 係る商品を送付した場合又は申込者等に対してその売買契約に係る商品以外の商品につき売買契約の申込みをし、かつ、その申込みに係る商品を送付した場合に おいて、その商品の送付があつた日から起算して十四日を経過する日(その日が、その商品の送付を受けた者が販売業者に対してその商品の引取りの請求をした 場合におけるその請求の日から起算して七日を経過する日後であるときは、その七日を経過する日)までに、その商品の送付を受けた者がその申込みにつき承諾 をせず、かつ、販売業者がその商品の引取りをしないときは、その送付した商品の返還を請求することができない。
- Where a seller makes an application for a sales contract and sends goods pertaining to such application to a person other than the person who made an application for a sales contract in the case the seller has received such application or the purchaser in the case the seller has concluded a sales contract (hereinafter referred to as the 'Purchasing Party' in this paragraph) or makes to the Purchasing Party an application for a sales contract on goods other than the goods pertaining to the relevant sales contract and sends the goods pertaining to such application to the Purchasing Party, the seller may not claim return of the sent goods if the person who received the sent goods does not consent to accepting the application and the seller does not take back the goods before the day on which 14 days have passed from the date of sending the goods (if the person who received the sent goods has requested the seller to take back such goods, and said day comes after the day on which seven days have passed from the date of such request, it shall be the day on which seven days have passed from the date of the request).
- 売買の当事者が、将来の一定の時期において、当該売買の目的物となつている銀若しくは白金及びその対価を現に授受するように制約され、現に当該銀若しくは白金の転売若しくは買戻しをしたときは差金の授受によつて決済することができる取引であつて、この政令の施行前に行われたもの(以下この項において「施行前取引」という。)の目的物となつている銀若しくは白金及びその対価の授受又は当該銀若しくは白金の転売若しくは買戻し及び当該転売若しくは買戻しによる差金の授受であつて、施行前取引が行われた施設と同一の施設においてなされるもの(以下この項において「取引の終了行為」という。)が、この政令の施行後に、取引の終了行為をすべき者の間でなされる場合には、当該取引の終了行為及び当該取引の終了行為がなされる施設の開設に関しては、商品取引所法(以下「法」という。)第八条の規定は、適用しない。
- In the case where a transaction, in which the parties to the buying and selling are bound to transfer between them the silver or platinum subject to said buying and selling and the consideration therefor at a certain time in the future and a resale or buy-in of said silver or platinum may be settled by exchanging the difference, has been carried out prior to the enforcement of this Cabinet Order (hereinafter referred to as a 'Transaction prior to Enforcement' in this paragraph), and the transfer between the silver or platinum subject to said Transaction prior to Enforcement and the consideration therefor or the transfer between the resale or buy-in of said silver or platinum and the difference arising from said resale or buy-in in the same facility as the facility in which the Transaction prior to Enforcement was carried out (hereinafter referred to as the 'Completion of Transaction') is to be carried out after the enforcement of this Cabinet Order between the persons who should carry out the Completion of Transaction, the provisions of Article 8 of the Commodity Exchange Act (hereinafter referred to as the 'Act') shall neither apply to said Completion of Transaction nor the establishment of the facility in which said Completion of Transaction is to be carried out.
- 内閣総理大臣は、認可協会が法令、法令に基づく行政官庁の処分若しくは当該認可協会の定款その他の規則(以下この条において「法令等」という。)に違反した場合又は協会員、金融商品仲介業者若しくは店頭売買有価証券若しくは取扱有価証券の発行者が法令等に違反し、若しくは定款その他の規則に定める取引の信義則に背反する行為をしたにもかかわらず、これらの者に対し法令等若しくは当該取引の信義則を遵守させるために認可協会がこの法律、この法律に基づく命令若しくは定款その他の規則により認められた権能を行使せずその他必要な措置をすることを怠つた場合において、公益又は投資者保護のため必要かつ適当であると認めるときは、その設立の認可を取り消し、一年以内の期間を定めてその業務の全部若しくは一部の停止を命じ、その業務の方法の変更若しくはその業務の一部の禁止を命じ、その役員の解任を命じ、又は定款その他の規則に定める必要な措置をすることを命ずることができる。
- When an Authorized Association has violated laws and regulations, a disposition given by government agencies based on laws and regulations, or its articles of incorporation or any other rules (hereinafter referred to as the 'Laws and Regulations, etc.' in this Article); or, despite the fact that a Member Firm, a Financial Instruments Intermediary Service Provider, or an issuer of Over-the-Counter Traded Securities or Tradable Securities has violated the Laws and Regulations, etc., or has committed an act contrary to the fair and equitable principles of transactions specified in the articles of incorporation or any other rules, the Authorized Association has failed to exercise its powers vested under this Act, an order given under this Act, or its articles of incorporation or any other rules, or to take any other necessary measures, for having such persons observe the Laws and Regulations, etc. or the fair and equitable principles of transactions, if the Prime Minister finds it necessary and appropriate for the public interest and protection of investors, he/she may rescind the authorization of its establishment, issue an order of suspension of all or part of its business, specifying a period of suspension not exceeding one year, issue an order of change of its business methods or of prohibition of a part of its business, issue an order of dismissal of its Officers, or issue an order to take necessary measures specified in the articles of incorporation or any other rules.
- 有価証券の売買その他の取引(買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。)又はデリバティブ取引(以下この条において「有価証券売買取引等」という。)につき、当該有価証券又はデリバティブ取引(以下この条において「有価証券等」という。)について顧客(信託会社等(信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。)が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。)に損失が生ずることとなり、又はあらかじめ定めた額の利益が生じないこととなつた場合には自己又は第三者がその全部又は一部を補てんし、又は補足するため当該顧客又は第三者に財産上の利益を提供する旨を、当該顧客又はその指定した者に対し、申し込み、若しくは約束し、又は第三者に申し込ませ、若しくは約束させる行為
- an act of making an offer or promise or having a third party make an offer or promise to a customer or any person designated by a customer, with regard to sales and purchase or other transactions of Securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance and other transactions specified by a Cabinet Order) or Derivative Transactions (hereinafter referred to as 'Sales and Purchase or Other Transaction of Securities, etc.' in this Article), to the effect that if the customer (in cases where a Trust Company, etc. (meaning a trust company or a financial institution that has obtained authorization under Article 1(1) of the Act on Concurrent Operation of Trust Business by Financial Institutions; the same shall apply hereinafter) conducts sales and purchase of Securities or Derivative Transactions for the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article) incurs any loss or shortfall in the predetermined amount of profit from the relevant Securities or Derivative Transactions (hereinafter referred to as 'Securities, etc.' in this Article), property benefit will be provided to the customer or such third party in order to compensate or make up for the whole or part of such loss or shortfall;
- 卸売業 当該各事業年度の棚卸資産の販売に係る収入金額(当該各事業年度において棚卸資産の売買の代理又は媒介に関し受け取る手数料がある場合には、その手数料を受け取る基因となつた売買の取引金額を含む。以下この号において「販売取扱金額」という。)の合計額のうちに関連者(当該特定外国子会社等に係る法第四十条の四第一項各号、第六十六条の六第一項各号、第六十八条の九十第一項各号及び前項各号に掲げる者をいう。以下この項及び次項において同じ。)以外の者との間の取引に係る販売取扱金額の合計額の占める割合が百分の五十を超える場合又は当該各事業年度において取得した棚卸資産の取得価額(当該各事業年度において棚卸資産の売買の代理又は媒介に関し受け取る手数料がある場合には、その手数料を受け取る基因となつた売買の取引金額を含む。以下この号において「仕入取扱金額」という。)の合計額のうちに関連者以外の者との間の取引に係る仕入取扱金額の合計額の占める割合が百分の五十を超える場合
- Wholesale business: Where, out of the total revenue from selling inventory assets for the relevant business year (where there are any commissions to be received for agent or intermediary services for the buying or selling of inventory assets for the relevant business year, such revenues shall include the amount from the transactions for which said commissions were generated; hereinafter referred to as the 'amount of sales transactions' in this item), the ratio of the sum of the amount of sales transactions with a person other than affiliated persons (meaning those listed in the items of Article 40-4, paragraph (1), items of Article 66-6, paragraph (1), items of Article 68-90, paragraph (1) of the Act and the items of the preceding paragraph who are related to said specified foreign subsidiary, etc.; hereinafter the same shall apply in this paragraph and the following paragraph) exceeds 50 percent, or out of the sum of the acquisition costs for acquiring inventory assets for the relevant business year (where there are any commissions to be received for agent or intermediary services for the buying or selling of inventory assets for the relevant business year, such acquisition costs shall include the amount of transactions for which said commissions were generated; hereinafter referred to as the 'amount of purchase transactions' in this item), the ratio of the sum of the amount of purchase transactions with a person other than affiliated persons exceeds 50 percent
- Wholesale business: Where, out of the total revenue from selling inventory assets for the relevant business year (where there are any commissions to be received for agent or intermediary services for the buying or selling of inventory assets for the relevant business year, such revenues shall include the amount from the transactions for which said commissions were generated; hereinafter referred to as the 'amount of sales transactions' in this item), the ratio of the sum of the amount of sales transactions with a person other than affiliated persons (meaning those listed in the items of Article 40-4, paragraph (1), items of Article 66-6, paragraph (1), items of Article 68-90, paragraph (1) of the Act and the items of the preceding paragraph who are affiliated persons of the specified foreign subsidiary, etc.; hereinafter the same shall apply in this paragraph and the following paragraph) exceeds 50 percent, or out of the sum of the acquisition costs for acquiring inventory assets for the relevant business year (where there are any commissions to be received for agent or intermediary services for the buying or selling of inventory assets for the relevant business year, such acquisition costs shall include the amount from the transactions for which said commissions were generated; hereinafter referred to as the 'amount of purchase transactions' in this item), the ratio of the sum of the amount of purchase transactions with a person other than affiliated persons exceeds 50 percent
- 販売業者若しくは役務提供事業者が電話勧誘行為により電話勧誘顧客か ら指定商品(その販売条件についての交渉が販売業者と購入者との間で相当の期間にわたり行われることが通常の取引の態様である商品として政令で定める指定 商品を除く。以下この項において同じ。)若しくは指定権利若しくは指定役務につき当該売買契約若しくは当該役務提供契約の申込みを郵便等により受けた場合 におけるその申込みをした者又は販売業者若しくは役務提供事業者が電話勧誘行為により電話勧誘顧客と指定商品若しくは指定権利若しくは指定役務につき当該 売買契約若しくは当該役務提供契約を郵便等により締結した場合におけるその購入者若しくは役務の提供を受ける者(以下この条及び次条において「申込者等」 という。)は、次に掲げる場合を除き、書面によりその売買契約若しくは役務提供契約の申込みの撤回又はその売買契約若しくは役務提供契約の解除(以下この 条において「申込みの撤回等」という。)を行うことができる。
- Where a seller or a Service Provider receives an application for entering into a sales contract for Designated Goods (excluding Designated Goods specified by a Cabinet Order as goods that are normally transacted by negotiating the conditions of sale between the seller and the purchaser over a reasonable period; hereinafter the same shall apply in this paragraph) or Designated Rights or a Service Contract for Designated Services from a Telemarketing Target by Postal Mail, etc. as a result of an Act of Telemarketing, or where a seller or a Service Provider concludes a sales contract for Designated Goods or Designated Rights or a Service Contract for Designated Services with a Telemarketing Target by Postal Mail, etc. as a result of an Act of Telemarketing, the person who made such application or the purchaser, or the service recipient (hereinafter referred to as the 'Purchasing Party' in this article and the following article) may withdraw such application for a sales contract or a Service Contract or rescind such sales contract or Service Contract (hereinafter referred to as 'Withdrawal/Rescission' in this article) in writing, except when:
- この法律は、平成二年十月一日から起算して三月を超えない範囲内において政令で定める日から施行する。ただし、第五十四条の二の改正規定、第九十二条の次に一条を加える改正規定、第九十七条の二の改正規定(同条第二項の改正規定、同条第三項の改正規定中「売買取引」を「取引」に改める部分及び同条第五項の改正規定中「政令で」を「主務省令で」に改める部分を除く。)、第九十七条の三第二項の改正規定、第九十七条の四の改正規定、第九十七条の十一第三項の改正規定(「弁済契約において定める額」を「契約弁済額」に改める部分に限る。)、第百四十六条の改正規定(「第五十二条第三項」の下に「、第五十四条の二第二項」を加える部分に限る。)、第百六十一条第一号の改正規定、第百六十四条の改正規定(同条第二号の次に一号を加える部分に限る。)及び第百六十六条第一号及び第二号の改正規定(「第五十二条第三項」の下に「、第五十四条の二第二項」を加える部分に限る。)は、平成三年四月一日から施行する。
- This Act shall come into force as from the date specified by a Cabinet Order within a period not exceeding three months from October 1, 1990; provided, however, that the provisions revising Article 54-2, the provisions which add one Article after Article 92, the provisions revising Article 97-2 (excluding the provisions revising paragraph (2) of the same Article, the part which revises 'buying and selling transactions' in the provisions revising paragraph (3) of the same Article to 'transactions' and the part which revises 'by a Cabinet Order' in the provisions revising paragraph (5) of the same Article to 'by an ordinance of the competent ministry'), the provisions revising Article 97-3, paragraph (2), the provisions revising Article 97-4, the provisions revising Article 97-11, paragraph (3) (limited to the part which revises 'the amount as specified in the payment contract' to 'the contracted payment amount'), the provisions revising Article 146 (limited to the part which adds 'Article 54-2, paragraph (2)' under 'Article 52, paragraph (3)'), the provisions revising Article 161, item (i), the provisions revising Article 164 (limited to the part which adds one item after item (ii) of the same Article), and the provisions revising Article 166, item (i) and item (ii) (limited to the part which adds 'Article 54-2, paragraph (2)' under 'Article 52, paragraph (3)') shall come into force as from April 1, 1991.
