募集: 612 Terms and Phrases
- 募集
- recruiting
- taking applications
- offering
- invitation
- subscription offer (of securities)
- solicitation
- public offering
- 募集者
- equities for which subscription is solicited
- 縁故募集
- recruiting (inviting application for) through personal connections
- private (stock) offering (subscription)
- offering to limited persons
- 募集事項
- The Subscription Requirements; and
- 募集社債
- bond for subscription
- 募集設立
- formation with outside offering
- 募集株式
- shares available for subscription
- share for subscription
- 募集広告
- recruitment advertisement
- want ad
- 募集人員
- number of people to be admitted or accepted
- 委託募集
- Commissioning of Recruitment
- 社員の募集
- Solicitation of Members
- 募集条件は
- Requirement information for Uneme was:
- 募集の制限
- Restrictions on Recruitment
- 寄附金の募集
- Raising of contributions
- 公開技術募集
- Request For Technology
- 募集新株予約権
- share option for subscription
- 募集売出の取扱
- arrangement for a public offering or secondary distribution
- 受益証券の募集等
- Public Offerings, etc. of Beneficiary Certificates
- 募集投資口の口数
- The number of units of Investment Equity for Subscription;
- 第三編 保険募集
- Part III: Insurance Solicitation
- 委託募集の特例等
- Special Provisions, etc. for Commission Offer
- 募集特定出資の口数
- the number of units of Specified Equity for Subscription;
- 募集株式等の申込み
- Offer for Shares for Subscription, etc.
- 募集特定社債の総額
- the total amount of Specified Bonds for Subscription;
- 募集特定社債の利率
- the interest rate for Specified Bonds for Subscription;
- 募集特定出資の発行等
- Issuance of Specified Equity for Subscription, etc.
- 募集優先出資の申込み
- Applications for Preferred Equity for Subscription
- 募集特定社債の申込み
- Applications for Specified Bonds for Subscription
- 各募集特定社債の金額
- the amount of each Specified Bond for Subscription;
- 募集投資口の申込み等
- Application, etc. for Investment Equity for Subscription
- 募集又は売出しの届出
- Notification of Public Offering or Secondary Distribution
- 募集投資法人債の総額
- The total amount of Investment Corporation Bonds for Subscription;
- 募集投資法人債の利率
- The interest rate on the Investment Corporation Bonds for Subscription;
- 募集特定社債の割当て
- Allotment of Specified Bonds for Subscription
- 募集内容の的確な表示
- Accurate Indication of Details of Recruitment
- 設立時募集投資口の口数
- The number of units of Investment Equity Solicited at Establishment;
- 募集投資法人債の申込み
- Applications for Investment Corporation Bonds for Subscription
- 募集投資法人債の割当て
- Allotment of Investment Corporation Bonds for Subscription
- 各募集投資法人債の金額
- The amount of money for each Investment Corporation Bond for Subscription;
- 募集優先出資の発行の登記
- Registration of the Issuance of Preferred Equity for Subscription
- 自ら労働者の募集を行う者
- A person who recruits workers by himself/herself
- 資産対応証券の募集等の制限
- Restrictions on Public Offerings, etc. of Asset-Backed Securities
- 設立時募集投資口の申込み等
- Application, etc. for Investment Equity Solicited at Establishment
- 設立時募集投資口の割当方法
- The method of allotment of Investment Equity Solicited at Establishment;
- 寄附の募集に関する禁止行為
- Prohibited Acts on Solicitation of Donations
- 相互会社の設立時の基金の募集
- Solicitation of Funds at Incorporation of Mutual Company
- 会社の新株募集等の認可の特例
- Exceptions for Authorization of Invitation for Subscription, etc. of the Company
- 特定社債を引き受ける者の募集
- Solicitation of Persons to Subscribe for Specified Bonds
- 保険募集人及び所属保険会社等
- Insurance Solicitor and Entrusting Insurance Company, etc.
- その会の会員募集に応募した。
- I applied for membership in the association.
- 募集社債の償還の方法及び期限
- The method and due date for the redemption of the Bonds for subscription
- 人員募集する人(特に会社で)
- a recruiter of personnel (especially for corporations)
- 経験が豊富な方を募集します。
- We need an experienced person.
- お店の情報を募集しています。
- We are gathering information on shops.
- 募集投資口の募集事項の決定等
- Determination of Subscription Requirements for Investment Equity for Subscription, etc.
- 募集優先出資の割当て及び払込み
- Allotment of and Payment for Preferred Equity for Subscription
- 募集株式の発行による変更の登記
- Registration of Change Due to Issues of Shares for Subscription
- 当該募集又は売出しに関する事項
- matters pertaining to the Public Offering or Secondary Distribution; and
- 貸し事務所募集を終了しました。
- The offer for office space has been closed.
- 募集特定社債に係る特定資産の種類
- the type of Specified Assets pertaining to the Specified Bonds for Subscription;
- 募集特定社債の償還の方法及び期限
- the method and due date of the redemption of Specified Bonds for Subscription;
- 募集投資法人債に関する事項の決定
- Decisions on Matters Regarding Investment Corporation Bonds for Subscription
- 公団は建設計画の入札を募集した。
- The corporation invited bids for the construction project.
- 江戸帰還後は歩兵募集に従事する。
- After returning to Edo, he was engaged in recruiting the members of the Shogunate Infantry.
- 募集特定出資の発行による変更の登記
- Registration of Changes Due to Issuance of Specified Equity for Subscription
- 以下のとおり意見の募集を行います。
- Opinions will be solicited as indicated below.
- 設立時募集投資口に関する事項の決定
- Decision on Matters Concerning Investment Equity Solicited at Establishment
- 引き受けようとする募集投資口の口数
- The number of units of Investment Equity for Subscription for which the applicant intends to subscribe.
- 募集投資法人債の償還の方法及び期限
- The method and due date for redemption of the Investment Corporation Bonds for Subscription;
- 静岡では渡辺勝が移民の募集をした。
- In Shizuoka Prefecture, Masaru WATANABE recruited emigrants for Hokkaido.
- 設立の時に募集をしようとする社員の数
- Number of the members to be solicited at incorporation;
- 民間事業者の募集及び選定に関する事項
- The matters on the invitation and selection of a private business operator;
- その者が引き受けた募集優先出資の口数
- the number of units of Preferred Equity for Subscription for which said person subscribed.
- 引き受けようとする募集優先出資の口数
- the number of units of Preferred Equity for Subscription for which the person intends to subscribe.
- 投資法人の発行する投資証券等の募集等
- Public Offering, etc. of Investment Securities, etc. Issued by Investment Corporations
- 江戸への隊士募集の際、留守を預かる。
- While members went to Edo to recruit, he remained in Kyoto.
- 募集優先出資の払込金額又はその算定方法
- the Amount To Be Paid In for Preferred Equity for Subscription or the method for calculating such amount;
- 基金の募集 (第六十条・第六十条の二)
- Solicitation of Additional Funds (Article 60 and Article 60-2)
- 彼がメル友募集掲示板の書き込みを見る。
- He looks at messages on e-mail pen pal message boards.
- 研究室長は有能な助手のチームを募集した
- The lab director recruited an able crew of assistants
- 雇用契約の内容が募集条件と相違したとき
- If the content of the employment contract is different from the recruiting terms and conditions.
- 11日まで、皆さんの意見を募集します。
- We will be soliciting opinions until the 11th.
- それ以外の一般得度者も随時募集される。
- Other candidates for monks from ordinary people are invited at any time.
- 引き受けようとする設立時募集投資口の口数
- The number of units of Investment Equity Solicited at Establishment for which the applicant intends to subscribe.
- 当該募集に係る前条第一項各号に掲げる事項
- The matters listed in the items of paragraph (1) of the preceding Article pertaining to the solicitation;
- 募集株式を引き受ける者の募集に関する定め
- Provisions on Solicitation of Subscribers for Shares for Subscription
- 特定目的会社の割り当てた募集優先出資の口数
- the number of units of Preferred Equity for Subscription allotted by the Specific Purpose Company; and
- 募集特定社債の申込み及び割当てに関する特則
- Special Provisions on Subscription for and Allotment of Specified Bonds for Subscription
- 受益証券の募集の取扱い等の禁止又は停止命令
- Prohibition Order or Order of Suspension for Dealings in a Public Offering, etc. of Beneficiary Certificates
- 以下の通り見学ツアーの参加者を募集します。
- We are now inviting participants in the backstage tour as follows.
- 民間事業者の募集及び選定に関する基本的な事項
- Basic matters regarding the invitation and selection of a private business operator;
- 募集特定社債と引換えにする金銭の払込みの期日
- the due date for the payment of monies to be made in exchange for the Specified Bond for Subscription;
- 投資証券等の募集の取扱い等の禁止又は停止命令
- Prohibition Order or Order of Suspension for Dealings in Public Offerings, etc. of Investment Securities, etc.
- 募集投資法人債の申込み及び割当てに関する特則
- Special Provisions on Subscription for and Allotment of Investment Corporation Bonds for Subscription
- 設立時募集投資口の引受けの申込みを証する書面
- Documents proving applications for subscription of Investment Equity Solicited at Establishment;
- 只今、2008年の新卒スタッフを募集中です。
- Now, we are looking for new college graduate hires for 2008.
- 2001年から海外の学生作品の募集を始める。
- In 2001, applications for student films from abroad were first accepted.
- 新たに募集された警視官に応募し、採用された。
- He applied for employment with a commissary that had recently been established, and was hired.
- 地方債又は社債その他の債券の募集又は管理の受託
- Entrusted operations of public offering or management of local government bonds, corporate bonds or other bond certificates;
- Acceptance of entrustment for solicitation or management of local government bonds, company bonds or any other bonds
- Entrusted operations of public offering or management of local government bonds, bonds or other debentures;
- 募集特定社債の割当てを受ける者を定めるべき期限
- the time limit for specifying the persons to whom the Specified Bonds for Subscription are to be allotted;
- 保険募集人 (第二百七十六条―第二百八十二条)
- Insurance Solicitor (Article 276 - Article 282)
- 募集投資法人債と引換えにする金銭の払込みの期日
- The due date for the payment of monies to be made in exchange for the Investment Corporation Bonds for Subscription; and
- 外国投資証券の募集の取扱い等の禁止又は停止命令
- Prohibition Order or Order of Suspension for Dealings in Public Offerings, etc. of Foreign Investment Securities
- 慶応元年5月の江戸における隊士募集に応じ入隊。
- He joined Shinsengumi in response to the recruitment of new members that was conducted in Edo in May of 1865.
- 資産対応証券を引き受ける者の募集の委託を受けた者
- the person who has been entrusted with the solicitation of persons to subscribe for Asset-Backed Securities.
- 有価証券(次に掲げるものに限る。)の募集又は私募
- Public Offering or Private Placement of Securities (limited to those listed in the following items);
- 募集投資法人債の割当てを受ける者を定めるべき期限
- The time limit for specifying the persons to whom the Investment Corporation Bonds for Subscription shall be allotted;
- 入寮の募集選考は2月から3月にかけて行なわれる。
- The selection of applicants is conducted from February to March.
- うちのバスケット部は背の高い男子を募集している。
- Our basketball team is recruiting tall boys.
- 傭兵の募集、使用、資金供与及び訓練を禁止する条約
- United Nations Mercenary Convention
- 初期の屯田兵募集は原則として士族が対象であった。
- The initial tondenhei recruitment was, as a rule, limited to shizoku.
- 募集をかける人たちには、さらにその傾向が強まる。
- This tendency has been increasing among recruiters.
- 仕官中は一橋家領内を巡回し、農兵の募集に携わる。
- When he was an officer, he went rounds in the territory of the Hitotsubashi family and was involved in recruiting farmer-soldiers.
- 資産対応証券の募集等に関する金融商品取引法等の準用
- Application Mutatis Mutandis of the Financial Instruments and Exchange Act, etc. to the Public Offering, etc. of Asset-Backed Securities
- 投資証券の募集等に当たつての金融商品取引法の準用等
- Application Mutatis Mutandis of the Financial Instruments and Exchange Act to Public Offerings, etc. of Investment Securities
- 現在は改修工事のため、2006年度より募集を停止。
- Recruitment stopped from the 2006 academic year because it is currently under construction.
- 1895年に創立されて、寄付と縁故募集で支えられる
- founded in 1895 and supported by endowment and private subscription
- 第六十条第一項の許可を受けないで、寄附金を募集した者
- Has raised contributions without the permission under Article 60 paragraph 1;
- 引き受けようとする募集特定社債の金額及び金額ごとの数
- the amount of Specified Bonds for Subscription for which the person intends to subscribe and the number of Specified Bonds for each amount; and
- 有価証券の募集若しくは売出しの取扱い又は私募の取扱い
- dealing in Public Offering or Secondary Distribution of Securities or dealing in Private Placement of Securities;
- 禁門の変出動を経て、近藤は隊士募集のために帰郷する。
- After fighting in the Kinmon Incident, Isami KONDO returned home to recruit new members.
- 甲飛第13期は空前の30000人規模の募集を図った。
- The 13th group of the Ko-type preparatory pilot training course recruited an unprecedented 30000 students.
- 募集株式を引き受ける者の募集を定める条項に関する許可
- Permission Concerning Clauses on Solicitation of Subscribers for Shares for Subscription
- 募集投資口と引換えにする金銭の払込みの期日又はその期間
- The due date or period for the money payment to be made in exchange for the Investment Equity for Subscription.
- 引き受けようとする募集投資法人債の金額及び金額ごとの数
- The amount of Investment Corporation Bonds for Subscription for which the person intends to subscribe and the number of Investment Corporation Bonds for each amount; and
- 1877年、西南戦争に際し「義勇兵募集演説会」を開く。
- In 1877, he held 'a speech meeting for recruiting volunteer soldiers' for the Seinan War.
- 1864年12月迄の京坂における隊士募集に応じ、入隊。
- He joined Shinsengumi in response to the recruitment of new members that was conducted in Keihan region until the end of December, 1864.
- 学生募集要項を,資料請求・閲覧のページに掲載しました。
- We put Applicant Guidelines on the information request page.
- 募集事業所の所在する都道府県の区域を募集地域とする募集
- Recruitment targeting the area within the prefecture in which the recruiting place of business is located
- 第二百七条の規定に違反して募集等に係る事務を行ったとき。
- when the person has administered the affairs related to a Public Offering, etc., in violation of Article 207;
- 外国投資信託の受益証券の募集の取扱い等の禁止又は停止命令
- Prohibition Order or Order of Suspension for Dealings in a Public Offering, etc. of Beneficiary Certificates of a Foreign Investment Trust
- コミュニティバスとしては珍しく、車外広告を募集している。
- The bus line invites on-vehicle advertisements, although this is not often the case with community bus.
- 組合のために組合に新メンバーを募集するか、または組織する
- recruit for a union or organize into a union
- 同年2月に江戸で浪士組結成募集が行われ、京都へ上洛した。
- In February of the same year, members of the Roshi-gumi, an organization of masterless samurais, were recruited in Edo and dispatched to Kyoto.
- 現在テナントを募集している(その間現在は開店している)。
- Now, tenants for the place are being recruited (and the shops are open now).
- BarRではただいまアルバイトスタッフを募集しています。
- BarR is looking for part-time staff.
- 元治元年(1864年)、局長近藤勇による隊士募集で入隊。
- He joined Shinsengumi when Isami KONDO, Head of Shinsengumi, was recruiting members in 1864.
- 設立時に募集をする基金の拠出の申込み及び割当てに関する特則
- Special Provision on Offer and Allocation of Contribution to Funds Solicited at Incorporation
- 元治元年11月、新選組は江戸にて大規模な隊士募集を行った。
- In November 1864, the Shinsengumi recruited new members in Edo on a large scale.
- 設立時募集投資口と引換えにする金銭の払込みの期日又はその期間
- The due date or period for the payment of monies to be made in exchange for the Investment Equity Solicited at Establishment.
- 発行する投資口及び投資法人債を引き受ける者の募集に関する事務
- Business affairs related to the solicitation of persons to subscribe for the Investment Equity and Investment Corporation Bonds which the Investment Corporation issues;
- 元治元年十二月までの京坂における、隊士募集に応じて入隊する。
- He joined the Shinsengumi by applying for membership recruitment which had been conducted in Osaka and Kyoto areas until January 1865.
- 募集事項は、第一項の募集ごとに、均等に定めなければならない。
- The Subscription Requirements shall be uniform for each solicitation set forth in paragraph (1).
- 相互会社の設立に際して募集をする基金の総額の引受けがあること。
- That the funds solicited at the incorporation of the Mutual Company have been fully subscribed for;
- 第百九十六条第一項の規定に違反して、募集等に係る事務を行つた者
- A person who has administered the affairs related to a Public Offering, etc. in violation of Article 196, paragraph (1).
- 募集株式の引受けの申込み又は会社法第二百五条の契約を証する書面
- a document evidencing that an application for subscription for the shares for subscription has been made, or that the contract set forth in Article 205 of the Companies Act has been executed;
- 仏教学専攻(仏教学コース、仏教看護コース)※現在、募集は停止。
- Buddhist Studies Program (Offers a course in Buddhist studies and a course in Buddhist nursing - currently not accepting applications.)
- 1993年(平成5年)4月 - II類(自動車コース)募集停止
- 1993, April: The II class (automobile course) stopped accepting applicants.
- 元治元年(1864年)十二月までの京坂の隊士募集に応じ、加盟。
- He joined the Shinsengumi through the membership recruitment notice that was distributed in the Keihan area by December 1864.
- 育児休業等取得者の業務を処理するために必要な労働者の募集の特例
- Special Provisions of the Recruitment of Workers Needed to Handle the Business concerning Persons Obtaining Child Care Leave, etc.
- 壬生村の八木邸や前川邸などを屯所とし、第一次の隊士募集を行う。
- They set military posts in the YAGI residence, MAEKAWA residence, and other locations in of Mibu Village, and conducted initial recruiting of members.
- 屯田兵に募集に関する陸軍省告示 明治23年(1890年)10月
- Notification of the Ministry of Army Concerning Recruitment in October, 1890
- 慶応元年(1865年)の江戸での隊士募集に応募して新選組に入隊。
- He joined the Shinsengumi through the 1865 recruitment notice announced in Edo.
- 慶応3年(1867年)10月頃の江戸における隊士募集に応じ入隊。
- He joined Shinsengumi in response to the recruitment of new members that was conducted in Edo around October, 1867.
- 元治元年(1864年)10月の江戸における隊士募集に応じて入隊。
- He joined Shinsengumi responding to recruitment of members in Edo in November, 1864.
- 募集優先出資の引受けの申込み又は第四十一条第二項の契約を証する書面
- documents prepared in witness of the applications to subscribe for Preferred Equity for Subscription or of contracts set forth in Article 41(2);
- 設立時募集投資口の引受けに係る払込みは、金銭でしなければならない。
- Payments for subscriptions for Investment Equity Solicited at Establishment shall be made in money alone.
- 相互会社の社債を引き受ける者の募集 (第六十一条―第六十一条の十)
- Solicitation of Subscribers for Bonds Issued by Mutual Company (Article 61 - Article 61-10)
- この頃、薩軍は各郷から新兵を募集し、新振武隊15個中隊を編成した。
- Around this time, the Satsuma army recruited from villages and organized 15 companies for the new Shinbu-tai troop.
- 第一項の募集の条件は、当該募集ごとに、均等に定めなければならない。
- The conditions for solicitation prescribed in paragraph (1) shall be provided equally for each solicitation.
- 正式導入前であくまでもテストなので、1,000名限定の募集となった。
- Because this is a provisional test prior to the formal introduction, it was carried out with the limited participation of 1,000 persons.
- 慶応元年(1865年)5月、土方歳三の江戸での隊士募集に応じて上洛。
- He traveled to Kyoto to answer Toshizo HIJIKATA's call for guard members from Edo in May 1865.
- 当該外国投資信託の設定に係る受益権の募集が国内で行われていないこと。
- The public offering of beneficial rights based on the establishment of the said foreign investment trust has not been conducted in Japan.
- 上司は、私たちが募集すべきである最高クラスの人々のリストを私に与えた
- the boss gave me his A-list of people we should try to recruit
- 第五十三条第四項の規定による届出をしないで、労働者の募集に従事した者
- A person who engaged in recruitment of workers without notification prescribed in Article 53 paragraph 4;
- 募集方法が変えられ、もはや士族出身者を積極採用することはなくなった。
- With the changed recruitment method, former shizoku were no longer preferentially employed.
- 元治元年(1864年)10月、近藤勇の江戸での隊士募集に応じて上洛。
- In November 1864, he went up to Kyoto to apply for the recruitment carried out by Isami KONDO in Edo (Tokyo).
- 元治元年(1864年)10月、隊士募集に応じて22歳で新選組に入隊。
- In October 1864, he entered the Shinsengumi at the age of 22 in response to recruitment.
- (慶応3年の土方歳三による隊士募集で既に入隊していたという説もある。)
- (There is another theory that he had already become a member during recruit of members by Toshizo HIJIKATA in 1867).
- 元治元年(1865年)、局長近藤勇による隊士募集に応じて新選組に入隊。
- He joined the Shinsengumi by applying for membership recruitment offered by Isami KONDO, the head of the group, in 1865.
- 再生計画に募集株式を引き受ける者の募集に関する条項を定めた場合の取扱い
- Where Rehabilitation Plan Specifies Clauses on Solicitation of Subscribers for Shares for Subscription
- 募集優先出資の発行の登記の申請書には、次の書面を添付しなければならない。
- The following documents shall be attached to written applications to the register the issuance of Preferred Equity for Subscription:
- 第六十七条第一項第五号の額を満たす設立時募集投資口の引受けがあつたこと。
- The fact that subscriptions have been made for Investment Equity Solicited at Establishment which satisfy the amount prescribed in Article 67, paragraph (1), item (v);
- (殿内と家里は、募集する側の責任者だったので、名簿に記載されていない。)
- (Tonouchi and Iesato were not listed as they were the responsible persons on the recruiting side.)
- 例年、一定の題にしたがって(兼題の歌会)国民からの詠進歌を募集している。
- Usually each year, poems on a certain theme are invited from the public (for Subject for a Poem Utakai).
- 昭和18年に募集した甲種第13期は、前後期合わせて20000人を超えた。
- The 13th group of the Ko-type, which was recruited in 1943, exceeded 20000 students, including both the first and second halves of the group.
- 英国東洋銀行(オリエンタルバンク)との間で鉄道建設用外債募集契約に成功。
- Kagenori successfully concluded a foreign bond subscription contract for railway construction with the British Oriental Bank.
- 貞観 (日本)年間に入り渤海国王の使いが訪れたため朝廷は見識者を募集した。
- The Imperial Palace asked for advisors when the messenger from King Bohai visited Japan in the Jogan era (859 - 877).
- コンブ干しは短期決戦のため、干し方専門のアルバイトが募集されることもある。
- As the drying process must be finished within a short period of time, part-time workers to engage in the drying process are often recruited.
- 1867年(慶応 (元号)3年)の隊士募集で兄の辰之助と共に14歳で入隊。
- In 1867, he joined the Shinsengumi at the age of 14 with his older brother Tatsunosuke as it was accepting application.
- 募集特定出資と引換えにする金銭の払込み又は前号の財産の給付の期日又はその期間
- the date or period for the payment of monies in exchange for the Specified Equity for Subscription or the date or period for the delivery of the property set forth in the preceding item.
- このため、地方の帝国大学や官立大学では募集学科によって定員割れが生じていた。
- Therefore, depending on the faculty at regional imperial universities and national colleges there was a shortage of students.
- 松竹の助監督応募に募集し、筆記試験では高得点をとるが、身体検査でおとされる。
- He applied for a position as assistant director of Shochiku, and he failed the physical exam, although he made high scores on the written exam.
- 第二十六条の六第四項の規定による届出をしないで、訓練担当者の募集に従事した者
- a person who has been engaged in labor recruitment for persons in charge of training without making a notification under Article 26-6, paragraph (4);
- 元治元年(1864年)10月、伊東らと新選組の隊士募集に応じて上洛し、入隊。
- In October 1864, he went to Kyoto and applied for the position of members of the Shinsen-gumi masterless warriors' party with ITO and succeeded in getting the position.
- 株式、新株予約権、社債又は新株予約権付社債を引き受ける者の募集の委託を受けた者
- a person to whom solicitation of subscribers for shares, Share Options, Bonds or Bonds with Share Options has been entrusted.
- 1995年 福祉社会学部、人間環境学部を設置し、女子短期大学部の学生募集を停止
- 1995: Faculty of Welfare Society and Faculty of Human and Environment were established and the student applications for Kyoto Prefectural University Women's College were suspended.
- 大宝律令の軍防令によると全国の郡の三分の一から采女を募集することとなっている。
- According to Gunborei of Taiho ritsuryo legal code, Uneme was to be raised from one third of counties across the country.
- 新選組への加盟は慶応元年(1865年)五月迄の江戸における隊士募集に応じ入隊。
- He joined Shinsengumi in response to the recruitment of new members that was conducted in Edo until May, 1865.
- ヨーロッパと北アフリカでのアルカイダ操作のためのサポートと新人募集の主な供給源
- a major source of support and recruitment for al-Qaeda operations in Europe and northern Africa
- この法律において「保険募集」とは、保険契約の締結の代理又は媒介を行うことをいう。
- The term 'Insurance Solicitation' as used in this Act means the act of acting as an agent or intermediary for conclusion of an insurance contract.
- なお巫女は男女雇用機会均等法の適用外なので女性を指定しての募集が認められている。
- Also, note that shrines are allowed to recruit miko by specifying 'female only,' since the Equal Employment Opportunity Law does not apply to the profession.
- 途中で生徒の一部が中退し、新たに募集が行われたため、在籍者の総計は36名になる。
- Some of the students left the school in the middle of the course and some students were newly recruited and, therefore, the total number of the students registered was 36.
- 弥太郎を社長、親交の深い部下14名を株主として入植者を募集して開墾に従事させた。
- Making his eldest son, Yataro President and his 14 followers, who had close relationship with him, shareholders, he recruited immigrants who would live in the provinces and cultivate.
- 非居住者による本邦通貨をもつて表示され又は支払われる証券の外国における発行又は募集
- Issue or offer for subscription of securities denominated or payable in Japanese currency in a foreign state by a non-resident
- 募集特定出資の発行による変更の登記の申請書には、次の書面を添付しなければならない。
- The following documents shall be attached to written applications to register changes due to the issuance of Specified Equity for Subscription:
- 許可を受けて、又は届出をして労働者の募集を行う者の都合により応募者を採用しないとき
- If the applicant is not employed for the convenience of the person recruiting workers by obtaining the license or giving the notification.
- 一定の題にしたがって国民からの詠進歌を募集している(詳しくは歌会始を参照のこと)。
- The public can send their verses on specified themes to the Palace (for more information see the page on New Year Poetry Reading).
- 公共政策学部、生命環境学部を設置し、福祉社会学部、人間環境学部、農学部の募集を停止。
- Faculty of Public Policy and Faculty of Life and Environmental Sciences were established and the student applications for Faculty of Welfare Society, Faculty of Human and Environment and Faculty of Agriculture were suspended.
- 1879年(明治12年)の第3回移住者は250人に及び、これも邦直が募集に当たった。
- The pioneers of the third immigration in 1879, reached 250 in number, and again, Kuninao took charge of recruiting them.
- その発行者が行つた受益権の募集により受益権が五十人以上の者によつて引き受けられたもの
- As a result of the public offering of beneficial rights of the said special purpose trust conducted by the issuer, the beneficial rights have been accepted by not less than 50 persons.
- 国内において行う懸賞募集に基づいて懸賞として受ける金品その他の経済的な利益に係る所得
- Income pertaining to money and goods or any other economic benefit that is received as a prize based on a prize competition held in Japan;
- 設立時募集投資口の払込金額(設立時募集投資口一口と引換えに払い込む金銭の額をいう。)
- The amount to be paid in for the Investment Equity Solicited at Establishment (meaning the amount to be paid in exchange for one unit of Investment Equity Solicited at Establishment); and
- 前条の契約により設立時に募集をする基金の総額を引き受けた者 その者が引き受けた基金の額
- A person who, under the contract set forth in the previous Article, has subscribed for the total amount of funds solicited at incorporation: the amount of funds subscribed for.
- 本プレスリリースは証券の買付けの応募、または売付けの募集を勧誘するものではありません。
- This press release is neither an offer to purchase nor a solicitation of an offer to sell securities.
- 募集の指示は、厚生労働大臣又は都道府県労働局長が文書による理由を付して行うものとする。
- The instructions concerning recruitment shall be given with the written reason thereof attached thereto by the Minister of Health, Labour and Welfare or the director of the Prefectural Labor Bureau.
- 実のところ募集当局に平民を拒む意思はなかったので、ここから問題が起きることはなかった。
- In fact, these adoptions caused no problems because the recruitment authorities had no intention to reject commoners.
- 開拓使による最初の移民政策は、政府募集の移民を送り込んで定住させるというものであった。
- The first immigration policy the Development Commission took was to send immigrants recruited by the government to Hokkaido and made them settled.
- 菊池寛が自ら試験問題を作成して募集した文藝春秋の入社試験に、この作者を問う問題がある。
- The question to answer this author appeared in the recruitment examination of Bungeishunju Ltd. which Kan KIKUCHI himself prepared the questions for recruiting.
- 募集優先出資の内容(利益の配当又は残余財産の分配についての優先的内容を含む。)及び総口数
- the details (including preferential conditions with regard to the distribution of profits or distribution of residual assets) and the total number of units of Preferred Equity for Subscription;
- 法第三十七条第一項の規定により公共職業安定所長が行う募集の制限は、書面で行うものとする。
- The restrictions made by the chief of the Public Employment Security Office pursuant to the provision of Article 37, paragraph 1 of the Act shall be in writing.
- 発起人は、この款の定めるところにより、相互会社の設立に際して社員を募集しなければならない。
- The incorporators shall, pursuant to the provisions of this Subsection, solicit members in incorporating a Mutual Company.
- 次の各号に掲げる者は、当該各号に定める基金の額について設立時に募集をする基金の引受人となる。
- The persons listed in the following items shall be subscribers for funds solicited at incorporation for the amount specified in the items:
- 第二十条第六号に掲げる資本取引のうち、非居住者による本邦における証券の発行又は募集 非居住者
- Among capital transactions listed in Article 20, item 6, issue or offer for subscription of securities in Japan by a non-resident: A non-resident
- 中務省が発する牒により、諸国に定員を割り振って募集されるが、名目は「献上」という形を取った。
- Although Uneme were recruited from each province by a prescribed number indicated in the official document issued by Nakatsukasasho, Uneme were 'offered' formally.
- 会社法第百九十九条第五項(募集事項の決定)の規定は、募集優先出資の払込金額について準用する。
- The provisions of Article 199(5) (Determination of Subscription Requirements) of the Companies Act shall apply mutatis mutandis to the Amount To Be Paid In for Preferred Equity for Subscription.
- 次の各号に掲げる者は、当該各号に定める募集優先出資の口数について募集優先出資の引受人となる。
- The persons listed in the following items shall be the subscriber for the numbers of units of Preferred Equity for Subscription prescribed respectively in those items with regard to Preferred Equity for Subscription:
- 東大寺中興の祖である重源が勧進(焼失した東大寺再興のための寄金募集)の本拠としたところである。
- The restorer of Todai-ji Temple, Chogen, made this the headquarters for Kanjin (collecting donations toward the restoration of Todai-ji Temple).
- 1864年10月、旧知である藤堂平助の隊士募集の求めに応じ、伊東や篠原泰之進らと共に上洛する。
- In October 1864, he went to Kyoto with Ito, Tainoshin SHINOHARA and others, in response to the request of his old acquaintance Heisuke TODO to join the group.
- 発起人は、この款の定めるところにより、相互会社の設立に際して基金の総額を募集しなければならない。
- The incorporators shall solicit contribution to the total amount of funds in incorporating a Mutual Company pursuant to the provision of this Subsection.
- 事業主は、労働者の募集及び採用について、その性別にかかわりなく均等な機会を与えなければならない。
- With regard to the recruitment and employment of workers, employers shall provide equal opportunities for all persons regardless of sex.
- この法律において「保険募集人」とは、生命保険募集人、損害保険募集人又は少額短期保険募集人をいう。
- The term 'Insurance Solicitor' as used in this Act means a Life Insurance Solicitor, a Non-Life Insurance Solicitor, or a Small Amount and Short Term Insurance Solicitor.
- 募集特定出資の引受けの申込み又は第三十六条第五項において準用する会社法第二百五条の契約を証する書面
- documents prepared in witness of the applications to subscribe for Specified Equity for Subscription or contracts as set forth in Article 205 of the Companies Act as applied mutatis mutandis pursuant to Article 36(5);
- その募集又は売出しにつき第四条第一項本文又は第二項本文の規定の適用を受ける有価証券 次に掲げる事項
- Securities of which Public Offering or Secondary Distribution is subject to the main clause of Article 4(1) or the main clause of Article 4(2): the following matters:
- 元治元年(1864年)6月の池田屋事件後、近藤勇が九月から十月にかけて江戸に戻り隊士募集を行った。
- After the Ikedaya Incident in July 1864, Isami KONDO returned to Edo to recruit new members between October and November of that year.
- 労働者の募集に関する許可の申請手続その他労働者の募集に関し必要な事項は、厚生労働省令でこれを定める。
- Procedures for applying for licenses for labor recruitment and other necessary matters concerning labor recruitment shall be specified by an Ordinance of the Ministry of Health, Labour and Welfare.
- 文久2年(1862年)、江戸幕府は征夷大将軍・徳川家茂の上洛に際して、将軍警護の名目で浪士を募集した。
- In 1862, upon the visit of Iemochi TOKUGAWA, Seii Taishogun, to Kyoto, the Edo shogunate recruited roshi for the purpose of guarding the Shogun.
- 陸軍を募集し、維持すること。ただし、この目的で使われる歳出予算は、2年を超える期間にわたってはならない。
- To raise and support Armies, but no Appropriation of Money to that Use shall be for a longer Term than two Years;
- 慶応元年4月27日、土方歳三・伊東甲子太郎が斎藤一・藤堂平助を伴って江戸へ下り、隊士募集をした際に応募。
- On May 21, 1865, he left for Edo along with Toshizo HIJIKATA, Kashitaro ITO, Hajime SAITO and Heisuke TODO, and they applied to enlist when recruitment efforts were underway.
- しかし、受験生用の募集要項や、京都大学の公式サイトによれば「本学学生」が入寮資格を持つことになっている。
- According to the guidelines for the students taking an entrance exam and official web-site of Kyoto University, however, 'students of the university' are qualified to enter dormitories.
- 岐阜市が長良川鵜飼を全国にアピールするため募集したデザインの中から選ばれた鵜をデザインしたキャラクター。
- Utan' is a mascot modeled on a cormorant which Gifu City selected in order to promote Ngara-gawa ukai across the nation.
- 聖武天皇(在位724年 - 749年)は勅令をもって、全国各地の農村から相撲人をなかば強制的に募集した。
- Emperor Shomu (whose reign was from 724 to 749) issued an Imperial order in order to almost forcibly recruit sumo wrestlers from rural communities throughout the country.
- シンポジウムの内容は歴史や魅力について語り合うものであり、卵かけご飯にまつわる思い出や料理法が募集された。
- The purpose of the symposium was to discuss the history and the appeal, and memories and recipes related to tamago kake gohan were collected.
- 慶応元年(1865年)4月の土方歳三、伊東甲子太郎、斎藤一らによる隊士募集に応じて、17歳で新選組に入隊。
- In May 1865, he applied for recruitment of Shinsengumi members by Toshizo HIJIKATA, Kashitaro ITO and Hajime SAITO, and joined the Shinsengumi at the age of 17.
- 1931年秋、京都府会の多数派、立憲民政党は府立女専の1932年度生徒募集停止を含む予算案を通常府会に提出。
- The Rikken Minsei-to political party, which had a majority in the Kyoto Prefectural Assembly, presented the budget to the Regular Prefectural Assembly Session in the fall of 1931, and the budget proposed included stopping the Kyoto Prefectural Girls' Vocational Training School from accepting applications for the 1932 school year.
- 発起人は、前条第一項の募集に応じて入社の申込みをしようとする者に対し、次に掲げる事項を通知しなければならない。
- The incorporators shall notify the following matters to those who are willing to apply for membership in response to the solicitation under paragraph (1) of the preceding Article:
- 前条の募集に応じて基金の拠出の申込みをする者は、次に掲げる事項を記載した書面を発起人に交付しなければならない。
- A person who offers to contribute to funds in response to the solicitation under the preceding Article shall submit to the incorporators a document indicating the following matters:
- 発起人は、前条の募集に応じて基金の拠出の申込みをしようとする者に対し、次に掲げる事項を通知しなければならない。
- The incorporators shall notify the following matters to those who intend to offer contribution to funds in response to the solicitation under the preceding Article:
- 前項各号に掲げる事項(以下この条において「募集事項」という。)は、社員総会の決議によって定めなければならない。
- A determination on matters listed in the items of the preceding paragraph (hereinafter referred to as 'Subscription Requirements' in this Article) shall be made by resolution at a general meeting of members.