- 販売業者又は役務提供事業者は、指定商品若しくは指定権利又は指定役務 につき売買契約又は役務提供契約の申込みをした者から当該商品の引渡し若しくは当該権利の移転又は当該役務の提供に先立つて当該商品若しくは当該権利の代 金又は当該役務の対価の全部又は一部を受領することとする通信販売をする場合において、郵便等により当該商品若しくは当該権利又は当該役務につき売買契約 又は役務提供契約の申込みを受け、かつ、当該商品若しくは当該権利の代金又は当該役務の対価の全部又は一部を受領したときは、遅滞なく、経済産業省令で定 めるところにより、その申込みを承諾する旨又は承諾しない旨(その受領前にその申込みを承諾する旨又は承諾しない旨をその申込みをした者に通知している場 合には、その旨)その他の経済産業省令で定める事項をその者に書面により通知しなければならない。ただし、当該商品若しくは当該権利の代金又は当該役務の 対価の全部又は一部を受領した後遅滞なく当該商品を送付し、若しくは当該権利を移転し、又は当該役務を提供したときは、この限りでない。
- Where a seller or a Service Provider intends to receive a charge for goods or rights or a consideration for services in whole or in part from a person who has made an application for entering into a sales contract for the Designated Goods or Designated Rights or a Service Contract for the Designated Services, prior to the delivery of the goods, the transfer of the rights, or the offering of the services in conducting Mail Order Sales, when it receives the application for entering into a sales contract for the goods or rights or a Service Contract for the services by Postal Mail, etc. and receives the charge for the goods or rights or the consideration for the services in whole or in part, it shall notify said person in writing of its acceptance or non-acceptance of the application (when it has notified the person who made the application about the acceptance or non-acceptance of the application prior to the receipt of the application, it shall be a statement to the effect) or other matters specified by an Ordinance of the Ministry of Economy, Trade and Industry without delay, pursuant to the provisions of an Ordinance of the Ministry of Economy, Trade and Industry. However, this does not apply when the seller or the Service Provider sent the goods, transferred the rights, or offered the services without delay after receiving the charge for the goods or rights or the consideration for the services in whole or in part.
- 販売業者又は役務提供事業者は、指定商品若しくは指定権利又は指定役務 につき売買契約又は役務提供契約の申込みをした者から当該商品の引渡し若しくは当該権利の移転又は当該役務の提供に先立つて当該商品若しくは当該権利の代 金又は当該役務の対価の全部又は一部を受領することとする電話勧誘販売をする場合において、郵便等により当該商品若しくは当該権利又は当該役務につき売買 契約又は役務提供契約の申込みを受け、かつ、当該商品若しくは当該権利の代金又は当該役務の対価の全部又は一部を受領したときは、遅滞なく、経済産業省令 で定めるところにより、その申込みを承諾する旨又は承諾しない旨(その受領前にその申込みを承諾する旨又は承諾しない旨をその申込みをした者に通知してい る場合には、その旨)その他の経済産業省令で定める事項をその者に書面により通知しなければならない。ただし、当該商品若しくは当該権利の代金又は当該役 務の対価の全部又は一部を受領した後遅滞なく当該商品を送付し、若しくは当該権利を移転し、又は当該役務を提供したときは、この限りでない。
- Where a seller or a Service Provider intends to receive a charge for goods or rights or a consideration for services in whole or in part from a person who has made an application for entering into a sales contract for Designated Goods or Designated Rights or a Service Contract for Designated Services, prior to the delivery of the goods, the transfer of the rights, or the offering of the services in conducting Telemarketing Sales, when it receives an application for entering into a sales contract for the goods or rights or a Service Contract for the services by Postal Mail, etc. and receives the charge for the goods or rights or the consideration for the services in whole or in part, it shall notify said person in writing of its acceptance or non-acceptance of the application (when it has notified the person who made the application about the acceptance or non-acceptance of the application prior to the receipt of the application, it shall be a statement to that effect) or other matters specified by an Ordinance of the Ministry of Economy, Trade and Industry without delay, pursuant to the provisions of an Ordinance of the Ministry of Economy, Trade and Industry. However, this does not apply when the seller or the Service Provider sent the goods, transferred the rights, or offered the services without delay after receiving the charge for the goods or rights or the consideration for the services in whole or in part.
- 卸売業 当該各事業年度の棚卸資産(法人税法第二条第二十号に規定する棚卸資産をいう。以下この号において同じ。)の販売に係る収入金額(当該各事業年度において棚卸資産の売買の代理又は媒介に関し受け取る手数料がある場合には、その手数料を受け取る基因となつた売買の取引金額を含む。以下この号において「販売取扱金額」という。)の合計額のうちに関連者(当該特定外国子会社等に係る法第四十条の四第一項各号、第六十六条の六第一項各号、第六十八条の九十第一項各号及び前項各号に掲げる者をいう。以下この項及び次項において同じ。)以外の者との間の取引に係る販売取扱金額の合計額の占める割合が百分の五十を超える場合又は当該各事業年度において取得した棚卸資産の取得価額(当該各事業年度において棚卸資産の売買の代理又は媒介に関し受け取る手数料がある場合には、その手数料を受け取る基因となつた売買の取引金額を含む。以下この号において「仕入取扱金額」という。)の合計額のうちに関連者以外の者との間の取引に係る仕入取扱金額の合計額の占める割合が百分の五十を超える場合
- Wholesale business: Where, out of the total revenue from selling inventory assets (meaning inventory assets prescribed in Article 2, item (xx) of the Corporation Tax Act; hereinafter the same shall apply in this item) for the relevant business year (where there are any commissions to be received for agent or intermediary services for the buying or selling inventory assets for the relevant business year, such revenues shall include the amount from the transactions for which said commissions were generated; hereinafter referred to as the 'amount of sales transactions' in this item), the ratio of the sum of the amount of sales transactions with a person other than affiliated persons (meaning those listed in the items of Article 40-4, paragraph (1), items of Article 66-6, paragraph (1), items of Article 68-90, paragraph (1) of the Act and the items of the preceding paragraph who are affiliated persons of said specified foreign subsidiary, etc.; hereinafter the same shall apply in this paragraph and the following paragraph) exceeds 50 percent, or out of the sum of the acquisition costs for acquiring inventory assets for the relevant business year (where there are any commissions to be received for agent or intermediary services for the buying or selling inventory assets for the relevant business year, such acquisition costs shall include the amount from the transactions for which said commissions were generated; hereinafter referred to as the 'amount of purchase transactions' in this item), the ratio of the sum of the amount of purchase transactions with a person other than affiliated persons exceeds 50 percent
- 信託会社、外国信託会社又は信託業法第五十条の二第一項の登録を受けた者が前項の規定により信託受益権の売買等を業として行う場合においては、これらの者を金融商品取引業者とみなして、第三十四条から第三十四条の五まで、第三十六条、第三十六条の二第一項(同法第五十条の二第一項の登録を受けた者が信託受益権の売買等を業として行う場合に限る。)、第三十六条の三、第三十七条(第一項第二号を除く。)、第三十七条の二、第三十七条の三(第一項第二号を除く。)、第三十七条の四、第三十七条の六、第三十八条、第三十九条、第四十条、第四十五条第一号及び第二号、第四十七条から第四十七条の三まで、第五十一条、第五十二条第一項及び第二項、第五十六条の二第一項、第百九十条並びに第百九十四条の五第二項の規定(これらの規定に係る罰則を含む。)を適用する。この場合において、第五十二条第一項中「次の各号のいずれか」とあるのは「第六号又は第九号」と、「当該金融商品取引業者の第二十九条の登録を取り消し、第三十条第一項の認可を取り消し、又は六月以内の期間を定めて」とあるのは「六月以内の期間を定めて」と、同条第二項中「第二十九条の登録当時既に同号イからトまでのいずれかに該当していたことが判明したとき、又は前項第六号若しくは第八号から第十号までのいずれか」とあるのは「又は前項第六号若しくは第九号」とする。
- When a trust company, a foreign trust company or a person registered under Article 50-2(1) of the Trust Business Act engages in the business of the Sales and Purchase, etc. of Trust Beneficial Rights in the course of trade under the provision of the preceding paragraph, these persons shall be deemed to be Financial Instruments Business Operators, and the provisions of Article 34 to Article 34-5 inclusive, Article 36, Article 36-2(1) (limited to cases where a person registered under Article 50-2(1) of the Trust Business Act conducts the Sales and Purchase, etc. of Trust Beneficial Rights in the course of trade), Article 36-3, Article 37 (excluding paragraph (1), item (ii)), Article 37-2, Article 37-3 (excluding paragraph (1), item (ii)), Article 37-4, Article 37-6, Article 38, Article 39, Article 40, Article 45(i) and (ii), Article 47 to Article 47-3 inclusive, Article 51, Article 52(1) and (2), Article 56-2(1), Article 190 and Article 194-5(2) (including penal provisions pertaining to these provisions) shall be applied. In this case, the term 'any of the following items' in Article 52(1) shall be deemed to be replaced with 'item (vi) or (ix)'; the term 'rescind its registration under Article 29, rescind its authorization under Article 30(1), or order suspension of all or part of its business by specifying a period not exceeding six months' in said paragraph shall be deemed to be replaced with 'order suspension of all or part of its business by specifying a period not exceeding six months'; and the term 'was found to fall under any of (a) to (g) of said item at the time of registration under Article 29, or came to fall under any of item (vi) or item (viii) to (x) of the preceding paragraph,' in Article 52(2) shall be deemed to be replaced with 'or came to fall under item (vi) or (ix) of the preceding paragraph'.