- 前二条の規定は、募集特定社債を引き受けようとする者がその総額の引受けを行う契約を締結する場合には、適用しない。
- The provisions of the preceding two Articles shall not apply to cases where a person who intends to subscribe for Specified Bonds for Subscription concludes a contract for subscription for the total amount of Specified Bonds for Subscription.
- 大都市近郊では吊り広告など電車内の広告(特に私鉄系のタクシー会社)やラジオCMで求人を募集している会社がある。
- In the suburbs of metropolitan areas, there are some taxi companies that post available job positions on advertisements hung in trains (this is mainly performed by taxi companies belonging to a private railway group) and commercials on the radio.
- 昭和23年(1948年)、東京大学を中退し、川島雄三監督に憧れ松竹大船撮影所の戦後第1回助監督募集に応募した。
- In 1948, he dropped out of Tokyo University and applied to become an assistant director at Shochiku Ofuna Studios, a position that was being advertized for the first time since the war, because he adored the film director Yuzo KAWASHIMA.
- その発行者による受益権の募集が主として国内において行われるものとして政令で定めるものに該当するものであること。
- The public offering of beneficial rights of the said special purpose trust conducted by the issuer falls under the category of public offering of beneficial rights specified by a Cabinet Order as one conducted mainly in Japan.
- その受託者による受益権の募集が主として国内において行われるものとして政令で定めるものに該当するものであること。
- The public offering of beneficial rights of the said special investment trust conducted by the trustee falls under the category of public offering of beneficial rights specified by a Cabinet Order as one conducted mainly in Japan.
- これによれば行財政整理とともに新たに5,000万円の外債を募集して一気に不換紙幣を償却するというものであった。
- This proposed administration and financial adjustment as well as to raise loan of 50-million-yen worth foreign government bonds to redeem all the inconvertible paper money at once.
- これは、森有礼文部大臣当時、大日本教育会が懸賞論文を募集したものに応募したもので、見事「一等」に選ばれている。
- They applied the article to a prize essay contest organized by Dainippon Kyoiku Kai (Great Japan Education Society) and won 'first' prize while Arinori MORI was the Minister of Education.
- 慶応元年(1865年)4月、土方歳三・伊東甲子太郎・斉藤一・藤堂平助が江戸にて隊士を募集した際、新選組に入隊。
- He joined Shinsengumi in May 1865, when Toshizo HIJIKATA, Kashitaro ITO, Hajime SAITO, and Heisuke TODO recruited members in Edo.
- 募集優先出資の引受人は、前項の登記の日に、前条第四項の規定による払込みをした募集優先出資の優先出資社員となる。
- A subscriber for Preferred Equity for Subscription shall be a Preferred Equity Member with regard to the Preferred Equity for Subscription for which he/she has made payment under the provisions of paragraph (4) of the preceding Article, on the date of the registration set forth in the preceding paragraph.
- 当該発行期間内における募集ごとの募集投資口の払込金額及び募集投資口と引換えにする金銭の払込みの期日を定める方法
- The method by which the amount to be paid in for the Investment Equity for Subscription is to be specified and the due date for the money payment made in exchange for Investment Equity for Subscription pertaining to each solicitation made within the period for the issue.
- 前項の場合において、募集投資口の払込金額は、投資法人の保有する資産の内容に照らし公正な金額としなければならない。
- In the case referred to in the preceding paragraph, the amount to be paid in for the Investment Equity for Subscription shall be fair in light of the contents of the assets held by the Investment Corporation.
- 会社法第百二条の規定は、設立時募集投資口について準用する。この場合において、必要な技術的読替えは、政令で定める。
- Article 102 of the Companies Act shall apply mutatis mutandis to Investment Equity Solicited at Establishment. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第一項第四号において「元引受契約」とは、有価証券の募集又は売出しに際して締結する次の各号のいずれかの契約をいう。
- The term 'Wholesale Underwriting Contract' as used in item (iv) of paragraph (1) means a contract concluded for a Public Offering or Secondary Distribution of Securities and falling under either of the categories specified in the following items:
- 前二条の規定は、募集投資法人債を引き受けようとする者がその総額の引受けを行う契約を締結する場合には、適用しない。
- The provisions of the preceding two Articles shall not apply to cases where the person who intends to subscribe for Investment Corporation Bonds for Subscription enters into a contract for subscription for the whole amount of the Investment Corporation Bonds for Subscription.
- 募集投資口の払込金額(募集投資口一口と引換えに払い込む金銭の額をいう。以下この条において同じ。)又はその算定方法
- The amount to be paid in for Investment Equity for Subscription (meaning the amount of monies to be paid in, in exchange for one unit of Investment Equity for Subscription; hereinafter the same shall apply in this Article) or the method for calculating such amount; and
- 公益法人の理事若しくは監事又は代理人、使用人その他の従業者は、寄附の募集に関して、次に掲げる行為をしてはならない。
- Directors or auditors or agents, employees or other workers of public interest corporations shall not engage in the following acts in connection with the solicitation of donations.
- 当該募集に係る有価証券の発行者又は第二号に掲げる者のいずれかと元引受契約を締結した金融商品取引業者又は登録金融機関
- the Financial Instruments Business Operator or Registered Financial Institution that has concluded a Wholesale Underwriting Contract with the Issuer of the Securities for which the Public Offering was made or either the person specified in item (ii).
- 有価証券の引受け(有価証券の募集若しくは売出し又は私募に際し、第六項各号に掲げるもののいずれかを行うことをいう。)
- Underwriting of Securities (meaning acts listed in any of the items of paragraph (6) conducted at the time of Public Offering, Secondary Distribution or Private Placement of Securities);
- 新選組加入は慶応元年4月27日(1865年5月21日)、土方歳三・伊東甲子太郎らが江戸で隊士募集を行った際、応募。
- He enlisted in the Shinsengumi on May 21, 1865, when Toshizo HIJIKATA, Kashitaro ITO, and others came to Edo looking for recruits.
- 「私ども数人の物が貧民のために肉なり、飲料なり、燃料なりを買ってやる資金を募集しようと努力しているので御座います。
- `a few of us are endeavouring to raise a fund to buy the Poor some meat and drink, and means of warmth.
- 慶応元年の隊士募集応募者では、本項「司馬良作」と並び「斯波縁之助(しば えんのすけ)」なる者の入隊が記されている。
- On the registry of soldiers who enlisted in 1865, the name Ennosuke Shiba appears alongside the name Rosuka Shiba as having enlisted.
- また、現在同じ福知山駅北で福知山駅北大規模街区(福知山駅北街区事業コンペ)として福知山市が商業施設を募集している。
- In addition, in the northern area of Fukuchiyama Station, Fukuchiyama City is currently recruiting commercial facilities for the north large-scale urban area of Fukuchiyama Station (a competition for business projects in the north urban area of Fukuchiyama Station).
- 帰国希望の日本人40名、他3名が帰国し、王国側は移民の募集を行ったハワイ国駐日総領事・ヴァン・リードの罷免を確約。
- The 40 Japanese who were hoping to return and other 3 left for Japan, and the Kingdom of Hawaii firmly promised to dismiss Van REED, the General to Japan in Hawaii, who had recruited the immigrants.
- 元治元年(1864年)10月、新選組局長近藤勇による隊士募集に応じて一時新選組へ入隊するが、京都へ向かう前に脱退。
- Although he applied for recruitment of the Shinsengumi members by the leader, Isami KONDO, and joined the Shinsengumi in October, 1864, he left the Shinsengumi before going to Kyoto.
- 前二条の規定は、設立時に募集をする基金を拠出しようとする者がその総額の拠出を行う契約を締結する場合には、適用しない。
- The provisions of the preceding two Articles shall not apply to the cases where a person who intends to contribute to the funds solicited at incorporation concludes a contract stipulating the contribution of the total amount of such funds.
- 発行価額又は売出価額の総額が一億円未満の有価証券の募集又は売出しで内閣府令で定めるもの(前各号に掲げるものを除く。)
- among Public Offerings or Secondary Distributions of Securities of which the total issue price or total distribution price is less than 100 million yen, those which are specified by a Cabinet Office Ordinance (excluding those specified in the preceding items).
- 作家の水野葉舟に入門し、1913年(大正2年)、20歳のときに三越呉服店(現在の三越)の募集した懸賞脚本に入選した。
- He became the writer, Yoshu MIZUNO's disciple and, in 1913, at the age of 20, he was selected at a prize-winning drama competition sponsored by K.K. Mitsukoshi Gofukuten (present day, Mitsukoshi).
- 職業紹介法施行規則、無料職業紹介事業規則、営利職業紹介事業規則、労務供給事業規則及び労務者募集規則はこれを廃止する。
- The Ordinance for Enforcement of the Employment Placement Act, the Ordinance for Free Employment Placement Businesses, the Ordinance for Commercial Employment Placement Businesses, the Ordinance for Labor Supply Businesses and the Ordinance for Recruitment of Workers shall be abolished.
- 同月、信太郎サイドは京都七条公共職業安定所(整理番号 26020- 4057571)を通して、職人5人を新たに募集。
- In the same month, Shintaro recruited five craftsmen through Kyoto Shichijo public employment exchange (reference number: 26020-4057571).
- 安政5年(1858年)、父の藩籍剥奪により、浪人生活を送り、慶応3年(1867年)の隊士募集の時に弟鉄之助を従え入隊。
- In 1858, he lived as a 'ronin' (masterless samurai) due to his father's forfeit of his 'hanseki' (registration for the domain), and in 1867 when the group recruited its members, he joined the group with his younger brother, Tetsunosuke.
- 松竹大船撮影所の戦後第1回助監督募集の試験の時、中平は筆記試験では極めて優秀な成績であったが、論文だけは最低点だった。
- When Nakahira took an exam for the first recruitment of assistant director for Shochiku Ofuna Studios after the war, he achieved brilliant results except for an essay question, in which he got the worst score.
- 虚偽の広告をなし、又は虚偽の条件を呈示して、職業紹介、労働者の募集若しくは労働者の供給を行つた者又はこれらに従事した者
- a person who has carried out or engaged in employment placement, labor recruitment, or labor supply by placing a false advertisement or by presenting false conditions;
- 労働条件が法令に違反する工場事業場等のために、職業紹介、労働者の募集若しくは労働者の供給を行つた者、又はこれに従事した者
- a person who has carried out or engaged in employment placement, labor recruitment, or labor supply for a factory, workplace, etc. of which working conditions are in violation of a law or regulation.
- 人々が彼らが集める人から支払いを受け取れると期待している時に、彼らを募集した人に支払いをするために人々が募集される不正計画
- a fraudulent scheme in which people are recruited to make payments to the person who recruited them while expecting to receive payments from the persons they recruit
- のち、孤児院基金募集のため仙台市へ出掛け、仙台藩士の娘・相馬黒光(黒光、1876年 - 1955年)を知り、明治31年結婚。
- Afterward, he visited Sendai City to raise funds for building orphanages, and got to know Kokko SOMA (also called Kokko, 1876 – 1955), a daughter of a feudal retainer of Sendai Domain, and got married her in 1898.
- 公衆衛生又は公衆道徳上有害な業務に就かせる目的で、職業紹介、労働者の募集若しくは労働者の供給を行つた者又はこれらに従事した者
- a person who has carried out or engaged in employment placement, labor recruitment or labor supply with an intention of having workers do work harmful to public health or morals.
- 1939年11月14日から1939年12月10日まで、日本政府は男性用の国民服の様式の案を広く一般から懸賞をつけて募集した。
- From November 14 to December 10, 1939, the Japanese government collected designs from the public for male civilian clothing in competition for a prize.
- 第二百八条第二項(第二百八十六条第一項において準用する場合を含む。)の規定に違反して届出をしないで募集等の取扱いを行ったとき。
- when the person has, in violation of Article 208(2) (including the cases where it is applied mutatis mutandis pursuant to Article 286(1)), handled a Public Offering, etc. without making a notification;
- 投資法人は、前条第一項の募集に応じて募集投資口の引受けの申込みをしようとする者に対し、次に掲げる事項を通知しなければならない。
- An Investment Corporation shall notify a person who intends to apply to subscribe for an Investment Equity for Subscription of the following matters in response to solicitation made under paragraph (1) of the preceding Article:
- 前条第一項の募集に応じて募集投資口の引受けの申込みをする者は、次に掲げる事項を記載した書面を投資法人に交付しなければならない。
- Any person who applies to subscribe for an Investment Equity for Subscription in response to solicitation made under paragraph (1) of the preceding Article shall deliver documents to the Investment Corporation in which the following matters are stated:
- 第一項の募集株式を引き受ける者の募集による変更の登記の申請書には、再生計画認可の裁判書の謄本又は抄本を添付しなければならない。
- The written application for registration of modification by reason of the solicitation of subscribers for shares for subscription set forth in paragraph (1) shall be accompanied by a transcript or extract of a written order of confirmation of the rehabilitation plan.
- この法律(第五章を除く。)において「引受人」とは、有価証券の募集若しくは売出し又は私募に際し、次の各号のいずれかを行う者をいう。
- The term 'Underwriter' as used in this Act (excluding Chapter V) means a person who, at the time of Public Offering, Secondary Distribution and Private Placement of Securities, conducts any of the acts set forth in the following items:
- 慶応元年7月(1865年8月~9月)迄の京坂における隊士募集に応じ、入隊するが、慶応3年6月(1867年7月)迄に離隊している。
- Tomi joined the Shinsengumi by responding to the recruitment taking place in Kyoto and Ozaka (present-day Osaka) in or before August or September, 1865, and retired until July, 1867.
- しかし、元々病弱(心臓病を患っていたと言われる)だったらしく、慶応元年(1865年)4月には、京坂における隊士募集に回っている。
- However, he seemingly had been physically weak (it is said that he was suffering from cardiopathy), and he was put in charge of corp recruitment in Kyoto and Osaka in May, 1865.
- 前条第一項の募集に応じて入社の申込みをする者は、次に掲げる事項を記載して署名した書面を二通作成し、発起人に交付しなければならない。
- A person who applies for membership in response to the solicitation under paragraph (1) of the preceding Article shall prepare and submit to the incorporators two pieces of the signed document describing the following matters:
- 1872年(明治5年)に外債募集のためにイギリス・アメリカに派遣されるが、2年後にアメリカ滞在のまま同国駐在全権公使に任命された。
- In 1872, he was sent to England and the United States of America for the floatation of government bonds, and two years later, he was assigned as minister plenipotentiary for the U.S. while he was still staying there.
- その発行者が行つた受益権の募集により受益権が金融商品取引法第二条第三項第一号に規定する適格機関投資家のみによつて引き受けられたもの
- As a result of the public offering of beneficial rights of the said special purpose trust conducted by the issuer, the beneficial rights have been accepted only by a qualified institutional investor(s) prescribed in Article 2(3)(i) of the Financial Instruments and Exchange Act.
- だが掛かる費用に対し効果が薄かったため、明治5年(1872年)には募集や新規移民優遇をやめ、既に定着した移民への援助に切り替えた。
- However, as the aid was not effective compared to the costs incurred, the government stopped recruitment and preferential treatment for new immigrants and shifted its support to already settled immigrants.
- 前条第一項の募集に応じて募集投資法人債の引受けの申込みをする者は、次に掲げる事項を記載した書面を投資法人に交付しなければならない。
- Any person who applies to subscribe for Investment Corporation Bonds for Subscription in response to solicitation under paragraph (1) of the preceding Article shall deliver documents stating the following matters to the Investment Corporation:
- 投資法人は、前条第一項の募集に応じて募集投資法人債の引受けの申込みをしようとする者に対し、次に掲げる事項を通知しなければならない。
- An Investment Corporation shall notify the person who intends to apply to subscribe for an Investment Corporation Bond for Subscription of the following matters in response to the solicitation under paragraph (1) of the preceding Article:
- 南極ドロンニング・モード・ランドにおけるベルギーの新観測基地の建設及び運営に関する包括的環境影響評価書案の公表及び意見の募集について
- Release of and Invitation for Public Comments upon a Draft Comprehensive Environmental Evaluation (CEE) on the Construction and Operation of the New Belgian Research Station in Dronning Maud Land, Antarctica
- 幸い物理学校の前を通り掛(かか)ったら生徒募集の広告が出ていたから、何も縁だと思って規則書をもらってすぐ入学の手続きをしてしまった。
- Thinking thus, I happened to pass front of a school of physics, and seeing a sign posted for the admittance of more students, I thought this might be a kind of 'affinity,' and having asked for the prospectus, at once filed my application for entrance.
- 1990年代前期、歌舞会は雑誌、テレビなどで舞妓募集を呼びかけ、事実7名の舞妓が生まれたが、伝統を重んじる一部の反対により頓挫した。
- In the early 1990's, the kabukai used magazines and TV to recruit apprentice geisha, and in fact recruited seven apprentice geisha, but was met with opposition from some traditionalists, derailing the recruitment.
- 特定目的会社は、前条第一項の募集に応じて募集優先出資の引受けの申込みをしようとする者に対し、次に掲げる事項を通知しなければならない。
- A Specific Purpose Company shall notify persons who intend to file an application to subscribe for Preferred Equity for Subscription in response to the solicitation set forth in paragraph (1) of the preceding Article of the following matters:
- 前条第一項の募集に応じて募集特定社債の引受けの申込みをする者は、次に掲げる事項を記載した書面を特定目的会社に交付しなければならない。
- A person who intends to file an application to subscribe for Specified Bonds for Subscription in response to the solicitation set forth in paragraph (1) of the preceding Article shall deliver a document containing the following matters to the Specific Purpose Company:
- 前条第一項の募集に応じて募集優先出資の引受けの申込みをする者は、次に掲げる事項を記載した書面を特定目的会社に交付しなければならない。
- A person who intends to file an application to subscribe for Preferred Equity for Subscription in response to the solicitation set forth in paragraph (1) of the preceding Article shall deliver a document containing the following matters to the Specific Purpose Company:
- さらに1994年度、「京都大学学生との同居の切実な必要性」が認められる者(身障者とその介護者、親子、夫婦等)も入寮募集の対象となった。
- Further, 'persons who keenly need to live with the students of Kyoto University' (the handicapped and their support persons, parent and children, a couple etc.) were allowed to apply for entering the dormitory in the academic year 1994.
- 設立企画人は、前条第一項の募集に応じて設立時募集投資口の引受けの申込みをしようとする者に対し、次に掲げる事項を通知しなければならない。
- An organizer(s) shall notify a person who intends to apply to subscribe for an Investment Equity Solicited at Establishment of the following matters in response to solicitation prescribed in paragraph (1) of the preceding Article:
- 前条第一項の募集に応じて設立時募集投資口の引受けの申込みをする者は、次に掲げる事項を記載した書面を設立企画人に交付しなければならない。
- Any person who applies to subscribe for Investment Equity Solicited at Establishment in response to the solicitation under paragraph (1) of the preceding Article shall deliver documents in which the following matters are stated to the organizer(s):
- 第二十条第六号に掲げる資本取引のうち、居住者による外国における証券の発行若しくは募集又は本邦における外貨証券の発行若しくは募集 居住者
- Among capital transactions listed in Article 20, item 6, issue or offer for subscription of securities in a foreign state or issue or offer for subscription of foreign securities in Japan, by a resident: A resident
- 3月6日、故郷近在の村にて農兵を多数募集するも、東山梨郡にて甲州勝沼の戦いを聞き、帰隊を志すも果たせず、笛吹市にある母方の実家へ隠れる。
- On March 29, although he recruited many peasant soldiers in a village near his home, he heard sounds from the Battle of Koshu Katsunuma at Higashi Yamanashi District and hid at his mother's parental home at Fuefuki City making it back to the group even though he wished to do so.
- 昭和22年(1947年)より、現在のように皇族のみならず国民から歌を募集し、在野の著名な歌人に委嘱して選歌の選考がなされるようになった。
- Since 1947, distinguished poets out of office have been commissioned to select not only Imperial Family's poems but also the public's ones.
- 一定の日までに優先出資の発行がされない場合において、募集優先出資の引受けの取消しをすることができることとするときは、その旨及びその一定の日
- if applicants are to be allowed to rescind their subscriptions for the Preferred Equity for Subscription in cases where the Preferred Equity is not issued by a specific date, a statement to that effect along with that specific date; and
- 前条第一項から第七項まで及び前項の規定は、募集優先出資を引き受けようとする者がその総口数の引受けを行う契約を締結する場合には、適用しない。
- The provisions of paragraphs (1) to (7) inclusive of the preceding Article and the preceding paragraph shall not apply to cases where a person who intends to subscribe for Preferred Equity for Subscription concludes a contract to subscribe for the total number of units thereof.
- 第一項の規定による登録(以下「発行登録」という。)を行つた有価証券の募集又は売出しについては、第四条第一項及び第二項の規定は、適用しない。
- Article 4(1) and (2) shall not apply to Public Offerings or Secondary Distributions of the Securities for which registration set forth in paragraph (1) (hereinafter referred to as a 'Shelf Registration') has been made.
- 兵力は二個大隊であり、うち鎮台兵は一個大隊で残りは「植民兵」として薩摩など九州各地の士族で占領地永住を前提に募集・編成されたものであった。
- The military force consisted of two battalions: one was made up of soldiers of chindai (garrison in the Meiji era) and the other was formed by the former shizoku in Kyushu regions who had been recruited on the condition that they be granted permanent residence of occupied lands.
- 会社法第五十七条第一項の募集をしたときは、同法第五十八条第一項に規定する設立時募集株式の引受けの申込み又は同法第六十一条の契約を証する書面
- in the case where a solicitation set forth in Article 57, paragraph (1) of the Companies Act has been made, a document evidencing that an application for a subscription for the shares solicited at incorporation as set forth in Article 58, paragraph (1) of said Act has been made or a document evidencing the execution of the contract under Article 61 of said Act;
- 前項の規定にかかわらず、第五十七条第一項の募集をする場合には、前項の登記は、次に掲げる日のいずれか遅い日から二週間以内にしなければならない。
- Notwithstanding the provisions of the preceding paragraph, in cases of making the solicitation set forth in Article 57(1), the registration set forth in the preceding paragraph shall be completed within two weeks from whichever of the following days that is the latest:
- 前三項に定めるもののほか、募集の制限(公共職業安定所長が行なうものに限る。)及び指示に関する方針及び手続は、職業安定局長が定めるものとする。
- In addition to what is provided in the preceding 3 paragraphs, the policies and procedures concerning the restrictions on recruitment (limited to those made by the chief of the Public Employment Security Office) and the instructions shall be determined by the Director-General of the Employment Security Bureau.
- その後も大阪府立浪速高等学校尋常科、公立から官立に移管した富山高等学校の尋常科もあいついで廃止された(東高尋常科は戦後の一時期、募集を再開)。
- Later, Osaka Prefectural Naniwa Higher School Regular Course and the regular course at Toyama High School, which changed its status from public to national, were abolished one after another (Tokyo Higher School Regular Course temporarily restarted taking in applicants after the war).
- その建物内は3つの店舗が入れるようになっていて、ひとつはテナント募集中、もうひとつは終夜営業のレストランで、この店へは灰の小道がひかれている。
- One of the three shops it contained was for rent and another was an all-night restaurant, approached by a trail of ashes;
- 募集特定出資の払込金額(募集特定出資一口と引換えに払い込む金銭又は給付する金銭以外の財産の額をいう。以下この条において同じ。)又はその算定方法
- the Amount To Be Paid In (meaning the amount of monies to be paid in or the amount of any property other than money to be delivered in exchange for one unit of Specified Equity for Subscription; hereinafter the same shall apply in this Article) for the Specified Equity for Subscription or the method for calculating such amount;
- 公共職業安定所は、職業紹介、労働者の募集又は労働者供給に関する事項について、求職者等の相談に応じ、及び必要な助言その他の援助を行うことができる。
- Public Employment Security Offices may offer consultation, necessary advice and other assistance to job seekers, etc. with respect to matters concerning employment placement, labor recruitment and labor supply.
- 暴行、脅迫、監禁その他精神又は身体の自由を不当に拘束する手段によつて、職業紹介、労働者の募集若しくは労働者の供給を行つた者又はこれらに従事した者
- a person who has carried out or engaged in employment placement, labor recruitment or labor supply by means of violence, intimidation, confinement or other unjust restraint on mental or physical freedom;
- 各募集投資法人債の払込金額(各募集投資法人債と引換えに払い込む金銭の額をいう。以下この節において同じ。)若しくはその最低金額又はこれらの算定方法
- The amount to be paid in for each of the Investment Corporation Bonds for Subscription (meaning the amount to be paid in, in exchange for each of the Investment Corporation Bonds for Subscription; hereinafter the same shall apply in this Section) or the minimum amount thereof, or the method for calculating such amounts;
- 居住者による外国における証券の発行若しくは募集若しくは本邦における外貨証券の発行若しくは募集又は非居住者による本邦における証券の発行若しくは募集
- Issue or offer for subscription of securities in a foreign state or issue or offer for subscription of foreign securities in Japan by a resident, or issue or offer for subscription of securities in Japan by a non-resident
- 第一項の許可を受けて寄附金を募集した者は、募集の期間経過後遅滞なく、法務省令で定めるところにより、募集の結果を法務大臣に報告しなければならない。
- The person which has raised contributions with the permission under paragraph 1 shall report the result of raising the contributions pursuant to the provisions of the Ministry of Justice ordinance to the Minister of Justice without delay after the contribution raising period has expired.
- 前号の期限までに募集特定社債の総額について割当てを受ける者を定めていない場合においてその残額を引き受けることを約した者があるときは、その氏名又は名称
- if there is any person who has promised to subscribe for the remaining amount in cases where the persons to whom the Specified Bonds for Subscription are to be allotted are not specified for the total amount by the time limit referred to in the preceding item, his/her name;
- 労働者を雇用しようとする者が、その被用者以外の者をして報酬を与えて労働者の募集に従事させようとするときは、厚生労働大臣の許可を受けなければならない。
- When a person who intends to employ workers wishes to have a person other than his/her employee engage in labor recruitment by giving compensation to such person, he/she shall obtain a license from the Minister of Health, Labour and Welfare.
- 地域会社は、新株募集をしようとするときは、総務大臣の認可を受けなければならない。募集新株予約権を引き受ける者の募集をしようとするときも、同様とする。
- The Regional Companies shall obtain authorization of the Minister when intending to issue new shares. The same shall apply to cases when intending to invite subscribers to rights to subscribe for new shares.
- 特定目的会社は、前条第一項第十五号の期日の前日までに、申込者に対し、当該申込者に割り当てる募集特定社債の金額及び金額ごとの数を通知しなければならない。
- A Specific Purpose Company shall notify the Applicants of the amount of Specified Bonds for Subscription and the number of Specified Bonds for Subscription for each amount to be allotted to said Applicants by the day before the due date prescribed in paragraph (1)(xv) of the preceding Article.
- 前項第一号に掲げる事項その他の投資法人債を引き受ける者の募集に関する重要な事項として内閣府令で定める事項の決定は、役員会の決議によらなければならない。
- The decision on matters listed in item (i) of the preceding paragraph and other matters specified by a Cabinet Office Ordinance as being important with regard to the solicitation of persons to subscribe for Investment Corporation Bonds shall be made by a resolution of the board of officers.
- 前号の期限までに募集投資法人債の総額について割当てを受ける者を定めていない場合においてその残額を引き受けることを約した者があるときは、その氏名又は名称
- In cases where the persons to whom the Investment Corporation Bonds for Subscription are to be allotted are not specified for the total amount of Investment Corporation Bonds for Subscription by the time limit prescribed in the preceding item, if there are any persons who have promised to subscribe for the remaining amount, their names;
- 福知山の特産品である丹波栗などを含む農作物が狙われ、年度によって深刻な被害を農家へもたらすこともあり、檻の共同オーナーを募集するNPO法人も存在する。
- Since these wild animals consume agricultural products including the Tanba chestnut, one of the specialty goods of Fukuchiyama, in some years they have sometimes caused serious damage to farmers; as a result, there is an incorporated nonprofit organization seeking joint owners for a 'cage.'
- 日本漢字能力検定協会では、毎年その年の世相を象徴する「今年を表現する漢字(今年の漢字)」を全国から募集し、この日に併せ、京都市の清水寺で発表している。
- Every year the Japan Kanji Aptitude Testing Foundation collects 'Kanji that express the year, aka, the Kanij of the year,' which symbolizes the social trend of the year, from nationwide and introduces them in Kiyomizu-dera Temple, Kyoto city, Kyoto prefecture on Kanji day.
- 一定の時期までに投資法人の設立の登記がされない場合又は内閣総理大臣の登録を受けない場合において、設立時募集投資口の引受けの取消しをすることができること。
- Where a registration for the establishment of an Investment Corporation has not been made, or where the registration has not been made by the Prime Minister by a certain time, the subscription for Investment Equity Solicited at Establishment may be cancelled;
- ところがその中に5,000万円にも及ぶ外債が含まれていたことから欧米列強に不信感を抱く明治天皇やその周辺の保守派の不快感を買い外債募集計画は中止された。
- However, the fact the bonds included up to \50 million of foreign bonds created a sense of discomfort among the Emperor Meiji and conservatives close to him, who all distrusted the allied Western powers, and it eventually led to the abandonment of the plan to raise foreign loans.
- 募集株式(会社法第百九十九条第一項に規定する募集株式をいう。第一号において同じ。)の発行による変更の登記の申請書には、次の書面を添付しなければならない。
- In filing a written application for a registration of change due to the issue of shares for subscription (meaning shares for subscription as prescribed in Article 199, paragraph (1) of the Companies Act; the same shall apply in item (i)), the following documents shall be attached thereto:
- 会社の発行する社債でその募集が法第二十六条第一項各号に掲げるもののうち特定のものに対してされるものの取得。ただし、次のいずれかに該当する社債の取得を除く。
- The acquisition of bonds issued by a company which are offered to specified parties among those listed in each item of Article 26, paragraph (1) of the Act; provided, however, that the acquisition of bonds which fall under any of the following is excluded:
- 前項の場合において、特定譲渡人が資産対応証券の募集等の取扱いを行うときは、あらかじめ、内閣府令で定めるところにより、内閣総理大臣に届け出なければならない。
- In the case referred to in the preceding paragraph, if the Specified Transferor is to handle the Public Offering, etc. of Asset-Backed Securities, he/she shall notify the Prime Minister in advance pursuant to the provisions of a Cabinet Office Ordinance.
- 1997年の創立百周年を期に新しい学歌の制定を計画し、歌詞の募集も行なわれたが、結局「従来の学歌の方がよい」との意見が多数を占めたため、計画は中止された。
- When the centennial anniversary of foundation came around in 1997, the establishment of a new school song was planned, and its lyrics were sought, but the majority said the conventional one was better, so the plan was stopped.
- 慶長9年(1604年)7月、家康の嫡孫・竹千代(後の徳川家光)の乳母が京都所司代板倉勝重によって募集された折に妻の福が志願して採用されると、福と離縁した。
- In July and August 1604, when the position of a wet nurse for Ieyasu's legitimate grandchild, Takechiyo (later called Iemitsu TOKUGAWA) was invited by the Kyoto deputy Katsushige ITAKURA, his wife Fuku applied for the position and was employed, after which Masanari divorced Fuku.
- 第二次世界大戦後の1950年代初頭、新たな「国民歌」を作ろうと日本教職員組合と壽屋(現:サントリー)がそれぞれ募集し、別々に「新国民歌」を選定し公表した。
- After World War II, at the beginning of the 1950s, the Japan Teachers Union and Kotobukiya (now Suntory) respectively accepted entries, selected and announced 'Shinkokuminka' (new national anthems), in an attempt to create a new 'kokuminka' (national anthem).
- 同年には『東京日日新聞』主催の乙種活動写真(全年齢対象)向けの脚本募集に二位入選している(一位は後の東宝専務の森岩雄、三位は後の松竹蒲田の脚本家北村小松)。
- In the same year, he was a second winner in a scenario contest for second-type movies (available for all generations) which was sponsored by Tokyo Nichinichi Newspaper (the first winner was Iwao MORI who became a director of Toho Co., Ltd. later and the third winner was Komatsu KITAMURA, a scenario writer in Shochiku Kamata.)
- 募集新株予約権(会社法第二百三十八条第一項に規定する募集新株予約権をいう。次号において同じ。)の引受けの申込み又は同法第二百四十四条第一項の契約を証する書面
- a document evidencing that the application for subscription of the share options for subscription (meaning the share options for subscription prescribed in Article 238, paragraph (1) of the Companies Act; the same shall apply in the next item) has been made, or that the contract set forth in Article 244, paragraph (1) of said Act has been executed; and
- 国債、地方債若しくは政府保証債(以下この条において「国債等」という。)の引受け(売出しの目的をもつてするものを除く。)又は当該引受けに係る国債等の募集の取扱い
- Underwriting (excluding that carried out for the purpose of secondary distribution) of National Government Bonds, local government bonds or Government-Guaranteed Bonds (hereinafter collectively referred to as 'National Government Bonds, etc.' in this Article) or handling of public offerings of the National Government Bonds, etc. pertaining to that underwriting;
- Underwriting (excluding that carried out for the purpose of secondary distribution) of National Government Bonds, local government bonds or Government-Guaranteed Bonds (hereinafter referred to as 'National Government Bonds, etc.' in this Article) or handling of public offerings of the National Government Bonds, etc. pertaining to that underwriting;
- 国債、地方債若しくは政府保証債(以下この号において「国債等」という。)の引受け(売出しの目的をもつてするものを除く。)又は当該引受けに係る国債等の募集の取扱い
- Underwriting (excluding that for the purpose of secondary distribution) of national government bonds, local government bonds, or government guaranteed bonds (hereinafter referred to as 'national government bonds, etc.') or handling of solicitation of the national government bonds pertaining to said underwriting
- その募集又は売出しにつき第四条第一項本文若しくは第二項本文又は第二十三条の八第一項本文若しくは第二項の規定の適用を受けた有価証券(前二号に掲げるものを除く。)
- Securities of which Public Offering or Secondary Distribution were subjected to the main clause of Article 4(1) or (2) or the main clause of Article 23-8(1) or (2) (excluding those specified in the preceding two items); or
- その被用者をして労働者の募集に従事させる者であつて、当該被用者が労働組合法第二条第一号の役員、監督的地位にある労働者又は使用者の利益を代表する者に該当するもの
- A person who has his/her employee engage in the recruitment of workers, where such employee falls under an officer, a worker in a supervisory position, or a person representing the interests of the employer provided by Article 2, item 1 of the Labor Union Act.
- 前条第一項本文又は第二項本文の規定の適用を受けた有価証券の募集又は売出しにつき前項第二号に掲げる事項を記載した同項の届出書を提出した者(前号に掲げる者を除く。)
- the person who has submitted the statement set forth in the preceding paragraph which contains descriptions on the matters listed in item (ii) of the preceding paragraph for Public Offering or Secondary Distribution of Securities to which the main clause of paragraph (1) or the main clause of paragraph (2) of the preceding Article applied (excluding those specified in the preceding item); or
- 投資法人は、第百三十九条の三第一項第十二号の期日の前日までに、申込者に対し、当該申込者に割り当てる募集投資法人債の金額及び金額ごとの数を通知しなければならない。
- An Investment Corporation shall notify Applicants of the amount of Investment Corporation Bonds for Subscription and the number for each amount of Investment Corporation Bonds for Subscription to be allotted to said Applicants by the day before the due date prescribed in Article 139-3, paragraph (1), item (xii).
- 労働者を雇用しようとする者が、その被用者以外の者をして報酬を与えることなく労働者の募集に従事させようとするときは、その旨を厚生労働大臣に届け出なければならない。
- When a person who intends to employ workers wishes to have a person other than his/her employee engage in labor recruitment without giving compensation to such person, he/she shall give notification to such effect to the Minister of Health, Labour and Welfare.
- 第九条の七の五第二項(第九条の九第五項又は第八項において準用する場合を含む。)において準用する保険業法第二百七十五条第一項の規定に違反して共済契約の募集を行つた者
- A person who has solicited a mutual aid contract in violation of the provisions of Article 275, paragraph (1) of the Insurance Business Act as applied mutatis mutandis pursuant to Article 9-7-5, paragraph (2) (including the case where it is applied mutatis mutandis pursuant to Article 9-9, paragraph (5) or paragraph (8))
- 外国において転換特定社債を引き受ける者の募集をした場合において、登記すべき事項が外国において生じたときは、登記の期間については、その通知が到達した時から起算する。
- In cases where persons to subscribe for convertible Specified Bonds are solicited in a foreign state, when any matters to be registered arise in a foreign state, the period for registration shall be counted from the date on which the notice thereof arrived.
- 会社法第三十四条第一項の規定による払込みがあつたことを証する書面(同法第五十七条第一項の募集をした場合にあつては、同法第六十四条第一項の金銭の保管に関する証明書)
- a document evidencing the completion of a contribution in money as prescribed in Article 34, paragraph (1) of the Companies Act (in cases where a solicitation set forth in Article 57, paragraph (1) of said Act has been made, a certificate of deposit of the money prescribed in Article 64, paragraph (1) of said Act);
- この法律において「労働者の募集」とは、労働者を雇用しようとする者が、自ら又は他人に委託して、労働者となろうとする者に対し、その被用者となることを勧誘することをいう。
- The term "labor recruitment" as used in this Act means that those who seek to employ workers solicit, either directly or through a third party, those seeking to become workers to become their employees.