- 販売業者若しくは役務提供事業者が営業所等以外の場所において指定商品 (その販売条件についての交渉が販売業者と購入者との間で相当の期間にわたり行われることが通常の取引の態様である商品として政令で定める指定商品を除 く。以下この項において同じ。)若しくは指定権利若しくは指定役務につき売買契約若しくは役務提供契約の申込みを受けた場合若しくは販売業者若しくは役務 提供事業者が営業所等において特定顧客から指定商品若しくは指定権利若しくは指定役務につき売買契約若しくは役務提供契約の申込みを受けた場合におけるそ の申込みをした者又は販売業者若しくは役務提供事業者が営業所等以外の場所において指定商品若しくは指定権利若しくは指定役務につき売買契約若しくは役務 提供契約を締結した場合(営業所等において申込みを受け、営業所等以外の場所において売買契約又は役務提供契約を締結した場合を除く。)若しくは販売業者 若しくは役務提供事業者が営業所等において特定顧客と指定商品若しくは指定権利若しくは指定役務につき売買契約若しくは役務提供契約を締結した場合におけ るその購入者若しくは役務の提供を受ける者(以下この条及び次条において「申込者等」という。)は、次に掲げる場合を除き、書面によりその売買契約若しく は役務提供契約の申込みの撤回又はその売買契約若しくは役務提供契約の解除(以下この条において「申込みの撤回等」という。)を行うことができる。
- Where a seller or a Service Provider receives an application for entering into a sales contract for Designated Goods (excluding Designated Goods specified by a Cabinet Order as goods that are normally transacted by negotiating the conditions of sale between the seller and the purchaser over a reasonable period; hereinafter the same shall apply in this paragraph) or Designated Rights or a Service Contract for Designated Services at a place other than its Place of Business, or where a seller or a Service Provider receives an application for entering into a sales contract for Designated Goods or Designated Rights or a Service Contract for Designated Services from a Specified Customer at its Place of Business, or where a seller or a Service Provider concludes a sales contract for Designated Goods or Designated Rights or a Service Contract for Designated Services at a place other than its Place of Business (except where the seller or the Service Provider has received an application at its Place of Business and concludes a sales contract or a Service Contract at a place other than its Place of Business) or where a seller or a Service Provider concludes a sales contract for Designated Goods or Designated Rights or a Service Contract for Designated Services with a Specified Customer at its Place of Business, the person who made such an application or the purchaser or the service recipient (hereinafter referred to as the 'Purchasing Party' in this article and the following article) may withdraw such application for a sales contract or a Service Contract or rescind such sales contract or Service Contract (hereinafter referred to as the 'Withdrawal/Rescission' in this article) in writing, except when:
- 会社法第百四十二条第一項及び第二項(指定買取人による買取りの通知)の規定は指定買取人について、同法第百四十三条第二項(譲渡等承認請求の撤回)の規定は第四項第一号ハ又は第二号ハの請求をした譲渡等承認請求者について、同法第百四十四条第一項から第六項まで(売買価格の決定)、第八百六十八条第一項(非訟事件の管轄)、第八百七十条(第六号に係る部分に限る。)(陳述の聴取)、第八百七十一条本文(理由の付記)、第八百七十二条(第四号に係る部分に限る。)(即時抗告)、第八百七十三条本文(原裁判の執行停止)、第八百七十五条(非訟事件手続法の規定の適用除外)及び第八百七十六条(最高裁判所規則)の規定はこの項において準用する同法第百四十二条第一項の規定による通知があった場合について、それぞれ準用する。この場合において、同法第百四十二条第一項中「第百四十条第四項」とあるのは「資産流動化法第三十一条第七項」と、同条第二項中「一株」とあるのは「一口」と、「株式会社」とあるのは「特定目的会社」と、同法第百四十四条第一項及び第四項から第六項までの規定中「対象株式」とあるのは「資産流動化法第三十一条第七項に規定する特定出資」と、「第百四十条第一項第二号」とあるのは「第百四十二条第一項第二号」と、同条第一項、第二項及び第六項中「株式会社」とあるのは「指定買取人」と、同条第五項中「一株」とあるのは「一口」と、同条第六項中「第百四十一条第二項」とあるのは「第百四十二条第二項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 142(1) and (2) (Designated Purchaser's Notice to Purchase) of the Companies Act shall apply mutatis mutandis to a Designated Purchaser, the provisions of Article 143(2) (Withdrawal of Requests for Approval of Transfer) of that Act shall apply mutatis mutandis to a Requester for Approval of Transfer who makes the request set forth in paragraph (4)(i)(c) or paragraph (4)(ii)(c), and the provisions of Article 144(1) to (6) inclusive (Determination of Sale Price), Article 868(1) (Jurisdiction over Non-Contentious Cases), Article 870 (limited to the portion pertaining to item (vi)) (Hearing of Statements), the main clause of Article 871 (Appending of the Reason), Article 872 (limited to the portion pertaining to item (iv)) (Immediate Appeal), the main clause of Article 873 (Stay of Execution of the Judicial Decision of the Prior Instance), Article 875 (Exclusion from Application of the Provisions of the Non-Contentious Cases Procedures Act), and Article 876 (Supreme Court Rules) of that Act shall apply mutatis mutandis to cases where a notice has been given under the provisions of Article 142(1) of that Act as applied mutatis mutandis pursuant to this paragraph. In this case, the term 'Article 140(4)' in Article 142(1) of the Companies Act shall be deemed to be replaced with 'Article 31(7) of the Asset Securitization Act,' the terms 'per share' and 'Stock Company' in Article 142(2) of the Companies Act shall be deemed to be replaced with 'per unit' and 'Specific Purpose Company,' respectively, the terms 'Subject Shares' and 'Article 140(1)(ii)' in Article 144(1) and (4) to (6) inclusive of the Companies Act shall be deemed to be replaced with 'Specified Equity prescribed in Article 31(7) of the Asset Securitization Act' and 'Article 142(1)(ii),' respectively, the term 'Stock Company' in Article 144(1), (2), and (6) of the Companies Act shall be deemed to be replaced with 'Designated Purchaser,' the term 'per share' in paragraph (5) of that Article shall be deemed to be replaced with 'per unit,' the term 'Article 141(2)' in Article 144(6) of that Act shall be deemed to be replaced with 'Article 142(2),' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 株券、新株予約権付社債券その他の政令で定める有価証券(以下この項において「株券関連有価証券」という。)で金融商品取引所に上場されているもの(流通状況がこれに準ずるものとして政令で定める株券関連有価証券を含む。)の発行者である法人が発行者(内閣府令で定める有価証券については、内閣府令で定める者。第二十七条の三十第二項を除き、以下この章及び第二十七条の三十の十一第四項において同じ。)である対象有価証券(当該対象有価証券に係るオプション(当該オプションの行使により当該行使をした者が当該オプションに係る対象有価証券の売買において買主としての地位を取得するものに限る。)を表示する第二条第一項第十九号に掲げる有価証券その他の当該対象有価証券に係る権利を表示するものとして政令で定めるものを含む。以下この章及び第二十七条の三十の十一第四項において「株券等」という。)の保有者で当該株券等に係るその株券等保有割合が百分の五を超えるもの(以下この章において「大量保有者」という。)は、内閣府令で定めるところにより、株券等保有割合に関する事項、取得資金に関する事項、保有の目的その他の内閣府令で定める事項を記載した報告書(以下「大量保有報告書」という。)を大量保有者となつた日から五日(日曜日その他政令で定める休日の日数は、算入しない。第二十七条の二十五第一項及び第二十七条の二十六において同じ。)以内に、内閣総理大臣に提出しなければならない。ただし、第四項に規定する保有株券等の総数に増加がない場合その他の内閣府令で定める場合については、この限りでない。
- A holder of the Target Securities (including the Securities listed in Article 2(1)(xix) indicating the Options pertaining to said Target Securities (limited to the Options which cause a person who has exercised said Options to acquire a position as a buyer in the sales or purchase of the Target Securities pertaining to said Options) and other Securities specified by a Cabinet Order as those which indicate the rights pertaining to said Target Securities) whose issuer is a juridical person which is an issuer (with regard to the Securities specified by a Cabinet Office Ordinance, a person specified by a Cabinet Office Ordinance; the same shall apply hereinafter in this Chapter and Article 27-30-11(4), except for Article 27-30(2)) of share certificates, bonds with share option and other Securities specified by a Cabinet Order (hereinafter referred to as the 'Securities Related to Share Certificates' in this paragraph) that are listed on a Financial Instruments Exchange (including the Securities Related to Share Certificates specified by a Cabinet Order as those of which the state of distribution can be regarded as being equivalent to said Securities) (such Securities shall be hereinafter collectively referred to as the 'Share Certificates, etc.' in this Chapter and Article 27-30-11(4)), and whose Holding Ratio of Share Certificates, etc. pertaining to said Share Certificates, etc. exceeds 5% (such holder shall be hereinafter referred to as a 'Large Volume Holder' in this Chapter) shall, pursuant to the provisions of a Cabinet Office Ordinance, submit to the Prime Minister a report that contains the matters related to the Holding Ratio of Share Certificates, etc., matters related to the funds for the acquisition, purposes of holding and any other matters specified by a Cabinet Office Ordinance (such report shall be hereinafter referred to as 'Reports of Possession of Large Volume'), within five days from the date on which such person has come to be a Large Volume Holder (Sundays and other holidays specified by a Cabinet Order shall not be included for the purpose of counting days; the same shall apply in Article 27-25(1) and Article 27-26); provided, however, that this shall not apply to the cases where there is no increase in the total number of the Share Certificates, etc. held set forth in paragraph (4) or to any other case specified by a Cabinet Office Ordinance.
- 金融商品取引法第三章第一節第五款(第三十四条の二第六項から第八項まで(特定投資家が特定投資家以外の顧客とみなされる場合)並びに第三十四条の三第五項及び第六項(特定投資家以外の顧客である法人が特定投資家とみなされる場合)を除く。)(特定投資家)、同章第二節第一款(第三十五条から第三十六条の四まで(第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止、社債の管理の禁止等)、第三十七条第一項第二号(広告等の規制)、第三十七条の二(取引態様の事前明示義務)、第三十七条の三第一項第二号から第四号まで及び第六号並びに第三項(契約締結前の書面の交付)、第三十七条の四(契約締結時等の書面の交付)、第三十七条の五(保証金の受領に係る書面の交付)、第三十八条第一号及び第二号並びに第三十八条の二(禁止行為)、第三十九条第一項、第二項第二号、第三項及び第五項(損失補てん等の禁止)、第四十条第一号(適合性の原則等)並びに第四十条の二から第四十条の五まで(最良執行方針等、分別管理が確保されていない場合の売買等の禁止、特定投資家向け有価証券の売買等の制限、特定投資家向け有価証券に関する告知義務)を除く。)(通則)及び第四十五条(第三号及び第四号を除く。)(雑則)の規定は、信託会社が行う信託契約(金利、通貨の価格、金融商品市場(同法第二条第十四項に規定する金融商品市場をいう。)における相場その他の指標に係る変動により信託の元本について損失が生ずるおそれがある信託契約として内閣府令で定めるものをいう。以下「特定信託契約」という。)による信託の引受けについて準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定信託契約」と、「金融商品取引業」とあるのは「特定信託契約の締結の業務」と、これらの規定(同法第三十四条の規定を除く。)中「金融商品取引行為」とあるのは「特定信託契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為(第二条第八項各号に掲げる行為をいう。以下同じ。)を行うことを内容とする契約」とあるのは「信託業法第二十四条の二に規定する特定信託契約」と、同法第三十七条の三第一項第一号中「商号、名称又は氏名及び住所」とあるのは「住所」と、同法第三十七条の六第一項中「第三十七条の四第一項」とあるのは「信託業法第二十六条第一項」と、同法第三十九条第二項第一号中「有価証券売買取引等」とあるのは「特定信託契約の締結」と、「前項第一号」とあるのは「損失補てん等(信託業法第二十四条第一項第四号の損失の補てん又は利益の補足をいう。第三号において同じ。)」と、同項第三号中「有価証券売買取引等」とあるのは「特定信託契約の締結」と、「前項第三号の提供」とあるのは「損失補てん等」と、同条第四項中「事故」とあるのは「信託会社の責めに帰すべき事故」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Chapter III, Section 1, Subsection 5 of the Financial Instruments and Exchange Act (Professional Investors) (excluding Article 34-2(6) to (8) inclusive (Cases Where Professional Investors Are Deemed to Be Customers Other Than Professional Investors) and Article 34-3(5) and (6) (Cases Where Juridical Persons Who Are Customers Other than Professional Investors Are Deemed to Be Professional Investors)), the provisions of Chapter III, Section 2, Subsection 1 of that Act (General Rules) (excluding Article 35 to Article 36-4 inclusive (Scope of Business of Persons Who Engage in Type I Financial Instruments Business or Investment Management Business; Scope of Additional Business of Persons Who Only Engage in Type II Financial Instruments Business or Investment Advisory and Agency Business; Duty of Good Faith to Customers; Posting of Signs; Prohibition on Name Lending; Prohibition on Administration of Bonds, etc.), Article 37(1)(ii) (Regulations on Advertising, etc.), Article 37-2 (Obligation to Clarify in Advance), Article 37-3(1)(ii) to (iv) inclusive and (vi) and 37-3(3) (Delivery of Documents Prior to the Conclusion of a Contract), Article 37-4 (Delivery of Documents upon Conclusion of a Contract, etc.), Article 37-5 (Delivery of Documents Pertaining to Receipt of Security Deposits), Article 38(i) and (ii) and Article 38-2 (Prohibited Acts), Article 39(1), Article 39(2)(ii), Article 39(3) and (5) (Prohibition of Compensation of Loss, etc.), Article 40(i) (Rule of Suitability), and Article 40-2 to Article 40-5 inclusive (Best Execution Policy; Prohibition of Sales and Purchases, etc. where Separate Management Is Not Maintained; Restriction on Sales, etc. of Securities to Professional Investors; Obligation to Provide Professional Investors with Information Regarding Securities)), and the provisions of Article 45 (Miscellaneous Provisions) of that Act (excluding items (iii) and (iv)) shall apply mutatis mutandis to acceptance by a Trust Company of a trust under a trust agreement (meaning those that are specified by a Cabinet Office Ordinance as trust agreements with the risk of a trust principal loss caused by fluctuation in the interest rate, currency value, quotations on a Financial Instruments Market (meaning a Financial Instruments Market as prescribed in Article 2(14) of that Act), or any other index; hereinafter referred to as a 'Specific Trust Agreement'). In this case, the term 'Contract for a Financial Instruments Transaction' and 'Financial Instruments Business' in these provisions shall respectively be deemed to be replaced with 'Specific Trust Agreement' and 'business for the conclusion of Specific Trust Agreements'; the term 'Financial Instruments Transaction' in these provisions (excluding Article 34 of that Act) shall be deemed to be replaced with 'conclusion of Specific Trust Agreements'; the term 'contract to carry out Acts for a Financial Instruments Transaction (meaning acts listed in the items of Article 2(8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer' in Article 34 of that Act shall be deemed to be replaced with 'Specific Trust Agreements prescribed in Article 24-2 of the Trust Business Act'; the term 'the trade name or name and address' in Article 37-3(1)(i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with 'the address'; the term 'Article 37-4(1)' in Article 37-6(1) of that Act shall be deemed to be replaced with 'Article 26(1) of the Trust Business Act'; the terms 'Sales and Purchases or Other Transactions of Securities, etc.' and 'item (i) of the preceding paragraph' in Article 39(2)(i) of the Financial Instruments and Exchange Act shall respectively be deemed to be replaced with 'conclusion of Specific Trust Agreements' and 'Compensation of Losses, etc. (meaning compensation for losses or supplementation of profit as prescribed in Article 24(1)(iv) of the Trust Business Act; the same shall apply in item (iii))'; the term 'Sales and Purchases or Other Transactions of Securities, etc.' and 'provided under item (iii) of the preceding paragraph' in Article 39(2)(iii) of the Financial Instruments and Exchange Act shall respectively be deemed to be replaced with 'conclusion of Specific Trust Agreements' and 'pertaining to compensation of losses, etc.'; and the term 'Problematic Conduct' in Article 39(4) of that Act shall be deemed to be replaced with 'an accident imputable to a Trust Company.' In addition, the necessary technical replacement of terms shall be specified by a Cabinet Order.
- 金融商品取引法第三章第一節第五款(第三十四条の二第六項から第八 項まで(特定投資家が特定投資家以外の顧客とみなされる場合)並びに第三十四条の三第五項及び第六項(特定投資家以外の顧客である法人が特定投資家とみな される場合)を除く。)(特定投資家)、同章第二節第一款(第三十五条から第三十六条の四まで(第一種金融商品取引業又は投資運用業を行う者の業務の範 囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止及び社債の管理の禁止等)、 第三十七条第一項第二号(広告等の規制)、第三十七条の二(取引態様の事前明示義務)、第三十七条の三第一項第二号及び第六号並びに第三項(契約締結前の 書面の交付)、第三十七条の五(保証金の受領に係る書面の交付)、第三十八条第一号及び第二号並びに第三十八条の二(禁止行為)、第三十九条第三項ただし 書及び第五項(損失補てん等の禁止)、第四十条の二(最良執行方針等)並びに第四十条の三(分別管理が確保されていない場合の売買等の禁止)を除く。) (通則)及び第四十五条(第三号及び第四号を除く。)(雑則)の規定は、銀行が行う特定預金等契約(特定預金等(金利、通貨の価格、同法第二条第十四項に 規定する金融商品市場における相場その他の指標に係る変動によりその元本について損失が生ずるおそれがある預金又は定期積金等として内閣府令で定めるもの をいう。)の受入れを内容とする契約をいう。以下同じ。)の締結について準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特 定預金等契約」と、「金融商品取引業」とあるのは「特定預金等契約の締結の業務」と、これらの規定(同法第三十四条の規定を除く。)中「金融商品取引行 為」とあるのは「特定預金等契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為(第二条第八項各号に掲げる行為をい う。以下同じ。)を行うことを内容とする契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、同法第三十七条の三第一項中「交付しなけれ ばならない」とあるのは「交付するほか、預金者等(銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。)の保護に資するため、内閣府 令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同法第三十九条第一項第一号中 「有価証券の売買その他の取引(買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。)又はデリバティブ取引(以下この条 において「有価証券売買取引等」という。)」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引(以下この条において「有価証券等」 という。)」とあるのは「特定預金等契約」と、「顧客(信託会社等(信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融 機関をいう。以下同じ。)が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする 者を含む。以下この条において同じ。)」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第 二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加する ため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約に よらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」 とあるのは「原因となるもの」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは 「第三十七条の三(第一項の書面の交付に係る部分に限り、同項第二号及び第六号並びに第三項を除く。)、第三十七条の四及び第三十七条の六」と読み替える ものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Subsection 5 of Section 1 of Chapter III of the Financial Instruments and Exchange Act (excluding Article 34-2(6) to (8) inclusive (Cases Where a Professional Investor Will be Deemed to be a Customer Other than Professional Investor) and Article 34-3(5) and (6) inclusive (Cases Where a Juridical Person who Is a Customer Other Than Professional Investor Will Be Deemed to Be a Professional Investor)) (Professional Investors), Subsection 1 of Section 2 of that Chapter (excluding Articles 35 to 36-4 inclusive (' Scope of Businesses of Persons Who Engage in Type I Financial Instruments Business or Investment Management Business, Scope of Subsidiary Businesses of Persons Who Only Engage in Type II Financial Instruments Business or Investment Advisory and Agency Business, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, and Prohibition of Administration of Bonds), Article 37(1)(ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3(1)(ii) and (vi) and Article 37-3(3) (Delivery of Document Prior to Conclusion of Contract), Article 37-5 (Delivery of Document Pertaining to Receipt of Security Deposit), Article 38(i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39(3) and Article 39(5) (Prohibition of Compensation of Loss, etc.), Article 40-2 (Best Execution Policy) and Article 40-3 (Prohibition of Sales and Purchase, etc. Where Separate Management Is not Ensured)) (General Rules) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provisions) shall apply mutatis mutandis to conclusion of Contracts for Specified Deposits, etc. (meaning contracts on acceptance of Specified Deposits, etc. (meaning those that are specified by a Cabinet Office Ordinance as deposits or Installment Savings, etc. with the risk of a principal loss caused by fluctuations pertaining to the interest rate, currency value, quotations on a financial instruments market prescribed in Article 2(14) of that Act, or any other index); the same shall apply hereinafter) by a Bank. In this case, the term 'Contract for Financial Instruments Transaction' in these provisions shall be deemed to be replaced with 'Contract for a Specified Deposit, etc.,'; the term 'Financial Instruments Business' shall be deemed to be replaced with 'Business of Concluding Contracts for Specified Deposits, etc.,'; the term 'Act of Financial Instruments Transaction' in these provisions (excluding the provisions in Article 34 of that Act) shall be deemed to be replaced with 'Conclusion of Contracts for Specified Deposits, etc.,'; the phrase 'contract to conduct Acts of Financial Instruments Transaction (meaning acts listed in each item of Article 2(8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer' in Article 34 of that Act shall be deemed to be replaced with 'Contracts for Specified Deposits, etc. as Prescribed in Article 13-4 of the Banking Act,'; the phrase '; provided' in Article 37-3(1) of that Act shall be deemed to be replaced with 'and shall, in order to contribute to the protection of Depositors, etc. (meaning Depositors, etc. prescribed in Article 2(5) of the Banking Act; hereinafter the same shall apply in this paragraph), provide the customer in advance with information on the contents of the Contract for a Specified Deposit, etc. and other information that would be helpful for the Depositors, etc., pursuant to the provisions of a Cabinet Office Ordinance; provided,'; the phrase 'sales and purchase and any other transaction of Securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance and other transactions specified by a Cabinet Order) or of Derivative Transactions (hereinafter referred to as 'Sales and Purchase or Other Transaction of Securities, etc.' in this Article)' in Article 39(1)(i) of that Act shall be deemed to be replaced with 'conclusion of Contracts for Specified Deposits, etc.,'; the phrase 'Securities or Derivative Transactions (hereinafter referred to as 'Securities, etc.' in this Article)' in that item shall be deemed to be replaced with 'Contracts for Specified Deposits, etc.,'; the phrase 'customer (in the case where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1(1) of the Act on Provision, etc. of Trust Business by Financial Institutions; the same shall apply hereinafter) conducts sales and purchase of Securities or Derivative Transactions for the account of the person who sets a trust under a trust contract, including that person who sets the trust; hereinafter the same shall apply in this Article)' in that item shall be deemed to be replaced with 'Customers,'; the phrase 'make up for' in that item shall be deemed to be replaced with 'make up, outside that Contract for a Specified Deposit, etc., for,'; the term 'Sales and Purchase or Other Transaction of Securities, etc.' in items (ii) and (iii) of that paragraph shall be deemed to be replaced with 'Conclusion of Contracts for Specified Deposits, etc.,'; the term 'Securities, etc.' in those items shall be deemed to be replaced with 'Contracts for Specified Deposits, etc.,'; the phrase 'make an addition to' in item (ii) of that paragraph shall be deemed to be replaced with 'make an addition, outside that Contract for a Specified Deposit, etc., to,'; the term 'make an addition to' in item (iii) of that paragraph shall be deemed to be replaced with 'make an addition, outside that Contract for a Specified Deposit, etc., to,'; the term 'Sales and Purchase or Other Transaction of Securities, etc.' in paragraph (2) of that Article shall be deemed to be replaced with 'Conclusion of Contracts for Specified Deposits, etc.,'; the phrase 'that is specified by a Cabinet Office Ordinance as a potential cause of' in paragraph (3) of that Article shall be deemed to be replaced with 'that is a potential cause of,'; the phrase 'Articles 37-2 to 37-6 inclusive, Article 40-2(4), and Article 43-4' in Article 45(ii) of that Act shall be deemed to be replaced with 'Article 37-3 (limited to the part pertaining to delivery of a document set forth in paragraph (1) and excluding items (ii) and (vi) of that paragraph and paragraph (3)), Article 37-4 and Article 37-6,'; and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 金融商品取引法第三章第二節第一款(第三十五条から第三 十六条の四まで(第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に 対する誠実義務、標識の掲示、名義貸しの禁止及び社債の管理の禁止等)、第三十七条第一項第二号(広告等の規制)、第三十七条の二(取引態様の事前明示義 務)、第三十七条の三第一項第二号及び第六号並びに第三項(契約締結前の書面の交付)、第三十七条の五(保証金の受領に係る書面の交付)、第三十七条の六 第一項、第二項、第四項ただし書及び第五項(書面による解除)、第三十八条第一号及び第二号並びに第三十八条の二(禁止行為)、第三十九条第三項ただし書 及び第五項(損失補てん等の禁止)、第四十条の二(最良執行方針等)並びに第四十条の三(分別管理が確保されていない場合の売買等の禁止)を除く。)