- 新規学卒者について、募集を中止し、又は募集人員を減ずるとき(厚生労働大臣が定める新規学卒者について募集人員を減ずるときにあつては、厚生労働大臣が定める場合に限る。)。
- If the recruitment of the new school graduates is to be discontinued or the number of the recruits being sought is to be reduced (limited to the cases determined by the Minister of Health, Labour and Welfare if the number of the recruits being sought for the new school graduates specified by the Minister of Health, Labour and Welfare is to be reduced.)
- この法律において「損害保険募集人」とは、損害保険会社(外国損害保険会社等を含む。次項において同じ。)の役員若しくは使用人、損害保険代理店又はその役員若しくは使用人をいう。
- The term 'Non-Life Insurance Solicitor' as used in this Act means the officers or employees of a Non-Life Insurance Company (including Foreign Non-Life Insurance Companies, etc.; the same shall apply in the following paragraph), non-life insurance agents or their officers or employees.
- なお、新選組にはもう1人「沖田承之進」(慶応元年4月、土方らが江戸で募集した隊士の1人)という沖田姓の隊士が居り、過去帳の「沖田氏」は承之進の方では無いか、との説もある。
- There was another Okita in the Shinsengumi, a man called Jonoshin OKITA, who had been recruited by Hijikata in Edo in 1865, and there is a theory that the 'Okita' in the register of deaths may be Jonoshin.
- 第五十三条第五項において準用する職業安定法第四十一条第二項の規定による業務の停止の命令に違反して、労働者の募集に従事した者は、一年以下の懲役又は百万円以下の罰金に処する。
- A person who engaged in recruitment of workers in violation of a suspension order of business pursuant to the provision of Article 41 paragraph 2 of the Employment Security Act as applied mutatis mutandis pursuant to Article 53 paragraph 5, shall be punished by imprisonment with work for not more than one year or a fine of not more than 1,000,000 yen.
- 第二百九条第二項において準用する第二百十七条第一項の規定による権限(資産対応証券の募集等の取扱いに係る取引の公正の確保に係る規定として政令で定める規定に関するものに限る。)
- the authority under the provisions of Article 217(1) as applied mutatis mutandis pursuant to Article 209(2) (limited to the authority relating to the provisions specified by a Cabinet Order as those for securing fairness in transactions pertaining to handling of Public Offerings, etc. of Asset-Backed Securities); and
- 近藤勇の信頼が厚かったようで、初期より重用され、元治元年に江戸への隊士募集行きや、慶応元年(1865年)と慶応二年(1866年)の二度に渡る長州出張に例外なく随行している。
- Isami KONDO seems to have had great trust in Shuntaro, which is illustrated in the fact that Shuntaro was given an important position from an early stage of his career in Shinsengumi and that he accompanied Isami Kondo in all important trips such as the trip to Edo in 1864 to recruit new members for Shinsengumi and the two trips to Choshu (Nagato Province: Yamaguchi Prefecture) in 1865 and 1866.
- 特定目的会社は、資産流動化計画の定めるところに従い、取締役の決定(取締役が数人あるときは、その過半数をもってする決定)により、優先出資を引き受ける者の募集をすることができる。
- A Specific Purpose Company may, in accordance with the provisions of an Asset Securitization Plan and the decision of the directors (if there are multiple directors, a decision made by a majority thereof), solicit persons to subscribe for Preferred Equity.
- 特定目的会社は、資産流動化計画の定めるところに従い、取締役の決定(取締役が数人あるときは、その過半数をもってする決定)により、特定社債を引き受ける者の募集をすることができる。
- A Specific Purpose Company may solicit persons to subscribe for Specified Bonds as decided by the directors (in cases where there are two or more directors, as decided by a majority thereof) in accordance with the Asset Securitization Plan.
- ――第四には君が四週間前に、サーストン氏は、南アフリカの採金地の株式募集をやっているが、その締切りまでは一ヶ月あるので、君にも加入してくれと云って来たと話したことのあったこと、
- 4. You told me, four weeks ago, that Thurston had an option on some South African property which would expire in a month, and which he desired you to share with him.
- 第二十六条の六第五項において準用する職業安定法第四十一条第二項の規定による業務の停止の命令に違反して、訓練担当者の募集に従事した者は、一年以下の懲役又は百万円以下の罰金に処する。
- Any person who has been engaged in labor recruitment for persons in charge of training, in violation of an order for the suspension of the businesses under Article 41, paragraph (2) of the Employment Security Act as applied mutatis mutandis pursuant to Article 26-6, paragraph (5), shall be punished by imprisonment with work for not more than one year or a fine of not more than one million yen.
- 1990年度からは留学生の受け入れ、1991年度からは大学院生・聴講生・研究生・医療技術短期大学生(現在の医学部保健学科)を含めた全ての京大生を入寮募集の対象とするようになった。
- It started to accept foreign students from the academic year 1990, and from the academic year 1991, it started to allow all students of Kyoto University, including graduate students, postgraduates, auditing students, junior college students of medical technology (health sciences course in the Medical department), to apply for entering the dormitory.
- 第四条第一項本文又は第二項本文の規定の適用を受けた有価証券の募集又は売出しにつき、第五条第一項第二号に掲げる事項を記載した同項に規定する届出書を提出した者(前号に掲げる者を除く。)
- a person who submitted a statement under Article 5(1) containing descriptions on the matters listed in Article 5(1)(ii) for Public Offering or Secondary Distribution of Securities to which the main clause of Article 4(1) or (2) has applied (excluding those specified in the preceding item).
- 適格機関投資家に取得させ、又は売り付ける場合(当該有価証券を募集又は売出しにより取得させ、又は売り付ける時までに当該適格機関投資家から当該目論見書の交付の請求があつた場合を除く。)
- cases where such Securities are acquired by or sold to a Qualified Institutional Investor (excluding cases where the Qualified Institutional Investor requests the Prospectus by the time when such Securities are acquired or sold through Public Offering or Secondary Distribution); or
- 国内において行う懸賞募集に基づいて懸賞として受ける金品その他の経済的な利益(旅行その他の役務の提供を内容とするもので、金品との選択ができないものとされているものを除く。)に係る所得
- Income pertaining to money and goods or other economic benefit (excluding such benefit given in the form of travel or other provision of services in lieu of which money or goods may not be chosen) that is received as a prize based on a prize competition held in Japan
- 受益証券の募集等の相手方は、受託信託会社等に対し、特定目的信託契約に定める費用を支払い、特定目的信託契約の契約書の謄本又は抄本その他内閣府令で定める書類の交付を請求することができる。
- Any counterparty to a Public Offering, etc. of Beneficiary Certificates may pay the cost specified under the Specific Purpose Trust Contract and request that the Fiduciary Trust Company, etc. deliver a copy or extract of the written Specific Purpose Trust Contract or any other document specified by a Cabinet Office Ordinance.
- 元本の償還について、募集特定社債(第百二十二条第一項に規定する募集特定社債をいう。)の総額の払込みのあった日から一年未満の日とする確定期限の定めがあり、かつ、分割払の定めがないこと。
- that the principal is to be redeemed by a fixed due date that falls within one year from the date of payment of the total amount of the Specified Bonds for Subscription (meaning the Specified Bonds for Subscription as defined in Article 122(1)), and is not to be redeemed in installment payments;
- 第二項の規定による通知を受けた設立時に募集をする基金の引受人は、同項に規定する期日までに払込みをしないときは、当該払込みをすることにより相互会社の設立時の基金の拠出者となる権利を失う。
- A subscriber for the funds solicited at incorporation who has received the notice under paragraph (2) shall, unless he/she makes the payment by the date prescribed in that paragraph, lose his/her right to become a contributor to the funds of a Mutual Company at incorporation by making such payment.
- 行政庁は、この法律を施行するために必要な限度において、厚生労働省令で定めるところにより、職業紹介事業、労働者の募集又は労働者供給事業を行う者に対し、必要な事項を報告させることができる。
- To the limit necessary for the implementation of this Act, administrative agencies may, pursuant to the provisions of an Ordinance of the Ministry of Health, Labour and Welfare, have persons who carry out employment placement businesses, labor recruitment or labor supply businesses report on necessary matters.
- 旧南宋軍は被征服者のため元への忠誠心も全く無く、さらに元々南宋は金で兵士を募集する募兵という形をとっており、数は多いが所詮は寄せ集めであり、士気・忠誠心も低く、戦闘能力も高くなかった。
- The former Southern Sung army had no loyalty to the Yuan Dynasty, because it was a conquered army, and furthermore, it had recruited soldiers through payment so that its soldiers were large in number but simple people who had low morale, loyalty, and fighting strength.
- 投資法人は、第一項第十号に規定する者がある場合を除き、同項第九号の期限までに募集投資法人債の総額について割当てを受ける者を定めていない場合には、募集投資法人債の全部を発行してはならない。
- If an Investment Corporation has not arranged for persons, except in cases where there are any persons provided in item (x) of paragraph (1), to receive allotments of the total amount of Investment Corporation Bonds for Subscription by the time limit under item (ix) of that paragraph, it shall not issue all of its Investment Corporation Bonds for Subscription.
- 第二項の場合には、当該投資法人は、前項第二号に掲げる方法により確定した同号の募集ごとの払込金額を公示しなければならない。この場合において、公示の方法その他の必要な事項は、内閣府令で定める。
- In the case referred to in paragraph (2), the Investment Corporation shall give public notice of the amount to be paid in for each solicitation under item (ii) of the preceding paragraph which has been fixed by the method listed in that item. In this case, the method of giving public notice and any other necessary matters shall be specified by a Cabinet Office Ordinance.
- 池田屋・禁門の変の働きで朝廷・幕府・会津藩より感状と200両余りの褒賞金を下賜されると、元治元年9月に第二次の隊士募集を行い、更に近藤が江戸へ帰郷した際に伊東甲子太郎らの一派を入隊させる。
- After being awarded a letter of appreciation and a reward of over 200 ryo from the Imperial court/shogunate/Aizu Clan, they recruiting a second round of members, and when KONDO returned to Edo, he let Kinetaro ITO and his followers join Shinsen-gumi.
- 第一項各号に掲げる事項(第二項の場合にあつては、第三項の発行期間及び同項各号に掲げる事項。次条第一項第六号において「募集事項」という。)は、第一項の募集ごとに、均等に定めなければならない。
- The matters listed in the items of paragraph (1) (in the case referred to in paragraph (2), the period for issue under paragraph (3) and the matters listed in the items of that paragraph; such matters shall be referred to as 'Subscription Requirements' in paragraph (1), item (vi) of the following Article) shall be provided equally for each solicitation under paragraph (1).
- 募集の制限又は指示は、通常、国家的に緊要な政策の遂行を容易ならしめるため又は募集地域若しくは就業地域における一般的な労働基準を不当に害するような募集を防止するために、これを行うものとする。
- The restrictions or the instructions on the recruitment shall be made or given, in general, for facilitating the implementation of the urgent policies for the nation or for precluding such recruitment as to unjustly impair the general labor standards in the recruitment area or the employment area.
- 特定目的会社は、第一項第十三号に規定する者がある場合を除き、同項第十二号の期限までに募集特定社債の総額について割当てを受ける者を定めていない場合には、募集特定社債の全部を発行してはならない。
- Except in cases where there is a person as set forth in paragraph (1)(xiii), if a Specific Purpose Company has not specified the persons to whom it will allot the total amount of Specified Bonds for Subscription by the time limit set forth in item (xii) of that paragraph, it shall not issue all of its Specified Bonds for Subscription.
- 有価証券の募集又は売出しに係る組織再編成発行手続又は組織再編成交付手続のうち、次に掲げる場合のいずれかに該当するものがある場合における当該有価証券の募集又は売出し(前号に掲げるものを除く。)
- a Public Offering or Secondary Distribution of Securities, in cases where any of the Procedures Relating to Securities Issuance for Reorganization or Procedures Relating to Securities Delivery for Reorganization having been conducted relating thereto fall under either of the following cases (excluding those specified in the preceding item);
- 前項の規定にかかわらず、第八十六条第一項に規定する投資法人の執行役員は、発行期間を定め、その発行期間内における募集投資口を引き受ける者の募集について、役員会の承認を一括して求めることができる。
- Notwithstanding the provisions of the preceding paragraph, the corporate officer(s) of an Investment Corporation as provided in Article 86, paragraph (1) shall specify the period for the issue and seek the collective approval of the board of officers with regard to solicitation of persons to subscribe for Investment Equity for Subscription within the relevant period for the issue.
- 厚生労働大臣は、前条第一項の規定によつて労働者の募集を許可する場合においては、労働者の募集を行おうとする者に対し、募集時期、募集人員、募集地域その他募集方法に関し必要な指示をすることができる。
- In cases of granting licenses for labor recruitment pursuant to the provisions of paragraph 1 of the preceding Article, the Minister of Health, Labour and Welfare may give the person who intends to conduct the labor recruitment necessary instructions concerning the time of recruiting, the number of persons to be recruited, the recruitment area and other recruiting methods.
- 第一項第二号の払込金額が募集特定出資を引き受ける者に特に有利な金額である場合には、取締役は、前項の社員総会において、当該払込金額でその者の募集をすることを必要とする理由を開示しなければならない。
- In cases where the Amount To Be Paid In set forth in paragraph (1)(ii) is particularly favorable to subscribers being solicited for Specified Equity for Subscription, the directors shall, at the general meeting of members set forth in the preceding paragraph, disclose the reason for the need to solicit such persons at such an offered Amount To Be Paid In.
- 第二百八十六条第一項において準用する第二百九条第二項において準用する第二百十七条第一項の規定による権限(受益証券の募集等に係る取引の公正の確保に係る規定として政令で定める規定に関するものに限る。)
- the authority prescribed in Article 217(1) as applied mutatis mutandis pursuant to Article 209(2) as applied mutatis mutandis pursuant to Article 286(1) (limited to the authority relating to the provisions specified by a Cabinet Order as those for securing fairness in transactions pertaining to Public Offerings, etc. of Beneficiary Certificates).
- 有価証券の募集又は売出しの相手方が当該有価証券に係る次条第一項各号に掲げる事項に関する情報を既に取得し、又は容易に取得することができる場合として政令で定める場合における当該有価証券の募集又は売出し
- a Public Offering or Secondary Distribution of Securities in the case that the other parties thereto have already obtained or can easily obtain information on matters listed in the items of paragraph (1) of the following Article pertaining to the Securities, as specified by a Cabinet Order;
- この法律において「所属保険会社等」とは、生命保険募集人、損害保険募集人又は少額短期保険募集人が保険募集を行う保険契約の保険者となるべき保険会社(外国保険会社等を含む。)又は少額短期保険業者をいう。
- The term 'Entrusting Insurance Company, etc.' as used in this Act means the Insurance Company (including foreign insurance companies, etc.) or the Small Amount and Short Term Insurance Providers, which shall be the insurer of the insurance contract solicited by Life Insurance Solicitors, Non-Life Insurance Solicitors, or Small Amount and Short Term Insurance Solicitors.
- 会社法第二百八条第四項及び第五項(出資の履行)の規定は、特定目的会社の募集優先出資について準用する。この場合において、同条第四項及び第五項中「株主」とあるのは、「優先出資社員」と読み替えるものとする。
- The provisions of Article 208(4) and (5) (Performance of Contributions) of the Companies Act shall apply mutatis mutandis to Preferred Equity for Subscription of a Specific Purpose Company. In this case, the term 'shareholder' in paragraphs (4) and (5) of that Article shall be deemed to be replaced with 'Preferred Equity Member.'
- 転換特定社債については、第百二十一条第一項の募集に応じて募集特定社債の引受けの申込みをしようとする者に対し、第百二十二条第一項の規定により通知すべき事項のほか、次に掲げる事項を通知しなければならない。
- With regard to convertible Specified Bonds, in addition to the matters of which to notify persons who intend to file an application pursuant to Article 122(1), notice of the following matters shall be given to any person who intends to file an application to subscribe for Specified Bonds for Subscription in response to solicitation under Article121(1):
- 事務総長は、総裁の職務執行の補助者となり、その一般的監督の下に、人事院の事務上及び技術上のすべての活動を指揮監督し、人事院の職員について計画を立て、募集、配置及び指揮を行い、又、人事院会議の幹事となる。
- The Secretary-General shall be the assistant to the President for the execution of his/her duties and, subject to general supervision of the President, shall direct and supervise all administrative and technical activities of the National Personnel Authority, and plan, recruit, assign and direct officials of the National Personnel Authority. He/she shall act as the Executive Secretary of the meetings of the National Personnel Authority.
- 投資事業有限責任組合契約に関する法律(平成十年法律第九十号。以下「法」という。)第三条第一項第二号の政令で定める社債は、新株予約権を発行する者が当該新株予約権とともに募集し、かつ、割り当てたものとする。
- The bonds to be prescribed by Cabinet Order pursuant to Article 3(1)(ii) of the Limited Partnership Act for Investment (Act No. 90 of 1998. Hereinafter the 'Investment LPS Act') shall be those that a person, who issues share options, offers and allocates together with said share options.
- 第四十一条第一項(第四十六条において準用する場合を含む。)の規定による労働者の募集の業務若しくは労働者供給事業の停止又は第四十一条第二項の規定による労働者の募集の業務の廃止若しくは停止の命令に違反した者
- a person who has violated an order for suspension of the businesses of labor recruitment or the labor supply business under the provisions of Article 41, paragraph 1 (including the cases where it is applied mutatis mutandis pursuant to Article 46) or for discontinuation or suspension of the businesses of labor recruitment under the provisions of Article 41, paragraph 2;
- 労働者の募集を行う者及び第三十六条第一項又は第三項の規定により労働者の募集に従事する者(以下「募集受託者」という。)は、募集に応じた労働者から、その募集に関し、いかなる名義でも、報酬を受けてはならない。
- Persons who carry out labor recruitment and persons engaged in labor recruitment pursuant to the provisions of Article 36, paragraph 1 or paragraph 3 (hereinafter referred to as "commissioned recruiters") shall not receive any compensation, under any name, with respect to such recruitment from a worker so recruited.
- 設立時に募集をする基金の引受人は、相互会社の成立後は、錯誤を理由として設立時に募集をする基金の拠出の無効を主張し、又は詐欺若しくは強迫を理由として設立時に募集をする基金の拠出の取消しをすることができない。
- After the establishment of the Mutual Company, a subscriber for the funds solicited at incorporation may neither assert the nullity of his/her contribution to the funds solicited at incorporation on the grounds of mistake, nor cancel his/her contribution to the funds solicited at incorporation on the grounds of fraud or duress.
- 厚生労働大臣は、法第五十条第一項の規定により、職業紹介事業、労働者の募集又は労働者供給事業を行う者に対し必要な事項を報告させるときは、当該報告すべき事項及び当該報告をさせる理由を書面により通知するものとする。
- The Minister of Health, Labour and Welfare shall, when he/she orders the persons providing employment placement businesses, labor recruitment or labor supply businesses to report any necessary matter pursuant to the provision of Article 50, paragraph 1 of the Act, give written notice of the matters to be reported and the reason for such report.
- 2005年に北海道十勝支庁管内の上士幌町が避花粉地として名乗りをあげたほか、続いて2006年には鹿児島県の奄美諸島も療養や保養目的の観光客(花粉症患者)誘致を始め、これは国交省がモニターツアーの募集を行った。
- In 2005 the Hokkaido town of Kamishihoro-cho under the jurisdiction of the Tokachi subprefectural claimed to be area unaffected by pollen and in 2006 the Amami Islands in Kagoshima Prefecture began to attract tourists (pollinosis patients) for the purpose of recuperation with the Ministry of Land, Infrastructure, Transport and Tourism taking applications and operating the trips on a trial basis.
- しかし、福澤の死後15年たった大正5年(1916年)12月27日、慶應義塾に医学部の創設が許可され、大正6年(1917年)3月、医学部予科1年生の募集を開始し、医学部長として北里柴三郎が就任することになった。
- On December 27, 1916, 15 years after the death of Yukichi, Keio Gijuku was permitted to establish its Medical Department, and in March 1917, Keio Gijuku opened for application for freshmen enrollment at the premedical course of the Medical Department, and had Shibasaburo KITAZATO as Dean of the Medical Department.
- 通常の労働者の募集を行う場合において、当該募集に係る事業所に掲示すること等により、その者が従事すべき業務の内容、賃金、労働時間その他の当該募集に係る事項を当該事業所において雇用する短時間労働者に周知すること。
- In the case of recruiting an ordinary worker, the business operator shall make known the descriptions of the work to be engaged, wages, working hours, and other matters pertaining to the recruiting to Part-Time Workers employed at the place of business pertaining to such recruiting, by such means as posting at said place of business.
- 民法(明治二十九年法律第八十九号)第九十三条ただし書(心裡留保)及び第九十四条第一項(虚偽表示)の規定は、設立時に募集をする基金の拠出の申込み及び割当て並びに第三十条の契約に係る意思表示については、適用しない。
- The proviso to Article 93 (Concealment of True Intention) and the provision of Article 94, paragraph (1) (Fictitious Manifestation of Intention) of the Civil Code (Act No. 89 of 1896) shall not apply to the manifestation of intention relating to the offer for, and allocation of, contribution to the funds solicited at incorporation, and a contract under Article 30.
- 投資口若しくは投資法人債を引き受ける者の募集をする際に通知しなければならない重要な事項についての虚偽の通知又は当該募集のための当該投資法人の事業その他の事項に関する説明に用いた資料についての虚偽の記載若しくは記録
- Giving false notice on important matters of which notification should be given when soliciting persons to subscribe for Investment Equity or Investment Corporation Bonds or making a false statement or record in the materials used to explain the business of the relevant Investment Corporation or in regard to other matters in order to make such solicitation;
- 厚生労働大臣は、この法律の施行に関し必要があると認めるときは、職業紹介事業者、労働者の募集を行う者、募集受託者及び労働者供給事業者に対し、その業務の適正な運営を確保するために必要な指導及び助言をすることができる。
- When the Minister of Health, Labour and Welfare finds it to be necessary with respect to the implementation of this Act, he/she may give necessary guidance and advice to employment placement business providers, persons who conduct labor recruitment, commissioned recruiters and labor supply providers in order to secure the appropriate administration of their businesses.
- この法律は、保険業の公共性にかんがみ、保険業を行う者の業務の健全かつ適切な運営及び保険募集の公正を確保することにより、保険契約者等の保護を図り、もって国民生活の安定及び国民経済の健全な発展に資することを目的とする。
- The purpose of this Act is, in view of the public nature of the insurance business, to protect policyholders, etc. by ensuring sound and appropriate management of persons carrying on insurance business and fairness of insurance solicitation, and thereby to contribute to the stability of the lives of the citizens and to the sound development of the national economy.
- 何人も、第四条第一項本文若しくは第二項本文の規定の適用を受ける有価証券又は既に開示された有価証券の募集又は売出しのために、虚偽の記載があり、又は記載すべき内容の記載が欠けている第一項の目論見書を使用してはならない。
- No person shall use a Prospectus referred to in paragraph (1) which contains any fake statement or lacks any statement that should be stated, for the purpose of Public Offering or Secondary Distribution of Securities that is subject to the main clause of Article 4(1) or the main clause of Article 4(2) or Already Disclosed Securities.
- その後、大久保大和と再度名を改め、旧幕府歩兵らを五兵衛新田(現在の東京都足立区)で募集し、4月には下総国流山(現在の千葉県流山市)に屯集するが、新政府軍に包囲され、越谷(現在の埼玉県越谷市)の政府軍本営に出頭する。
- He then renamed himself again, taking the name Yamato OKUBO, recruited former bakufu infantry in the Goheishinden district (currently Adachi Ward, Tokyo), and met them in the Nagareyama District, Shimosa Province (currently Nagareyama City, Chiba Prefecture) in April; however, they were surrounded by the new government force and he surrendered to the government force headquarters in the Koshigaya District (currently Koshigaya City, Saitama Prefecture).
- 新優先出資引受権付特定社債については、第百二十一条第一項の募集に応じて募集特定社債の引受けの申込みをしようとする者に対し、第百二十二条第一項の規定により通知すべき事項のほか、次に掲げる事項を通知しなければならない。
- With regard to Specified Bonds with Preferred Equity Subscription Rights, in addition to the matters of which to notify a person who intends to file an application pursuant to Article 122(1), a notice of the following matters shall be given to any person who intends to file an application to subscribe for Specified Bonds for Subscription in response to the solicitation made under Article 121(1):
- 株式会社である再生債務者が、第百六十六条の二第二項の規定による裁判所の許可を得て、募集株式を引き受ける者の募集をしようとするときは、再生計画において、会社法第百九十九条第一項各号に掲げる事項を定めなければならない。
- When the rehabilitation debtor, who is a stock company, intends to solicit subscribers for shares for subscription with permission of the court under the provision of Article 166-2(2), a rehabilitation plan shall provide for the matters listed in the items of Article 199(1) of the Companies Act.
- 労働者の募集を行う者は、その被用者で当該労働者の募集に従事するもの又は募集受託者に対し、賃金、給料その他これらに準ずるものを支払う場合又は第三十六条第二項の認可に係る報酬を与える場合を除き、報酬を与えてはならない。
- A person carrying out labor recruitment shall not give any of his/her employees who is engaged in said labor recruitment or any commissioned recruiter any compensation, except in the case of paying wages or salaries or the equivalent thereof or in the case of giving compensation pertaining to the approval provided for in Article 36, paragraph 2.
- 設立時に募集をする基金の引受人は、発起人が定めた時間内は、いつでも、第二十六条第二項各号に掲げる請求をすることができる。ただし、同項第二号又は第四号に掲げる請求をするには、発起人の定めた費用を支払わなければならない。
- Subscribers for the funds solicited at incorporation may make the requests listed in the items of Article 26, paragraph (2) at any time during the hours designated by the incorporators; provided, however, that they pay the fees determined by the incorporators when making a request falling under item (ii) or (iv) of that paragraph.
- 職業安定主管局長は、職業に関する調査研究の成果等に基づき、職業紹介事業、労働者の募集及び労働者供給事業に共通して使用されるべき標準職業名を定め、職業解説及び職業分類表を作成し、並びにそれらの普及に努めなければならない。
- The Director-General of the Employment Security Main Bureau shall, based on the results of surveys and research on employment, establish standard job titles to be commonly used in employment placement businesses, recruitment of workers and labor supply businesses, prepare job descriptions and occupational classification tables, and endeavor to disseminate the same.
- 厚生労働大臣は、第三条、第五条の三、第五条の四、第三十三条の六及び第四十二条に定める事項に関し、職業紹介事業者、労働者の募集を行う者、募集受託者及び労働者供給事業者が適切に対処するために必要な指針を公表するものとする。
- The Minister of Health, Labour and Welfare may make public necessary guidelines with respect to matters provided in Article 3, Article 5-3, Article 5-4, Article 33-6 and Article 42 in order that employment placement business providers, persons who conduct labor recruitment, commissioned recruiters and labor supply providers handle said matters appropriately.
- 行政庁は、この法律を施行するために必要な限度において、所属の職員に、職業紹介事業、労働者の募集又は労働者供給事業を行う者の事業所その他の施設に立ち入り、関係者に質問させ、又は帳簿、書類その他の物件を検査させることできる。
- To the limit necessary for the implementation of this Act, administrative agencies may have their officials enter the place(s) of business or other facilities of persons who carry out employment placement businesses, labor recruitment or labor supply businesses, question persons concerned, and inspect books and documents as well as other articles.
- 第一項の認定中小企業団体は、当該募集に従事しようとするときは、厚生労働省令で定めるところにより、募集時期、募集人員、募集地域その他の労働者の募集に関する事項で厚生労働省令で定めるものを厚生労働大臣に届け出なければならない。
- The Authorized Association of Small and Medium Sized Enterprises set forth in paragraph 1 shall, in intending to engage in said recruitment, then pursuant to Ordinance of the Ministry of Health, Labour and Welfare, notify the Minister of Health, Labour and Welfare of the recruitment period, the number of workers to be recruited, the recruitment area, and other matters with regard to the recruitment of workers and which are specified by Ordinance of the Ministry of Health, Labour and Welfare.
- その受託者(投資信託法第二条第一項に規定する委託者指図型投資信託にあつては委託者。ハにおいて同じ。)による受益権の募集が同条第九項に規定する適格機関投資家私募により行われるものとして政令で定めるものに該当するものであること。
- The public offering of beneficial rights of the said special investment trust conducted by the trustee (or the settlor in the case of an investment trust operated with instruction from the settlor prescribed in Article 2(1) of the Investment Trust Act; the same shall apply in (c)) falls under the category of public offering of beneficial rights specified by a Cabinet Order as one conducted by way of private placement by a qualified institutional investment prescribed in Article 2(9) of the said Act.
- 特定出資、優先出資若しくは特定社債を引き受ける者の募集をする際に通知しなければならない重要な事項についての虚偽の通知又は当該募集のための当該特定目的会社の事業その他の事項に関する説明に用いた資料についての虚偽の記載若しくは記録
- giving false notice on important matters of which notification should be given in soliciting persons to subscribe for Specified Equity, Preferred Equity, or Specified Bonds, or making false statements or records in the materials used for explanations concerning business of the Specific Purpose Company and any other matters thereon in said solicitation;
- 第四十条第一項、第百二十二条第一項、第百三十三条第一項又は第百四十一条第一項の規定に違反して、募集優先出資又は募集特定社債の引受けの申込みをしようとする者に対し、これらの規定に規定する事項を通知せず、又は虚偽の通知をしたとき。
- when the person, in violation of Article 40(1), Article 122(1), Article 133(1) or Article 141(1), fails to notify or gives false notice of the matters set forth in those provisions to the person who intends to apply to subscribe for Preferred Equity for Subscription or Specified Bonds for Subscription;
- 法第三十六条第一項の許可を受けて、又は同条第三項の届出をして労働者の募集を行う者は、応募者が次の各号の一に該当する事由により帰郷する場合においては、当該応募者に対し、帰郷に要する費用の支給その他必要な措置を講じなければならない。
- A person who recruits workers by obtaining the license provided by Article 36, paragraph 1 of the Act or by giving the notification provided by paragraph 3 of the same Article shall pay the costs necessary for the job applicant to return home, or take other necessary measures if the job applicant returns home for any cause falling under either of the following items.
- 第一項の承認中小事業主団体は、当該募集に従事しようとするときは、厚生労働省令で定めるところにより、募集時期、募集人員、募集地域その他の訓練担当者の募集に関する事項で厚生労働省令で定めるものを厚生労働大臣に届け出なければならない。
- An approved small and medium sized employers' organization set forth in paragraph (1) shall, when intending to be engaged in said labor recruitment, notify the Minister of Health, Labour and Welfare about the period of recruitment, number of persons to be recruited, areas for recruitment, and other matters concerning the recruitment of persons in charge of training that are specified by an Ordinance of the Ministry of Health, Labour and Welfare, as specified by an Ordinance of the Ministry of Health, Labour and Welfare.
- 第七十条の二第一項の募集の広告その他当該募集に関する書面又は電磁的記録に自己の氏名又は名称及び投資法人の設立を賛助する旨を記載し、又は記録することを承諾した者(設立企画人を除く。)は、設立企画人とみなして、前三項の規定を適用する。
- Any person (excluding an organizer) who has consented to having his/her name and a statement to the effect that he/she supports the establishment of an Investment Corporation stated or recorded in an advertisement for solicitation as prescribed in Article 70-2, paragraph (1), other documents related to such solicitation, and an Electromagnetic Record shall be deemed to be an organizer and the preceding three paragraphs shall apply.
- 設立時に募集をする基金の引受人は、第二十九条第二項の規定による通知を受けた後遅滞なく、第二十八条第一項第三号に掲げる払込みの取扱いの場所において、それぞれ、設立時に募集をする基金の拠出に係る金銭の全額の払込みを行わなければならない。
- Each subscriber for the funds solicited at incorporation shall, without delay following the receipt of the notice under Article 29, paragraph (2),pay the full amount of money pertaining to their contribution to the funds solicited at incorporation, at the place of payment listed in Article 28, paragraph (1), item (iii).
- 裁判所は、株式会社である再生債務者がその財産をもって債務を完済することができない状態にあり、かつ、当該募集株式を引き受ける者の募集が再生債務者の事業の継続に欠くことのできないものであると認める場合に限り、前項の許可をすることができる。
- The court may grant the permission set forth in the preceding paragraph only when it finds that the rehabilitation debtor who is a stock company is unable to pay its debts in full with its property and that the solicitation of subscribers for shares for subscription is indispensable for the continuation of the rehabilitation debtor's business.
- 当該目論見書の交付を受けないことについて同意した次に掲げる者に当該有価証券を取得させ、又は売り付ける場合(当該有価証券を募集又は売出しにより取得させ、又は売り付ける時までに当該同意した者から当該目論見書の交付の請求があつた場合を除く。)
- cases where such Securities are acquired by or sold to a person who has consented not to receive the Prospectus (excluding cases where the consenting person requests the Prospectus by the time when such Securities are acquired or sold through Public Offering or Secondary Distribution), if:
- しかし、翌年には千本えんま堂狂言保存会が結成され、本堂は一般の寄進を募って修復が進められ、狂言堂も仮建築ながら再建されて、以前の西陣講中を中心としたメンバーから一般から募集したメンバーも含めた編成に推移し、復活した狂言が毎年続けられる。
- However, the Senbon Enmado Kyogen Hozonkai (a preservation society) was formed in the following year and solicited public donations for the repair of the main hall, rebuilt a temporary Kyogen-do Hall, and continues to perform the revived kyogen every year using members from the previous Nishijin Kochu Association and some individuals recruited from the general public.
- 設立時に募集をする基金の引受人のうち前項の払込みをしていないものがある場合には、発起人は、当該払込みをしていない設立時に募集をする基金の引受人に対して、期日を定め、その期日までに当該払込みをしなければならない旨を通知しなければならない。
- The incorporators shall notify any subscriber for the funds solicited at incorporation who has not made the payment set forth in the preceding paragraph to the effect that such payment shall be made by a date designated by them.
- 法第二条第八項第六号に掲げる行為のうち、信託会社又は外国信託会社が、法第二条第二項第一号に掲げる権利(当該権利に係る信託の受託者が当該信託会社又は外国信託会社であるものに限る。)の募集又は私募に際し、同条第六項第一号に掲げるものを行う行為
- the acts which are listed in Article 2, paragraph (8) item (vi) of the Act, and in which a trust company or foreign trust company conducts an act listed in item (i), paragraph (6) of that Article at the time of the public offering or private offering of the rights listed in item (i), paragraph (2) of that Article (limited to the case where the trustee of the trust pertaining to said right is said trust company or foreign trust company);
- 政府は、この法律に規定する職業紹介、職業指導、労働力の需要供給に関する調査又は労働者の募集について、関係官庁の事務の調整を図り、及び労働力を最も有効に発揮させる方法を協議するため必要があると認めるときは、連絡協議会を設置することができる。
- When it is found to be necessary for coordinating affairs concerning employment placement, vocational guidance, surveys of labor supply and demand or labor recruitment provided in this Act between related government agencies and for consulting on methods to realize the most effective utilization of the nation's labor resources, the government may establish a liaison council.
- 第二百八条第二項及び第二百九条の規定は、原委託者が行う受益証券の募集等(金融商品取引法第二条第三項に規定する有価証券の募集又は有価証券の私募をいう。次項において同じ。)について準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 208(2) and Article 209 shall apply mutatis mutandis to a Public Offering, etc. (meaning a Public Offering of Securities or Private Placement of Securities prescribed in Article 2(3) of the Financial Instruments and Exchange Act; the same shall apply in the following paragraph) of Beneficiary Certificates by the Originator. In this case, any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- その発行者(金融商品取引法第二条第五項に規定する発行者をいう。以下この号において同じ。)による受益権の募集が同条第三項に規定する取得勧誘(同項第一号に掲げる場合に該当するものに限る。)であつて、その受益権の発行価額の総額が一億円以上であるもの
- The public offering of beneficial rights of the said special purpose trust by the issuer (meaning an issuer prescribed in Article 2(5) of the Financial Instruments and Exchange Act; hereinafter the same shall apply in this item) has been conducted by way of a solicitation of acquisition prescribed in paragraph (3) of the said Article (limited to one that falls under the case listed in item (i) of the said paragraph), and the total issue price of the beneficial rights is not less than 100 million yen.
- 裁判所は、投資証券等の募集の取扱い等につき次の各号のいずれかに該当すると認めるときは、内閣総理大臣の申立てにより、その行為を現に行い、又は行おうとする者(以下この条において「行為者」という。)に対し、その行為の禁止又は停止を命ずることができる。
- When the court finds that the Dealings in a Public Offering, etc. of Investment Securities, etc. fall under any of the following items, the court may issue an order to the person who has actually conducted or who intends to conduct such acts (hereinafter referred to as the 'Offender' in this Article) prohibiting or suspending such acts upon the filing of a petition by the Prime Minister:
- 前項各号に掲げるもののほか、火災共済協同組合は、保険会社その他これに準ずる者として第九条の二第六項の主務省令で定めるものの業務の代理又は事務の代行(保険募集及びこれに関連する事務として同項の主務省令で定めるものに限る。)の事業を行うことができる。
- In addition to what are listed in the items of the preceding paragraph, a fire mutual aid cooperative may act as an agent in carrying out the operations or processing the affairs (limited to insurance solicitation and affairs that are specified by an ordinance of the competent ministry set forth in Article 9-2, paragraph (6) as those associated thereto) of an insurance company or any person specified by an ordinance of the competent ministry set forth in the same paragraph as one equivalent thereto.