(通 則)の規定は、銀行代理業者が行う特定預金等契約の締結の代理又は媒介について準用する。この場合において、これらの規定中「金融商品取引業」とあるのは 「銀行法第十三条の四に規定する特定預金等契約の締結の代理又は媒介の業務」と、「金融商品取引行為」とあるのは「銀行法第十三条の四に規定する特定預金 等契約の締結」と、これらの規定(同法第三十七条の六第三項の規定を除く。)中「金融商品取引契約」とあるのは「銀行法第十三条の四に規定する特定預金等 契約」と、同法第三十七条の三第一項中「を締結しようとするとき」とあるのは「の締結の代理又は媒介を行うとき」と、「交付しなければならない」とあるの は「交付するほか、預金者等(銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。)の保護に資するため、内閣府令で定めるところによ り、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同項第一号中「金融商品取引業者等」とあるのは「銀 行代理業者(銀行法第二条第十五項に規定する銀行代理業者をいう。)の所属銀行(同条第十六項に規定する所属銀行をいう。)」と、同法第三十七条の六第三 項中「金融商品取引契約の解除があつた場合には」とあるのは「特定預金等契約(銀行法第十三条の四に規定する特定預金等契約をいう。第三十九条において同 じ。)の解除に伴い銀行に損害賠償その他の金銭の支払をした場合において」と、「金融商品取引契約の解除までの期間に相当する手数料、報酬その他の当該金 融商品取引契約に関して顧客が支払うべき対価(次項において「対価」という。)の額として内閣府令で定める金額を超えて当該金融商品取引契約の解除」とあ るのは「支払」と、「又は違約金の支払を」とあるのは「その他の金銭の支払を、解除をした者に対し、」と、同法第三十九条第一項第一号中「有価証券の売買 その他の取引(買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。)又はデリバティブ取引(以下この条において「有価証 券売買取引等」という。)」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引(以下この条において「有価証券等」という。)」とあ るのは「特定預金等契約」と、「顧客(信託会社等(信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下 同じ。)が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下こ の条において同じ。)」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中 「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは 「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、 同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因 となるもの」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Subsection 1 of Section 2 of Chapter III of the Financial Instruments and Exchange Act (excluding Article 35 to 36-4 inclusive (Scope of Businesses of Persons Who Engage in Type I Financial Instruments Business or Investment Management Business, Scope of Subsidiary Businesses of Persons Who Only Engage in Type II Financial Instruments Business or Investment Advisory and Agency Business, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, Prohibition of Administration of Bonds), Article 37(1)(ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3(1)(ii) and (vi) and Article 37-3(3) (Delivery of Document prior to Conclusion of Contract), Article 37-5 (Delivery of Document Pertaining to Receipt of Security Deposit), Article 37-6(1) and (2), the proviso to Article 37-6 (4) and Article 37-6(5)(Cancellation by Means of Document), Article 38(i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39(3) and Article 39(5) (Prohibition of Compensation of Loss, etc.), Article 40-2 (Best Execution Policy) and Article 40-3 (Prohibition of Sales and Purchase, etc. Where Separate Management Is not Ensured)) (General Rules) shall apply mutatis mutandis to agency or intermediary for conclusion of Contracts for Specified Deposits, etc. by a Bank Agency. In this case, the term 'Financial Instruments Business' in these provisions shall be deemed to be replaced with 'agency service or intermediary service for conclusion of Contracts for Specified Deposits, etc. as defined in Article 13-4 of the Banking Act,'; the term 'Act of Financial Instruments Transaction' in these provisions shall be deemed to be replaced with 'conclusion of Contracts for Specified Deposits, etc. as defined in Article 13-4 of the Banking Act,'; the term 'Contract for Financial Instruments Transaction' in these provisions (excluding Article 37-6(3)) shall be deemed to be replaced with 'Contract for a Specified Deposit, etc. as defined in Article 13-4 of the Banking Act,'; the terms 'intends to conclude' in Article 37-3(1) shall be deemed to be replaced with 'conducts agency service or intermediary service for conclusion of,'; the term '; provided' shall be deemed to be replaced with 'and shall, in order to contribute to the protection of Depositors, etc. (meaning Depositors, etc. as defined in Article 2(5) of the Banking Act; hereinafter the same shall apply in this paragraph), provide the customer in advance with information on the contents of the Contract for a Specified Deposit, etc. and other information that would be helpful for the Depositors, etc., pursuant to the provisions of a Cabinet Office Ordinance; provided'; the term 'Financial Instruments Business Operator, etc.' in Article 37-3(1)(i) of that Act shall be deemed to be replaced with 'the Principal Bank (meaning an Principal Bank as defined in Article 2(16) of the Banking Act) for which the Bank Agent (meaning a Bank Agent as defined in Article 2(15) of the Banking Act) is acting,'; the terms 'Where a Contract for Financial Instruments Transaction has been cancelled' and 'the customer to pay damages or penalty for the cancellation of that Contract for Financial Instruments Transaction beyond the amount designated by a Cabinet Office Ordinance as the amount of fees, remuneration or any other Consideration payable by the customer with regard to that contract for financial instruments transaction (referred to as 'Consideration' in the following paragraph) for the period until the cancellation of that Contract for Financial Instruments Transaction' in Article 37-6(3) of that Act shall be deemed to be replaced with 'When he/she has paid money to a Bank as damages or otherwise for cancellation of a Contract for a Specified Deposit, etc. (meaning a Contract for a Specified Deposit, etc. as defined in Article 13-4 of the Banking Act; the same shall apply in Article 39) made' and 'person who canceled the contract to pay money as damages or otherwise for the payment he/she has made to the Bank,' respectively; the terms 'sales and purchase or any other transaction of Securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance or other transactions designated by a Cabinet Order) or Derivative Transactions (hereinafter referred to as 'Sales and Purchase or Other Transaction of Securities, etc.' in this Article),' 'the customer (in the case where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1(1) of the Act on Securities Investment Trust and Securities Investment Corporations; the same shall apply hereinafter) conducts sales and purchase of Securities or Derivative Transactions for the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article),' 'Securities or Derivative Transactions (hereinafter referred to as 'Securities, etc.' in this Article)' and 'make up' in Article 39(1)(i) shall be deemed to be replaced with 'conclusion of a Contract for a Specified Deposit, etc.,' 'the customer,' 'Contract for a Specified Deposit, etc.' and 'make up, not through the Contract for a Specified Deposit, etc.,' respectively; the terms 'Sales and Purchase or Other Transaction of Securities, etc.' and 'Securities, etc.' in Article 39(1)(ii) and (iii) shall be deemed to be replaced with 'conclusion of a Contract for a Specified Deposit, etc.' and 'Contract for a Specified Deposit, etc.,' respectively; the term 'make an addition to the profit accrued to the customer from such Securities, etc.' in Article 39(1)(ii) shall be deemed to be replaced with 'make an addition to the profit accrued to the customer from the Contract for a Specified Deposit, etc., not through the Contract for a Specified Deposit, etc.,'; the term 'make an addition to the profit accrued to the customer from Such Securities, etc.' in Article 39(1)(iii) shall be deemed to be replaced with 'make an addition to the profit accrued to the customer from the Contract for a Specified Deposit, etc., not through the Contract for a Specified Deposit, etc.,'; the term 'Sales and Purchase or Other Transaction of Securities, etc.' in Article 39(2) shall be deemed to be replaced with 'conclusion of a Contract for a Specified Deposit, etc.,'; the term 'that is specified by a Cabinet Office Ordinance as a potential cause of a dispute' in Article 39(2) shall be deemed to be replaced with 'that may become a cause of dispute,'; and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 金融商品取引法第三章第一節第五款(第三十四条の二第六項から第八項まで(特定投資家が特定投資家以外の顧客とみなされる場合)並びに第三十四条の三第五項及び第六項(特定投資家以外の顧客である法人が特定投資家とみなされる場合)を除く。)(特定投資家)、同章第二節第一款(第三十五条から第三十六条の四まで(第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止、社債の管理の禁止等)、第三十七条第一項第二号(広告等の規制)、第三十七条の二(取引態様の事前明示義務)、第三十七条の三第一項第二号及び第六号並びに第三項(契約締結前の書面の交付)、第三十七条の五(保証金の受領に係る書面の交付)、第三十七条の七(指定紛争解決機関との契約締結義務等)、第三十八条第一号及び第二号並びに第三十八条の二(禁止行為)、第三十九条第三項ただし書及び第五項(損失補てん等の禁止)並びに第四十条の二から第四十条の五まで(最良執行方針等、分別管理が確保されていない場合の売買等の禁止、特定投資家向け有価証券の売買等の制限、特定投資家向け有価証券に関する告知義務)を除く。)(通則)及び第四十五条(第三号及び第四号を除く。)(雑則)の規定は、銀行が行う特定預金等契約(特定預金等(金利、通貨の価格、同法第二条第十四項に規定する金融商品市場における相場その他の指標に係る変動によりその元本について損失が生ずるおそれがある預金又は定期積金等として内閣府令で定めるものをいう。)の受入れを内容とする契約をいう。以下同じ。)の締結について準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定預金等契約」と、「金融商品取引業」とあるのは「特定預金等契約の締結の業務」と、これらの規定(同法第三十四条の規定を除く。)中「金融商品取引行為」とあるのは「特定預金等契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為(第二条第八項各号に掲げる行為をいう。以下同じ。)を行うことを内容とする契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、同法第三十七条の三第一項中「交付しなければならない」とあるのは「交付するほか、預金者等(銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。)の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引(買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。)又はデリバティブ取引(以下この条において「有価証券売買取引等」という。)」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引(以下この条において「有価証券等」という。)」とあるのは「特定預金等契約」と、「顧客(信託会社等(信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。)が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。)」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三(第一項の書面の交付に係る部分に限り、同項第二号及び第六号並びに第三項を除く。)、第三十七条の四及び第三十七条の六」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Chapter III, Section 1, Subsection 5 of the Financial Instruments and Exchange Act (excluding Article 34-2, paragraphs (6) to (8) inclusive (Cases Where a Professional Investor Will Be Deemed to Be a Customer Other than Professional Investor) and Article 34-3, paragraphs (5) and (6) inclusive (Cases Where a Juridical Person Who Is a Customer Other Than a Professional Investor Will Be Deemed to Be a Professional Investor)) (Professional Investors), Section 2, Subsection 1 of that Chapter (excluding Articles 35 to 36-4 inclusive (Scope of Business Activities of Persons Who Engage in Type I Financial Instruments Services or Investment Management, Scope of Concurrent Business Activities of Persons Who Only Engage in Type II Financial Instruments Services or Investment Advisory and Agency Services, Duty of Good Faith to Customers, Posting of Signs, Prohibition on Name Lending, Prohibition on Administration of Corporate Bonds), Article 37, paragraph (1), item (ii) (Regulations on Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and Article 37-3, paragraph (3) (Delivery of Documents Prior to the Conclusion of a Contract), Article 37-5 (Delivery of Documents Pertaining to the Receipt of Security Deposits), Article 37-7 (Obligation to Conclude a Contract, etc. with a Designated Dispute Resolution Organization), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39, paragraph (3) and Article 39, paragraph (5) (Prohibition of Compensation of Loss, etc.) and Articles 40-2 to 40-5 inclusive (Best Execution Policy, Prohibition on Purchase and Sale, etc. Where Separate Management Is not Ensured, Limitation on the Purchase and Sale, etc. of Securities for Professional Investors, Obligation of Notification in Relation to Securities for Professional Investors)) (General Rules) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provisions) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to the conclusion of Contracts for Specified Deposits, etc. (meaning contracts on acceptance of Specified Deposits, etc. (meaning those that are specified by Cabinet Office Ordinance as deposits or Installment Savings, etc. with the risk of a principal loss caused by fluctuations pertaining to the