- 各募集特定社債の払込金額(各募集特定社債と引換えに払い込む金銭の額をいう。以下この節(第百三十九条第二項及び第三項、第百四十四条第一項第二号並びに第百四十五条第一項第一号及び第二項を除く。)において同じ。)若しくはその最低金額又はこれらの算定方法
- the Amount To Be Paid In for each Specified Bond for Subscription (meaning the amount of monies to be paid in exchange for each Specified Bond for Subscription; hereinafter the same shall apply in this Section (excluding Article 139(2) and (3), Article 144(1)(ii), and Article 145(1)(i) and (2))) or the minimum amount thereof or the method for calculating such amounts;
- 特定目的会社は、前条第一項の募集に応じて募集特定社債(当該募集に応じて当該特定社債の引受けの申込みをした者に対して割り当てる特定社債をいう。以下この節において同じ。)の引受けの申込みをしようとする者に対し、次に掲げる事項を通知しなければならない。
- A Specific Purpose Company shall notify persons who, in response to the solicitation under paragraph (1) of the preceding Article, intend to file an application to subscribe for Specified Bonds for Subscription (meaning the Specified Bonds allotted to persons who have filed an application to subscribe for said Specified Bonds in response to such solicitation; hereinafter the same shall apply in this Section) of the following matters:
- 前条第一項に定める発行予定期間を経過する日前において発行予定額全額の有価証券の募集又は売出しが終了したときは、発行登録者は、内閣府令で定めるところによりその旨を記載した発行登録取下届出書を内閣総理大臣に提出して、発行登録を取り下げなければならない。
- When the Public Offering or Secondary Distribution is completed for all of the Planned Amount of Issue of the Securities before the day when the Planned Issue Period set forth in paragraph (1) of the preceding Article is to elapse, the Shelf Registration Holder shall withdraw the Shelf Registration by submitting a written withdrawal of Shelf Registration stating to that effect pursuant to the provisions of a Cabinet Office Ordinance to the Prime Minister.
- 都道府県労働局長は、個別労働関係紛争を未然に防止し、及び個別労働関係紛争の自主的な解決を促進するため、労働者、求職者又は事業主に対し、労働関係に関する事項並びに労働者の募集及び採用に関する事項についての情報の提供、相談その他の援助を行うものとする。
- The Director of the Prefectural Labor Bureau, in order to prevent the occurrence of individual labor-related disputes, and to promote the voluntary resolution of individual labor-related disputes, shall provide workers, job applicants and business operators with information on matters concerning labor relationships and matters concerning the recruitment and employment of workers and give consultations and other assistance.
- 投資法人の執行役員は、当該投資法人の発行する投資証券等の募集等(募集(金融商品取引法第二条第三項に規定する有価証券の募集をいう。)、私募(同項に規定する有価証券の私募をいう。)その他政令で定める行為をいう。以下同じ。)に係る事務を行つてはならない。
- A corporate officer(s) of an Investment Corporation shall not conduct affairs pertaining to Public Offerings, etc. (meaning Public Offerings (meaning the Public Offering of Securities as prescribed in Article 2, paragraph (3) of the Financial Instruments and Exchange Act), Private Placement (meaning the Private Placement of Securities prescribed in that paragraph) and other acts specified by a Cabinet Order; the same shall apply hereinafter) of Investment Securities, etc. issued by said Investment Corporation.
- 投資法人の成立の時に設立時募集投資口のうち第七十一条第十項において準用する会社法第六十三条第一項の規定による払込みがされていないものがあるときは、設立企画人、設立時執行役員及び設立時監督役員は、連帯して、当該払込みがされていない額を支払う義務を負う。
- When there is any Investment Equity Solicited at Establishment that has yet to be paid in under Article 63, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 71, paragraph (10) at the time of the establishment of an Investment Corporation, the organizer(s), Corporate Officer(s) at Establishment and Supervisory Officers at Establishment shall jointly and severally have the obligation to pay the unpaid amount.
- 特定目的会社は、転換特定社債(前条第二項の決議があったものを除く。)を発行する場合には、転換特定社債の総額、払込金額、転換の条件、転換によって発行すべき優先出資の内容、転換を請求することができる期間及び募集の方法を公告し、又は社員に通知しなければならない。
- In cases where a Specific Purpose Company issues convertible Specified Bonds (excluding those on which a resolution as set forth in paragraph (2) of the preceding Article has been made), it shall give public notice or notify the members of the total amount of convertible Specified Bonds, the Amount to Be Paid In, conditions for conversions, details of the Preferred Equity to be issued upon conversion, the period during which conversion may be demanded and the method of solicitation.
- 設立企画人は、設立時発行投資口を引き受ける者の募集をしようとするときは、その都度、設立時募集投資口(当該募集に応じて設立時発行投資口の引受けの申込みをした者に対して割り当てる設立時発行投資口をいう。以下同じ。)について次に掲げる事項を定めなければならない。
- When an organizer(s) intends to solicit persons to subscribe for Investment Equity Issued at Establishment, he/she shall, on each occasion, provide the following matters with regard to the Investment Equity Solicited at Establishment (meaning the Investment Equity allotted to persons who apply to subscribe for Investment Equity Issued at Establishment in response to said solicitation; the same shall apply hereinafter):
- 特定目的会社は、その発行する特定出資を引き受ける者の募集をしようとするときは、その都度、募集特定出資(当該募集に応じて特定出資の引受けの申込みをした者に対して割り当てる特定出資をいう。以下この条において同じ。)について次に掲げる事項を定めなければならない。
- Whenever a Specific Purpose Company intends to solicit persons to subscribe for the Specified Equity it issues, the Specific Purpose Company shall determine the following matters with respect to the Specified Equity for Subscription (meaning the Specified Equity that will be allotted to persons who file an application to subscribe for the Specified Equity in response to such solicitation; hereinafter the same shall apply in this Article):
- 施行日前に旧協同組合法において準用する旧保険業法又は旧募集取締法の規定によってした処分で新協同組合法において準用する保険業法に相当の規定があるものは、この附則に別段の定めがあるものを除き、新協同組合法において準用する保険業法の相当の規定によってした処分とみなす。
- A disposition that has been issued, prior to the enforcement date, pursuant to the provisions of the Old Insurance Business Act or the Old Solicitation Control Act as applied mutatis mutandis pursuant to the Old Cooperatives Act and for which corresponding provisions exist in the Insurance Business Act as applied mutatis mutandis pursuant to the New Cooperatives Act shall be deemed to be a disposition that has been issued pursuant to the corresponding provisions of the Insurance Business Act as applied mutatis mutandis pursuant to the New Cooperatives Act, except as otherwise provided for by these Supplementary Provisions.
- 幕末になって江戸幕府及び諸藩は、火縄銃装備の「鉄砲組」を廃止し、洋式銃装備の「歩兵隊」や「銃隊」を作る必要に迫られたが、従来の足軽身分のものだけでは不十分なケースが多々見られ、こうした場合、新たに人員を募集し戦国時代の足軽隊に似た歩兵部隊を創設することがあった。
- At the end of the Edo period, the Edo bakufu (Japanese feudal government headed by a shogun) and its domains were forced to eliminate their 'matchlock infantry' armed with matchlocks and to form a 'musket infantry' or 'musket unit' armed with Western style firearms, however, the number of ashigaru (common foot soldiers) was sometimes not enough to form these infantries or units and, in these cases, new members were recruited to create a musket infantry similar to the ashigaru troops in the Sengoku Period (Period of Warring States).
- この法律において「保険仲立人」とは、保険契約の締結の媒介であって生命保険募集人、損害保険募集人及び少額短期保険募集人がその所属保険会社等のために行う保険契約の締結の媒介以外のものを行う者(法人でない社団又は財団で代表者又は管理人の定めのあるものを含む。)をいう。
- The term 'Insurance Broker' as used in this Act means a person who acts as an intermediary for conclusion of an insurance contract and engages in activities other than acting as an intermediary for conclusion of an insurance contract on behalf of the Entrusting Insurance Company, etc. carried out by Life Insurance Solicitors, Non-Life Insurance Solicitors, and Small Amount and Short Term Insurance Solicitors (including an association or foundation that is not a juridical person and has provisions on representative persons or administrators).
- 特定目的会社は、申込者の中から募集優先出資の割当てを受ける者を定め、かつ、その者に割り当てる募集優先出資の口数を定めなければならない。この場合において、特定目的会社は、当該申込者に割り当てる募集優先出資の口数を、前条第二項第二号の口数よりも減少することができる。
- A Specific Purpose Company shall, from among Applicants, specify the persons to whom Preferred Equity for Subscription shall be allotted and the number of units of Preferred Equity for Subscription to be allotted to such persons. In this case the Specific Purpose Company may reduce the number of units of Preferred Equity for Subscription to be allotted to said Applicants to a number below that set forth in paragraph (2)(ii) of the preceding Article.
- 公共職業安定所は、前条第四項の規定により労働者の募集に従事する認定中小企業団体に対して、雇用情報、職業に関する調査研究の成果等を提供し、かつ、これに基づき当該募集の内容又は方法について指導することにより、当該募集の効果的かつ適切な実施の促進に努めなければならない。
- The Public Employment Security Office shall, with regard to an Authorized Association of Small and Medium Sized Enterprises which engages in recruitment of workers pursuant to the provision of paragraph 4 of the preceding Article, endeavor to promote the effective and appropriate implementation of said recruitment of workers by means of providing employment information, the results of research and study about employment, etc. and by providing guidance on details and measures of said employment based on these information.
- 投資法人は、その発行する投資法人債を引き受ける者の募集をしようとするときは、その都度、募集投資法人債(当該募集に応じて当該投資法人債の引受けの申込みをした者に対して割り当てる投資法人債をいう。以下この節において同じ。)について次に掲げる事項を定めなければならない。
- When an Investment Corporation intends to solicit persons to subscribe for the Investment Corporation Bonds it issues, it shall, on each occasion, provide the following matters with regard to the Investment Corporation Bonds for Subscription (meaning Investment Corporation Bonds allotted to persons who have applied to subscribe for the Investment Corporation Bonds in response to the solicitation; hereinafter the same shall apply in this Section):
- 第四条第二項又は第五条第二項の規定に違反して、新株募集をしたとき若しくは株式交換に際して株式(自己株式を除く。)の交付をしたとき又は募集新株予約権を引き受ける者の募集をしたとき若しくは株式交換に際して新株予約権付社債(自己新株予約権付社債を除く。)の交付をしたとき。
- When the Company or a Regional Company has invited subscribers to new shares or has delivered shares (except own shares) upon exchange of shares, or has invited subscribers to rights to subscribe for new shares or has delivered bonds with a right to subscribe for new shares (except bonds with a right to subscribe for new shares) upon exchange of shares in violation of the provisions of Article 4 paragraph (2) or Article 5 paragraph (2);
- 厚生労働大臣又は公共職業安定所長は、厚生労働省令で定めるところにより、労働力の需要供給を調整するため特に必要があるときは、労働者の募集(前条第一項の規定によるものを除く。)に関し、募集時期、募集人員、募集地域その他募集方法について、理由を付して制限することができる。
- When, pursuant to the provisions of an Ordinance of the Ministry of Health, Labour and Welfare, it is especially necessary in order to adjust the demand for and supply of labor, the Minister of Health, Labour and Welfare or the Chiefs of the Public Employment Security Offices may restrict the time of recruiting, the number of persons to be recruited, the recruitment area and other recruiting methods, indicating the reasons therefor, with respect to labor recruitment (excluding recruitment under the provisions of paragraph 1 of the preceding Article).
- 第四条第二項又は第五条第二項の規定に違反して、新株募集をしたとき若しくは株式交 換に際して株式(自己株式を除く。)の交付をしたとき又は募集新株予約権を引き受ける者の募集をしたとき若しくは株式交換に際して新株予約権付社債(自己 新株予約権付社債を除く。)の交付をしたとき。
- When the Company or a Regional Company has invited subscribers to new shares or has delivered shares (except own shares) upon exchange of shares, or has invited subscribers to rights to subscribe for new shares or has delivered bonds with a right to subscribe for new shares (except bonds with a right to subscribe for new shares) upon exchange of shares in violation of the provisions of Article 4 paragraph (2) or Article 5 paragraph (2);
- 特定目的会社は、新優先出資引受権付特定社債(前条第四項の決議があったものを除く。)を発行するときは、新優先出資引受権付特定社債の総額、払込金額、新優先出資の引受権の内容、新優先出資の引受権を行使することができる期間及び募集の方法を公告し、又は社員に通知しなければならない。
- In cases where a Specific Purpose Company issues Specified Bonds with Preferred Equity Subscription Rights (excluding those on which a resolution as set forth in paragraph (4) of the preceding Article has been made), it shall give public notice or notify the members of the total amount of Specified Bonds with Preferred Equity Subscription Rights, the Amount to Be Paid In, the details of the subscription rights, the period during which the subscription rights may be exercised, and the method of solicitation.
- 投資法人の成立の時に設立時募集投資口のうち引受けのない部分があるときは、設立企画人、設立時執行役員及び設立時監督役員は、共同して、当該部分について引き受けたものとみなす。投資法人の成立後に投資口の引受人の設立時募集投資口の引受けに係る意思表示が取り消されたときも、同様とする。
- When there is any Investment Equity Solicited at Establishment that has yet to be subscribed for at the time of the establishment of an Investment Corporation, the organizer(s), Corporate Officer(s) at Establishment, and Supervisory Officers at Establishment shall be deemed to have jointly subscribed for such Investment Equity. The same shall apply to cases where a subscriber for Investment Equity has manifested his/her intention to cancel his/her subscription for Investment Equity Solicited at Establishment after the establishment of the Investment Corporation.
- 取締役は、募集優先出資の総口数の引受けがあったときは、遅滞なく、各引受人が引き受けた募集優先出資につき、特定目的会社が定めた銀行等の払込みの取扱いの場所において、それぞれの募集優先出資の払込金額の全額の払込み(以下この款において「出資の履行」という。)をさせなければならない。
- When the total number of units of Preferred Equity for Subscription have been subscribed for, the directors shall, without delay, require each subscriber to make payment, in full, of the Amount To Be Paid In for Preferred Equity for Subscription (hereinafter referred to as 'Performance of Contribution' in this Subsection) with regard to the Preferred Equity for Subscription for which he/she has subscribed, at the Bank, etc. specified as the place for payment by the Specific Purpose Company.
- 第一項の規定は、投資法人が同項各号に掲げる事項を記載した金融商品取引法第二条第十項に規定する目論見書を第一項の申込みをしようとする者に対して交付している場合その他募集投資口の引受けの申込みをしようとする者の保護に欠けるおそれがないものとして内閣府令で定める場合には、適用しない。
- The provisions of paragraph (1) shall not apply to cases where an Investment Corporation has delivered a prospectus as prescribed in Article 2, paragraph (10) of the Financial Instruments and Exchange Act in which the matters listed in the items of paragraph (1) are stated, to the person who intends to file an application under paragraph (1), nor shall they apply to other cases specified by a Cabinet Office Ordinance as those in which it is unlikely that the protection of the person who intends to apply to subscribe for the Investment Equity for Subscription will be compromised.
- 更生保護事業を営み、又は営もうとする者は、その事業の経営に必要な資金を得るために寄附金を募集しようとするときは、その募集に着手する一月前までに、法務省令で定めるところにより、募集の期間、地域、方法及び使途等を明らかにした書面を法務大臣に提出して、その許可を受けなければならない。
- When a person which is operating or going to operate offenders rehabilitation services intends to raise contributions to obtain the funds necessary for the operation of its services, it shall submit a document clarifying the period, the area, the method of raising funds and the use of contributions to the Minister of Justice pursuant to the provisions of a Ministry of Justice ordinance at least one month before the beginning of raising such contributions and obtain his/her permission.
- 投資法人がその発行する投資口を引き受ける者の募集をしようとするときは、執行役員は、その都度、募集投資口(当該募集に応じて当該投資口の引受けの申込みをした者に対して割り当てる投資口をいう。以下この節において同じ。)について次に掲げる事項を定め、役員会の承認を受けなければならない。
- When an Investment Corporation intends to solicit persons to subscribe for the Investment Equity it issues, the corporate officer(s) shall, on each occasion, provide for the following matters regarding the Investment Equity for Subscription (meaning the Investment Equity allotted to persons who have applied to subscribe for the Investment Equity in response to solicitation; hereinafter the same shall apply in this Section) and obtain the approval of the board of officers:
- 第一項の規定は、投資法人が同項各号に掲げる事項を記載した金融商品取引法第二条第十項に規定する目論見書を第一項の申込みをしようとする者に対して交付している場合その他募集投資法人債の引受けの申込みをしようとする者の保護に欠けるおそれがないものとして内閣府令で定める場合には、適用しない。
- The provisions of paragraph (1) shall not apply to cases where an Investment Corporation has delivered the Prospectus prescribed in Article 2, paragraph (10) of the Financial Instruments and Exchange Act, which states the matters listed in the items of paragraph (1), to the person who intends to file an application under paragraph (1) nor shall they apply to other cases specified by a Cabinet Office Ordinance as those in which it is unlikely that the protection of the person who intends to apply to subscribe for Investment Corporation Bonds for Subscription will be compromised.
- 投資法人は、申込者の中から募集投資法人債の割当てを受ける者を定め、かつ、その者に割り当てる募集投資法人債の金額及び金額ごとの数を定めなければならない。この場合において、投資法人は、当該申込者に割り当てる募集投資法人債の金額ごとの数を、前条第二項第二号の数よりも減少することができる。
- An Investment Corporation shall specify the persons to whom the Investment Corporation Bonds for Subscription are to be allotted from among the Applicants as well as the amount and the number for each amount of Investment Corporation Bonds for Subscription to be allotted to such persons. In this case, the Investment Corporation may reduce the number for each amount of Investment Corporation Bonds for Subscription to be allotted to the relevant Applicant to fewer than the number referred to in paragraph (2), item (ii) of the preceding Article.
- 公共職業安定所は、前条第四項の規定による届出をして訓練担当者の募集に従事する承認中小事業主団体に対して、雇用情報及び職業に関する調査研究の成果を提供し、かつ、これらに基づき当該募集の内容又は方法について指導することにより、当該募集の効果的かつ適切な実施の促進に努めなければならない。
- Public Employment Security Offices shall provide employment information and the outcome of surveys and studies on jobs for approved small and medium sized employers' organizations that make a notification as prescribed in paragraph (4) of the preceding Article to be engaged in labor recruitment for persons in charge of training, give guidance to them on the details and methods of said recruitment based on such outcome, and thereby endeavor to promote the effective and proper implementation of said labor recruitment.
- 第一項の規定は、特定目的会社が同項各号に掲げる事項を記載した金融商品取引法第二条第十項に規定する目論見書を第一項の申込みをしようとする者に対して交付している場合その他募集優先出資の引受けの申込みをしようとする者の保護に欠けるおそれがないものとして内閣府令で定める場合には、適用しない。
- The provisions of paragraph (1) shall not apply to cases where the Specific Purpose Company has delivered a prospectus as prescribed in Article 2(10) of the Financial Instruments and Exchange Act which contains the matters listed in the items of that paragraph to the person who intends to file the application set forth in paragraph (1) and to other cases specified by a Cabinet Office Ordinance as having no risk of failing to protect the person who intends to make an application to subscribe for Preferred Equity for Subscription.
- 第一項の規定は、特定目的会社が同項各号に掲げる事項を記載した金融商品取引法第二条第十項に規定する目論見書を第一項の申込みをしようとする者に対して交付している場合その他募集特定社債の引受けの申込みをしようとする者の保護に欠けるおそれがないものとして内閣府令で定める場合には、適用しない。
- The provisions of paragraph (1) shall not apply to cases where the Specific Purpose Company has delivered a prospectus prescribed in Article 2(10) of the Financial Instruments and Exchange Act which contains the matters listed in the items of that paragraph to the person who intends to file the application set forth in paragraph (1), and to other cases specified by a Cabinet Office Ordinance as those that are unlikely to prejudice the protection of the person applying to subscribe for the Specified Bond for Subscription.
- 幕末になって江戸幕府及び諸藩は、火縄銃装備の「鉄砲組」を廃止し、洋式銃装備の「歩兵隊」や「銃隊」を作る必要に迫られたが、従来の足軽隊は既に整理され事実上消滅し、残りも最低定員で末端役人や治安警備担当に振り分けられていたため、新たに人員を募集し戦国時代の足軽隊に似た歩兵部隊を創設した。
- At the end of the Edo period, the Edo bakufu and the domains abolished the 'firearm units' which bore matchlock guns and there was a growing need to form western-style infantry units and musket units, but due to the fact that the preexisting ashigaru units had already been disbanded and had virtually disappeared, with those remaining serving as low-level officials and security police, new personnel was recruited and infantry units resembling the ashigaru units of the Sengoku period were created.
- 特定目的会社は、申込者の中から募集特定社債の割当てを受ける者を定め、かつ、その者に割り当てる募集特定社債の金額及び金額ごとの数を定めなければならない。この場合において、特定目的会社は、当該申込者に割り当てる募集特定社債の金額ごとの数を、前条第二項第二号の数よりも減少することができる。
- A Specific Purpose Company shall, from among Applicants, specify the persons to whom the Specified Bonds for Subscription shall be allotted and the amount of Specified Bonds for Subscription and the number of Specified Bonds for Subscription for each amount to be allotted to such persons. In this case, the Specific Purpose Company may reduce the number of Specified Bonds for Subscription for each amount to be allotted to said Applicants to a number below that set forth in paragraph (2)(ii) of the preceding Article.
- 標準職業名、職業解説及び職業分類表は、職業安定局長が、雇用主、労働者及び職業につき学識、経験ある者の中から意見を聞き、あらゆる職業にわたり、かつ、公共職業安定所、各種施設並びに職業紹介事業者、労働者の募集を行う者及び労働者供給事業者に共通して広く使用できるようこれを作成するものとする。
- The standard job titles, job descriptions and occupational classification tables shall be prepared, for every kind of occupation, by the Director-General of the Employment Security Bureau, through the hearing of opinions of employers, workers and persons with relevant knowledge and experience of occupations, for common and wide use by the Public Employment Security Offices, various facilities, employment placement business providers, the persons conducting recruitment of workers and the labor supply business providers.
- 特定目的会社の発行に係る優先出資につき第一項の登記の時において引受けのない部分があるときは、取締役は、共同して、当該部分について引き受けたものとみなす。特定目的会社の発行に係る優先出資につき第一項の登記後に優先出資の引受人の募集優先出資の引受けに係る意思表示が取り消されたときも、同様とする。
- If any portion of the Preferred Equity issued by a Specific Purpose Company remains unsubscribed for at the time of the registration set forth in paragraph (1), the directors shall be deemed to have jointly subscribed for said portion. The same shall apply when any subscriber for Preferred Equity rescinds his/her manifestation of intention to subscribe for Preferred Equity for Subscription after the registration set forth in paragraph (1) with regard to the Preferred Equity issued by the Specific Purpose Company.
- この法律において「少額短期保険募集人」とは、少額短期保険業者の役員若しくは使用人又は少額短期保険業者の委託を受けた者(法人でない社団又は財団で代表者又は管理人の定めのあるものを含む。)若しくはその者の役員若しくは使用人で、その少額短期保険業者のために保険契約の締結の代理又は媒介を行うものをいう。
- The term 'Small Amount and Short Term Insurance Solicitor' as used in this Act means the officers or employees of Small Amount and Short Term Insurance Providers, or a person who has been entrusted by Small Amount and Short Term Insurance Providers (including an association or foundation that is not a juridical person and has provisions on representative persons or administrators) or their officers or employees that act as an agent or intermediary for conclusion of an insurance contract on behalf of the Small Amount and Short Term Insurance Providers.
- 特定目的会社の取締役又は使用人は、当該特定目的会社の発行する資産対応証券の募集等(金融商品取引法第二条第三項に規定する有価証券の募集又は有価証券の私募をいう。以下この編において同じ。)の取扱いについて次条第二項の規定による届出が行われたときは、当該資産対応証券の募集等に係る事務を行ってはならない。
- In cases where a notification under paragraph (2) of the following Article has been made with regard to the handling of a Public Offering, etc. (meaning a Public Offering of Securities or Private Placement of Securities as prescribed in Article 2(3) of the Financial Instruments and Exchange Act; hereinafter the same shall apply in this Part) of Asset-Backed Securities issued by a Specific Purpose Company, neither the director nor the employees of the Specific Purpose Company shall administer the affairs related to the Public Offering, etc. of Asset-Backed Securities.
- 有価証券の募集又は売出しが一定の日において株主名簿に記載され、又は記録されている株主に対し行われる場合には、当該募集又は売出しに関する発行登録追補書類の提出は、その日の十日前までにしなければならない。ただし、有価証券の発行価格又は売出価格その他の事情を勘案して内閣府令で定める場合は、この限りでない。
- With regard to a Public Offering or Secondary Distribution of Securities to be made only to shareholders who are stated or recorded in the shareholder registry on a certain date, Shelf Registration Supplements for that Public Offering or Secondary Distribution shall be submitted by ten days prior to that certain date; provided, however, that this shall not apply to cases so specified by a Cabinet Office Ordinance in consideration of the issue price or distribution price or other circumstances.
- 会社法第六十四条(払込金の保管証明)の規定は、第十九条第一項の規定による払込みの取扱いをした銀行等について準用する。この場合において、同法第六十四条第一項中「第五十七条第一項の募集をした場合には、発起人」とあるのは「発起人」と、同条第二項中「株式会社」とあるのは「特定目的会社」と読み替えるものとする。
- The provisions of Article 64 (Certificate of Deposit of Paid Monies) of the Companies Act shall apply mutatis mutandis to a Bank, etc. that handles payment under the provisions of Article 19(1). In this case, the phrase 'In cases where solicitation under Article 57(1) has been carried out, the incorporators' in Article 64(1) of the Companies Act shall be deemed to be replaced with 'The incorporators,' and the term 'Stock Company' in paragraph (2) of that Article shall be deemed to be replaced with 'Specific Purpose Company.'
- 厚生労働大臣は、第三十六条第三項の届出をして労働者の募集を行う者又は同項の規定により労働者の募集に従事する者がこの法律若しくは労働者派遣法の規定又はこれらの規定に基づく命令若しくは処分に違反したときは、当該労働者の募集の業務の廃止を命じ、又は期間を定めて当該労働者の募集の業務の停止を命ずることができる。
- When a person conducting labor recruitment having given the notification provided for in Article 36, paragraph3 or a person engaged in labor recruitment pursuant to the provisions of said paragraph has violated any provisions of this Act or the Worker Dispatching Act or any order or disposition based on such provisions, the Minister of Health, Labour and Welfare may order the abolition of the businesses of the labor recruitment concerned or order the suspension of the businesses of the labor recruitment concerned for a set period.
- 募集新株予約権と引換えにする金銭の払込みの期日を定めたとき(当該期日が会社法第二百三十八条第一項第四号に規定する割当日より前の日であるときに限る。)は、同法第二百四十六条第一項の規定による払込み(同条第二項の規定による金銭以外の財産の給付又は会社に対する債権をもつてする相殺を含む。)があつたことを証する書面
- in cases where a date for the payment of monies in exchange for the share options for subscription has been prescribed (limited to the cases where such date falls within the day prior to the day of allotment prescribed in Article 238, paragraph (1), item (iv) of the Companies Act), a document evidencing that the payment under Article 246, paragraph (1) of said Act (including the tendering of property other than monies or setting off of claims against the company, as provided for by paragraph (2) of said Article) has been completed.
- この法律は、労働条件その他労働関係に関する事項についての個々の労働者と事業主との間の紛争(労働者の募集及び採用に関する事項についての個々の求職者と事業主との間の紛争を含む。以下「個別労働関係紛争」という。)について、あっせんの制度を設けること等により、その実情に即した迅速かつ適正な解決を図ることを目的とする。
- The purpose of this Act is to promote the prompt and appropriate resolution, adapted to their actual circumstances, of individual disputes between individual workers and business operators with respect to working conditions and other matters concerning labor relationships (including disputes between individual job applicants and business operators with respect to matters concerning the recruitment and employment of workers; hereinafter referred to as "individual labor-related disputes") through the establishment of a system of mediation and so forth.
- 第四条第一項の規定の適用については、当分の間、新株募集若しくは新株予約権の行使による株式の発行又は取得請求権付株式若しくは取得条項付株式の取得と引換えの株式の交付があつた場合には、これらによる株式の各増加数(次項において「不算入株式数」という。)は、それぞれ同条第一項の発行済株式の総数に算入しないものとする。
- With respect to the application of the provisions of Article 4 paragraph (1), for the time being, in cases of the invitation for subscription or the issuance of shares by exercising the right to subscribe for new shares, or the delivery of shares in exchange for acquisition of shares with rights to acquire new shares or shares with acquisition clause, each number of increased shares (referred to as 'the number of shares not to be included' in the following paragraph) due to such cases shall not respectively be included in the total number of outstanding shares in the provisions of Article 4 paragraph (1).
- 認定事業主は、認定実施計画に係る実習併用職業訓練(以下「認定実習併用職業訓練」という。)を実施するときは、労働者の募集の広告その他の厚生労働省令で定めるもの(次項において「広告等」という。)に、厚生労働省令で定めるところにより、当該認定実習併用職業訓練が実施計画の認定を受けている旨の表示を付することができる。
- When an accredited employer provides vocational training with practical work under the accredited plan for providing training (hereinafter referred to as "accredited vocational training with practical work"), he/she may attach an indication to the effect that said accredited vocational training with practical work has been accredited to provide training in his/her advertisement for workers and other advertising media specified by an Ordinance of the Ministry of Health, Labour and Welfare (referred to as his/her "advertisement, etc." in the following paragraph), as specified by an Ordinance of the Ministry of Health, Labour and Welfare.
- 第四条第一項の規定の適用については、当分の間、新株募集若しくは新株 予約権の行使による株式の発行又は取得請求権付株式若しくは取得条項付株式の取得と引換えの株式の交付があつた場合には、これらによる株式の各増加数(次 項において「不算入株式数」という。)は、それぞれ同条第一項の発行済株式の総数に算入しないものとする。
- With respect to the application of the provisions of Article 4 paragraph (1), for the time being, in cases of the invitation for subscription or the issuance of shares by exercising the right to subscribe for new shares, or the delivery of shares in exchange for acquisition of shares with rights to acquire new shares or shares with acquisition clause, each number of increased shares (referred to as 'the number of shares not to be included' in the following paragraph) due to such cases shall not respectively be included in the total number of outstanding shares in the provisions of Article 4 paragraph (1).
- 外国投資信託の受益証券の発行者は、当該受益証券の募集の取扱い等(その内容等を勘案し、投資者の保護のため支障を生ずることがないと認められるものとして政令で定めるものを除く。)が行われる場合においては、あらかじめ、内閣府令で定めるところにより、当該外国投資信託に係る次に掲げる事項を内閣総理大臣に届け出なければならない。
- In cases where Dealings in a Public Offering, etc. of Beneficiary Certificates (excluding those found not to hinder the protection of investors, taking into consideration the contents thereof and other matters as specified by a Cabinet Order) are to be carried out, issuers of Beneficiary Certificates of a Foreign Investment Trust shall notify the Prime Minister of the following matters pertaining to the Foreign Investment Trust as provided by a Cabinet Office Ordinance in advance:
- 金融庁長官は、前項の規定により委任された権限のうち、第二百十三条第一項の規定によるもの(投資証券の募集等に係る取引の公正の確保に係る規定として政令で定める規定に関するものに限る。)を証券取引等監視委員会(以下「委員会」という。)に委任する。ただし、報告又は資料の提出を命ずる権限は、金融庁長官が自ら行うことを妨げない。
- The Commissioner of the Financial Services Agency shall, from within the authority delegated under the provisions of the preceding paragraph, delegate the authority prescribed in Article 213, paragraph (1) (limited to that related to the provisions specified by a Cabinet Order as that for securing the fairness of transactions pertaining to the Public Offering, etc. of Investment Securities) to the Securities and Exchange Surveillance Commission (hereinafter referred to as the 'Commission'); provided; however, that this shall not preclude the Commissioner of the Financial Services Agency from exercising his/her authority to issue an order for the submission of reports or materials.
- 第十八条第一項の規定は、次に掲げる者について準用する。この場合において、同項中「当該有価証券を当該募集又は売出しに応じて取得した者」とあり、及び「当該有価証券を取得した者」とあるのは「当該公開買付けに応じて当該株券等の売付け等をした者」と、「その取得の申込みの際」とあるのは「その売付け等の際」と読み替えるものとする。
- Article 18(1) shall apply mutatis mutandis to the following persons. In this case, both of the terms 'a person who acquires the Securities through the Public Offering or Secondary Distribution' and 'the person who acquired the Securities' in Article 18(1) shall be deemed to be replaced with 'the person who makes Sales, etc. of the Share Certificates, etc. in response to the Tender Offer'; and the term 'at the time of making an offer to acquire the Securities' in said provision shall be deemed to be replaced with 'at the time of the Sales, etc.':
- 第十八条第一項の規定は、次に掲げる者について準用する。この場合において、同項中「当該有価証券を当該募集又は売出しに応じて取得した者」とあり、及び「当該有価証券を取得した者」とあるのは「当該公開買付けに応じて当該上場株券等の売付け等をした者」と、「その取得の申込みの際」とあるのは「その売付け等の際」と読み替えるものとする。
- Article 18(1) shall apply mutatis mutandis to the following persons. In this case, both of the terms 'a person who acquires the Securities through the Public Offering or Secondary Distribution' and 'the person who acquired the Securities' in Article 18(1) shall be deemed to be replaced with 'the person who makes Sales, etc. of the Listed Share Certificates, etc. in response to the Tender Offer'; and the term 'at the time of making an offer to acquire the Securities' in said provision shall be deemed to be replaced with 'at the time of the Sales, etc.':
- 厚生労働大臣は、職業紹介事業者、労働者の募集を行う者、募集受託者又は労働者供給事業者が、その業務に関しこの法律の規定又はこれに基づく命令の規定に違反した場合において、当該業務の適正な運営を確保するために必要があると認めるときは、これらの者に対し、当該業務の運営を改善するために必要な措置を講ずべきことを命ずることができる。
- If, in a case when an employment placement business provider, a person who conducts labor recruitment, a commissioned recruiter or a labor supply provider violates any provision of this Act or any order based on this Act in connection with the operations of such person, the Minister of Health, Labour and Welfare finds it to be necessary in order to secure the appropriate administration of said operations, he/she may order such person to take necessary measures to improve the administration of said operations.
- 前項の規定による処分があつた場合において、内閣総理大臣は、同項の記載につき第七条又は前条第一項の規定により提出された訂正届出書の内容が適当であり、かつ、当該届出者が発行者である有価証券を募集又は売出しにより取得させ又は売り付けても公益又は投資者保護のため支障がないと認めるときは、前項の規定による処分を解除することができる。
- In cases where a disposition is made under the preceding paragraph, the Prime Minister may cancel the disposition if he/she finds that the content of an amendment submitted under Article 7 or paragraph (1) of the preceding Article in relation to the fake statement referred to in the preceding paragraph is appropriate and that even if acquisition or sale of Securities issued by the person having submitted the Securities Registration Statement through Public Offering or Secondary Distribution is allowed, it would not hinder the public interest or protection of investors.
- 特定目的会社は、特定社債を発行する場合には、特定社債管理者を定め、特定社債権者のために、弁済の受領、債権の保全その他の特定社債の管理を行うことを委託しなければならない。ただし、その募集に係る各募集特定社債の金額が一億円以上である場合その他特定社債権者の保護に欠けるおそれがないものとして内閣府令で定める場合は、この限りでない。
- In cases where a Specific Purpose Company issues Specified Bonds, it shall specify a Specified Bond Administrator and entrust him/her with the receipt of payments, the preservation of rights of claims, and any other administration of the Specified Bonds on behalf of the Specified Bondholders; provided, however, that this shall not apply to cases where the amount of each Specified Bond for Subscription pertaining to the solicitation is 100 million yen or more, or to other cases specified by a Cabinet Office Ordinance as those that are unlikely to prejudice the protection of Specified Bondholders.
- 第二十二条の規定は、有価証券報告書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けている場合について準用する。この場合において、同条第一項中「有価証券を募集又は売出しによらないで取得した者」とあるのは、「有価証券を取得した者」と読み替えるものとする。
- Article 22 shall apply mutatis mutandis to cases where an Annual Securities Report contains any fake statement on important matters or lacks a statement on important matters that should be stated or on a material fact that is necessary for avoiding misunderstanding. In this case, the term 'persons who have acquired the Securities issued by the person submitting the Securities Registration Statement not through Public Offering or Secondary Distribution' in Article 22(1) shall be deemed to be replaced with 'persons who acquire the Securities issued by the person submitting the Securities Registration Statement.'
- 投資法人の資産運用会社が当該投資法人の発行する投資口又は投資法人債を引き受ける者の募集に関する事務を受託した一般事務受託者である場合における金融商品取引法の適用については、当該資産運用会社が行う当該投資法人の発行する投資証券等の募集の取扱いその他政令で定める行為を行う業務は、同法第二十八条第二項に規定する第二種金融商品取引業とみなす。
- With regard to the application of the Financial Instruments and Exchange Act in cases where the Asset Management Company of an Investment Corporation is the Administrative Agent that has accepted entrustment of affairs related to the solicitation of persons to subscribe for Investment Equity or Investment Corporation Bonds issued by said Investment Corporation, said Asset Management Company's Dealings in Public Offering of Investment Securities, etc. issued by said Investment Corporation and other business carried out by said Asset Management Company in performance of the acts specified by a Cabinet Order shall be deemed to be Type II Financial Instruments Business as prescribed in Article 28, paragraph (2) of that Act.
- 第百六十六条の二第二項の規定による裁判所の許可があった場合には、再生計画において、募集株式(会社法第百九十九条第一項に規定する募集株式をいい、譲渡制限株式であるものに限る。以下この章において同じ。)を引き受ける者の募集(同法第二百二条第一項各号に掲げる事項を定めるものを除く。以下この章において同じ。)に関する条項を定めることができる。
- Where permission of the court is granted under the provision of Article 166-2(2), a rehabilitation plan may specify clauses on the solicitation (excluding solicitation for which the matters listed in the items of Article 202(1) of said Act shall be specified; hereinafter the same shall apply in this Chapter) of subscribers for shares for subscription (meaning shares for subscription prescribed in Article 199(1) of the Companies Act, limited to shares with restriction on transfer; hereinafter the same shall apply in this Chapter).
- 都道府県労働局長は、前条第一項に規定する個別労働関係紛争(労働者の募集及び採用に関する事項についての紛争を除く。)について、当該個別労働関係紛争の当事者(以下「紛争当事者」という。)の双方又は一方からあっせんの申請があった場合において当該個別労働関係紛争の解決のために必要があると認めるときは、紛争調整委員会にあっせんを行わせるものとする。
- In a case where one or both parties (hereinafter referred to as "disputing parties") to an individual labor-related dispute set forth in paragraph 1 of the preceding article (except disputes with respect to a matters concerning the recruitment and employment of workers) files an application for mediation with respect to said individual labor-related dispute, if the Director of the Prefectural Labor Bureau finds it necessary for the resolution of said individual labor-related dispute, the Director shall have the Dispute Coordinating Committee conduct mediation.
- 当該外国投資信託の設定に係る受益権の募集が、国外において、金融商品取引法第二条第三項に規定する取得勧誘のうち同項第一号に掲げる場合に該当するものに相当するものにより行われたものであり、かつ、当該外国投資信託の目論見書その他これに類する書類にその取得勧誘が同号に掲げる場合に該当するものに相当するものである旨の記載がなされて行われていること。
- The public offering of beneficial rights based on the establishment of the said foreign investment trust has been conducted, outside Japan, by way of a solicitation of acquisition prescribed in Article 2(3) of the Financial Instruments and Exchange Act which is equivalent to the one listed in item (i) of Article 2(3), and it is stated in the prospectus of the said foreign investment trust or any other document similar thereto that the relevant solicitation of acquisition is equivalent to the one listed in the said item.
- 厚生労働大臣は、第三十六条第一項の許可を受けて労働者の募集を行う者又は同項の規定により労働者の募集に従事する者がこの法律若しくは労働者派遣法(第三章第四節の規定を除く。次項において同じ。)の規定又はこれらの規定に基づく命令若しくは処分に違反したときは、同項の許可を取り消し、又は期間を定めて当該労働者の募集の業務の停止を命ずることができる。
- When a person conducting labor recruitment under the license provided for in Article 36, paragraph 1 or a person engaged in labor recruitment pursuant to the provisions of said paragraph has violated any provisions of this Act or the Worker Dispatching Act (excluding the provisions of Chapter 3, Section 4) or any order or disposition based on such provisions, the Minister of Health, Labour and Welfare may rescind the license provided for in said paragraph or order the suspension of the businesses of the labor recruitment concerned for a set period.
- 発行者、有価証券の売出しをする者、引受人、金融商品取引業者、登録金融機関又は金融商品仲介業者は、前項の有価証券又は既に開示された有価証券を募集又は売出しにより取得させ、又は売り付ける場合には、第十三条第二項第一号に定める事項に関する内容を記載した目論見書をあらかじめ又は同時に交付しなければならない。ただし、次に掲げる場合は、この限りでない。
- In cases where the Issuer, a person who engages in Secondary Distribution of Securities, an Underwriter, a Financial Instruments Business Operator, a Registered Financial Institution, or a Financial Instruments Intermediary Service Provider has another person acquire Securities referred to in the preceding paragraph or Already Disclosed Securities, or sells such Securities to another person, through Public Offering or Secondary Distribution, they shall deliver the Prospectus containing the matters specified in Article 13(2)(i) to the other person in advance of, or at the same time as, having the Securities acquired or selling the Securities; provided, however, that this shall not apply to the following cases:
- 京都市は2008年11月21日、西京極総合運動公園内の3施設(陸上競技場、野球場、体育館)を対象に命名権(ネーミングライツ)を導入する意向を明らかにし、このうち野球場について年間契約額2500万円以上、契約期間5年以上、施設名称に「京都」もしくは「西京極」を付与することなどを条件に、2009年1月8日から1月30日まで売却先の募集を行った。
- In November 21, 2008, Kyoto City announced the introduction of naming rights for the three facilities (athletic stadium, ballpark, and gymnasium) in The Nishikyogoku Comprehensive Sports Park and as for the ballpark; it solicited for the buyer, the right from January 8 to 30, 2009 under the condition that the amount of yearly contract should be more than 25 million yen, the term of contract should be more than five years, the name of the facility should include the word 'Kyoto' or 'Nishikyogoku,' and so on.
- 職業紹介事業者、労働者の募集を行う者、募集受託者又は労働者供給事業者がこの法律の規定又はこれに基づく命令の規定に違反する事実がある場合においては、当該職業紹介事業者に求職の申込みをした求職者、当該募集に応じた労働者又は当該労働者供給事業者から供給される労働者は、厚生労働大臣に対し、その事実を申告し、適当な措置を執るべきことを求めることができる。
- In a case where an employment placement business provider, a person who conducts labor recruitment, a commissioned recruiter or a labor supply provider violates any provision of this Act or any order based on this Act, a job seeker who filed offers for registering as a job seeker with the employment placement business provider concerned, a worker who responded to the recruitment concerned, or a worker supplied by the labor supply provider concerned may report such fact to the Minister of Health, Labour and Welfare and request that appropriate measures be taken.
- 政府以外の者の行う職業紹介、労働者の募集、労働者供給事業又は労働者派遣法第二条第三号に規定する労働者派遣事業及び建設労働者の雇用の改善等に関する法律(昭和五十一年法律第三十三号。以下「建設労働法」という。)第二条第十項に規定する建設業務労働者就業機会確保事業(以下「労働者派遣事業等」という。)を労働者及び公共の利益を増進するように、指導監督すること。
- to guide and supervise employment placement, recruitment of workers, labor supply businesses, worker dispatch businesses provided in Article 2, item 3 of the Worker Dispatching Act, and businesses for securing employment opportunities for construction workers provided in Article 2, paragraph 10 of the Act on Improvement, etc. of Employment of Construction Workers (Act No. 33 of 1976; hereinafter referred to as "Construction Work Act") (such activities shall be hereinafter referred to as "worker dispatch businesses") operated by any person other than the government in such a manner as to promote the interests of workers and the public;
- 投資主の請求により投資口の払戻しをする旨の規約の定めがある投資法人は、前条第一項の規定にかかわらず、規約によつて、投資主の請求があるまで投資証券を発行しない旨を定めることができる。この場合においては、第七十条の二第一項又は第八十二条第一項の募集に応じて設立時募集投資口又は募集投資口の引受けの申込みをしようとする者に対し、その旨を通知しなければならない。
- Any Investment Corporation that has, in its certificate of incorporation, provided to the effect that the Investment Equity shall be refunded at the request of the Investor may, notwithstanding the provision of paragraph (1) of the preceding Article, provide in its certificate of incorporation to the effect that it shall not issue Investment Securities until requested to do so by the Investor. In this case, the Investment Corporation shall notify the person who intends to apply to subscribe for Investment Equity Solicited at Establishment or Investment Equity for Subscription to that effect in response to solicitation carried out under Article 70-2, paragraph (1) or Article 82, paragraph (1).
- 有価証券をもつて買付け等の対価とする公開買付けであつて、当該有価証券の募集又は売出しにつき第四条第一項若しくは第二項の規定による届出が行われたもの又は発行登録追補書類が提出されたものに係る公開買付届出書の提出については、前条第二項の規定にかかわらず、公開買付届出書に記載すべき事項及び添付書類のうち内閣府令で定めるものの記載及び添付を省略することができる。
- Notwithstanding paragraph (2) of the preceding Article, in the case of a Tender Offer in which Securities are to be delivered as the consideration of Purchase, etc., if the notification under the main clause of Article 4(1) or the main clause of Article 4(2) has been made or the Shelf Registration Supplements have been submitted for the Securities, part of the matters to be stated in a Tender Offer Notification and documents to be attached thereto may be omitted as specified by a Cabinet Office Ordinance in the Tender Offer Notification to be submitted for the Tender Offer.
- 令第三条第一項第四号に規定する上場会社等の株式に準ずるものとして主務省令で定める株式は、金融商品取引法(昭和二十三年法律第二十五号)第二条第十六項に規定する金融商品取引所への上場前(上場申請から上場までの間に限る。)又は同条第十三項に規定する認可金融商品取引業協会への登録前(登録申請から登録までの間に限る。)に行われる募集若しくは売出しに係る株式とする。
- Shares specified by an ordinance of the competent ministry as those equivalent to the shares of a listed company, etc. as prescribed in Article 3, paragraph (1), item (iv) of the Order, shall be shares under an invitation for subscription or offering that takes place prior to their listing on a financial instruments exchange as prescribed in Article 2, paragraph (16) of the Financial Instruments and Exchange Act (Act No. 25 of 1948) (limited to the period from the filing of an application for listing until the completion of listing) or prior to their registration with an approved financial instruments firms association as prescribed in paragraph (13) of the same Article (limited to the period from the filing of an application for registration until the completion of registration).
- 事業協同組合及び事業協同小組合は、組合員のために、保険会社(保険業法(平成七年法律第百五号)第二条第二項に規定する保険会社をいう。以下同じ。)その他これに準ずる者として主務省令で定めるものの業務の代理又は事務の代行(保険募集(同条第二十六項に規定する保険募集をいう。以下同じ。)及びこれに関連する事務として主務省令で定めるものに限る。)を行うことができる。
- A business cooperative or a minor business cooperative may, on behalf of its partner, act as an agent in carrying out businesses or processing businesses (limited to insurance solicitation [which means insurance solicitation provided in Article 2, paragraph (26) of the Insurance Business Act (Act No. 105 of 1995); the same shall apply hereinafter] and businesses that are provided by an ordinance of the competent ministry as those associated therewith) of an insurance company (which means an insurance company provided in paragraph (2) of the same Article; the same shall apply hereinafter) or any person provided by an ordinance of the competent ministry as one equivalent thereto.
- 第百五十四条第四項の規定により再生計画において募集株式を引き受ける者の募集に関する条項を定めたときは、会社法第百九十九条第二項の規定にかかわらず、取締役の決定(再生債務者が取締役会設置会社である場合にあっては、取締役会の決議)によって、同項に規定する募集事項を定めることができる。この場合においては、同条第四項及び同法第二百四条第二項の規定は、適用しない。
- If a rehabilitation plan specifies, pursuant to the provision of Article 154(4), clauses on the solicitation of subscribers for shares for subscription, notwithstanding the provision of Article 199(2) of the Companies Act, the subscription requirements prescribed in Article 199(2) of said Act may be specified by a decision of directors (or by a resolution of the board of directors in cases where the rehabilitation debtor is a company with board of directors). In this case, the provisions of Article 199(4) and Article 204(2) of said Act shall not apply.
- 法第三十六条第一項の規定による許可の申請又は同条第三項の届出は、募集に係る事業所(以下「募集事業所」という。)の所在する都道府県の区域を募集地域とする募集、当該区域以外の地域を募集地域とする募集(以下この項において「自県外募集」という。)であつて第三十七条第一項第六号ロに該当するもの及び自県外募集であつて同号ロに該当しないものの別に行わなければならない。
- The application for the license provided by Article 36, paragraph 1 of the Act or the notification provided by paragraph 3 of the same Article shall be filed separately for the recruitment covering the areas within the prefecture in which the place of business pertaining to the recruitment (hereinafter referred to as "recruiting place of business") is located, the recruitment covering the areas outside such areas (hereinafter referred to as "recruitment outside the prefecture" in this paragraph) that falls under the provision of Article 37, paragraph 1, item 6, (b), and the recruitment outside the prefecture that does not fall under the provision of (b) of the same item, respectively.
- 会社は、当分の間、新株募集又は株式交換に際しての株式(自己株式を除く。)の交付による株式の増加数が総務省令で定める株式の数に達するまでは、第四条第二項の認可を受けなくても、新株募集は株式交換に際しての株式(自己株式を除く。)の交付をすることができる。この場合において、会社は、総務省令で定めるところにより、あらかじめその旨を総務大臣に届け出なければならない。
- The Company, for the time being, may invite new subscriptions or deliver shares (except own shares) upon exchange of shares without authorization under Article 4 paragraph (2) until the increase of the number of new shares issued through the invitation for subscription or the delivery of shares (except own shares) upon exchange of shares reaches the number stipulated in the applicable Ordinance of MIC. In this case, the Company shall report this matter in advance to the Minister in accordance with the applicable Ordinance of MIC.
- この法律において「目論見書」とは、有価証券の募集若しくは売出し(第四条第一項第四号に掲げるものを除く。)又は同条第二項に規定する適格機関投資家取得有価証券一般勧誘(有価証券の売出しに該当するものを除く。)のために当該有価証券の発行者の事業その他の事項に関する説明を記載する文書であつて、相手方に交付し、又は相手方からの交付の請求があつた場合に交付するものをいう。
- The term 'Prospectus' as used in this Act means a document which states the business operated by an Issuer of Securities or other mattes and prepared for a Public Offering or Secondary Distribution of Securities (excluding those specified in Article 4(1)(iv)) or for a General Solicitation for Securities Acquired by Qualified Institutional Investor defined by Article 4(2) (excluding those falling under the category of Secondary Distribution of Securities), and which are delivered, or are to be delivered on request, to the other party of the Public Offering or Secondary Distribution.
- 都道府県労働局長は、第十六条に規定する紛争(労働者の募集及び採用についての紛争を除く。)について、当該紛争の当事者(以下「関係当事者」という。)の双方又は一方から調停の申請があつた場合において当該紛争の解決のために必要があると認めるときは、個別労働関係紛争の解決の促進に関する法律第六条第一項の紛争調整委員会(以下「委員会」という。)に調停を行わせるものとする。
- The director of each Prefectural Labor Office shall refer to the competent Disputes Adjustment Commission provided for in Article 6, paragraph 1 of the Act on Promoting the Resolution of Individual Labor Disputes (hereinafter referred to as the "Commission") for the conciliation of disputes provided for in Article 16 (except a dispute on the recruitment and employment of workers) when either party or both parties to said dispute (hereinafter referred to as the "parties concerned" ) apply for conciliation and the Director finds conciliation necessary to resolve said dispute.
- 会社は、当分の間、新株募集又は株式交換に際しての株式(自己株式を除 く。)の交付による株式の増加数が総務省令で定める株式の数に達するまでは、第四条第二項の認可を受けなくても、新株募集は株式交換に際しての株式(自己 株式を除く。)の交付をすることができる。この場合において、会社は、総務省令で定めるところにより、あらかじめその旨を総務大臣に届け出なければならな い。
- The Company, for the time being, may invite new subscriptions or deliver shares (except own shares) upon exchange of shares without authorization under Article 4 paragraph (2) until the increase of the number of new shares issued through the invitation for subscription or the delivery of shares (except own shares) upon exchange of shares reaches the number stipulated in the applicable Ordinance of MIC. In this case, the Company shall report this matter in advance to the Minister in accordance with the applicable Ordinance of MIC.
- 新聞、雑誌その他の刊行物に掲載する広告、文書の掲出又は頒布その他厚生労働省令で定める方法により労働者の募集を行う者は、労働者の適切な職業選択に資するため、第五条の三第一項の規定により当該募集に係る従事すべき業務の内容等を明示するに当たつては、当該募集に応じようとする労働者に誤解を生じさせることのないように平易な表現を用いる等その的確な表示に努めなければならない。
- A person conducting labor recruitment by means of placing advertisements in newspapers, magazines or other publications, or by posting or distributing documents, or by other methods specified by an Ordinance of the Ministry of Health, Labour and Welfare shall, in order to contribute to the proper selection of occupations by workers, endeavor to provide an accurate indication by using plain expressions and the like so as not to cause misunderstanding by workers responding to said recruitment, in clearly stating the contents, etc. of the business in which workers would be engaged under said recruitment pursuant to the provisions of Article 5-3, paragraph 1.
- 投資法人の発行する投資口を引き受ける者の募集の委託を受けた金融商品取引業者等(金融商品取引法第三十四条に規定する金融商品取引業者等をいう。)若しくは金融商品仲介業者(同法第二条第十二項に規定する金融商品仲介業者をいう。以下この号において同じ。)若しくはこれらの子会社の役員若しくは使用人若しくは個人である金融商品仲介業者又はこれらの者のうちの一若しくは二以上であつたもの
- A person who is an Officer or employee of a Financial Instruments Business Operator, etc. (meaning a Financial Instruments Business Operator, etc. set forth in Article 34 of the Financial Instruments and Exchange Act) or a Financial Instruments Intermediary Service Provider (meaning a Financial Instruments Intermediary Service Provider as provided in Article 2(1) of that Act; hereinafter the same shall apply in this item) or the Subsidiary Company thereof, or a Financial Instruments Intermediary Service Provider who is an individual, who has been entrusted to solicit persons to subscribe for the Investment Equity issued by an Investment Corporation or a person who has held one or more of such positions; and
- 第二百十七条から第二百十九条までの規定は、資産対応証券の募集等の取扱いを行う特定譲渡人について準用する。この場合において、第二百十七条第一項中「この法律」とあるのは「この法律又は第二百九条第一項において準用する金融商品取引法の規定」と、「その業務若しくは財産」とあるのは「その資産対応証券の募集等の取扱い」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 217 to Article 219 inclusive shall apply mutatis mutandis to Specified Transferors handling Public Offerings, etc. of Asset-Backed Securities. In this case the phrases 'this Act' and 'business or property thereof' in Article 217(1) shall be deemed to be replaced with 'this Act or the provisions of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 209(1)' and 'handling the Public Offering, etc. of Asset-Backed Securities,' respectively, and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 事業主は、第六条、第七条、第九条、第十二条及び第十三条第一項に定める事項(労働者の募集及び採用に係るものを除く。)に関し、労働者から苦情の申出を受けたときは、苦情処理機関(事業主を代表する者及び当該事業場の労働者を代表する者を構成員とする当該事業場の労働者の苦情を処理するための機関をいう。)に対し当該苦情の処理をゆだねる等その自主的な解決を図るように努めなければならない。
- Employers shall, when a complaint is submitted by workers concerning matters prescribed in Articles 6, 7, 9, 12 and Article 13, paragraph 1 (except the recruitment and employment of workers), endeavor to achieve voluntary resolutions by such means as referring said complaint to grievances bodies (which are bodies for resolving complaints from the workers of the workplace, composed of representatives of the employer and representatives of the workers of the said workplace).
- 裁判所は、外国投資証券の募集の取扱い等につき当該外国投資証券を発行する外国投資法人の資産の運用が著しく適正を欠き、かつ、現に投資者の利益が著しく害されており、又は害されることが明白である場合において、投資者の損害の拡大を防止する緊急の必要があると認めるときは、内閣総理大臣の申立てにより、その行為を現に行い、又は行おうとする者に対し、その行為の禁止又は停止を命ずることができる。
- With regard to Dealings in a Public Offering, etc. of Foreign Investment Securities, in cases where asset investment by the Foreign Investment Corporation that issues said Foreign Investment Securities is highly inappropriate and has actually caused or clearly will cause serious damage to the Investors' profits, and where it is found that there is an urgent necessity to prevent the damages suffered by the Investors from spreading, the court may issue an order to the person who has actually conducted or who intends to conduct such acts prohibiting or suspending such acts upon the filing of a petition by the Prime Minister.
- 特定目的会社が発行する特定社債(特定短期社債を除き、資産流動化計画において当該特定社債の発行により得られる金銭をもつて指名金銭債権又は指名金銭債権を信託する信託の受益権のみを取得するものに限る。)その他これに準ずる有価証券として内閣府令で定めるもの(以下この号において「特定社債等」という。)の引受け(売出しの目的をもつてするものを除く。)又は当該引受けに係る特定社債等の募集の取扱い
- of Specified Corporate Bonds issued by Special Purpose Companies (excluding Specified Short-Term Corporate Bonds and limited to those where only nominative monetary claims or beneficial interest of a trust into which nominative monetary claims are placed are acquired using the money gained through the issuance of that Specified Corporate Bonds under Asset Securitization Plans) and any other securities specified by Cabinet Office Ordinance as those equivalent thereto (hereinafter referred to as 'Specified Corporate Bonds, etc.' in this item) or handling of public offering of the Specified Corporate Bonds, etc. pertaining to that underwriting;
- of specified company bonds issued by a special purpose company (excluding specified short term company bonds, and limited to those for acquiring only nominative monetary claims or the beneficial interest in trust in which nominative monetary claims are entrusted by using the money gained through issuance of said specified company bonds under an asset liquidation plan) and other securities that are specified by a Cabinet Office Ordinance as those equivalent thereto (hereinafter referred to as 'specified company bonds, etc.' in this item) or handling of solicitation of the specified company bonds, etc. pertaining to said underwriting
- 特定目的会社が発行する特定社債(特定短期社債を除き、資産流動化計画において 当該特定社債の発行により得られる金銭をもつて指名金銭債権又は指名金銭債権を信託する信託の受益権のみを取得するものに限る。)その他これに準ずる有価 証券として内閣府令で定めるもの(以下この号において「特定社債等」という。)の引受け(売出しの目的をもつてするものを除く。)又は当該引受けに係る特 定社債等の募集の取扱い
- of Specified Bonds issued by Special Purpose Companies (excluding Specified Short-Term Bonds and limited to those where only nominative monetary claims or rights of beneficiary of trust into which nominative monetary claims are placed are acquired using the money gained through the issuance of that Specified Bonds under Asset Securitization Plans) and any other securities specified by a Cabinet Office Ordinance as those equivalent thereto (hereinafter referred to as 'Specified Bonds, etc.' in this item) or handling of public offering of the Specified Bonds, etc. pertaining to that underwriting;
- 承認中小事業主団体の構成員である中小事業主(認定事業主に限る。以下同じ。)が、当該承認中小事業主団体をして認定実習併用職業訓練を担当する者(以下「訓練担当者」という。)の募集を行わせようとする場合において、当該承認中小事業主団体が当該募集に従事しようとするときは、職業安定法(昭和二十二年法律第百四十一号)第三十六条第一項及び第三項の規定は、当該構成員である中小事業主については、適用しない。
- In the case where a small and medium sized employer who is a member of an approved small and medium sized employers' organization (limited to accredited employers; the same shall apply hereinafter) intends to have said approved small and medium sized employers' organization recruit persons in charge of approved vocational training with practical work (hereinafter referred to as "persons in charge of training"), and when said approved small and medium sized employers' organization intends to be engaged in said labor recruitment, the provisions of Article 36, paragraph (1) and paragraph (3) of the Employment Security Act (Act No. 141 of 1947) shall not apply to said member of a small and medium sized employers' organization.
- 公共職業安定所及び職業紹介事業者、労働者の募集を行う者及び募集受託者(第三十九条に規定する募集受託者をいう。)並びに労働者供給事業者(次条において「公共職業安定所等」という。)は、それぞれ、職業紹介、労働者の募集又は労働者供給に当たり、求職者、募集に応じて労働者になろうとする者又は供給される労働者に対し、その者が従事すべき業務の内容及び賃金、労働時間その他の労働条件を明示しなければならない。
- Public Employment Security Offices, employment placement business providers, persons conducting recruitment of workers, commissioned recruiters (which means commissioned recruiters provided in Article 39) and labor supply business providers (referred to as "Public Employment Security Offices, etc." in the following Article) shall, in carrying out employment placement, recruitment of workers, and labor supply, clearly indicate to job seekers, those who intend to become workers in response to recruitment, and supplied workers the contents, wages, working hours and other working conditions of the business such persons are to engage in.
- 有価証券届出書のうちに、重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けているときは、当該有価証券届出書の届出者は、当該有価証券を当該募集又は売出しに応じて取得した者に対し、損害賠償の責めに任ずる。ただし、当該有価証券を取得した者がその取得の申込みの際記載が虚偽であり、又は欠けていることを知つていたときは、この限りでない。
- If a Securities Registration Statement contains any fake statement on important matters or lacks a statement on important matters that should be stated or is on a material fact that is necessary for avoiding misunderstanding, the person who submitted the Securities Registration Statement shall be held liable to compensate damage sustained by a person who acquires the Securities through Public Offering or Secondary Distribution; provided, however, that this shall not apply to cases where the person who acquired the Securities knew of the existence of such fake statement or lack of such statement at the time of making an offer to acquire the Securities.
- 前項の規定は、第十三条第一項の目論見書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けている場合について準用する。この場合において、前項中「有価証券届出書の届出者」とあるのは「目論見書を作成した発行者」と、「募集又は売出しに応じて」とあるのは「募集又は売出しに応じ当該目論見書の交付を受けて」と読み替えるものとする。
- The preceding paragraph shall apply mutatis mutandis to cases where a Prospectus referred to in Article 13(1) contains any fake statement on important matters or lacks a statement on important matters that should be stated or on a material fact that is necessary for avoiding misunderstanding. In this case, the terms 'the person who submitted the Securities Registration Statement' and 'through the Public Offering or Secondary Distribution' in the preceding paragraph shall be deemed to be replaced with 'the Issuer who prepared the Prospectus' and 'through the Public Offering or Secondary Distribution after receiving the Prospectus,' respectively.
- 新協同組合法第九条の七の五第二項において準用する保険業法第二百八十三条の規定は、施行日以後に火災共済協同組合の役員及び使用人並びに当該火災共済協同組合の組合員並びにその役員及び使用人が火災共済契約の募集につき共済契約者に加えた損害の賠償について適用し、施行日前に火災共済協同組合の役員及び使用人並びに当該火災共済協同組合の組合員が募集につき共済契約者に加えた損害の賠償については、なお従前の例による。
- The provisions of Article 283 of the Insurance Business Act as applied mutatis mutandis to Article 9-7-5, paragraph (2) of the New Cooperatives Act shall apply to compensation for damages caused on or after the enforcement date to a mutual aid contractor with regard to the solicitation of a fire mutual aid contract by an officer or employee of a fire mutual aid cooperative, a member of said fire mutual aid cooperative, or an officer or employee of such member, and with regard to compensation for damages caused prior to the enforcement date to a mutual aid contractor with regard to the solicitation of a fire mutual aid contract by an officer or employee of a fire mutual aid cooperative or a member of said fire mutual aid cooperative, the provisions then in force shall remain applicable.
- 裁判所は、 外国投資信託の受益証券の募集の取扱い等につき当該受益証券に係る外国投資信託の資産の運用の指図若しくは運用が著しく適正を欠き、かつ、現に投資者の利 益が著しく害されており、又は害されることが明白である場合において、投資者の損害の拡大を防止する緊急の必要があると認めるときは、内閣総理大臣の申立てにより、その行為を現に行い、又は行おうとする者に対し、その行為の禁止又は停止を命ずることができる。
- With regard to Dealings in a Public Offering, etc. of Beneficiary Certificates of a Foreign Investment Trust, in cases where instructions on investment given for the assets of a Foreign Investment Trust pertaining to the Beneficiary Certificates or the investment thereof is highly inappropriate and has actually caused or clearly will cause serious damage to the Investor's profits and it is found that there is an urgent necessity to prevent the damages suffered by the Investors from spreading, the court may issue an order to a person who has actually conducted or who intends to conduct such acts prohibiting or suspending such acts upon the filing of a petition by the Prime Minister.
- 前項第三号に掲げる有価証券に該当する有価証券の発行者である会社で、少額募集等につき第五条第二項に規定する事項を記載した同条第一項に規定する届出書を提出した会社のうち次の各号のいずれにも該当しない会社は、前項本文の規定により提出しなければならない有価証券報告書に、同項本文に規定する事項のうち当該会社に係るものとして内閣府令で定めるものを記載することにより、同項本文に規定する事項の記載に代えることができる。
- A company which has issued Securities falling under the category specified in item (iii) of the preceding paragraph and has submitted a statement containing descriptions on the matters specified in Article 5(2) under Article 5(1) for Small Amount Public Offering, etc. may state in the Annual Securities Report required by the main clause of the preceding paragraph, among the matters set forth in the main clause of Article 5(1), only those specified by a Cabinet Office Ordinance as the matters pertaining to the company, instead of descriptions on all of the matters set forth in the main clause of Article 5(1), unless the company falls under any of the categories of persons specified in the following items:
- 第八十六条第一項に規定する投資法人は、その設立の際の最初の規約によつて、前条第二項において準用する会社法第百八十三条第二項(第三号を除く。)の規定によらないで投資口の分割をする旨を定めることができる。この場合においては、第七十条の二第一項又は次条第一項の募集に応じて設立時募集投資口又は同項に規定する募集投資口の引受けの申込みをしようとする者に対し、その旨及び次項各号に掲げる事項を通知しなければならない。
- The Investment Corporation set forth in Article 86, paragraph (1) may, notwithstanding the provisions of Article 183, paragraph (2) of the Companies Act (excluding item (iii)) as applied mutatis mutandis pursuant to paragraph (2) of the preceding Article, provide to the effect that it shall split its Investment Equity under its first certificate of incorporation upon establishment. In this case, such Investment Corporation shall notify the person who intends to apply to subscribe for Investment Equity Solicited at Establishment or Investment Equity for Subscription as prescribed in paragraph (1) of the following Article to that effect and of the matters listed in the items of the following paragraph, in response to solicitation made under Article 70-2, paragraph (1) or Article 82, paragraph (1).
- 当該民間国外債の引受け等をしたすべての者が、財務省令で定めるところにより、当該引受け等をしたすべての民間国外債の募集又は売出し等が前号の要件を満たして行われた旨その他財務省令で定める事項を記載した書類を、当該民間国外債の発行をした者を経由して当該発行をした者の本店又は主たる事務所の所在地(当該発行をした者が外国法人である場合には、当該外国法人の国内にある主たる事務所の所在地)の所轄税務署長に提出したこと。
- All persons who have performed the underwriting, etc. of the relevant foreign private bonds have, pursuant to the provisions of Ordinance of the Ministry of Finance, submitted a document stating to the effect that the requirement set forth in the preceding item has been satisfied during the performance of the offering or secondary distribution, etc. of all of the foreign private bonds for which the underwriting, etc. has been performed, as well as any other matters specified by Ordinance of the Ministry of Finance, to the competent district director with jurisdiction over the location of the head office or principal office of the person who issued said foreign private bonds (where said person who issued said foreign private bonds is a foreign corporation, the location of the foreign corporation's principal office in Japan), via said person who issued the bonds.
- 何人も、有価証券の募集又は売出しに関し、第四条第一項若しくは第二項の規定による届出があり、かつ、その効力が生じたこと、又は第十条第一項若しくは第十一条第一項の規定による停止命令が解除されたことをもつて、内閣総理大臣が当該届出に係る有価証券届出書の記載が真実かつ正確であり若しくはそのうちに重要な事項の記載が欠けていないことを認定し、又は当該有価証券の価値を保証若しくは承認したものであるとみなすことができない。
- No person may presume, from the fact that a notification made under Article 4(1) or (2) for Public Offering or Secondary Distribution of Securities was made and has come into effect or from the fact that an order for suspension given under Article 10(1) or Article 11(1) was canceled, that the Prime Minister finds that any and every statement contained in the Securities Registration Statement submitted for the notification is true and accurate and the Securities Registration Statement does not lack any statement on any important matters, or that the Prime Minister guarantees or approves the value of the Securities.
- 株式会社は、会社法第五十九条第一項(設立時募集株式の申込み)、第二百三条第一項(募集株式の申込み)又は第二百四十二条第一項(募集新株予約権の申込み)の規定による通知をする場合には、それぞれ、同法第五十九条第一項各号、第二百三条第一項各号又は第二百四十二条第一項各号に掲げる事項のほか、第百十三条後段(第二百七十二条の十八において準用する場合を含む。)の定款の定めがあるときは、その定めを通知しなければならない。
- A Stock Company shall, when it gives a notice pursuant to the provision of Article 59, paragraph (1) (Subscription for Shares Solicited at Incorporation), Article 203, paragraph (1) (Applications for Shares for Subscription) or Article 242, paragraph (1) (Application for Share Options for Subscription) of the Companies Act, notify the matters listed in the items of Article 59, paragraph (1), the items of Article 203, paragraph (1) or the items of Article 242, paragraph (1), respectively, as well as any provision in its articles of incorporation set forth in the second sentence of Article 113 (including the cases where it is applied mutatis mutandis pursuant to Article 272-18).
- 金融商品取引業者等は、第二条第二項の規定により有価証券とみなされる同項各号に掲げる権利に係る金融商品取引契約の締結の勧誘(募集若しくは売出し又は募集若しくは売出しの取扱いであつて、政令で定めるものに限る。)を行う場合には、あらかじめ、当該金融商品取引契約に係る第一項の書面の内容を内閣総理大臣に届け出なければならない。ただし、投資者の保護に支障を生ずることがない場合として内閣府令で定める場合は、この限りでない。
- A Financial Instruments Business Operator, etc. shall, before conducting a solicitation (limited to a Public Offering or Secondary Distribution, or dealing of Public Offering or Secondary Distribution specified by a Cabinet Order) of conclusion of a Contract for Financial Instruments Transaction pertaining to any of the rights listed in the items of Article 2(2) that shall be deemed to be Securities under said paragraph, notify in advance the Prime Minister of the contents of the document set forth in paragraph (1) regarding said Contract for Financial Instruments Transaction; provided, however, that this shall not apply to cases where the protection of investors will not be hindered as specified by a Cabinet Office Ordinance.
- 職業安定法第三十六条第二項及び第四十二条の二の規定の適用については、同法第三十六条第二項中「前項の」とあるのは「被用者以外の者をして労働者の募集に従事させようとする者がその被用者以外の者に与えようとする」と、同法第四十二条の二中「第三十九条に規定する募集受託者」とあるのは「育児休業、介護休業等育児又は家族介護を行う労働者の福祉に関する法律第五十三条第四項の規定による届出をして労働者の募集に従事する者」とする。
- With regard to the application of the provisions of Article 36 paragraph 2 and Article 42-2 of the Employment Security Act, the term "set forth in the preceding paragraph" in Article 36 paragraph 2 of the Employment Security Act shall be deemed to be replaced with "which is to be paid by a person who intends to make people out of his/her employment engage in recruitment of workers and is to be paid to said people," and the term "a recruitment contractor prescribed in Article 39" in Article 42-2 of the same Act shall be deemed to be replaced with "an entity which engages in recruitment of workers by making a notification referred to in Article 53 paragraph 4 of the Act on the Welfare of Workers Who Take Care of Children or Other Family Members, Including Child Care and Family Care Leave."
- 募集事業所の所在する都道府県の区域以外の地域(当該地域における労働力の需給の状況等を勘案して厚生労働大臣の指定する地域を除く。)を募集地域とする募集(当該業種における労働力の需給の状況等を勘案して厚生労働大臣の指定する業種の属する事業の事業主が行うものを除く。)であつて、その地域において募集しようとする労働者の数が百人(一の都道府県の区域において募集しようとする労働者の数が三十人以上であるときは三十人)未満のもの
- Recruitment targeting the area outside the prefecture in which the recruiting place of business is located (excluding the area designated by the Minister of Health, Labour and Welfare by considering into account the status of the demand and supply of the labor force in such area) (excluding the recruitment conducted by a business owner belonging to the industry designated by the Minister of Health, Labour and Welfare by considering into account the status of the demand and supply of labor force in such industry), in which recruitment of the number of workers sought in such area is less than 100 (or 30 if the number of workers sought in an area within one prefecture is more than 30)
- 法第三十六条第一項の規定による許可を受けて、又は同条第三項の規定による届出をして労働者を募集する者は、職業安定局長の定める様式に従い、毎年度、労働者募集報告を作成し、これを当該年度の翌年度の四月末日まで(当該年度の終了前に労働者の募集を終了する場合にあつては、当該終了の日の属する月の翌月末日まで)に法第三十六条第一項の規定による許可の申請又は同条第三項の規定による届出をした都道府県労働局長に提出しなければならない。
- A person who recruits workers by obtaining the license provided by Article 36, paragraph 1 of the Act or by giving the notification provided by paragraph 3 of the same Article shall prepare the report on the recruitment of workers each fiscal year pursuant to the forms determined by the Director-General of the Employment Security Bureau and submit the same to the director of the Prefectural Labor Bureau with which the application for the license provided by Article 36, paragraph 1 of the Act or the notification provided by paragraph 3 of the same Article was filed at or prior to the end of April of the fiscal year following the applicable fiscal year (or, if the recruitment of workers finishes prior to the closing of the applicable fiscal year, prior to the end of the month following the month to which such finish date belongs).