interest rate, currency value, quotations on a financial instruments market prescribed in Article 2, paragraph (14) of that Act, or any other index); the same shall apply hereinafter) by a Bank. In this case, the term 'Contract for a Financial Instruments Transaction' in these provisions shall be deemed to be replaced with 'Contract for a Specified Deposit, etc.'; the term 'Financial Instruments Services' in these provisions shall be deemed to be replaced with 'Concluding Contracts for Specified Deposits, etc.'; the term 'Act of Executing a Financial Instruments Transaction' in these provisions (excluding the provisions of Article 34 of that Act) shall be deemed to be replaced with 'Conclusion of Contracts for Specified Deposits, etc.'; the phrase 'contract to conduct the Act of Financial Instruments Transactions (meaning an act listed in the items of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer' in Article 34 of that Act shall be deemed to be replaced with 'Contracts for Specified Deposits, etc. as Prescribed in Article 13-4 of the Banking Act'; the phrase '; provided' in Article 37-3, paragraph (1) of that Act shall be deemed to be replaced with 'and shall, in order to contribute to the protection of Depositors, etc. (meaning Depositors, etc. prescribed in Article 2, paragraph (5) of the Banking Act; hereinafter the same shall apply in this paragraph), provide the customer with information on the contents of the Contract for a Specified Deposit, etc. and other information that would be helpful for the Depositors, etc. in advance, pursuant to the provisions of Cabinet Office Ordinance; provided'; the phrase 'purchase and sale or other transaction of Securities (excluding a purchase and sale on condition of repurchase for which the repurchase price is set in advance and other transactions specified by Cabinet Order) or Derivative Transactions (hereinafter referred to as the 'Purchase and Sale or Other Transaction of Securities, etc.' in this Article)' in Article 39, paragraph (1), item (i) of that Act shall be deemed to be replaced with 'conclusion of Contracts for Specified Deposits, etc.'; the phrase 'Securities or Derivative Transactions (hereinafter collectively referred to as 'Securities, etc.' in this Article)' in that item shall be deemed to be replaced with 'Contracts for Specified Deposits, etc.'; the phrase 'customer (in cases where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Engagement in Trust Business by a Financial Institution; the same shall apply hereinafter) conducts the purchase and sale of Securities or Derivative Transactions on the account of the person who establishes a trust under a trust contract, including such person who establishes the trust; hereinafter the same shall apply in this Article)' in that item shall be deemed to be replaced with 'Customers'; the phrase 'make up for' in that item shall be deemed to be replaced with 'make up for, outside that Contract for a Specified Deposit, etc.'; the term 'Purchase and Sale or Other Transaction of Securities, etc.' in Article 39, paragraph (1), items (ii) and (iii) of that Act shall be deemed to be replaced with 'Conclusion of Contracts for Specified Deposits, etc.'; the term 'Securities, etc.' in those items shall be deemed to be replaced with 'Contracts for Specified Deposits, etc.'; the phrase 'make an addition to' in item (ii) of that paragraph shall be deemed to be replaced with 'make an addition to, outside that Contract for a Specified Deposit, etc.'; the term 'make an addition to' in item (iii) of that paragraph shall be deemed to be replaced with 'make an addition to, outside that Contract for a Specified Deposit, etc.'; the term 'Purchase and Sale or Other Transaction of Securities, etc.' in paragraph (2) of that Article shall be deemed to be replaced with 'Conclusion of Contracts for Specified Deposits, etc.'; the phrase 'that is specified by Cabinet Office Ordinance as a potential cause of' in paragraph (3) of that Article shall be deemed to be replaced with 'that may be a potential cause of'; the phrase 'Articles 37-2 to 37-6 inclusive, Article 40-2, paragraph (4), and Article 43-4' in Article 45, item (ii) of that Act shall be deemed to be replaced with 'Article 37-3 (limited to the part pertaining to delivery of a document set forth in paragraph (1) and excluding items (ii) and (vi) of that paragraph and paragraph (3)), Article 37-4 and Article 37-6'; and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 金融商品取引法第三章第二節第一款(第三十五条から第三十六条の四まで(第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止、社債の管理の禁止等)、第三十七条第一項第二号(広告等の規制)、第三十七条の二(取引態様の事前明示義務)、第三十七条の三第一項第二号及び第六号並びに第三項(契約締結前の書面の交付)、第三十七条の五(保証金の受領に係る書面の交付)、第三十七条の六第一項、第二項、第四項ただし書及び第五項(書面による解除)、第三十七条の七(指定紛争解決機関との契約締結義務等)、第三十八条第一号及び第二号並びに第三十八条の二(禁止行為)、第三十九条第三項ただし書及び第五項(損失補てん等の禁止)並びに第四十条の二から第四十条の五まで(最良執行方針等、分別管理が確保されていない場合の売買等の禁止、特定投資家向け有価証券の売買等の制限、特定投資家向け有価証券に関する告知義務)を除く。)(通則)の規定は、銀行代理業者が行う銀行代理業に係る特定預金等契約の締結の代理又は媒介について準用する。この場合において、これらの規定中「金融商品取引業」とあるのは「銀行法第十三条の四に規定する特定預金等契約の締結の代理又は媒介の業務」と、「金融商品取引行為」とあるのは「銀行法第十三条の四に規定する特定預金等契約の締結」と、これらの規定(同法第三十七条の六第三項の規定を除く。)中「金融商品取引契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、同法第三十七条の三第一項中「を締結しようとするとき」とあるのは「の締結の代理又は媒介を行うとき」と、「交付しなければならない」とあるのは「交付するほか、預金者等(銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。)の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同項第一号中「金融商品取引業者等」とあるのは「銀行代理業者(銀行法第二条第十五項に規定する銀行代理業者をいう。)の所属銀行(同条第十六項に規定する所属銀行をいう。)」と、同法第三十七条の六第三項中「金融商品取引契約の解除があつた場合には」とあるのは「特定預金等契約(銀行法第十三条の四に規定する特定預金等契約をいう。第三十九条において同じ。)の解除に伴い銀行に損害賠償その他の金銭の支払をした場合において」と、「金融商品取引契約の解除までの期間に相当する手数料、報酬その他の当該金融商品取引契約に関して顧客が支払うべき対価(次項において「対価」という。)の額として内閣府令で定める金額を超えて当該金融商品取引契約の解除」とあるのは「支払」と、「又は違約金の支払を」とあるのは「その他の金銭の支払を、解除をした者に対し、」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引(買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。)又はデリバティブ取引(以下この条において「有価証券売買取引等」という。)」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引(以下この条において「有価証券等」という。)」とあるのは「特定預金等契約」と、「顧客(信託会社等(信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。)が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。)」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Chapter III, Section 2, Subsection 1 of the Financial Instruments and Exchange Act (excluding Articles 35 to 36-4 inclusive (Scope of Business activities of Persons Who Engage in Type I Financial Instruments Services or Investment Management, Scope of Subsidiary Business activities of Persons Who Only Engage in Type II Financial Instruments Services or Investment Advisory and Agency Services, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, Prohibition of Administration of Corporate Bonds), Article 37, paragraph (1), item (ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and Article 37-3, paragraph (3) (Delivery of Document prior to Conclusion of Contract), Article 37-5 (Delivery of Document Pertaining to Receipt of Security Deposit), Article 37-6, paragraphs (1) and (2), the proviso to Article 37-6, paragraph (4) and Article 37-6, paragraph (5) (Cancellation by Means of Document), Article 37-7 (Obligation to Conclude a Contract, etc. with a Designated Dispute Resolution Organization), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39, paragraph (3) and Article 39, paragraph (5) (Prohibition of Compensation of Loss, etc.), Articles 40-2 to 40-5 inclusive (Best Execution Policy, Prohibition of Purchase and Sale, etc. Where Separate Management Is not Ensured, Limitation on Sale and Purchase, etc. of Securities for Professional Investors, Obligation of Notification in Relation to Securities for Professional Investors)) (General Rules) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to agency or intermediary for conclusion of Contracts for Specified Deposits, etc. by a Bank Agency. In this case, the term 'Financial Instruments Business' in these provisions shall be deemed to be replaced with 'agency or intermediation for the conclusion of Contracts for Specified Deposits, etc. as defined in Article 13-4 of the Banking Act'; the term 'Act of Executing a Financial Instruments Transaction' in these provisions shall be deemed to be replaced with 'conclusion of Contracts for Specified Deposits, etc. as defined in Article 13-4 of the Banking Act'; the term 'Contract for Financial Instruments Transaction' in the aforementioned provisions (excluding Article 37-6, paragraph (3)) shall be deemed to be replaced with 'Contract for a Specified Deposit, etc. as defined in Article 13-4 of the Banking Act'; the terms 'wishes to conclude' in Article 37-3, paragraph (1) of the Financial Instruments and Exchange Act shall be deemed to be replaced with 'engages in agency or intermediation for the conclusion of'; the term '; provided' in that paragraph shall be deemed to be replaced with 'and shall, in order to contribute to the protection of Depositors, etc. (meaning Depositors, etc. as defined in Article 2, paragraph (5) of the Banking Act; hereinafter the same shall apply in this paragraph), provide the customer with information on the contents of the Contract for a Specified Deposit, etc. and other information that would be helpful for the Depositors, etc. in advance, pursuant to the provisions of Cabinet Office Ordinance; provided'; the term 'Financial Instruments Specialist, etc.' in Article 37-3, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with 'the Principal Bank (meaning an Principal Bank as defined in Article 2, paragraph (16) of the Banking Act) for which the Bank Agent (meaning a Bank Agent as defined in Article 2, paragraph (15) of the Banking Act) is acting'; the terms 'Where a Contract for Financial Instruments Transaction has been cancelled' and 'the customer to pay damages or penalty for the cancellation of that Contract for Financial Instruments Transaction beyond the amount specified by Cabinet Office Ordinance as the amount of fees, remuneration or any other Consideration payable by the customer with regard to that contract for Financial Instruments Transaction (referred to as a 'Consideration' in the following paragraph) for the period until the cancellation of that Contract for Financial Instruments Transaction' in Article 37-6, paragraph (3) of the Financial Instruments and Exchange Act shall be deemed to be replaced with 'When a Financial Instruments Specialist has paid money to a Bank as damages or otherwise for cancellation of a Contract for a Specified Deposit, etc. (meaning a Contract for a Specified Deposit, etc. as defined in Article 13-4 of the Banking Act; the same shall apply in Article 39) made' and 'person who canceled the contract to pay money as damages or otherwise for the payment he/she has made to the Bank,' respectively; the terms 'purchase and sale or other transactions of Securities (excluding purchase and sale on condition of repurchase for which the repurchase price is set in advance and other transactions specified by Cabinet Order) or Derivative Transactions (hereinafter referred to as 'Purchase and Sale or Other Transaction of Securities, etc.' in this Article),' 'the customer (in the case where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Engagement in Trust Business by a Financial Institution; the same shall apply hereinafter) conducts purchase and sale of Securities or Derivative Transactions on the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article),' 'Securities or Derivative Transactions (hereinafter referred to as 'Securities, etc.' in this Article)' and 'make up' in Article 39, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with 'conclusion of a Contract for a Specified Deposit, etc.,' 'the customer,' 'Contract for a Specified Deposit, etc.' and 'make up, not through the Contract for a Specified Deposit, etc.,' respectively; the terms 'Purchase and Sale or Other Transaction of Securities, etc.' and 'Securities, etc.' in Article 39, paragraph (1), items (ii) and (iii) of that Act shall be deemed to be replaced with 'conclusion of a Contract for a Specified Deposit, etc.' and 'Contract for a Specified Deposit, etc.,' respectively; the term 'make an addition' in Article 39, paragraph (1), item (ii) of that Act shall be deemed to be replaced with 'make an addition, not through the Contract for a Specified Deposit, etc.'; the term 'make an addition' in Article 39, paragraph (1), item (iii) shall be deemed to be replaced with 'make an addition, not through the Contract for a Specified Deposit, etc.'; the term 'Purchase and Sale or Other Transaction of Securities, etc.' in Article 39, paragraph (2) of that Act shall be deemed to be replaced with 'conclusion of a Contract for a Specified Deposit, etc.'; the term 'that is specified by Cabinet Office Ordinance as a potential cause of' in Article 39, paragraph (3) of that Act shall be deemed to be replaced with 'that may be a potential cause of'; and any other necessary technical replacement of terms shall be specified by Cabinet Order.