- 前項の規定による処分があつた場合において、内閣総理大臣は、同項の記載につき第二十三条の四又は前条第一項(同条第五項において準用する場合を含む。)の規定により提出された訂正発行登録書(当該訂正発行登録書に係る参照書類を含む。)の内容が適当であり、かつ、当該提出者の発行する有価証券を募集又は売出しにより取得させ、又は売り付けても公益又は投資者保護のため支障がないと認めるときは、前項の規定による処分を解除することができる。
- In cases where a disposition is made under the preceding paragraph, the Prime Minister may cancel the disposition, if he/she finds that the content of an Amended Shelf Registration Statement submitted under Article 23-4 or paragraph (1) of the preceding Article (including the cases where it is applied mutatis mutandis pursuant to Article 23-10(5)) in relation to the fake statement referred to in the preceding paragraph is appropriate and that even if acquisition or sale of Securities issued by the person having submitted the Shelf Registration Documents through Public Offering or Secondary Distribution is allowed, it would not hinder the public interest or protection of investors.
- 当該民間国外債の発行をする者が締結する引受契約等(法第六条第九項第一号に規定する引受契約等をいう。)に、当該民間国外債の同号に規定する引受け等(次号において「引受け等」という。)を行う者は、当該民間国外債を居住者及び内国法人に対して当該引受契約等に基づく募集又は売出し、募集又は売出しの取扱いその他これらに準ずるもの(次号において「募集又は売出し等」という。)により取得させ、又は売り付けてはならない旨の定めがあること。
- In the underwriting contract, etc. (meaning an underwriting contract, etc. as prescribed in Article 6, paragraph (9), item (i) of the Act) concluded by the person who issues said foreign private bonds, it is provided that the person who performs the underwriting, etc. prescribed in paragraph (9), item (i) of said Article (referred to as the 'underwriting, etc.' in the following item) of said foreign private bonds shall not have a resident or a domestic corporation acquire or buy said foreign private bonds by way of an offering or secondary distribution, dealings in an offering or secondary distribution, or any other operations equivalent thereto (referred to as an 'offering or secondary distribution, etc.' in the following item) under said underwriting contract, etc.
- 公共職業安定所等は、それぞれ、その業務に関し、求職者、募集に応じて労働者になろうとする者又は供給される労働者の個人情報(以下この条において「求職者等の個人情報」という。)を収集し、保管し、又は使用するに当たつては、その業務の目的の達成に必要な範囲内で求職者等の個人情報を収集し、並びに当該収集の目的の範囲内でこれを保管し、及び使用しなければならない。ただし、本人の同意がある場合その他正当な事由がある場合は、この限りでない。
- Public Employment Security Offices, etc. shall, in collecting, retaining and using the personal information of job seekers, those who intend to become workers in response to recruitment and supplied workers (hereinafter referred to as "personal information of job seekers, etc." in this Article) with respect to their businesses, collect the personal information of job seekers, etc. within the scope necessary to achieve the purpose of their businesses and retain and use the same within the scope of the purpose of said collection; provided, however, that this shall not apply in a case where the person concerned consents or there is other good cause.
- 有価証券届出書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けているときは、第二十一条第一項第一号及び第三号に掲げる者は、当該記載が虚偽であり、又は欠けていることを知らないで、当該有価証券届出書の届出者が発行者である有価証券を募集又は売出しによらないで取得した者に対し、記載が虚偽であり、又は欠けていることにより生じた損害を賠償する責めに任ずる。
- When a Securities Registration Statement contains any fake statement on important matters or lacks a statement on important matters that should be stated or on a material fact that is necessary for avoiding misunderstanding, persons specified in Article 21(1)(i) and (iii) shall be held liable to compensate damage sustained by persons who have acquired the Securities issued by the person submitting the Securities Registration Statement not through Public Offering or Secondary Distribution without knowing of the existence of the fake statement or lack of such statement.
- 有価証券届出書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けているときは、次に掲げる者は、当該有価証券を募集又は売出しに応じて取得した者に対し、記載が虚偽であり又は欠けていることにより生じた損害を賠償する責めに任ずる。ただし、当該有価証券を取得した者がその取得の申込みの際記載が虚偽であり、又は欠けていることを知っていたときは、この限りでない。
- When a Securities Registration Statement contains any fake statement on important matters or lacks a statement on important matters that should be stated or on a material fact that is necessary for avoiding misunderstanding, persons specified in the following items shall be liable to compensate persons who acquire the Securities through Public Offering or Secondary Distribution for damage arising from the fake statement or lack of the required statement; provided, however, that this shall not apply to cases where the person who acquired the Securities knew of the existence of the fake statement or the lack of the required statement at the time of acquiring the Securities:
- 前条第一項本文又は第二項本文の規定の適用を受ける有価証券の募集又は売出しのうち発行価額又は売出価額の総額が五億円未満のもので内閣府令で定めるもの(第二十四条第二項において「少額募集等」という。)に関し、前項の届出書を提出しようとする者のうち次の各号のいずれにも該当しない者は、当該届出書に、同項第二号に掲げる事項のうち当該会社に係るものとして内閣府令で定めるものを記載することにより、同号に掲げる事項の記載に代えることができる。
- A person who intends to submit a statement set forth in the preceding paragraph for a Public Offering or Secondary Distribution of Securities to which the main clause of paragraph (1) or the main clause of paragraph (2) of the preceding Article applies, of which the total issue price or the total distribution price is less than 500 million yen and which is specified by a Cabinet Office Ordinance for this purpose (such a Public Offering or Secondary Distribution of Securities is referred to as 'Small Amount Public Offering, etc.' in Article 24(2)), may state, among the matters set forth in item (ii) of the preceding paragraph, only those specified by a Cabinet Office Ordinance as the matters pertaining to the company, instead of descriptions on all of the matters listed in Article 24(2)(ii), unless the person falls under any of the categories of persons specified in the following items:
- 公開買付者等は、次項に規定する場合を除き、その公開買付けにつき有価証券をもつてその買付け等の対価とする場合において、当該有価証券がその募集又は売出しにつき第四条第一項本文又は第二項本文の規定の適用を受けるものであるときは、公開買付届出書又は訂正届出書の提出と同時に当該有価証券の発行者が内閣総理大臣にこれらの規定による届出を行つていなければ、売付け等の申込みの勧誘その他の当該公開買付けに係る内閣府令で定める行為をしてはならない。
- In the case of a Tender Offer in which Securities are to be delivered as the consideration of Purchase, etc., if Public Offering or Secondary Distribution of the Securities is subject to the main clause of Article 4(1) or the main clause of Article 4(2), the Tender Offeror, etc. shall not conduct solicitation of offers for Sales, etc. or other acts pertaining to the Tender Offer specified by a Cabinet Order unless the Issuer of the Securities has made a notification to the Prime Minister as provided by these provisions concurrently with submission of the Tender Offer Notification or an amendment therefor, except in the case referred to in the following paragraph.
- 第二十四条第一項(同条第五項において準用する場合を含む。)の規定による有価証券報告書を提出しなければならない会社は、その会社が発行者である有価証券の募集又は売出しが外国において行われるとき、その他公益又は投資者保護のため必要かつ適当なものとして内閣府令で定める場合に該当することとなつたときは、内閣府令で定めるところにより、その内容を記載した報告書(以下「臨時報告書」という。)を、遅滞なく、内閣総理大臣に提出しなければならない。
- A company required to submit Annual Securities Reports set forth in Article 24(1) (including the cases where it is applied mutatis mutandis pursuant to Article 24(5)) shall, in cases where Public Offering or Secondary Distribution of Securities issued by the company is conducted in a foreign state or in other cases specified by a Cabinet Office Ordinance as necessary and appropriate for the public interest or protection of investors, submit a report stating the details thereof (hereinafter referred to as an 'Extraordinary Report') pursuant to the provisions of a Cabinet Office Ordinance to the Prime Minister without delay.
- 発行者、有価証券の売出しをする者、引受人、金融商品取引業者、登録金融機関又は金融商品仲介業者は、第一項の有価証券を募集又は売出しにより取得させ、又は売り付ける場合において、当該有価証券に係る第五条第一項本文の届出書について第七条の規定による訂正届出書が提出されたときには、第十三条第二項第三号に定める事項に関する内容を記載した目論見書をあらかじめ又は同時に交付しなければならない。ただし、第二項各号に掲げる場合は、この限りでない。
- In cases where the Issuer, a person who engages in Secondary Distribution of Securities, an Underwriter, a Financial Instruments Business Operator, a Registered Financial Institution, or a Financial Instruments Intermediary Service Provider has another person acquire Securities referred to in paragraph (1) or Already Disclosed Securities, or sells such Securities to another person, through Public Offering or Secondary Distribution, if an amendment has been submitted with regard to the statement submitted for the Securities under the main clause of Article 5(1), they shall deliver the Prospectus stating the matters specified in Article 13(2)(iii) to the other person in advance of, or at the same time as, having the Securities acquired or selling the Securities; provided, however, that this shall not apply in the cases specified in the items of paragraph (2).
- 事務局長は、第一条3 項記載の各役職の要件と募集期限、及び要件に照らし、候補者の能力を審査する手続きを定め、各締約者に通知し、事務局長は、各締約者の慣例に従い候補者を指名するために十分な時間を各締約者に保証する。国内機関は、イーター機構が選考するため、候補者を指名し、回答する。事務局長は、イーター機構の職員の中から選出委員会を編成し、ここに外部の委員を加えることができる。候補者の審査を経て、選出委員会は事務局長に採用の推薦をする。
- The Director-General shall set down and issue to all the parties the requirements for each post including closing dates, as established under Article 1.3 and the procedures for verifying candidates’ capacities in relation to the requirements. The Director-General will ensure that reasonable time is allowed for the Parties to nominate candidates in compliance with the practices in the Parties' countries. The Domestic Agencies will then respond with nominations of candidates for consideration by the ITER Organization. Selection boards shall be chosen by the Director-General from among the staff of the Organization, to which he may add external examiners. After its examination of the candidates the selection board shall submit recommendations to the Director-General.
- 発行者、有価証券の売出しをする者、引受人、金融商品取引業者、登録金融機関又は金融商品仲介業者は、第一項の有価証券(政令で定めるものに限る。以下この項において同じ。)又は既に開示された有価証券を募集又は売出しにより取得させ、又は売り付ける場合において、その取得させ、又は売り付ける時までに、相手方から第十三条第二項第二号に定める事項に関する内容を記載した目論見書の交付の請求があつたときには、直ちに、当該目論見書を交付しなければならない。
- In cases where the Issuer, a person who engages in Secondary Distribution of Securities, an Underwriter, a Financial Instruments Business Operator, a Registered Financial Institution, or a Financial Instruments Intermediary Service Provider has another person acquire Securities referred to in paragraph (1) (limited to those so specified by a Cabinet Order; hereinafter the same shall apply in this paragraph) or Already Disclosed Securities, or sells such Securities to another person, through Public Offering or Secondary Distribution, if the other person requests the Prospectus stating the matters specified in Article 13(2)(ii) by the time when such Securities are acquired or sold through Public Offering or Secondary Distribution, they shall deliver the Prospectus to the other person immediately.
- 法第三十六条第一項の規定による許可のうち次に掲げる募集に係るもの、同条第二項の規定による認可のうち当該募集に係るもの、同条第三項の規定による届出の受理のうち当該募集に係るもの、当該許可に際して行う法第三十七条第二項の規定による指示並びに法第四十一条第一項の規定による当該許可の取消し及び当該許可に係る募集の業務の停止並びに同条第二項の規定による当該届出に係る募集の業務の廃止及び停止に関する権限 募集事業所の所在地を管轄する都道府県労働局長
- The authority concerning the license provided by Article 36, paragraph 1 of the Act which pertains to the recruitments listed below, the license provided by paragraph 2 of the same Article which pertains to such recruitments, the acceptance of the notification provided by paragraph 3 of the same Article which pertains to such recruitments, the instructions provided by Article 37, paragraph 2 of the Act given upon the grant of such license, the recession of such license and the suspension of recruitment businesses pertaining to such license as provided by Article 41, paragraph 1 of the Act, and the recession and suspension of the recruitment businesses pertaining to such notification provided by paragraph 2 of the same Article: the director of the Prefectural Labor Bureau governing the location of the recruiting place of business: the director of the Prefectural Labor Bureau governing the location of the recruiting place of business
- 外国投資法人又はその設立企画人に相当する者は、当該外国投資法人の発行する投資証券又は投資法人債券に類する証券(以下この条及び第二百二十三条において「外国投資証券」という。)の募集の取扱い等(その内容等を勘案し、投資者の保護のため支障を生ずることがないと認められるものとして政令で定めるものを除く。)が行われる場合においては、あらかじめ、内閣府令で定めるところにより、当該外国投資法人に係る次に掲げる事項を内閣総理大臣に届け出なければならない。
- In cases where Dealings in a Public Offering, etc. (excluding any dealings found not to hinder the protection of Investors, taking into consideration the contents and other matters thereof as specified by a Cabinet Order) of Investment Securities or securities similar to Investment Corporation Bond Certificates issued by a Foreign Investment Corporation (hereinafter collectively referred to as the 'Foreign Investment Securities' in this Article and Article 223) is to be carried out, said Foreign Investment Corporation or a person who is equivalent to the organizer thereof shall notify the Prime Minister of the following matters pertaining to said Foreign Investment Corporation as provided by a Cabinet Office Ordinance, in advance:
- 当該有価証券について既に行われた募集若しくは売出し(適格機関投資家取得有価証券一般勧誘に該当するものを除く。)に関する第一項の規定による届出又は当該有価証券について既に行われた適格機関投資家取得有価証券一般勧誘に関する第二項の規定による届出がその効力を生じている場合(当該有価証券の発行者が第二十四条第一項ただし書(同条第五項において準用し、及びこれらの規定を第二十七条において準用する場合を含む。)の規定の適用を受けている者である場合を除く。)
- cases where a notification made under paragraph (1) has come into effect with regard to the Public Offering or Secondary Distribution (excluding that falling under the category of General Solicitation for Securities Acquired by Qualified Institutional Investor) that was already made for the Securities, or a notification made under paragraph (2) has come into effect with regard to the General Solicitation for Securities Acquired by Qualified Institutional Investor that was already made for the Securities (excluding the cases where the proviso to Article 24(1) (including the cases where it is applied mutatis mutandis pursuant to Article 24(5) or where these provisions are applied mutatis mutandis pursuant to Article 27) applies to the Issuer of the Securities); or
- 当該一般民間国外債の発行をする者が締結する引受契約等(債券の発行に係る引受け、募集又は売出しの取扱いその他これらに準ずるもの(以下この号において「引受け等」という。)に関する契約をいう。)に、当該一般民間国外債の引受け等を行う者は、当該一般民間国外債を居住者及び内国法人(国内金融機関等を除く。)に対して当該引受契約等に基づく募集又は売出し、募集又は売出しの取扱いその他これらに準ずるものにより取得させ、又は売り付けてはならない旨の定めがあること。
- In the underwriting contract, etc. (meaning a contract for underwriting, dealing in public offering or secondary distribution, or any other operations equivalent thereto pertaining to the issue of bonds (hereinafter referred to in this item as 'underwriting, etc.')) concluded by the person who issues the said general foreign-issued company bonds, it is provided that the person who performs the underwriting, etc. shall not pressure a resident or domestic corporation (excluding a domestic financial institution, etc.) into acquiring or buying the said general foreign-issued company bonds by way of public offering or secondary distribution, dealing in public offering or secondary distribution, or any other operations equivalent thereto under the said underwriting contract, etc.
- 職業安定法第三十六条第二項及び第四十二条の二の規定の適用については、同項中「前項の」とあるのは「被用者以外の者をして職業能力開発促進法第二十六条の六第一項に規定する訓練担当者の募集に従事させようとする者がその被用者以外の者に与えようとする」と、同条中「第三十九条に規定する募集受託者」とあるのは「職業能力開発促進法第二十六条の六第四項の規定による届出をして同条第一項に規定する訓練担当者の募集に従事する者」と、「同項に」とあるのは「次項に」とする。
- With regard to the application of the provisions of Article 36, paragraph (2) and Article 42-2 of the Employment Security Act, the term "set forth in the preceding paragraph" in the same paragraph shall be deemed to be replaced with "which a person, who intends to make persons other than his/her employed workers engaged in labor recruitment for persons in charge of training as prescribed in Article 26-6, paragraph (1) of the Human Resources Development Promotion Act, intends to pay to said persons other than his/her employed workers;" and the term "a commissioned recruiter provided in Article 39" in the same Article shall be deemed to be replaced with "a person who makes a notification as prescribed in 26-6, paragraph (4) of the Human Resources Development Promotion Act to be engaged in labor recruitment for persons in charge of training as prescribed in Article 26-6, paragraph (1) of the same Act;" and the term "in said paragraph" in the same Article shall be deemed to be replaced with "in the following paragraph."
- 第四十条第九項の規定は、特定目的信託契約の契約書の謄本又は抄本その他内閣府令で定める書類の交付について準用する。この場合において、同項中「取締役」とあるのは「受託信託会社等」と、「前項」とあるのは「第二百八十六条第二項及び第三項」と、「申込者」とあるのは「受益証券の募集等の相手方」と、「資産流動化計画の謄本又は抄本に記載すべき事項」とあるのは「特定目的信託契約の契約書の謄本又は抄本に記載すべき事項その他内閣府令で定める事項」と読み替えるものとする。
- The provisions of Article 40(9) shall apply mutatis mutandis to delivery of a transcript or extract of the written contract pertaining to the Specific Purpose Trust Contract or any other document specified by a Cabinet Office Ordinance. In this case, the term 'director,' 'the preceding paragraph,' 'the Applicant,' and 'the matters to be stated in the copy or extract of said Asset Securitization Plan' in that paragraph shall be deemed to be replaced with 'Fiduciary Trust Company, etc.,' 'Article 286(2) and (3),' 'the person to whom Public Offering, etc. of Beneficiary Certificates is made,' and 'the matters to be stated in the copy or extract of the written Specific Purpose Trust Contract and any other matters specified by a Cabinet Office Ordinance,' respectively.
- 有価証券の募集(特定組織再編成発行手続を含む。第十三条及び第十五条第二項から第六項までを除き、以下この章及び次章において同じ。)又は有価証券の売出し(次項に規定する適格機関投資家取得有価証券一般勧誘に該当するものを除き、特定組織再編成交付手続を含む。以下この項において同じ。)は、発行者が当該有価証券の募集又は売出しに関し内閣総理大臣に届出をしているものでなければ、することができない。ただし、次の各号のいずれかに該当するものについては、この限りでない。
- A Public Offering of Securities (including Specified Procedures Relating to Securities Issuance for Reorganization; the same shall apply hereinafter in this Chapter and the following Chapter, except in Article 13 and Article 15(2) to (6)) or Secondary Distribution of Securities (excluding those falling under the category of General Solicitation for Securities Acquired by Qualified Institutional Investor as defined in the following paragraph, but including Specified Procedures Relating to Securities Delivery for Reorganization; the same shall apply hereinafter in this paragraph) may not be made unless the Issuer thereof has made a notification of Public Offering or Secondary Distribution of the Securities to the Prime Minister; provided, however, that this shall not apply to cases that fall under any of the following items:
- 前項の規定にかかわらず、発行登録によりあらかじめその募集又は売出しが登録されている社債等の振替に関する法律第百二十九条第一項に規定する振替社債等のうち同法第六十六条第一号に規定する短期社債その他政令で定めるもの(その取扱いを行う振替機関(同法第二条第二項に規定する振替機関をいう。)により、その発行残高が公衆の縦覧に供されるものに限る。)については、当該発行登録がその効力を生じている場合には、これを募集又は売出しにより取得させ、又は売り付けることができる。
- Notwithstanding the preceding paragraph, with regard to, among book-entry bonds, etc. as defined in Article 129(1) of Act on Book-entry Transfer of Bonds, etc., short-term bonds as defined in Article 66(i) of said Act or other book-entry bonds, etc. specified by a Cabinet Order (limited to those of which the outstanding balance is made available for public inspection by the Institution for Book-entry Transfer (meaning the Institution for Book-entry Transfer as defined by Article 2(2) of said Act) which deals in these book-entry bonds, etc.), the Issuer, a person who engages in Secondary Distribution of Securities, an Underwriter, a Financial Instruments Business Operator or a Registered Financial Institution may have another person acquire them or sell them to another person through Public Offerings or Secondary Distributions, only if the Shelf Registration has already come into effect.
- 資産流動化計画に定められた特定資産の譲渡人(当該譲渡人が法人である場合には、その役員及び使用人を含む。以下「特定譲渡人」という。)が特定目的会社の発行する資産対応証券(特定短期社債及び特定約束手形を除く。以下この条及び次条において同じ。)の募集等に関する事務を受託した者である場合における金融商品取引法の適用については、当該特定譲渡人が行う当該特定目的会社が発行する資産対応証券の募集等の取扱いは、同法第二条第八項第九号に掲げる行為に該当しないものとみなす。
- With regard to the application of the Financial Instruments and Exchange Act in cases where the transferor of Specified Assets set forth in the Asset Securitization Plan (in cases where the transferor is a juridical person, including its officers and employees; hereinafter referred to as the 'Specified Transferor') is the person who has been entrusted with the affairs related to the Public Offering, etc. of Asset-Backed Securities (excluding Specified Short-Term Bonds and Specified Promissory Notes; hereinafter the same shall apply in this Article and the following Article) which the Specific Purpose Company issues, the handling of a Public Offering, etc. of Asset-Backed Securities issued by the Specific Purpose Company which has been made by the Specified Transferor shall be deemed not to fall under the acts listed in Article 2(8)(ix) of that Act.
- 次に掲げる者が、資産対応証券を引き受ける者の募集をするに当たり、特定目的会社の事業その他の事項に関する説明を記載した資料若しくは当該募集の広告その他の当該募集に関する文書であって重要な事項について虚偽の記載のあるものを行使し、又はこれらの書類の作成に代えて電磁的記録の作成がされている場合における当該電磁的記録であって重要な事項について虚偽の記録のあるものをその募集の事務の用に供したときは、五年以下の懲役若しくは五百万円以下の罰金に処し、又はこれを併科する。
- When any of the following persons, in soliciting persons to subscribe for Asset-Backed Securities, uses materials containing explanations about the business of a Specific Purpose Company or other matters, advertisements for such solicitation, or any other documents concerning such solicitation that contain false statements on important matters, or in cases where Electromagnetic Records have been prepared in lieu of the preparation of such documents, uses such Electromagnetic Records that contain false statements on important matters for the administration of such solicitation, such person shall be punished by imprisonment with work for not more than five years, a fine of not more than five million yen, or both:
- 認定中小企業団体の構成員たる中小企業者が、当該認定中小企業団体をして育児休業又は介護休業(これらに準ずる休業を含む。以下この項において同じ。)をする労働者の当該育児休業又は介護休業をする期間について当該労働者の業務を処理するために必要な労働者の募集を行わせようとする場合において、当該認定中小企業団体が当該募集に従事しようとするときは、職業安定法(昭和二十二年法律第百四十一号)第三十六条第一項及び第三項の規定は、当該構成員たる中小企業者については、適用しない。
- In cases where a Small and Medium Sized Enterprise Operator who is a member of an Authorized Association of Small and Medium Sized Enterprises intends to make said association recruit workers needed to handle the business concerning persons who take Child Care Leave or Family Care Leave (including leaves equivalent to the leave above, the same shall apply hereinafter in this paragraph) during the period said persons take said Child Care Leave or Family Care Leave, and then said association intends to engage in said recruitment, the provisions of Article 36 paragraphs 1 and 3 of the Employment Security Act (Act No. 141 of 1947) shall not apply to said Small and Medium Sized Enterprise Operator who is a member of said association.
- 第百二十九条の規定により発行する株式を引き受ける者の募集をするに当たり、目論見書、当該募集の広告その他の当該募集に関する文書であつて重要な事項について虚偽の記載のあるものを行使し、又は当該文書の作成に代えて電磁的記録の作成がされている場合における当該電磁的記録であつて重要な事項について虚偽の記録のあるものをその募集の事務の用に供した会員商品取引所の役員(仮理事及び仮監事を含む。次号において同じ。)又は事業に関するある種類若しくは特定の事項の委任を受けた使用人
- An officer (including a provisional director and a provisional auditor; the same shall apply in the following item) of a Member Commodity Exchange or an employee to whom authority has been delegated with regard to a certain kind of or specified matters concerning the business who, in inviting subscribers for the shares to be issued pursuant to the provisions of Article 129, has used a prospectus or an advertisement or other documents pertaining to said subscription which includes a false entry regarding an important matter or who has offered an Electromagnetic Record which includes a false entry regarding an important matter for carrying out affairs for said invitation for subscription in the case where an Electromagnetic Record has been created in lieu of the creation of said documents
- 特定募集等が行われる場合においては、当該特定募集等に係る有価証券の発行者は、当該特定募集等が開始される日の前日までに、内閣府令で定めるところにより、当該特定募集等に関する通知書を内閣総理大臣に提出しなければならない。ただし、開示が行われている場合における第三項に規定する有価証券の売出しでその売出価額の総額が一億円未満のもの及び第一項第五号に掲げる有価証券の募集又は売出しでその発行価額又は売出価額の総額が内閣府令で定める金額以下のものについては、この限りでない。
- For a Specified Public Offering, etc., the Issuer of the Securities for which the Specified Public Offering, etc. is to be made shall, pursuant to the provisions of a Cabinet Office Ordinance, submit a written notice of the Specified Public Offering, etc. to the Prime Minister by the day preceding the day on which the Specified Public Offering, etc. is to begin; provided, however, that this shall not apply to the Secondary Distributions of Securities set forth in paragraph (3) which fall under the Case Where Disclosures Have Been Made and of which the total issue price is less than 100 million yen, and Public Offerings or Secondary Distributions of the Securities set forth in item (v) of paragraph (1) of which the total issue price or total distribution price is less than the amount specified by a Cabinet Office Ordinance.
- 事業主は、妊娠、出産若しくは育児又は介護を理由として退職した者(以下「育児等退職者」という。)について、必要に応じ、再雇用特別措置(育児等退職者であって、その退職の際に、その就業が可能となったときに当該退職に係る事業の事業主に再び雇用されることの希望を有する旨の申出をしていたものについて、当該事業主が、労働者の募集又は採用に当たって特別の配慮をする措置をいう。第三十条及び第三十九条第一項第一号において同じ。)その他これに準ずる措置を実施するよう努めなければならない。
- An employer shall, with regard to a person who resigned by reason of pregnancy, childbirth, child care, or family care (hereinafter referred to as a "Former Employee who Resigned due to Child Care, etc."), endeavor, as necessary, to implement special measures for re-employment (measures in which the employer of the businesses pertaining to said resignation gives, in recruitment and hiring of a worker, special consideration for a Former Employee who Resigned due to Child Care, etc. and who had notified, in resigning, said employer of his/her intention of being re-employed when it becomes possible to work again; the same shall apply in Article 30 and Article 39 paragraph 1 item (i)) and other measures equivalent to the ones above.
- この法律において「生命保険募集人」とは、生命保険会社(外国生命保険会社等を含む。以下この項において同じ。)の役員(代表権を有する役員並びに監査役及び監査委員会の委員(以下「監査委員」という。)を除く。以下この条において同じ。)若しくは使用人若しくはこれらの者の使用人又は生命保険会社の委託を受けた者(法人でない社団又は財団で代表者又は管理人の定めのあるものを含む。)若しくはその者の役員若しくは使用人で、その生命保険会社のために保険契約の締結の代理又は媒介を行うものをいう。
- The term 'Life Insurance Solicitor' as used in this Act means the officers (excluding officers with authority of representation and company auditors and members of audit committees (hereinafter referred to as 'Audit Committee Members'); hereinafter the same shall apply in this Article) or employees of a Life Insurance Company (including Foreign Life Insurance Companies, etc.; hereinafter the same shall apply in this paragraph) or their employees or a person who has been entrusted by a Life Insurance Company (including an association or foundation that is not a juridical person and has provisions on representative persons or administrators) or their officers or employees that act as an agent or intermediary for conclusion of an insurance contract on behalf of the Life Insurance Company.
- 発行者、有価証券の売出しをする者、引受人(適格機関投資家取得有価証券一般勧誘(開示が行われている場合における有価証券に係るものを除く。)に際し、第二条第六項各号のいずれかを行う者を含む。以下この章において同じ。)、金融商品取引業者、登録金融機関又は金融商品仲介業者は、その募集又は売出しにつき第四条第一項本文又は第二項本文の規定の適用を受ける有価証券については、これらの規定による届出がその効力を生じているのでなければ、これを募集又は売出しにより取得させ、又は売り付けてはならない。
- With regard to Securities of which Public Offering or Secondary Distribution is subject to the main clause of Article 4(1) or the main clause of Article 4(2), its Issuer, a person who engages in Secondary Distribution of Securities, an Underwriter (including a person who, with regard to a General Solicitation for Securities Acquired by Qualified Institutional Investor (excluding in the Case Where Disclosures Have Been Made with regard to the Securities for which the general solicitation is made), carries out any of the acts specified in the items of Article 2(6); hereinafter the same shall apply in this Chapter), a Financial Instruments Business Operator, a Registered Financial Institution, or a Financial Instruments Intermediary Service Provider shall not have another person acquire such Securities or sell such Securities to another person through Public Offering or Secondary Distribution unless the notification made under Article 4(1) or (2) comes into effect.
- 第一項第一号及び第二号並びに前項第一号の規定は、第十三条第一項の目論見書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けている場合について準用する。この場合において、第一項中「募集又は売出しに応じて」とあるのは「募集又は売出しに応じ当該目論見書の交付を受けて」と、「当該有価証券届出書を提出した会社」とあるのは「当該目論見書を作成した会社」と、「その提出」とあるのは「その作成」と読み替えるものとする。
- The provisions of items (i) and (ii) of paragraph (1) and item (i) of the preceding paragraph shall apply mutatis mutandis to cases where a Prospectus referred to in Article 13(1) contains any fake statement on important matters or lacks a statement on important matters that should be stated or on a material fact that is necessary for avoiding misunderstanding. In this case, the terms 'through the Public Offering or Secondary Distribution,' 'the company having submitted the Securities Registration Statement,' 'at the time of submission' and 'was submitted' in paragraph (1) shall be deemed to be replaced with 'through the Public Offering or Secondary Distribution after receiving the Prospectus,' 'the company having submitted the Prospectus,' 'at the time of preparation' and 'was prepared,' respectively.
- 次に掲げる者が、株式、新株予約権、社債又は新株予約権付社債を引き受ける者の募集をするに当たり、会社の事業その他の事項に関する説明を記載した資料若しくは当該募集の広告その他の当該募集に関する文書であって重要な事項について虚偽の記載のあるものを行使し、又はこれらの書類の作成に代えて電磁的記録の作成がされている場合における当該電磁的記録であって重要な事項について虚偽の記録のあるものをその募集の事務の用に供したときは、五年以下の懲役若しくは五百万円以下の罰金に処し、又はこれを併科する。
- When any one of the following persons, in soliciting subscribers for shares, Share Options, Bonds or Bonds with Share Options, uses materials providing explanations about the business of the Company or any other matters, advertisements for such solicitation or any other documents concerning such solicitation that contain false statements with regard to important matters or, in cases where Electromagnetic Records have been prepared in lieu of preparation of such documents, uses such Electromagnetic Records that contain false records with regard to important matters for the administration of such solicitation, such person shall be punished by imprisonment with work for not more than five years or a fine of not more than five million yen, or both:
- 裁判所は、委託者指図型投資信託の受益証券の募集の取扱い等(募集の取扱い(金融商品取引法第二条第八項第九号に規定する有価証券の募集の取扱いをいう。第百九十六条第二項において同じ。)、私募の取扱い(同号に規定する有価証券の私募の取扱いをいう。)その他政令で定める行為をいう。以下同じ。)につき次の各号のいずれかに該当すると認めるときは、内閣総理大臣の申立てにより、その行為を現に行い、又は行おうとする者(以下この条において「行為者」という。)に対し、その行為の禁止又は停止を命ずることができる。
- When the court finds that Dealings in a Public Offering, etc. (meaning Dealings in Public Offerings (meaning dealings in public offerings of Securities as prescribed in Article 2, paragraph (8), item (ix) of the Financial Instruments and Exchange Act; the same shall apply in Article 196, paragraph (2)), Dealings in Private Placements (meaning dealings in private placements of Securities as provided in Article 2, paragraph (8), item (ix) of that Act), and other acts specified by a Cabinet Order; the same shall apply hereinafter) of Beneficiary Certificates of an Investment Trust Managed under Instructions from the Settlor falls under any of the following items, the court may give an order to the person who has actually conducted or who intends to conduct such acts (hereinafter referred to as the 'Offender' in this Article) prohibiting or suspending such acts upon the filing of a petition by the Prime Minister:
- 事業主は、募集及び採用並びに前条各号に掲げる事項に関する措置であつて労働者の性別以外の事由を要件とするもののうち、措置の要件を満たす男性及び女性の比率その他の事情を勘案して実質的に性別を理由とする差別となるおそれがある措置として厚生労働省令で定めるものについては、当該措置の対象となる業務の性質に照らして当該措置の実施が当該業務の遂行上特に必要である場合、事業の運営の状況に照らして当該措置の実施が雇用管理上特に必要である場合その他の合理的な理由がある場合でなければ、これを講じてはならない。
- An employer shall not take measures which concern the recruitment and employment of workers, or any of the matters listed in the items of the preceding Article and apply a criterion concerning a person's condition other than the person's sex, and which is specified by Ordinance of the Ministry of Health, Labor and Welfare as measures that may cause a virtual discrimination by reason of a person's sex, considering the proportion of men and women who satisfy the criterion and other matters, except in a case where there is a legitimate reason to take such measures, such as a case where such measures are specifically required for the purpose of performing the relevant job in the light of the nature of that job; or a case where such measures are specifically required for the purpose of employment management in the light of the circumstances of the conduct of the employer's business.
- 会社法第二百十条(募集株式の発行等をやめることの請求)の規定は特定目的会社の第三十九条第一項の募集に係る優先出資の発行について、同法第二百十二条第一項(第一号に係る部分に限る。)(不公正な払込金額で株式を引き受けた者等の責任)の規定は特定目的会社の募集優先出資の引受人について、それぞれ準用する。この場合において、同法第二百十条中「株主」とあるのは「社員」と、同条第一号中「法令又は定款」とあるのは「法令、資産流動化計画又は定款」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 210 (Demanding Cessation of Issue of Shares for Subscription) of the Companies Act shall apply mutatis mutandis to issuance of Preferred Equity pertaining to the solicitation set forth in Article 39(1) by a Specific Purpose Company, and the provisions of Article 212(1) (Liabilities of Persons who Subscribed for Shares with Unfair Amount To Be Paid In) (limited to the portion pertaining to item (i)) of that Act shall apply mutatis mutandis to a subscriber for a Specific Purpose Company's Preferred Equity for Subscription of. In this case, the term 'shareholders' in Article 210 of the Companies Act shall be deemed to be replaced with 'members,' the phrase 'the applicable laws and regulations or articles of incorporation' in item (i) of that Article shall be deemed to be replaced with 'any law or regulation, the Asset Securitization Plan, or the articles of incorporation,' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第十三条第一項の規定は発行登録を行つた有価証券の発行者について、同条第二項本文の規定は発行登録を行つた有価証券の発行者が作成する目論見書について、同条第四項及び第五項の規定は発行登録を行つた有価証券の募集又は売出しについて、それぞれ準用する。この場合において、同条第二項本文中「次の各号に掲げる場合の区分に応じ、当該各号に定める事項に関する内容」とあるのは、「発行登録書、第二十三条の四の規定による訂正発行登録書又は発行登録追補書類に記載すべき内容及び内閣府令で定める内容」と読み替えるものとする。
- Article 13(1) shall apply mutatis mutandis to the Issuer of Securities for which a Shelf Registration has been made, the main clause of Article 13(2) shall apply mutatis mutandis to a Prospectus to be prepared by the Issuer of Securities for which a Shelf Registration has been made, and Article 13(4) and (5) shall apply mutatis mutandis to a Public Offering or Secondary Distribution of Securities for which a Shelf Registration has been made. In this case, the term 'according to the categories specified in the following items, the matters specified in the respective items' in the main clause of Article 13(2) shall be deemed to be replaced with 'the matters to be stated in a Shelf Registration Statement, an Amended Shelf Registration Statement submitted under Article 23-4 or Shelf Registration Supplements and the matters so specified by a Cabinet Office Ordinance.'