- 金融商品取引法(昭和二十三年法律第二十五号)第三章第一節第五款(第三十四条の二第六項から第八項まで並びに第三十四条の三第五項及び第六項を除く。)(特定投資家)及び第四十五条(第三号及び第四号を除く。)(雑則)の規定は共済事業を行う協同組合が行う特定共済契約(金利、通貨の価格、同法第二条第十四項に規定する金融商品市場における相場その他の指標に係る変動により損失が生ずるおそれ(当該共済契約が締結されることにより利用者の支払うこととなる共済掛金の合計額が、当該共済契約が締結されることにより当該利用者の取得することとなる第五十八条第六項に規定する共済金等の合計額を上回ることとなるおそれをいう。)がある共済契約として主務省令で定めるものをいう。以下この項において同じ。)の締結について、同章第二節第一款(第三十五条から第三十六条の四まで、第三十七条第一項第二号、第三十七条の二、第三十七条の三第一項第二号及び第六号並びに第三項、第三十七条の五、第三十七条の六、第三十八条第一号及び第二号、第三十八条の二、第三十九条第三項ただし書及び第五項、第四十条の二並びに第四十条の三を除く。)(通則)の規定は共済事業を行う協同組合又は共済代理店が行う特定共済契約の締結又はその代理若しくは媒介について、それぞれ準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定共済契約」と、「金融商品取引業」とあるのは「特定共済契約の締結又はその代理若しくは媒介の事業」と、これらの規定(同法第三十九条第三項本文の規定を除く。)中「内閣府令」とあるのは「主務省令」と、これらの規定(同法第三十四条の規定を除く。)中「金融商品取引行為」とあるのは「特定共済契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為(第二条第八項各号に掲げる行為をいう。以下同じ。)を行うことを内容とする契約」とあるのは「中小企業等協同組合法第九条の七の五第三項に規定する特定共済契約」と、同法第三十七条の三第一項中「締結しようとするとき」とあるのは「締結しようとするとき、又はその締結の代理若しくは媒介を行うとき」と、「次に掲げる事項」とあるのは「次に掲げる事項その他中小企業等協同組合法第九条の七の五第二項において読み替えて準用する保険業法第三百条第一項第一号に規定する共済契約の契約条項のうち重要な事項」と、同項第一号中「金融商品取引業者等」とあるのは「共済事業を行う協同組合(中小企業等協同組合法第九条の七の五第一項に規定する共済事業を行う協同組合をいう。以下この号において同じ。)又は当該共済代理店(同条第二項に規定する共済代理店をいう。)がその委託を受けた共済事業を行う協同組合」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引(買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。)又はデリバティブ取引(以下この条において「有価証券売買取引等」という。)」とあるのは「特定共済契約の締結」と、「有価証券又はデリバティブ取引(以下この条において「有価証券等」という。)」とあるのは「特定共済契約」と、「顧客(信託会社等(信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。)が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。)」とあるのは「利用者」と、「損失」とあるのは「損失(当該特定共済契約が締結されることにより利用者の支払う共済掛金の合計額が当該特定共済契約が締結されることにより当該利用者の取得する共済金等(中小企業等協同組合法第五十八条第六項に規定する共済金等をいう。以下この号において同じ。)の合計額を上回る場合における当該共済掛金の合計額から当該共済金等の合計額を控除した金額をいう。以下この条において同じ。)」と、「補足するため」とあるのは「補足するため、当該特定共済契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定共済契約の締結」と、「有価証券等」とあるのは「特定共済契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定共済契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定共済契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定共済契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三(第一項各号に掲げる事項に係る部分に限り、同項第二号及び第六号並びに第三項を除く。)及び第三十七条の四」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Chapter III, Section 1, Subsection 5 (excluding Article 34-2, paragraphs (6) to (8) and Article 34-3, paragraph (5) and paragraph (6)) (Professional Investors) and Article 45 (excluding item (iii) and item (iv)) (Miscellaneous Provisions) of the Financial Instruments and Exchange Act (Act No. 25 of 1948) shall apply mutatis mutandis to the conclusion of a specified mutual aid contract (which means a mutual aid contract specified by an ordinance of the competent ministry as one which carries the risk of incurring a loss [which means the risk that the total amount of mutual aid premiums to be paid by the user as a result of the conclusion of said mutual aid contract would exceed the total amount of mutual aid money, etc. prescribed in Article 58, paragraph (6) to be acquired by said user as a result of the conclusion of said mutual aid contract] due to fluctuations in the money rate, value of currencies, quotations on the financial instruments market prescribed in Article 2, paragraph (14) of the same Act, and other indicators; hereinafter the same shall apply in the following paragraph) by a cooperative engaged in mutual aid activities; and the provisions of Section 1, Subsection 1 of the same Chapter (excluding Articles 35 to 36-4, Article 37, paragraph (1), item (ii), Article 37-2, Article 37-3, paragraph (1), item (ii) and item (vi) and paragraph (3), Article 37-5, Article 37-6, Article 38, item (i) and item (ii), Article 38-2, the proviso to Article 39, paragraph (3), Article 39, paragraph (5), Article 40-2, and Article 40-3) (General Rules) shall apply mutatis mutandis to the conclusion of a specified mutual aid contract by a cooperative engaged in mutual aid activities or a mutual aid agent or to acting as an agent or intermediary therefor. In this case, the term 'contract for a financial instruments transaction' in these provisions shall be deemed to be replaced with 'specified mutual aid contract'; the term 'financial instruments business' in these provisions shall be deemed to be replaced with 'conclusion of a specified mutual aid contract or acting as an agent or intermediary therefor'; the term 'Cabinet Office Ordinance' in these provisions (excluding the provisions of the main clause of Article 39, paragraph (3) of the same Act) shall be deemed to be replaced with 'ordinance of the competent ministry'; the term 'financial instruments business act' in these provisions (excluding the provisions of Article 34 of the same Act) shall be deemed to be replaced with 'conclusion of a specified mutual aid contract'; the phrase 'contract to conduct financial instruments business acts (meaning acts listed in each item of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer' in Article 34 of the same Act shall be deemed to be replaced with 'specified mutual aid contract prescribed in Article 9-7-5, paragraph (3) of the Small and Medium-Sized Enterprise Cooperatives Act'; the phrase 'intends to conclude a contract for a financial instruments transaction' in Article 37-3, paragraph (1) of the same Act shall be deemed to be replaced with 'intends to conclude a contract for a financial instruments transaction, or acts as an agent or intermediary for such conclusion'; the term 'the following matters' in the same paragraph shall be deemed to be replaced with 'the following matters and other important matters out of the provisions of the mutual aid contract prescribed in Article 300, paragraph (1), item (i) of the Insurance Business Act as applied mutatis mutandis by replacing terms pursuant to Article 9-7-5, paragraph (2) of the Small and Medium-Sized Enterprise Cooperatives Act'; the term 'financial instruments business operator, etc.' in item (i) of the same paragraph shall be deemed to be replaced with 'cooperative engaged in mutual aid activities (which means a cooperative engaged in mutual aid activities prescribed in Article 9-7-5, paragraph (1) of the Small and Medium-Sized Enterprise Cooperatives Act; hereinafter the same shall apply) or the cooperative for which said mutual aid agent (which means a mutual aid agent prescribed in paragraph (2) of the same Article) carries out mutual aid activities under entrustment'; the phrase 'sales and purchase or any other transaction of securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance or other transactions designated by a Cabinet Order) or transaction of derivatives (hereinafter referred to as 'sales and purchase or transaction of securities, etc.' in this Article)' in Article 39, paragraph (1), item (i) of the same Act shall be deemed to be replaced with 'conclusion of a specified mutual aid contract'; the phrase 'securities or transaction of derivatives (hereinafter referred to as 'securities, etc.' in this Article)' in the same item shall be deemed to be replaced with 'specified mutual aid contract'; the phrase 'customer (in the case where a trust company, etc. [meaning a trust company or financial institution that has obtained approval under Article 1, paragraph (1) of the Act on Provision, etc. of Trust Business by Financial Institutions; the same shall apply hereinafter] conducts the sales and purchase of securities or transaction of derivatives for the account of the person who sets up a trust under a trust contract, including such person who sets up the trust; hereinafter the same shall apply in this Article)' in the same item shall be deemed to be replaced with 'user'; the term 'loss' in the same item shall be deemed to be replaced with 'loss (which means, in the case where the total amount of mutual aid premiums to be paid by the user as a result of the conclusion of said specified mutual aid contract exceeds the total amount of mutual aid money, etc. [which means mutual aid money, etc. prescribed in Article 58, paragraph (6) of the Small and Medium-Sized Enterprise Cooperatives Act; hereinafter the same shall apply in this item] to be acquired by said user as a result of the conclusion of said specified mutual aid contract, the amount obtained by deducting the total amount of said mutual aid money, etc. from the total amount of said mutual aid premiums; hereinafter the same shall apply in this Article)'; the phrase 'property benefit will be provided to the customer or such third party in order for the financial instruments business operator, etc. or the third party to compensate or make up for' in the same item shall be deemed to be replaced with 'property benefit will be provided to the customer or such third party, separately from said specified mutual aid contract, in order for the financial instruments business operator, etc. or the third party to compensate or make up for'; the term 'sales and purchase or transaction of securities, etc.' in item (ii) and item (iii) of the same paragraph shall be deemed to be replaced with 'conclusion of a specified mutual aid contract'; the term 'securities, etc.' in the same provisions shall be deemed to be replaced with 'specified mutual aid contract'; the phrase 'property benefit will be provided to the customer in order for the financial instruments business operator, etc. or such third party to compensate for the whole or part of a loss incurred by the customer from the relevant securities, etc. or make an addition to' in item (ii) of the same paragraph shall be deemed to be replaced with 'property benefit will be provided to the customer, separately from said specified mutual aid contract, in order for the financial instruments business operator, etc. or such third party to compensate for the whole or part of a loss incurred by the customer from the relevant securities, etc. or make an addition to'; the phrase 'providing property benefit to a customer or a third party or having a third party provide it to a customer, with regard to the sales and purchase or transaction of securities, etc., in order to compensate for the whole or part of a loss incurred by the customer from the relevant securities, etc. or make an addition to' in item (iii) of the same paragraph shall be deemed to be replaced with 'providing property benefit to a customer or a third party, separately from said specified mutual aid contract, or having a third party provide it to a customer, with regard to the sales and purchase or transaction of securities, etc., in order to compensate for the whole or part of a loss incurred by the customer from the relevant securities, etc. or make an addition to'; the term 'sales and purchase or transaction of securities, etc.' in paragraph (2) of the same Article shall be deemed to be replaced with 'conclusion of a specified mutual aid contract'; the phrase 'that is designated by a Cabinet Office Ordinance as a potential cause' in paragraph (3) of the same Article shall be deemed to be replaced with 'that is a potential cause'; the phrase 'Articles 37-2 to 37-6, Article 40-2, paragraph (4), and Article 43-4' in Article 45, item (ii) of the same Act shall be deemed to be replaced with 'Article 37-3 (limited to the portions pertaining to the matters listed in the items of paragraph (1), and excluding item (ii) and item (vi) of the same paragraph and paragraph (3)) and Article 37-4'; and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 金融商品取引法第三章第一節第五款(第三十四条の二第六項から第八項まで(特定投資家が特定投資家以外の顧客とみなされる場合)並びに第三十四条の三第五項及び第六項(特定投資家以外の顧客である法人が特定投資家とみなされる場合)を除く。)(特定投資家)、同章第二節第一款(第三十五条から第三十六条の四まで(第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止、社債の管理の禁止等)、第三十七条第一項第二号(広告等の規制)、第三十七条の二(取引態様の事前明示義務)、第三十七条の三第一項第二号及び第六号並びに第三項(契約締結前の書面の交付)、第三十七条の五から第三十七条の七まで(保証金の受領に係る書面の交付、書面による解除、指定紛争解決機関との契約締結義務等)、第三十八条第一号及び第二号並びに第三十八条の二(禁止行為)、第三十九条第三項ただし書及び第五項(損失補てん等の禁止)並びに第四十条の二から第四十条の五まで(最良執行方針等、分別管理が確保されていない場合の売買等の禁止、特定投資家向け有価証券の売買等の制限、特定投資家向け有価証券に関する告知義務)を除く。)(通則)及び第四十五条(第三号及び第四号を除く。)(雑則)の規定は、外国銀行代理銀行(第五十二条の二第一項の認可を受け、又は同条第二項の規定による届出をして外国銀行代理業務を営んでいる銀行をいう。以下同じ。)が行う外国銀行代理業務に係る特定預金等契約の締結の代理又は媒介について準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定預金等契約」と、「金融商品取引業」とあるのは「特定預金等契約の締結の代理又は媒介の業務」と、「締結の勧誘又は締結」とあるのは「締結の勧誘又は締結の代理若しくは媒介」と、これらの規定(同法第三十四条の規定を除く。)中「金融商品取引行為」とあるのは「特定預金等契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為(第二条第八項各号に掲げる行為をいう。以下同じ。)を行うことを内容とする契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、「を過去に当該特定投資家との間で締結」とあるのは「の締結の代理又は媒介を過去に当該特定投資家との間で」と、「を締結する」とあるのは「の締結の代理又は媒介をする」と、同法第三十四条の二第五項第二号及び第三十四条の三第四項第二号中「締結する」とあるのは「締結の代理又は媒介をする」と、同条第二項第四号イ中「と対象契約」とあるのは「による代理若しくは媒介により対象契約」と、同法第三十七条の三第一項中「を締結しようとするとき」とあるのは「の締結の代理又は媒介を行うとき」と、「交付しなければならない」とあるのは「交付するほか、預金者等(銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。)の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同項第一号中「金融商品取引業者等」とあるのは「外国銀行代理銀行(銀行法第五十二条の二の五に規定する外国銀行代理銀行をいう。)の所属外国銀行(同法第五十二条の二第一項に規定する所属外国銀行をいう。)」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引(買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。)又はデリバティブ取引(以下この条において「有価証券売買取引等」という。)」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引(以下この条において「有価証券等」という。)」とあるのは「特定預金等契約」と、「顧客(信託会社等(信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。)が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。)」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三(第一項の書面の交付に係る部分に限り、同項第二号及び第六号並びに第三項を除く。)及び第三十七条の四」と、「締結した」とあるのは「締結の代理若しくは媒介をした」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Chapter III, Section 1, Subsection 5 (excluding Article 34-2, paragraphs (6) to (8) inclusive (Cases Where a Professional Investor Will Be Deemed to Be a Customer Other Than a Professional Investor) and Article 34-3, paragraphs (5) and (6) (Cases Where a Juridical Person Who is a Customer Other than a Professional Investor will be Deemed to be a Professional Investor)) (Professional Investors), Section 2, Subsection 1 of that Chapter (excluding Articles 35 to 36-4 inclusive (Scope of Business Activities of Persons Who Engage in Type I Financial Instruments Services or Investment Management, Scope of Subsidiary Business Activities of Persons Who Only Engage in Type II Financial Instruments Services or Investment Advisory and Agency Services, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, Prohibition of Administration of Corporate Bonds, etc.), Article 37, paragraph (1), item (ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and paragraph (3) (Delivery of Documents Prior to Conclusion of Contract), Articles 37-5 to 37-7 inclusive (Delivery of Documents Pertaining to the Receipt of a Security Deposit, Cancellation by Means of a Document, Obligation to Conclude a Contract, etc. with a Designated Dispute Resolution Organization), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39, paragraph (3) and paragraph (5) of that Article (Prohibition on Compensation for Losses, etc.) and Articles 40-2 to 40-5 inclusive (Best Execution Policy, Prohibition of Purchase and Sale, etc. Where Separate Management is not Ensured, Limitation on Sale and Purchase, etc. of Securities for Professional Investors, Obligation of Notification in Relation to Securities for Professional Investors)) (General Rules) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provisions) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to agency or intermediation for conclusion of Contracts for Specified Deposits, etc. pertaining to the Foreign Bank Agency Services provided by a Foreign Bank's Agent Bank (meaning a Bank which provides the Foreign Bank Agency Services after obtaining the authorization under Article 52-2, paragraph (1) or giving a notification under paragraph (2) of that Article; the same shall apply hereinafter). In this case, the terms 'Contract for Financial Instruments Transaction,' 'Financial Instruments Business,' and 'soliciting to conclude, or concluding' in these provisions shall be deemed to be replaced with 'Contract for a Specified Deposit, etc.,' 'agency or intermediation for the conclusion of a Contract for a Specified Deposit, etc.,' and 'soliciting to conclude or providing agency or intermediation for the conclusion' respectively, the term 'Acts of Financial Instruments Transactions' in these provisions (excluding Article 34 of that Act) shall be deemed to be replaced with 'conclusion of Contracts for Specified Deposits, etc.,' the phrases 'a contract to conduct Acts of Financial Instruments Transaction (meaning acts listed in the items of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer,' 'and has never concluded a Contract for Financial Instruments Transaction belonging to those specified by Cabinet Office Ordinance as the same kind as the Contract for Financial Instruments Transaction pertaining to said application (hereinafter referred to as a 'Kind of Contract' in this Subsection) with said Professional Investor' and 'concluding' in Article 34 of that Act shall be deemed to be replaced with 'Contracts for Specified Deposits, etc. prescribed in Article 13-4 of the Banking Act,' 'and has never provided agency or intermediation for Contracts for Specified Deposits, etc. belonging to those specified by Cabinet Office Ordinance as the same kind as the Contracts for Specified Deposits, etc. pertaining to said application (hereinafter referred to as a 'Kind of Contract' in this Subsection) with said Professional Investor' and 'providing agency or intermediation for the conclusion of' respectively, the term 'conclude' in Article 34-2, paragraph (5), item (ii) and Article 34-3, paragraph (4), item (ii) of the Financial Instruments and Exchange Act shall be deemed to be replaced with 'provide agency or intermediation for the conclusion of,' the phrase 'Subject Contract with' in Article 34-3, paragraph (2), item (iv), sub-item (a) of that Act shall be deemed to be replaced with 'a Subject Contract through agency or intermediation by,' the phrases 'wishes to conclude' and 'deliver to the customer a document containing the following matters in advance' in Article 37-3, paragraph (1) of that Act shall be deemed to be replaced with 'provides agency or intermediation for the conclusion of' and 'in addition to delivering to the customer a document containing the following matters in advance, provide information on the contents of contracts pertaining to the Deposits, etc. and other information that would be helpful for the Depositors, etc., pursuant to the provisions of Cabinet Office Ordinance, in order to contribute to the protection of Depositors, etc. (meaning the Depositors, etc. defined in Article 2, paragraph (5) of the Banking Act; hereinafter the same shall apply in this paragraph)' respectively, the term 'a Financial Instruments Specialist, etc.' in Article 37-3, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with 'the Principal Foreign Bank (meaning the Principal Foreign Bank defined in Article 52-2, paragraph (1) of the Banking Act) of the Foreign Bank's Agent Bank (meaning the Foreign Bank's Agent Bank defined in Article 52-2-5 of that Act),' the phrase 'purchase and sale or other transactions of Securities (excluding purchase and sale on condition of repurchase for which the repurchase price is set in advance and other transactions specified by Cabinet Order) or Derivative Transactions (hereinafter collectively referred to as 'Purchase and Sale or Other Transaction of Securities, etc.' in this Article),' 'Securities or Derivative Transactions (hereinafter collectively referred to as 'Securities, etc.' in this Article),' 'the customer (in cases where a Trust Company, etc. (meaning a trust company or a financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Engagement in Trust Business by a Financial Institution; the same shall apply hereinafter) conducts purchase and sale of Securities or Derivative Transactions on the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article)' and 'make up' in Article 39, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with 'conclusion of Contracts for Specified Deposits, etc.,' 'Contracts for Specified Deposits, etc.,' 'the customer' and 'make up, not through the Contract for Specified Deposit, etc.' respectively, the terms 'Purchase and Sale or Other Transaction of Securities, etc.' and 'Securities, etc.' in Article 39, paragraph (1), items (ii) and (iii) of that Act shall be deemed to be replaced with 'conclusion of Contracts for Specified Deposits, etc.' and 'Contract for a Specified Deposit, etc.' respectively, the phrase 'make an addition' in Article 39, paragraph (1), item (ii) of that Act shall be deemed to be replaced with 'make an addition, not through the Contract for Specified Deposit, etc.,' the phrase 'make an addition' in Article 39, paragraph (1), item (iii) of that Act shall be deemed to be replaced with 'make an addition, not through the Contract for Specified Deposit, etc.,' the term 'Purchase and Sale or Other Transaction of Securities, etc.' in Article 39, paragraph (2) of that Act shall be deemed to be replaced with 'conclusion of Contracts for Specified Deposits, etc.,' the phrase 'that is specified by Cabinet Office Ordinance as a potential cause of' in Article 39, paragraph (3) of that Act shall be deemed to be replaced with 'that may be a potential cause of,' the phrases 'Articles 37-2 to 37-6 inclusive, Article 40-2, paragraph (4), and Article 43-4' and 'concluded' in Article 45, item (ii) of that Act shall be deemed to be replaced with 'Article 37-3 (limited to the part pertaining to the delivery of documents under paragraph (1), the provisions of paragraph (1), items (ii) and (vi) and paragraph (3) shall be excluded) and Article 37-4' and 'provided agency or intermediation for the conclusion thereof' respectively, and any other necessary technical replacement of terms shall be specified by Cabinet Order.