- 第二十二条の規定は、内部統制報告書(その訂正報告書を含む。)のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けている場合について準用する。この場合において、同条第一項中「当該有価証券届出書の届出者が発行者である有価証券を募集又は売出しによらないで取得した者」とあるのは、「当該内部統制報告書(その訂正報告書を含む。)の提出者が発行者である有価証券を取得した者」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- Article 22 shall apply mutatis mutandis to cases where an Internal Control Report (including documents attached thereto) contains any fake statement on important matters or lacks a statement on important matters that should be stated or on a material fact that is necessary for avoiding misunderstanding. In this case, the part 'persons who have acquired the Securities issued by the person submitting the Securities Registration Statement not through Public Offering or Secondary Distribution' in Article 22(1) shall be deemed to be replaced with 'persons who have acquired the Securities issued by the person submitting the Internal Control Report (including amendment reports therefor).' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第二百二十八条第一項第一号から第六号までに掲げる者が、投資口又は投資法人債を引き受ける者の募集をするに当たり、投資法人の事業その他の事項に関する説明を記載した資料若しくは当該募集の広告その他の当該募集に関する文書であつて重要な事項について虚偽の記載のあるものを行使し、又はこれらの書類の作成に代えて電磁的記録の作成がされている場合における当該電磁的記録であつて重要な事項について虚偽の記録のあるものをその募集の事務の用に供したときは、五年以下の懲役若しくは五百万円以下の罰金に処し、又はこれを併科する。
- When any of the persons listed in Article 228, paragraph (1), item (i) through item (vi) have, in soliciting persons to subscribe for Investment Equity or Investment Corporation Bonds, used Materials that provide explanations about the business of the Investment Corporation or any other matters, advertisements for said solicitation, or any other documents related to said solicitation that contain false statements on important matters, or in cases where Electromagnetic Records have been prepared in lieu of the preparation of such documents, has used said Electromagnetic Records that contain a false record on important matters for the administration of such solicitation, he/she shall be punished by imprisonment with labor for not more than five years, a fine of not more than five million yen, or both.
- 第五十一条第一項第二号に掲げる第二種特定目的会社において、募集優先出資(前項の募集に応じて優先出資の引受けの申込みをした者に対して割り当てる優先出資をいう。以下この款において同じ。)の払込金額(募集優先出資一口と引換えに払い込む金銭をいう。以下この款において同じ。)が当該募集優先出資を引き受ける者に特に有利な金額である場合には、取締役は、社員総会において、当該払込金額でその者の募集をすることを必要とする理由を説明し、当該社員総会の決議によって、当該募集優先出資の種類、口数及び払込金額を定めなければならない。
- For a Type 2 Specific Purpose Company as set forth in Article 51(1)(ii), in cases where the Amount To Be Paid In (meaning the amount of monies to be paid in exchange for one unit of Preferred Equity for Subscription; hereinafter the same shall apply in this Subsection) for Preferred Equity for Subscription (meaning Preferred Equity that will be allotted to persons who have filed an application to subscribe for Preferred Equity in response to the solicitation set forth in the preceding paragraph; hereinafter the same shall apply in this Subsection) is particularly favorable to subscribers being solicited for Preferred Equity for Subscription, the directors shall, at a general meeting of members, explain the reason for the need to solicit such persons at such an offered Amount To Be Paid In, and the class, number of units, and the Amount To Be Paid In with regard to said Preferred Equity for Subscription shall be determined by resolution at a general meeting of members.
- 法第二条第八項第六号に掲げる行為のうち、金融商品取引業者(第二種金融商品取引業を行う法人であって、資本金の額又は出資の総額が五千万円以上であるものに限る。以下この号において同じ。)が、同条第二項第五号に掲げる権利(匿名組合契約(当該匿名組合契約の営業者が当該金融商品取引業者によりその発行済株式の全部を所有されている株式会社であるものに限る。)に基づく権利のうち、当該権利に係る出資対象事業が機械類その他の物品又は物件を使用させる業務であるものに限る。)の募集又は私募に際し、同条第六項第一号に掲げるものを行う行為
- the acts which are listed in Article 2, paragraph (8), item (vi) of the Act, and in which a Financial Instruments Specialist (limited to a juridical person engaged in a Type II Financial Instruments Services and whose amount of stated capital or total amount of contribution is 50 million yen or more; hereinafter the same shall apply in this item) conducts the acts listed in item (i), paragraph (6) of that Article at the time of the public offering or private placement of the rights listed in item (v), paragraph (2) of that Article (limited to the rights under a Silent Partnership Contract (limited to those of which the proprietor is a stock company all of whose issued shares are held by said Financial Instruments Specialist), for which the Business Subject to Investment pertaining to said rights is a business to make goods or articles such as machines available for use);
- 法第四十八条の二の規定による指導及び助言に関する権限 第三十三条の二第一項の無料の職業紹介事業に係るものについては、当該施設の主たる事務所の所在地を管轄する都道府県労働局長、第三十三条の二第一項の無料の職業紹介事業以外の職業紹介事業又は労働者供給事業に係るものについては、当該職業紹介事業又は労働者供給事業を行う者の主たる事務所及び当該事業を行う事業所の所在地を管轄する都道府県労働局長、労働者の募集に係るものについては、募集事業所の所在地を管轄する都道府県労働局長(以下この項において「管轄都道府県労働局長」という。)
- The authority concerning the guidance and advice provided by Article 48-2 of the Act: the director of the Prefectural Labor Bureau governing the location of the principal place of business of the facilities if the matter pertains to the free employment placement businesses provided by Article 33-2, paragraph 1; the director of the Prefectural Labor Bureau governing the location of the principal place of business of the person operating the applicable employment placement businesses or the labor supply businesses and the place of business operating such businesses if the matter pertains to the employment placement businesses or labor supply businesses other than the free employment placement businesses provided by Article 33-2, paragraph 1: the director of the Prefectural Labor Bureau governing the location of the recruiting place of business if the matter pertains to the recruitment of workers (hereinafter referred to as "governing director of the Prefectural Labor Bureau" in this paragraph.)
- 第十八条第一項の規定は、重要な事項について虚偽の表示があり、又は表示すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の表示が欠けている第四項において準用する第二十七条の八第八項の規定による公告又は公表を行つた会社について準用する。この場合において、第十八条第一項中「当該有価証券を当該募集又は売出しに応じて取得した者」とあり、及び「当該有価証券を取得した者」とあるのは「当該公開買付けに応じて当該上場株券等の売付け等をした者」と、「その取得の申込みの際」とあるのは「その売付け等の際」と読み替えるものとする。
- Article 18(1) shall apply mutatis mutandis to a company which gives public notice or public announcement under Article 27-8(8) as applied mutatis mutandis pursuant to paragraph (4) that contains any fake statement on important matters or lacks an indication on any important matters that should be indicated or on a material fact that is necessary for avoiding misunderstanding. In this case, both of the terms 'a person who acquires the Securities through the Public Offering or Secondary Distribution' and 'the person who acquired the Securities' in Article 18(1) shall be deemed to be replaced with 'the person who makes Sales, etc. of the Listed Share Certificates, etc. in response to the Tender Offer'; and the term 'at the time of making an offer to acquire the Securities' in said provision shall be deemed to be replaced with 'at the time of the Sales, etc.'
- 第一項第三号若しくは第五号に掲げる有価証券の募集若しくは売出し若しくは第二項ただし書の規定により同項本文の規定の適用を受けない適格機関投資家取得有価証券一般勧誘のうち、有価証券の売出しに該当するもの若しくは有価証券の売出しに該当せず、かつ、開示が行われている場合に該当しないもの(以下この項及び次項において「特定募集等」という。)をし、又は当該特定募集等に係る有価証券を取得させ若しくは売り付ける場合に使用する目論見書には、当該特定募集等が第一項本文又は第二項本文の規定の適用を受けないものである旨を記載しなければならない。
- A Prospectus used for, among Public Offerings or Secondary Distributions of Securities specified in item (iii) or (v) of paragraph (1) or general solicitations for Securities acquired by Qualified Institutional Investor excluded from the application of the main clause of paragraph (2) by the proviso to said paragraph, that which falls under the category of Secondary Distribution of Securities or that which does not fall under the category of Secondary Distribution of Securities and does not fall under the Case Where Disclosures Have Been Made (hereinafter referred to as the 'Specified Public Offering, etc.' in this and the following paragraph), or used for having Securities pertaining to a Specified Public Offering, etc. to be acquired or for selling such Securities, should include a statement to the effect that the main clause of paragraph (1) or the main clause of paragraph (2) does not apply to the Specified Public Offering, etc.
- 何人も、第四条第一項本文若しくは第二項本文の規定の適用を受ける有価証券又は既に開示された有価証券の募集又は売出しのために第一項の目論見書以外の文書、図画、音声その他の資料(電磁的記録(電子的方式、磁気的方式その他人の知覚によつては認識することができない方式で作られる記録であつて、電子計算機による情報処理の用に供されるものをいう。以下同じ。)をもつて作成された場合においては、その電磁的記録に記録された情報の内容を表示したものを含む。第十七条において同じ。)を使用する場合には、虚偽の表示又は誤解を生じさせる表示をしてはならない。
- When documents other than the Prospectus referred to in paragraph (1), drawings, sound or other materials (in cases where they are prepared as Electromagnetic Record (a record made by an electronic form, a magnetic form, or any other form not recognizable to human perception, which is used in information processing by computers; the same shall apply hereinafter), including anything which indicates the information contained in the Electromagnetic Records; the same shall apply in Article 17) are used for the purpose of Public Offering or Secondary Distribution of Securities that is subject to the main clause of Article 4(1) or the main clause of Article 4(2) or Already Disclosed Securities, no false indication or misleading indication shall be made.
- 会社法第六十条、第六十二条(第二号を除く。)及び第六十三条の規定は設立時募集投資口について、同法第六十四条の規定は第二項に規定する銀行等について、それぞれ準用する。この場合において、同法第六十条第一項中「前条第三項第二号」とあるのは「投資法人法第七十一条第四項第二号」と、同条第二項及び同法第六十三条第一項中「第五十八条第一項第三号」とあるのは「投資法人法第七十条の二第一項第三号」と、同法第六十四条第一項中「第五十七条第一項」とあるのは「投資法人法第七十条の二第一項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 60, Article 62 (excluding item (ii)) and Article 63 of the Companies Act shall apply mutatis mutandis to Investment Equity Solicited at Establishment and Article 64 of that Act shall apply mutatis mutandis to the Bank, etc. prescribed in paragraph (2,). In this case, the term 'item (ii), paragraph (3) of the preceding Article' in Article 60, paragraph (1) of that Act shall be deemed to be replaced with 'Article 71, paragraph (4), item (ii) of the Investment Corporations Act,' the term 'item (iii) of Article 58 (1)' in Article 60, paragraph (2) and Article 63, paragraph (1) of the Companies Act shall be deemed to be replaced with 'Article 70-2, paragraph (1), item (iii) of the Investment Corporations Act,' the term 'Article 57(1)' in Article 64, paragraph (1) of the Companies Act shall be deemed to be replaced with 'Article 70-2, paragraph (1) of the Investment Corporations Act,' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第二項から前項までの規定は、第一項に規定する有価証券の募集又は売出しに際してその全部を取得させることができなかつた場合におけるその残部(第二十四条第一項第一号及び第二号に掲げるものに該当するものを除く。)を、当該募集又は売出しに係る第四条第一項又は第二項の規定による届出がその効力を生じた日から三月(第十条第一項又は第十一条第一項の規定による停止命令があつた場合には、当該停止命令があつた日からその解除があつた日までの期間は、算入しない。)を経過する日までの間において、募集又は売出しによらないで取得させ、又は売り付ける場合について準用する。
- The provisions of paragraph (2) to the preceding paragraph shall apply mutatis mutandis to cases where the remainder of the Securities referred to in paragraph (1) that is not acquired by any person through Public Offering or Secondary Distribution (excluding Securities that fall under any of the categories specified in Article 24(1)(i) and (ii)) is acquired by, or sold to, someone not through Public Offering or Secondary Distribution within three months (excluding, where an order for suspension has been given under Article 10(1) or Article 11(1), the period from the day when the order was given to the day when the order was canceled) from the day when the notification made under Article 4(1) or (2) for the Public Offering or Secondary Distribution came into effect.
- 火災共済契約の募集を行う組合員が施行日前にした第五条の規定による改正前の中小企業等協同組合法(以下この条において「旧協同組合法」という。)第九条の七の五第二項において準用する保険業法附則第二条の規定による廃止前の保険募集の取締に関する法律(昭和二十三年法律第百七十一号。以下この条において「旧募集取締法」という。)第二十条第一項各号に規定する行為は、第五条の規定による改正後の中小企業等協同組合法(以下この条において「新協同組合法」という。)第九条の七の五第二項において準用する保険業法第三百七条第一項第三号に規定する行為とみなして、同項の規定を適用する。
- Any of the acts prescribed in the items of Article 20, paragraph (1) of the Insurance Solicitation Control Act (Act No. 171 of 1948; hereinafter referred to as the 'Old Solicitation Control Act' in this Article) prior to being repealed by the provisions of Article 2 of the Supplementary Provisions of the Insurance Business Act as applied mutatis mutandis pursuant to Article 9-7-5, paragraph (2) of the Small and Medium-Sized Enterprise Cooperatives Act prior to the revisions by the provisions of Article 5 (hereinafter referred to as the 'Old Cooperatives Act' in this Article), which has been committed prior to the enforcement date by a member soliciting fire mutual aid contracts shall be deemed to be an act prescribed in Article 307, paragraph (1), item (iii) of the Insurance Business Act as applied mutatis mutandis pursuant to Article 9-7-5, paragraph (2) of the Small and Medium-Sized Enterprise Cooperatives Act after the revision by the provisions of Article 5 (hereinafter referred to as the 'New Cooperatives Act' in this Article), and the provisions of Article 307, paragraph (1) of the Insurance Business Act shall apply thereto.
- 第十五条第二項及び第六項の規定は、発行登録を行つた有価証券の募集又は売出しについて準用する。この場合において、同条第二項中「第十三条第二項第一号に定める事項に関する内容を記載した」とあるのは「第二十三条の十二第二項において準用する第十三条第一項の」と、同条第六項中「第二項から前項まで」とあるのは「第二項」と、「第四条第一項又は第二項の規定による届出がその効力を生じた日」とあるのは「発行登録の効力が生じており、かつ、それに係る発行登録追補書類が提出された日」と、「第十条第一項又は第十一条第一項」とあるのは「第二十三条の十第三項又は第二十三条の十一第一項」と読み替えるものとする。
- Article 15(2) and (6) shall apply mutatis mutandis to a Public Offering or Secondary Distribution of Securities for which a Shelf Registration has been made. In this case, the term 'containing the matters specified in Article 13(2)(i)' in Article 15(2) shall be deemed to be replaced with 'referred to in Article 13(1) as applied mutatis mutandis pursuant to Article 23-12(2)'; and the terms 'paragraph (2) to the preceding paragraph,' 'Article 10(1) or Article 11(1)' and 'the notification made under Article 4(1) or (2) for the Public Offering or Secondary Distribution came into effect' in Article 15(6) shall be deemed to be replaced with 'paragraph (2),' 'Article 23-10(3) or Article 23-11(1)' and 'the Shelf Registration Supplements relating to the Shelf Registration which was made for the Public Offering or Secondary Distribution and already came into effect are submitted,' respectively.
- 第三十三条第一項の許可を受けて、又は第三十三条の二第一項、第三十三条の三第一項若しくは第三十三条の四第一項の規定による届出をして無料の職業紹介事業を行う者、労働者の募集を行う者、募集受託者及び労働者供給事業者(以下この条において「無料職業紹介事業者等」という。)並びに公共職業安定所の業務に従事する者及び無料職業紹介事業者等の業務に従事する者は、その業務に関して知り得た個人情報その他厚生労働省令で定める者に関する情報を、みだりに他人に知らせてはならない。無料職業紹介事業者等並びに公共職業安定所の業務に従事する者及び無料職業紹介事業者等の業務に従事する者でなくなつた後においても、同様とする。
- No person who conducts a free employment placement business after obtaining the license provided for in Article 33, paragraph 1 or giving the notification pursuant to the provisions of Article 33-2, paragraph 1, Article 33-3, paragraph 1, or Article 33-4, paragraph 1, person who conducts labor recruitment, commissioned recruiter or labor supply business provider (hereinafter referred to as "free employment placement business provider, etc." in this Article), person who engages in the work of a Public Employment Security Office or person who engages in the work of a free employment placement business provider, etc. shall, without permission, inform anyone else of any personal information learned concerning his/her work or any other information concerning persons specified by an Ordinance of the Ministry of Health, Labour and Welfare. The same shall apply even after such person ceases to be a free employment placement business provider, etc., a person who engages in the work of a Public Employment Security Office or person who engages in the work of a free employment placement business provider, etc.
- 会社法第二百十条(募集株式の発行等をやめることの請求)及び第二百十二条第一項(第一号に係る部分に限る。)(不公正な払込金額で株式を引き受けた者等の責任)の規定は新優先出資引受権付特定社債について、第百三十六条並びに同法第九百十五条第三項(第一号に係る部分に限る。)(変更の登記)の規定は新優先出資引受権の行使について、それぞれ準用する。この場合において、同法第二百十条中「株主」とあるのは「社員」と、「第百九十九条第一項」とあるのは「資産流動化法第百二十一条第一項」と、同条第一号中「法令又は定款」とあるのは「法令、資産流動化計画又は定款」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 210 (Demanding Cessation of Issue of Shares for Subscriptions) and Article 212(1) (limited to the portion pertaining to item (i)) (Liabilities of Persons who Subscribed for Share with Unfair Amount To Be Paid In) of the Companies Act shall apply mutatis mutandis to Specified Bonds with Preferred Equity Subscription Rights, and Article 136 of this Act and Article 915(3) (limited to the portion pertaining to item (i)) (Registration of a Change) of the Companies Act shall apply mutatis mutandis to the exercise of subscription rights for Preferred Equity. In this case the terms 'shareholders' and 'Article 199(1)' in Article 210 of the Companies Act shall be deemed to be replaced with 'members' and 'Article 121(1) of the Asset Securitization Act,' respectively, the phrase 'laws and regulations or articles of incorporation' in Article 210(i) of the Companies Act shall be deemed to be replaced with 'laws and regulations, the Asset Securitization Plan, or articles of incorporation,' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 金融商品取引法第三十六条第一項(顧客に対する誠実義務)、第三十七条第一項(第二号を除く。)及び第二項(広告等の規制)、第三十七条の三第一項(第二号及び第六号を除く。)及び第二項(契約締結前の書面の交付)、第三十七条の四(契約締結時等の書面の交付)、第三十八条(禁止行為)、第三十九条(損失補てん等の禁止)、第四十条(適合性の原則等)、第四十四条の三第一項(第三号を除く。)(親法人等又は子法人等が関与する行為の制限)、第四十五条(第三号及び第四号を除く。)の規定は、資産対応証券の募集等を行う特定目的会社及び資産対応証券の募集等の取扱いを行う特定譲渡人について準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 36(1) (Duty of Good Faith to Customers), Article 37(1) (excluding item (ii)) and (2) (Regulation of Advertising, etc.), Article 37-3(1) (excluding item (ii) and item (vi)) and (2) (Delivery of Document Prior to Conclusion of Contract), Article 37-4 (Delivery of Document upon Conclusion of Contract, etc.), Article 38 (Prohibited Acts), Article 39 (Prohibition of Compensation of Loss, etc.), Article 40 (Principle of Suitability), Article 44-3(1) (excluding item (iii)) (Restriction on Acts Involving Parent Juridical Persons, etc. or Subsidiary Juridical Persons, etc.), and Article 45 (excluding item (iii) and item (iv)) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to a Specific Purpose Company making a Public Offering, etc. of Asset-Backed Securities and a Specified Transferor handling the Public Offering, etc. of Asset-Backed Securities. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 金融商品取引法第三十六条第一項、第三十七条(第一項第二号を除く。)、第三十七条の三第一項(第二号及び第六号を除く。)及び第二項、第三十七条の四、第三十八条、第三十九条第一項、第三項及び第五項、第四十条、第四十四条の三第一項(第三号を除く。)並びに第四十五条(第三号及び第四号を除く。)の規定は設立企画人が設立中の投資法人の発行する投資証券の募集等を行う場合におけるその設立企画人(法人である場合においては、その役員及び使用人を含む。以下この条において「特定設立企画人等」という。)について、同法第三十九条第二項及び第四項の規定は特定設立企画人等の顧客について、それぞれ準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 36, paragraph (1), Article 37 (excluding paragraph (1), item (ii)), Article 37-3, paragraph (1) (excluding item (ii) and item (vi)) and paragraph (2), Article 37-4, Article 38, Article 39, paragraph (1), paragraph (3), and paragraph (5), Article 40, Article 44-3, paragraph (1) (excluding item (iii)), and Article 45 (excluding item (iii) and item (iv)) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to the organizer(s) (in cases where the organizer is a juridical person, its officers and employees shall be included; hereinafter referred to as the 'Specified Organizer(s), etc.' in this Article) in cases where the organizer(s) has dealings in a Public Offering, etc. of Investment Securities issued by an Investment Corporation that is in the process of being established and the provisions of Article 39, paragraph (2) and paragraph (4) of that Act apply mutatis mutandis to the customers of the Specified Organizer(s), etc. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 会社法第六十四条(払込金の保管証明)の規定は第四項の出資の履行を取り扱う銀行等について、同法第二百十一条(引受けの無効又は取消しの制限)の規定は募集優先出資について、それぞれ準用する。この場合において、同法第六十四条第一項中「第五十七条第一項」とあるのは「資産流動化法第三十九条第一項」と、「発起人」とあるのは「取締役」と、同条第二項中「成立後の株式会社」とあるのは「特定目的会社」と、同法第二百十一条第一項中「第二百五条」とあるのは「資産流動化法第四十一条第二項」と、同条第二項中「第二百九条」とあるのは「資産流動化法第四十二条第二項」と、「株主」とあるのは「優先出資社員」と、「株式」とあるのは「優先出資」と読み替えるものとする。
- The provisions of Article 64 (Certificate of Deposit of Paid Monies) of the Companies Act shall apply mutatis mutandis to a Bank, etc. handling Performance of Contribution as set forth in paragraph (4), and the provisions of Article 211 (Restrictions on Invalidation or Rescission of Subscription) of that Act shall apply mutatis mutandis to Preferred Equity for Subscription. In this case, the term 'Article 57(1)' in Article 64(1) of the Companies Act shall be deemed to be replaced with 'Article 39(1) of the Asset Securitization Act,' the term 'incorporators' in Article 64(1) of the Companies Act shall be deemed to be replaced with 'directors,' the phrase 'Stock Company after formation' in paragraph (2) of that Article shall be deemed to be replaced with 'Specific Purpose Company,' the term 'Article 205' in Article 211(1) of the Companies Act shall be deemed to be replaced with 'Article 41(2) of the Asset Securitization Act,' the term 'Article 209' in Article 211(2) of the Companies Act shall be deemed to be replaced with 'Article 42(2) of the Asset Securitization Act,' the term 'shareholder' in Article 211(2) of the Companies Act shall be deemed to be replaced with 'Preferred Equity Member,' and the term 'shares' in that paragraph shall be deemed to be replaced with 'Preferred Equity.'
- 第十八条の規定による賠償の請求権は、請求権者が有価証券届出書若しくは目論見書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けていたことを知つた時又は相当な注意をもつて知ることができる時から三年間、これを行わないときは、消滅する。当該有価証券の募集若しくは売出しに係る第四条第一項若しくは第二項の規定による届出がその効力を生じた時又は当該目論見書の交付があつた時から七年間(第十条第一項又は第十一条第一項の規定による停止命令があつた場合には、当該停止命令があつた日からその解除があつた日までの期間は、算入しない。)、これを行わないときも、また、同様とする。
- The right to claim damages under Article 18 shall be extinguished by prescription when the right is not exercised within three years from the time when the person who is entitled to claim the damages comes to know, or is able to know, that the Securities Registration Statement or the Prospectus contains any fake statement on important matters or lacks a statement on important matters that should be stated or on a material fact that is necessary for avoiding misunderstanding. The same shall also apply when the right is not exercised within seven years (excluding, where an order for suspension has been given under Article 10(1) or Article 11(1), the period from the day when the order was given to the day when the order was canceled) from the time when the notification made under Article 4(1) or (2) for Public Offering or Secondary Distribution of the Securities comes into effect or the delivery of the Prospectus is made.
- 第二十条の規定は、前条の規定による賠償の請求権について準用する。この場合において、第二十条中「第十八条」とあるのは「第二十一条の二」と、「有価証券届出書若しくは目論見書」とあるのは「第二十五条第一項各号(第五号及び第九号を除く。)に掲げる書類」と、「三年間」とあるのは「二年間」と、「当該有価証券の募集若しくは売出しに係る第四条第一項若しくは第二項の規定による届出がその効力を生じた時又は当該目論見書の交付があつた時から七年間(第十条第一項又は第十一条第一項の規定による停止命令があつた場合には、当該停止命令があつた日からその解除があつた日までの期間は、算入しない。)」とあるのは「当該書類が提出された時から五年間」と読み替えるものとする。
- Article 20 shall apply mutatis mutandis to the right to claim damages under the preceding Article. In this case, the terms 'Article 18,' 'the Securities Registration Statement or the Prospectus' and 'three years' in Article 20 shall be deemed to be replaced with 'Article 21-2,' 'any of the documents specified in the items of Article 25(1) (excluding Article 25(1)(v) and (ix))' and 'two years,' respectively; and the part 'seven years (excluding, where an order for suspension has been given under Article 10(1) or Article 11(1), the period from the day when the order was given to the day when the order was canceled) from the time when the notification made under Article 4(1) or (2) for Public Offering or Secondary Distribution of the Securities comes into effect or the delivery of the Prospectus is made' in Article 20 also shall be deemed to be replaced with 'five years from the time when the document is submitted.'
- 会社は、その発行する株式を引き受ける者の募集(以下「新株募集」という。)をしようとするとき又は株式交換に際して株式(会社が有する自己の株式(以下「自己株式」という。)を除く。)の交付をしようとするときは、総務大臣の認可を受けなければならない。会社法(平成十七年法律第八十六号)第二百三十八条第一項に規定する募集新株予約権(新株予約権付社債に付されたものに限る。次条第二項及び第二十三条第三号において「募集新株予約権」という。)を引き受ける者の募集をしようとするとき又は株式交換に際して新株予約権付社債(会社が有する自己の新株予約権付社債(第二十三条第三号において「自己新株予約権付社債」という。)を除く。)の交付をしようとするときも、同様とする。
- Where the Company intends to invite subscribers to new shares to be issued (hereinafter referred to as 'invitation for subscription') or intends to deliver shares (except the Company's own shares possessed by the Company (hereinafter referred to as 'own shares')) upon exchange of shares, the Company shall obtain authorization of the Minister. The same shall apply to cases where the Company intends to invite subscribers to new bonds with a right to subscribe for new shares stipulated in Article 238 paragraph (1) of the Companies Act (Act No. 86 of 2005) (limited to rights attached to bonds with a right to subscribe for new shares. Referred to as 'invitation of a right to subscribe for new shares' in paragraph (2) of the following article and Article 23 item (iii)) or intends to deliver rights attached to bonds with a right to subscribe for new shares (except the Company's own bonds with a right to subscribe for new shares possessed by the Company (referred to as 'own bonds with a right to subscribe for new shares' in Article 23 item (iii))) upon exchange of shares
- 第四十条第九項の規定は申込者から資産流動化計画の謄本又は抄本の交付の求めがあった場合について、会社法第六十四条(払込金の保管証明)の規定は第一項第十六号の払込みの取扱いをした銀行等について、それぞれ準用する。この場合において、第四十条第九項中「前項」とあるのは「第百二十二条第九項」と、同法第六十四条第一項中「第五十七条第一項」とあるのは「資産流動化法第百二十一条第一項」と、「発起人」とあるのは「取締役」と、「これらの規定により」とあるのは「当該募集特定社債と引換えに」と、同条第二項中「第三十四条第一項若しくは前条第一項の規定により」とあるのは「募集特定社債と引換えに」と、「成立後の株式会社」とあるのは「特定目的会社」と読み替えるものとする。
- The provisions of Article 40(9) shall apply mutatis mutandis to cases where an Applicant has requested to be delivered a copy or extract of the Asset Securitization Plan and the provisions of Article 64 (Certificate of Deposit of Paid Money) of the Companies Act shall apply mutatis mutandis to the Bank, etc. that handled the payment as prescribed in item (xvi) of paragraph (1). In this case, the term 'the preceding paragraph' in Article 40(9) shall be deemed to be replaced with 'Article 122(9),' the phrases 'Article 57(1),' 'the incorporators,' and 'pursuant to such provisions' in Article 64(1) of the Companies Act shall be deemed to be replaced with 'Article 121(1) of the Asset Securitization Act,' 'the directors' and 'in exchange for the Specified Bonds for Subscription,' respectively, and the phrases 'pursuant to the provisions of Article 34(1) or paragraph (1) of the preceding Article' and 'the Stock Company after formation' in Article 64(2) of the Companies Act shall be deemed to be replaced with 'in exchange for the Specified Bond for Subscription' and 'the Specific Purpose Company,' respectively.
- 有価証券の募集又は売出し(第一項第四号に掲げる有価証券の売出しを除くものとし、適格機関投資家取得有価証券一般勧誘(有価証券の売出しに該当するものを除く。)及び特定組織再編成交付手続を含む。次項及び第五項、第十三条並びに第十五条第二項から第六項までを除き、以下この章及び次章において同じ。)が一定の日において株主名簿(優先出資法に規定する優先出資者名簿を含む。)に記載され、又は記録されている株主(優先出資法に規定する優先出資者を含む。)に対し行われる場合には、当該募集又は売出しに関する前二項の規定による届出は、その日の二十五日前までにしなければならない。ただし、有価証券の発行価格又は売出価格その他の事情を勘案して内閣府令で定める場合は、この限りでない。
- With regard to a Public Offering or Secondary Distribution of Securities (excluding that falling under the category of Secondary Distribution of Securities set forth in item (iv) of paragraph (1), but including a General Solicitation for Securities Acquired by Qualified Institutional Investor (excluding those falling under the category of Secondary Distribution of Securities) and Procedures Relating to Securities Delivery for Reorganization; the same shall apply hereinafter in this Chapter and the following Chapter, except in the following paragraph and paragraph (5) of this Article, Article 13 and Article 15(2) to (6)) to be made to shareholders (including preferred equity investors provided in the Act on Preferred Equity Investment) who are stated or recorded in the shareholder registry (including the preferred equity investor registry provided in the Act on Preferred Equity Investment) on a certain date, the notification for the Public Offering or Secondary Distribution under the preceding two paragraphs shall be made twenty five days prior to the day on which the Public Offering or Secondary Distribution is to be made; provided, however, that this shall not apply to the cases specified by a Cabinet Office Ordinance by taking into consideration the Issue Price or distribution price of the Securities or other factors.
- 会社は、その発行する株式を引 き受ける者の募集(以下「新株募集」という。)をしようとするとき又は株式交換に際して株式(会社が有する自己の株式(以下「自己株式」という。)を除 く。)の交付をしようとするときは、総務大臣の認可を受けなければならない。会社法(平成十七年法律第八十六号)第二百三十八条第一項に規定する募集新株 予約権(新株予約権付社債に付されたものに限る。次条第二項及び第二十三条第三号において「募集新株予約権」という。)を引き受ける者の募集をしようとす るとき又は株式交換に際して新株予約権付社債(会社が有する自己の新株予約権付社債(第二十三条第三号において「自己新株予約権付社債」という。)を除 く。)の交付をしようとするときも、同様とする。
- Where the Company intends to invite subscribers to new shares to be issued (hereinafter referred to as 'invitation for subscription') or intends to deliver shares (except the Company's own shares possessed by the Company (hereinafter referred to as 'own shares')) upon exchange of shares, the Company shall obtain authorization of the Minister. The same shall apply to cases where the Company intends to invite subscribers to new bonds with a right to subscribe for new shares stipulated in Article 238 paragraph (1) of the Companies Act (Act No. 86 of 2005) (limited to rights attached to bonds with a right to subscribe for new shares. Referred to as 'invitation of a right to subscribe for new shares' in paragraph (2) of the following article and Article 23 item (iii)) or intends to deliver rights attached to bonds with a right to subscribe for new shares (except the Company's own bonds with a right to subscribe for new shares possessed by the Company (referred to as 'own bonds with a right to subscribe for new shares' in Article 23 item (iii))) upon exchange of shares
- 法第九条第五項に規定する公正取引委員会規則で定める方法による資産の合計金額は、会社の最終の貸借対照表(当該会社がその設立後最初の事業年度を終了していない場合においては、当該会社の成立時の貸借対照表)による資産の合計金額とし、当該貸借対照表に係る事業年度終了の日(当該会社がその設立後最初の事業年度を終了していない場合においては、当該会社の成立時)後において会社法(平成十七年法律第八十六号)第百九十九条の規定による募集株式の発行等、同法第二条第一項第二十一号に規定する新株予約権の行使による株式の交付、社債の発行、株式交換、合併、分割、事業譲受、事業譲渡その他当該会社の資産に重要な変更があつた場合には、これらによる総資産の額の変動を加え又は除いた額とする。
- The total amount of assets calculated using the method provided by the rule of the Fair Trade Commission set out in paragraph 5, Article 9 of the Act shall be the total amount of assets in the final balance sheet of the company (or the balance sheet as of the incorporation of the company if the first business year after the incorporation thereof has not ended) or, in the event of an issue of shares for subscription, etc. pursuant to the provision of Article 199 of the Companies Act (Act No. 86 of 2005), an acquisition of shares resulting from an exercise of share options prescribed in item 21, paragraph 1, Article 2 of the Companies Act, an issue of company bonds, a share exchange, a merger, a split, an acquisition of business, a transfer of business or any other significant change to the assets of the company after the end of business year (or at the time of incorporation, if the first business year after the incorporation of the company has not ended) involved in the balance sheet, the amount calculated by adding or subtracting the change in the total asset amount resulting from the event.
- その募集又は売出し(第四条第一項第四号に掲げる有価証券の売出しを除くものとし、適格機関投資家取得有価証券一般勧誘(有価証券の売出しに該当するものを除く。)を含む。以下この条並びに第十五条第二項から第四項まで及び第六項において同じ。)につき第四条第一項本文又は第二項本文の規定の適用を受ける有価証券の発行者は、当該募集又は売出しに際し、目論見書を作成しなければならない。開示が行われている場合(同条第一項第二号イに規定する開示が行われている場合をいう。以下この章において同じ。)における有価証券の売出し(その売出価額の総額が一億円未満であるものその他内閣府令で定めるものを除く。)に係る有価証券(以下この章において「既に開示された有価証券」という。)の発行者についても、同様とする。
- With regard to Securities of which Public Offering or Secondary Distribution (excluding Secondary Distribution of Securities specified in Article 4(1)(iv), but including General Solicitation for Securities Acquired by Qualified Institutional Investor (excluding those falling under the category of Secondary Distribution of Securities); hereinafter the same shall apply in this Article and paragraphs (2) to (4) and paragraph (6) of Article 15) shall be subject to the main clause of Article 4(1) or the main clause of Article 4(2), the Issuer of such Securities shall prepare a Prospectus for the Public Offering or Secondary Distribution. The same shall apply to an Issuer of Securities of which the Secondary Distribution (excluding that of which the total distribution price is less than 100 million yen or that falling under the categories specified by a Cabinet Office Ordinance) falls under the Case Where Disclosures Have Been Made (meaning the Case Where Disclosures Have Been Made as referred to in Article 4(1)(ii)(a); the same shall apply hereinafter in this Chapter) (such Securities are hereinafter referred to as 'Already Disclosed Securities' in this Chapter).
- 会社法第二百四条第一項及び第三項、第二百五条並びに第二百六条の規定は、募集投資口について準用する。この場合において、同法第二百四条第一項中「前条第二項第二号」とあるのは「投資法人法第八十三条第三項第二号」と、同条第三項中「第百九十九条第一項第四号の期日(同号の期間を定めた場合にあっては、その期間の初日)」とあるのは「投資法人法第八十二条第一項第三号の期日(同号の期間を定めた場合にあってはその期間の初日、同条第二項の場合にあっては同条第三項第二号に掲げる方法により確定した同号の期日)」と、同法第二百五条中「前二条」とあるのは「投資法人法第八十三条第一項から第八項まで並びに同条第九項において準用する前条第一項及び第三項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 204, paragraph (1) and paragraph (3), Article 205, and Article 206 of the Companies Act shall apply mutatis mutandis to an Investment Equity for Subscription. In this case, the term 'item (ii), paragraph (2) of the preceding Article' in Article 204, paragraph (1) of that Act shall be deemed to be replaced with 'Article 83, paragraph (3), item (ii) of the Investment Corporations Act,' the phrase 'the date referred to in item (iv), paragraph (1) of Article 199 (or, in cases where a period is prescribed under that item, no later than the day immediately preceding the first day of that period)' in Article 204, paragraph (3) of the Companies Act shall be deemed to be replaced with 'the date referred to in Article 82, paragraph (1), item (iii) of the Investment Corporations Act (or, in cases where a period is prescribed under that item, no later than the day immediately preceding the first day of that period, and in cases referred to in paragraph (2) of that Article, the date set forth in item (ii), paragraph (3) of that Article fixed by the method listed in that item),' the phrase 'the preceding two Articles' in Article 205 of the Companies Act shall be deemed to be replaced with 'the provisions of Article 83, paragraph (1) through paragraph (8) and paragraph (1) and paragraph (3) of the preceding Article as applied mutatis mutandis pursuant to Article 83, paragraph (9) of the Investment Corporations Act,' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 発行登録者、有価証券の売出しをする者、引受人、金融商品取引業者又は登録金融機関は、発行登録によりあらかじめその募集又は売出しが登録されている有価証券については、当該発行登録がその効力を生じており、かつ、当該有価証券の募集又は売出しごとにその発行価額又は売出価額の総額、発行条件又は売出条件その他の事項で公益又は投資者保護のため必要かつ適当なものとして内閣府令で定めるものを記載した書類(以下「発行登録追補書類」という。)が内閣府令で定めるところにより内閣総理大臣に提出されていなければ、これを募集又は売出しにより取得させ、又は売り付けてはならない。ただし、有価証券の募集又は売出しごとの発行価額又は売出価額の総額が一億円未満の有価証券の募集又は売出しで内閣府令で定めるものについては、この限りでない。
- The Issuer, a person who engages in Secondary Distribution of Securities, an Underwriter, a Financial Instruments Business Operator or a Registered Financial Institution shall not have another person acquire Securities for which the Shelf Registration has been made for their Public Offerings or Secondary Distributions, or sell such Securities to another person, through Public Offerings or Secondary Distributions, unless the Shelf Registration has already come into effect and, for each Public Offering or Secondary Distribution, a document which states the total issue price or total distribution amount, conditions of issuance or distribution of the Securities or other matters specified by a Cabinet Office Ordinance as necessary and appropriate for the public interest or protection of investors (hereinafter referred to as 'Shelf Registration Supplements') has been submitted to the Prime Minister pursuant to the provisions of a Cabinet Office Ordinance; provided however, that this shall not apply to Public Offerings or Secondary Distributions specified by a Cabinet Office Ordinance if the total issue price or total distribution amount of each Public Offering or Secondary Distribution is less than 100 million.
- 会社法第二百八条(第二項を除く。)、第二百九条、第二百十一条及び第二百十二条第一項(第二号を除く。)の規定は、募集投資口について準用する。この場合において、同法第二百八条第一項中「第百九十九条第一項第四号の期日又は同号の期間内」とあるのは「投資法人法第八十二条第一項第三号の期日又は同号の期間内(同条第二項の場合にあっては、同条第三項第二号に掲げる方法により確定した同号の期日)」と、同法第二百九条第一号中「第百九十九条第一項第四号の期日」とあるのは「投資法人法第八十二条第一項第三号の期日(同条第二項の場合にあっては、同条第三項第二号に掲げる方法により確定し同号の期日)」と、同条第二号中「第百九十九条第一項第四号」とあるのは「投資法人法第八十二条第一項第三号」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 208 (excluding paragraph (2)), Article 209, Article 211, and Article 212, paragraph (1) (excluding item (ii)) of the Companies Act shall apply mutatis mutandis to the Investment Equity for Subscription. In this case, the phrase 'on the date or within the period provided for in Article 199(1)(iv)' in Article 208, paragraph (1) of that Act shall be deemed to be replaced with 'on the date or within the period provided for in Article 82, paragraph (1), item (iii) of the Investment Corporations Act (or, in the case referred to in paragraph (2) of that Article, the date under item (ii), paragraph (3) of that Article fixed by the method set forth in that item),' the phrase 'a date under Article 199(1)(iv)' in Article 209, item (i) of the Companies Act shall be deemed to be replaced with 'a date under Article 82, paragraph (1), item (iii) of the Investment Corporations Act (in the case referred to in paragraph (2) of that Article, the date prescribed in Article 82, paragraph (3), item (ii) fixed by the method set forth in that item),' the term 'Article 199(1)(iv)' in Article 209, item (ii) shall be deemed to be replaced with 'Article 82, paragraph (1), item (iii) of the Investment Corporations Act' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 本邦に主たる事務所を有する法人に対する金銭の貸付け後における当該法人に対する金銭の貸付けの残高が前号の主務省令で定める金額を超える場合 当該金銭の貸付け後における当該法人の負債の額として主務省令で定める額の百分の五十に相当する金額から当該金銭の貸付けの残高と当該法人(会社に限る。)が発行した第九項第一号に規定するその募集が特定のものに対してされた社債(以下この号において「社債」という。)で当該金銭の貸付けを行つたものが保有するものの残高の合計額(当該金銭の貸付けを行つたものを第四項の株式取得者とした場合に同項各号に掲げるものに該当することとなる非居住者である個人又は法人等が行つた金銭の貸付けの残高と取得した社債の残高の合計額を含み、当該金銭の貸付けの金額を除く。)を控除した金額(当該金額が零に満たない場合にあつては、零)
- In the cases where the outstanding balance of loans to a juridical person having its principal office in Japan after provision of loans exceeds the amount specified by the ordinance of the competent ministry set forth in the preceding item: The amount obtained by deducting the total of the outstanding balance of said loans and the outstanding balance of bonds issued by said juridical person (limited to a company) and offered to specified parties as prescribed in paragraph (9), item (i) (hereinafter referred to as 'bonds' in this item) which are held by a person who has provided said loans (such total shall include the total of the outstanding balance of loans provided and the outstanding balance of bonds acquired by non-resident individuals or juridical persons, etc. who fall under those listed in each item of paragraph (4) when deeming the person who has provided said loans to be the share acquisitor set forth in the same paragraph, and shall exclude the amount of said loans) from the amount equivalent to 50% of the amount specified by an ordinance of the competent ministry as the amount of liabilities of said juridical person after said provision of loans (in the cases where said obtained amount is less than zero, the amount shall be zero).
- 第四条第四項及び第五項の規定は、第一項ただし書の規定の適用を受ける有価証券の募集又は売出しが行われる場合について準用する。この場合において、同条第四項中「当該特定募集等に係る」とあるのは「当該募集若しくは売出しに係る」と、「当該特定募集等が」とあるのは「当該募集又は売出しが」と、同条第五項中「当該特定募集等に係る」とあるのは「当該」と、「当該特定募集等が」とあるのは「当該募集又は売出しが」と、「当該特定募集等に関する」とあるのは「当該募集又は売出しに関する」と、「開示が行われている場合における第三項に規定する有価証券の売出しでその売出価額の総額が一億円未満のもの及び第一項第五号に掲げる有価証券の募集又は売出しでその発行価額」とあるのは「発行価額」と、「以下のもの」とあるのは「以下の有価証券の募集又は売出し」と読み替えるものとする。
- Article 4(4) and (5) shall apply mutatis mutandis to Public Offering or Secondary Distribution of Securities to which the proviso to paragraph (1) is applicable. In this case, the terms 'pertaining to a Specified Public Offering, etc.' and 'apply to the Specified Public Offering, etc.' in Article 4(4) shall be deemed to be replaced with 'pertaining to such a Public Offering or Secondary Distribution' and 'apply to the Public Offering or Secondary Distribution,' respectively; and the parts 'the Securities for which the Specified Public Offering, etc. is to be made,' 'of the Specified Public Offering, etc.,' 'the Specified Public Offering, etc. is to begin' and 'the Secondary Distributions of Securities set forth in paragraph (3) which fall under the Case Where Disclosures Have Been Made and of which the total issue price is less than 100 million yen, and Public Offerings or Secondary Distributions of the Securities set forth in item (v) of paragraph (1) of which the total issue price' in Article 4(5) shall be deemed to be replaced with 'the Securities,' 'of the Public Offering or Secondary Distribution,' 'the Public Offering or Secondary Distribution is to begin,' 'a Public Offering or Secondary Distribution of which the total issue price,' respectively.
- この法律において、「有価証券の募集」とは、新たに発行される有価証券の取得の申込みの勧誘(これに類するものとして内閣府令で定めるものを含む。以下この項において「取得勧誘」という。)のうち、当該取得勧誘が第一項に掲げる有価証券又は前項の規定により有価証券とみなされる有価証券表示権利(次項第一号、次条第四項及び第五項並びに第二十三条の十三第三項において「第一項有価証券」という。)に係るものである場合にあつては第一号及び第二号に掲げる場合、当該取得勧誘が前項の規定により有価証券とみなされる同項各号に掲げる権利(次項第二号、次条第四項及び第五項並びに第二十三条の十三第三項において「第二項有価証券」という。)に係るものである場合にあつては第三号に掲げる場合に該当するものをいい、「有価証券の私募」とは、取得勧誘であつて有価証券の募集に該当しないものをいう。
- The term 'Public Offering of Securities' as used in this Act means, among solicitations of an application to acquire newly issued Securities (including those specified by a Cabinet Office Ordinance as being similar to such solicitation, and hereinafter referred to as 'Solicitation for Acquisition' in this paragraph), Solicitation for Acquisition specified in item (i) or (ii) below in the case of those conducted with regard to Securities listed in paragraph (1) or Rights to Be Indicated on Securities which are regarded as Securities under the preceding paragraph (such Securities or rights are referred to as 'Paragraph (1) Securities' in item (i) of the following paragraph, paragraphs (4) and (5) of the following Article and Article 23-13(3)), and Solicitation for Acquisition specified in item (iii) below in the case of those conducted with regard to rights which are regarded as Securities under the items of the preceding paragraph (such rights are referred to as 'Paragraph (2) Securities' in item (ii) of the following paragraph, paragraph(4) and (5) of the following Article and Article 23-13(3)), and the term 'Private Placement of Securities' means a Solicitation for Acquisition which does not come within the purview of Public Offering of Securities:
- 会社法第百五十一条(各号を除く。)(株式の質入れの効果)、第二百十条(募集株式の発行等をやめることの請求)、第二百十二条第一項(第一号に係る部分に限る。)(不公正な払込金額で株式を引き受けた者等の責任)及び第九百十五条第三項(第一号に係る部分に限る。)(変更の登記)の規定は、特定目的会社の転換特定社債について準用する。この場合において、同法第百五十一条中「株式会社が次に掲げる行為をした場合」とあるのは「転換特定社債の転換がされた場合」と、「当該行為」とあるのは「当該転換」と、「株主」とあるのは「転換特定社債権者」と、同法第二百十条中「株主」とあるのは「社員」と、「第百九十九条第一項」とあるのは「資産流動化法第百二十一条第一項」と、同条第一号中「法令又は定款」とあるのは「法令、資産流動化計画又は定款」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 151 (excluding the items) (Effect of Pledge of Shares), Article 210 (Demanding Cessation of Issuance of Shares for Subscription), Article 212(1) (limited to the portion pertaining to item (i)) (Liabilities of Persons Who Subscribed for Shares with Unfair Amount To Be Paid In), and Article 915(3) (limited to the portion pertaining to item (i)) (Registration of a Change) of the Companies Act shall apply mutatis mutandis to a Specific Purpose Company's convertible Specified Bonds. In this case, the phrases 'In cases where a Stock Company carries out any of the acts listed below,' 'such act,' and 'shareholders' in Article 151 of the Companies Act shall be deemed to be replaced with 'In cases where the conversion of convertible Specified Bonds has been effected,' 'such conversion,' and 'convertible Specified Bondholders,' respectively, the terms 'shareholders' and 'Article 199(1)' in Article 210 of the Companies Act shall be deemed to be replaced with 'members' and 'Article 121(1) of the Asset Securitization Act,' respectively, the phrase 'laws and regulations or articles of incorporation' in Article 210(i) of the Companies Act shall be deemed to be replaced with 'laws and regulations, articles of incorporation, or the Asset Securitization Act,' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- この府令において「有価証券」、「有価証券の募集」、「有価証券の私募」、「有価証券の売出し」、「発行者」、「金融商品取引業」、「金融商品取引業者」、「金融商品市場」、「金融商品取引所」、「デリバティブ取引」、「市場デリバティブ取引」、「店頭デリバティブ取引」、「外国市場デリバティブ取引」、「金融商品」、「金融指標」、「有価証券等清算取次ぎ」、「特定投資家」、「特定上場有価証券」又は「信用格付」とは、それぞれ金融商品取引法(昭和二十三年法律第二十五号。以下「法」という。)第二条に規定する有価証券、有価証券の募集、有価証券の私募、有価証券の売出し、発行者、金融商品取引業、金融商品取引業者、金融商品市場、金融商品取引所、デリバティブ取引、市場デリバティブ取引、店頭デリバティブ取引、外国市場デリバティブ取引、金融商品、金融指標、有価証券等清算取次ぎ、特定投資家、特定上場有価証券又は信用格付をいう。
- As used in this Cabinet Office Ordinance, the term 'Securities,' 'Public Offering of Securities,' 'Private Placement of Securities,' 'Secondary Distribution of Securities,' 'Issuer,' 'Financial Instruments Services,' 'Financial Instruments Specialist,' 'Financial Instruments Market,' 'Financial Instruments Exchange,' 'Derivatives Transactions,' 'Exchange-Traded Derivatives Transactions,' 'Over-the-Counter Transactions of Derivatives,' 'Exchange-Traded Derivatives Transactions in a Foreign Market,' 'Financial Instruments,' 'Financial Indicator,' 'Brokerage for the Clearing of Securities, etc.,' 'Professional Investor,' 'Specified Listed Securities,' and '(a) Credit Rating(s)' respectively mean Securities, Public Offering of Securities, Private Placement of Securities, Secondary Distribution of Securities, Issuer, Financial Instruments Services, Financial Instruments Specialist, Financial Instruments Market, Financial Instruments Exchange, Derivatives Transactions, Exchange-Traded Derivatives Transactions, Over-the-Counter Transactions of Derivatives, Exchange-Traded Derivatives Transactions in a Foreign Market, Financial Instruments, Financial Indicator, Brokerage for the Clearing of Securities, etc., Professional Investor, Specified Listed Securities, and (a) Credit Rating(s) as defined in Article 2 of the Financial Instruments and Exchange Act (Act No. 25 of 1948; hereinafter referred to as the 'Act').
- 第二十条、第三十三条の五及び第四十一条第一項の規定は、労働組合等が前条の規定により労働者供給事業を行う場合について準用する。この場合において、第二十条第一項中「公共職業安定所」とあるのは「労働者供給事業者」と、「求職者を紹介してはならない」とあるのは「労働者を供給してはならない」と、同条第二項中「求職者を無制限に紹介する」とあるのは「労働者を無制限に供給する」と、「公共職業安定所は当該事業所に対し、求職者を紹介してはならない」とあるのは「公共職業安定所は、その旨を労働者供給事業者に通報するものとし、当該通報を受けた労働者供給事業者は、当該事業所に対し、労働者を供給してはならない」と、同項ただし書中「紹介する」とあるのは「供給する」と、第四十一条第一項中「同項の許可」とあるのは「同条の許可」と、「当該労働者の募集の業務」とあるのは「当該労働者供給事業の全部若しくは一部」と読み替えるものとする。
- The provisions of Article 20, Article 33-5 and Article 41, paragraph 1 shall apply mutatis mutandis to the case where a labor union, etc. carries out a labor supply business pursuant to the provisions of the preceding Article. In this case, in Article 20, paragraph 1, the phrase "Public Employment Security Offices" shall be deemed to be replaced with "labor supply business providers" and the phrase "shall not introduce job seekers" shall be deemed to be replaced with "shall not supply workers," in paragraph 2 of said Article, the phrase "unlimited introduction of job seekers" shall be deemed to be replaced with "unlimited supply of workers" and the phrase "the Public Employment Security Office shall not introduce job seekers to that place of business" shall be deemed to be replaced with "the Public Employment Security Office shall report to labor supply providers to such effect, and labor supply providers who receive said report shall not supply workers to said place of business," in the proviso to said paragraph, the term "introduction" shall be deemed to be replaced with "supply," and in Article 41, the phrase "the license provided for in the same paragraph" shall be deemed to be replaced with "the license provided for in said Article," the phrase "the businesses of the labor recruitment concerned" shall be deemed to be replaced with ""all or part of said labor supply business."
- 第二十条の規定は、労働者の募集について準用する。この場合において、同条第一項中「公共職業安定所」とあるのは「労働者の募集を行う者(厚生労働省令で定める者を除く。次項において同じ。)及び募集受託者(第三十九条に規定する募集受託者をいう。同項において同じ。)」と、「事業所に、求職者を紹介してはならない」とあるのは「事業所における就業を内容とする労働者の募集をしてはならない」と、同条第二項中「求職者を無制限に紹介する」とあるのは「労働者を無制限に募集する」と、「公共職業安定所は当該事業所に対し、求職者を紹介してはならない」とあるのは「公共職業安定所は、その旨を労働者の募集を行う者及び募集受託者に通報するものとし、当該通報を受けた労働者の募集を行う者又は募集受託者は、当該事業所における就業を内容とする労働者の募集をしてはならない」と、同項ただし書中「紹介する」とあるのは「募集する」と読み替えるものとする。
- The provisions of Article 20 shall apply mutatis mutandis to labor recruitment. In this case, in paragraph 1 of said Article, the phrase "Public Employment Security Offices" shall be deemed to be replaced with "person who conducts labor recruitment (excluding a person provided by an Ordinance of the Ministry of Health, Labour and Welfare; the same shall apply in the following paragraph) and a commissioned recruiter (which means a commissioned recruiter provided in Article 39; the same shall apply in said paragraph)" and the phrase "shall not introduce job seekers to a place of business" shall be deemed to be replaced with "shall not conduct labor recruitment for work at a place of business," ; in paragraph 2 of said Article, the phrase "unlimited introduction of job seekers" shall be deemed to be replaced with "unlimited recruitment of workers" and the phrase "the Public Employment Security Office shall not introduce job seekers to that place of business" shall be deemed to be replaced with "the Public Employment Security Office shall report to persons who conduct labor recruitment and commissioned recruiters to such effect, and persons who conduct labor recruitment and commissioned recruiters who receive said report shall not conduct labor recruitment for work at said place of business," and the term "introduction" in the proviso to said paragraph shall be deemed to be replaced with "recruitment."
- 第二十五条第一項各号(第五号及び第九号を除く。)に掲げる書類(以下この条において「書類」という。)のうちに、重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けているときは、当該書類の提出者は、当該書類が同項の規定により公衆の縦覧に供されている間に当該書類(同項第十二号に掲げる書類を除く。)の提出者又は当該書類(同号に掲げる書類に限る。)の提出者を親会社等(第二十四条の七第一項に規定する親会社等をいう。)とする者が発行者である有価証券を募集又は売出しによらないで取得した者に対し、第十九条第一項の規定の例により算出した額を超えない限度において、記載が虚偽であり、又は欠けていること(以下この条において「虚偽記載等」という。)により生じた損害を賠償する責めに任ずる。ただし、当該有価証券を取得した者がその取得の際虚偽記載等を知つていたときは、この限りでない。
- If any of the documents specified in the items of Article 25(1) (excluding Article 25(1)(v) and (ix)) (hereinafter referred to as the 'Documents' in this Article) contains any fake statement on important matters or lacks a statement on important matters that should be stated or on a material fact that is necessary for avoiding misunderstanding, the person who submitted the document shall be held liable to compensate a person who, during the period when the document was made available for public inspection as required by Article 25(1), acquires the Securities issued by the person who submitted the document (excluding the documents specified in Article 25(1)(xii)) or by the person whose Parent Company, etc. (meaning Parent Company, etc. as defined by Article 24-7(1)) is the person having submitted the document (limited to the documents specified in Article 25(1)(xii)) not through Public Offering or Secondary Distribution for damage arising from the fake statement or lack of a required statement (hereinafter collectively referred to as a 'Fake Statement, etc.' in this Article), to the extent not exceeding the amount calculated according to the same rule as provided in Article 19(1); provided, however, that this shall not apply when the person who acquires the Securities had known of the existence of a Fake Statement, etc. at the time of the acquisition.
- 職業安定法第三十七条第二項の規定は前項の規定による届出があつた場合について、同法第五条の三第一項及び第三項、第五条の四、第三十九条、第四十一条第二項、第四十八条の三、第四十八条の四、第五十条第一項及び第二項並びに第五十一条の二の規定は前項の規定による届出をして訓練担当者の募集に従事する者について、同法第四十条の規定は同項の規定による届出をして訓練担当者の募集に従事する者に対する報酬の供与について、同法第五十条第三項及び第四項の規定はこの項において準用する同条第二項に規定する職権を行う場合について準用する。この場合において、同法第三十七条第二項中「労働者の募集を行おうとする者」とあるのは「職業能力開発促進法第二十六条の六第四項の規定による届出をして同条第一項に規定する訓練担当者の募集に従事しようとする者」と、同法第四十一条第二項中「当該労働者の募集の業務の廃止を命じ、又は期間」とあるのは「期間」と読み替えるものとする。
- The provision of Article 37, paragraph (2) of the Employment Security Act shall apply mutatis mutandis to the case where a notification has been made as prescribed in the preceding paragraph; the provisions of Article 5-3, paragraph (1) and paragraph (3), Article 5-4, Article 39, Article 41, paragraph (2), Article 48-3, Article 48-4, Article 50, paragraph (1) and paragraph (2), and Article 51-2 of the same Act shall apply mutatis mutandis to persons who make a notification as prescribed in the preceding paragraph to be engaged in labor recruitment for persons in charge of training; the provision of Article 40 of the same Act shall apply mutatis mutandis to the payment of compensation for persons who make a notification as prescribed in the preceding paragraph to be engaged in labor recruitment for persons in charge of training; and the provisions of Article 50, paragraph (3) and paragraph (4) of the same Act shall apply mutatis mutandis to the case where authority is exercised as prescribed in Article 50, paragraph (2) of the same Act which is applied mutatis mutandis pursuant in this paragraph. In this case, the term "the person who intends to conduct the labor recruitment" in Article 37, paragraph (2) of the same Act shall be deemed to be replaced with "the person who makes a notification as prescribed in Article 26-6, paragraph (4) of the Human Resources Development Promotion Act and intends to be engaged in labor recruitment for persons in charge of training as prescribed in paragraph (1) of the same Article;" and the term "may order the abolition of the businesses of the labor recruitment concerned or order" in Article 41, paragraph (2) of the same Act shall be deemed to be replaced with "may order."
- 職業安定法第三十七条第二項の規定は前項の規定による届出があった場合について、同法第五条の三第一項及び第三項、第五条の四、第三十九条、第四十一条第二項、第四十八条の三、第四十八条の四、第五十条第一項及び第二項並びに第五十一条の二の規定は前項の規定による届出をして労働者の募集に従事する者について、同法第四十条の規定は同項の規定による届出をして労働者の募集に従事する者に対する報酬の供与について、同法第五十条第三項及び第四項の規定はこの項において準用する同条第二項に規定する職権を行う場合について準用する。この場合において、同法第三十七条第二項中「労働者の募集を行おうとする者」とあるのは「育児休業、介護休業等育児又は家族介護を行う労働者の福祉に関する法律第五十三条第四項の規定による届出をして労働者の募集に従事しようとする者」と、同法第四十一条第二項中「当該労働者の募集の業務の廃止を命じ、又は期間」とあるのは「期間」と読み替えるものとする。
- The provisions of Article 37 paragraph 2 of the Employment Security Act shall apply mutatis mutandis to the case where the notification prescribed in the provision of the preceding paragraph is made; the provisions of paragraphs 1 and 3 of Article 5-3, Article 5-4, Article 39, Article 41 paragraph 2, Article 48-3, Article 48-4, Article 50 paragraphs 1 and 2, and Article 51-2 of the same Act shall apply mutatis mutandis to an entity that engages in recruitment of workers by making a notification referred to in the provisions of the preceding paragraph; the provisions of Article 40 of the same Act shall apply mutatis mutandis to the payment of remuneration to an entity that engages in recruitment of workers by making a notification referred to in the provisions of the same paragraph; and the provisions of Article 50 paragraphs 3 and 4 of the same Act shall apply mutatis mutandis to the case where an administrative agency exercises official authority referred to in paragraph 2 of the same Article, as applied mutatis mutandis pursuant to this paragraph. In this case, the term "an entity that intends to carry out labor recruitment" in Article 37 paragraph 2 of the same Act shall be deemed to be replaced with "an entity that intends to engage in recruitment of workers by making a notification referred to in Article 53 paragraph 4 of the Act on the Welfare of Workers Who Take Care of a Child or a Family Member, Including Child Care and Family Care Leave," and the term "order to abolish recruitment business with regard to said workers, or period" in Article 41 paragraph 2 of the same Act shall be deemed to be replaced with "period."
- 法第百八十条の二第三項(信託財産に係る利子等の課税の特例)の規定により控除する所得税の額は、外国法人が同項に規定する収益の分配(当該所得税の納付をした日の属する収益の分配の計算期間に対応するものに限るものとし、当該納付に係る信託財産がその受益権を他の証券投資信託の受託者に取得させることを目的とする証券投資信託で第三百条第二項(信託財産について納付した所得税額の控除)に規定する財務省令で定めるものに係るものである場合には、信託財産を当該証券投資信託の受益権に対する投資として運用することを目的とする公社債投資信託以外の証券投資信託でその設定に係る受益権の募集が法第二条第一項第十五号の三(定義)に規定する公募により行われたものの収益の分配とする。)につき法第百八十一条(利子所得及び配当所得に係る源泉徴収義務)又は第二百十二条(非居住者又は法人の所得に係る源泉徴収義務)の規定により所得税を徴収する際、その徴収して納付すべき所得税の額から控除するものとする。
- The amount of income tax to be deducted pursuant to the provision of Article 180-2(3) (Special Provisions for Taxation on Interest, etc. on Trust Property) of the Act shall, when a foreign corporation collects income tax pursuant to the provisions of Article 181 (Withholding Liability Regarding Interest Income and Dividend Income) or Article 212 (Withholding Liability Regarding Income of Nonresidents or Corporations) of the Act with regard to distribution of profit prescribed in Article 180-2(3) of the Act (limited to one that corresponds to the accounting period for distribution of profit that includes the day on which the said income tax was paid; in the case where the trust property concerning such payment pertains to a securities investment trust established for the purpose of allowing beneficial rights thereof to be acquired by the trustee of another securities investment trust, which is specified by an Ordinance of the Ministry of Finance prescribed in Article 300(2) (Credit for Income Tax Paid with respect to Trust Property), it shall refer to distribution of profit from a securities investment trust other than a bond investment trust which is established for the purpose of managing the trust property for making an investment in the beneficial rights of the relevant securities investment trust and for which the offering of beneficial rights upon establishment has been conducted through the public offering prescribed in Article 2(1)(xv)-3 (Definitions)), be deducted from the amount of income tax to be collected and paid.
- 第四条第一項本文若しくは第二項本文の規定の適用を受ける有価証券又は既に開示された有価証券の募集又は売出しについて、重要な事項について虚偽の記載があり、若しくは記載すべき重要な事項若しくは誤解を生じさせないために必要な事実の記載が欠けている第十三条第一項の目論見書又は重要な事項について虚偽の表示若しくは誤解を生ずるような表示があり、若しくは誤解を生じさせないために必要な事実の表示が欠けている資料を使用して有価証券を取得させた者は、記載が虚偽であり、若しくは欠けていること又は表示が虚偽であり、若しくは誤解を生ずるような表示であり、若しくは表示が欠けていることを知らないで当該有価証券を取得した者が受けた損害を賠償する責めに任ずる。ただし、賠償の責めに任ずべき者が、記載が虚偽であり、若しくは欠けていること又は表示が虚偽であり、若しくは誤解を生ずるような表示であることを知らず、かつ、相当な注意を用いたにもかかわらず知ることができなかつたことを証明したときは、この限りでない。
- With regard to a Public Offering or Secondary Distribution of Securities that is subject to the main clause of Article 4(1) or the main clause of Article 4(2) or Already Disclosed Securities, a person who has another person acquire the Securities using a Prospectus referred to in Article 13(1) that contains any fake statement on important matters or lacks a statement on important matters that should be stated or on a material fact that is necessary for avoiding misunderstanding, or a material that contains any false indication or misleading indication on important matters or lacks indication on a material fact that is necessary for avoiding misunderstanding, shall be held liable to compensate damage sustained by the other person who acquires the Securities without knowing of the existence of such fake statement, lack of such statement, the existence of such false indication or misleading indication or lack of such indication; provided, however, that this shall not apply to the cases where the person liable for such damage proves that he/she did not know of, and was not able to know of even with reasonable care, the existence of such fake statement, lack of such statement, the existence of such false indication or misleading indication or lack of such indication.
- 前条第一項又は第二項の規定による有価証券の募集又は売出し(特定有価証券(その投資者の投資判断に重要な影響を及ぼす情報がその発行者が行う資産の運用その他これに類似する事業に関する情報である有価証券として政令で定めるものをいう。以下この項及び第五項並びに第二十四条において同じ。)に係る有価証券の募集及び売出しを除く。以下この項及び次項において同じ。)に係る届出をしようとする発行者は、その者が会社(外国会社を含む。第五十条の二第九項及び第百五十六条の三第二項第三号を除き、以下同じ。)である場合(当該有価証券(特定有価証券を除く。以下この項から第四項までにおいて同じ。)の発行により会社を設立する場合を含む。)においては、内閣府令で定めるところにより、次に掲げる事項を記載した届出書を内閣総理大臣に提出しなければならない。ただし、当該有価証券の発行価格の決定前に募集をする必要がある場合その他の内閣府令で定める場合には、第一号のうち発行価格その他の内閣府令で定める事項を記載しないで提出することができる。
- The Issuer of Securities who intends to make a notification for Public Offering or Secondary Distribution of Securities (excluding a Public Offering or Secondary Distribution of Securities to be made with regard to Regulated Securities (meaning Securities specified by a Cabinet Order as those for which information that will have material influence on investors' Investment Decisions is information on assets investment or other similar business conducted by the Issuer of the Securities; hereinafter the same shall apply in this paragraph and paragraph (5) of this Article and Article 24); hereinafter the same shall apply in this paragraph and the following paragraph) under paragraph (1) or (2) of the preceding Article shall submit a statement containing descriptions on the following matters to the Prime Minister pursuant to the provisions of a Cabinet Office Ordinance, if the Issuer is a company (including a foreign company; the same shall apply hereinafter, except in Article 50-2(9) and Article 156-3(2)(iii)) (including the cases where the company is to be established by issuance of said Securities (excluding Regulated Securities; hereinafter the same shall apply in this paragraph to paragraph (4))); provided, however, that, in cases where it is necessary to make the Public Offering of Securities before deciding their Issue Price or in other cases specified by a Cabinet Office Ordinance, the statement may be submitted without stating the Issue Price or other matters specified by a Cabinet Office Ordinance among the matters required to be stated under item (i) below:
- 会社法第二編第一章第八節(第五十二条第二項第二号を除く。)(発起人等の責任)及び第百三条第二項(発起人の責任等)の規定は、相互会社の発起人、設立時取締役又は設立時監査役の責任について準用する。この場合において、同法第五十二条第二項(出資された財産等の価額が不足する場合の責任)中「(第二十八条第一号の財産を給付した者又は同条第二号の財産の譲渡人を除く。第二号において同じ。)」とあるのは「(保険業法第二十四条第一項第一号の財産の譲渡人を除く。)」と、同項第一号中「第二十八条第一号又は第二号」とあるのは「保険業法第二十四条第一項第一号」と、同条第三項中「第三十三条第十項第三号」とあるのは「保険業法第二十四条第二項において準用する第三十三条第十項第三号」と、同法第百三条第二項中「第五十七条第一項の募集をした場合において、当該募集」とあるのは「保険業法第二十七条又は第三十条の六第一項の募集」と、「前項」とあるのは「第五十二条第二項(第二号を除く。)」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Part II, Chapter I, Section 8 (excluding Article 52, paragraph (2), item (ii)) (Liability of Incorporators) and Article 103, paragraph (2) (Liabilities of Incorporators) of the Companies Act shall apply mutatis mutandis to the liabilities of incorporators, directors at incorporation or auditors at incorporation of a Mutual Company. In this case, the term '(in this paragraph and in item (ii) excluding those who contributed in kind under Article 28, item (i) or the assignor of the properties under item (ii) of the same Article)' in Article 52, paragraph (2) (Liability for Insufficiency of Value of Properties Contributed) of that Act shall be deemed to be replaced with '(excluding the assignor of the properties under Article 24, paragraph (1), item (i) of the Insurance Business Act)'; the term 'Article 28, item (i) or (ii)' in Article 52, paragraph (2), item (i) shall be deemed to be replaced with 'Article 24, paragraph (1), item (i) of the Insurance Business Act;' the term 'Article 33, paragraph (10), item (iii)' in Article 52, paragraph (3) shall be deemed to be replaced with 'Article 33, paragraph (10), item (iii) as applied mutatis mutandis pursuant to Article 24, paragraph (2) of the Insurance Business Act;' and in Article 103, paragraph (2) of that Act, the term 'In cases where the solicitation under Article 57, paragraph (1) is carried out,' shall be deemed to be deleted, and the terms 'such solicitation' and 'the preceding paragraph' shall be deemed to be replaced with 'solicitation under Article 27 or Article 30-6, paragraph (1) of the Insurance Business Act' and 'Article 52, paragraph (2) (excluding item (ii)),' respectively; any technical change in interpretation shall be specified by a Cabinet Order.
- 法第三章から法第三章の三までの規定及びこの命令の規定により厚生労働大臣に提出する書類は、職業紹介事業若しくは労働者供給事業を行う者の主たる事務所又は募集事業所の所在地を管轄する都道府県労働局長(法第三十三条の二第一項の規定による届出をして行う職業紹介事業にあつては、当該施設の主たる事務所の所在地を管轄する公共職業安定所(その公共職業安定所が二以上ある場合には、厚生労働省組織規則第七百九十二条の規定により当該事務を取り扱う公共職業安定所)の長)を経由して提出するものとする。ただし、法第三十二条の四第三項(法第三十三条第四項において準用する場合を含む。)、法第三十二条の七第一項若しくは第四項(法第三十三条第四項、法第三十三条の三第二項又は法第三十三条の四第二項において準用する場合を含む。)又は第二十一条第三項(第二十五条において準用する場合を含む。)の規定により厚生労働大臣に提出する書類(有料許可証及び無料許可証を含む。)のうち、法第三十条第二項第一号及び第二号(法第三十三条第四項、法第三十三条の三第二項又は法第三十三条の四第二項において準用する場合を含む。)に規定する事項以外の事項に係るものについては、当該事業所の所在地を管轄する都道府県労働局長を経由して提出することができる。
- The documents to be submitted to the Minister of Health, Labour and Welfare pursuant to the provisions of Chapters 3 to 3-3 inclusive of the Act and this Ordinance shall be submitted through the director of the Prefectural Labor Bureau governing the location of the principal place of business of the person operating the employment placement businesses or the labor supply businesses or the recruiting place of business (or the chief of the Public Employment Security Office governing the location of the principal place of business of the applicable facilities (or, if there are two or more such Public Employment Security Offices, the Public Employment Security Offices handling such affairs pursuant to the provision of Article 792 of the Rules on Organization of the Ministry of Health, Labour and Welfare) in case of the employment placement businesses operated by giving the notification pursuant to the provision of Article 33-2, paragraph 1 of the Act); provided, however, that the documents to be submitted to the Minister of Health, Labour and Welfare (excluding the "Certificate of License of Charged Businesses" and the "Certificate of License of Free Businesses) pursuant to the provision of Article 32-4, paragraph 3 of the Act (including the cases where such provision is applied mutatis mutandis pursuant to Article 33, paragraph 4 of the Act), Article 32-7, paragraph 1 of the Act or paragraph 4 (including the cases where such provision is applied mutatis mutandis pursuant to Article 33, paragraph 4 of the Act, Article 33-3, paragraph 2 of the Act or Article 33-4, paragraph 2 of the Act) or Article 21, paragraph 3 (including the cases where such provision is applied mutatis mutandis pursuant to Article 25), which pertain to any matter other than those provided by Article 30, paragraph 2, items 1 and 2 of the Act (including the cases where such provision is applied mutatis mutandis pursuant to Article 33, paragraph 4 of the Act, Article 33-3, paragraph 2 of the Act or Article 33-4, paragraph 2 of the Act) may be submitted through the director of the Prefectural Labor Bureau governing the location of the applicable place of business.
- 有価証券の募集又は売出しを予定している当該有価証券の発行者で、第五条第四項に規定する者に該当するものは、当該募集又は売出しを予定している有価証券の発行価額又は売出価額の総額(以下「発行予定額」という。)が一億円以上の場合においては、内閣府令で定めるところにより、当該募集又は売出しを予定している期間(以下「発行予定期間」という。)、当該有価証券の種類及び発行予定額又は発行若しくは売出しの限度額、当該有価証券について引受けを予定する金融商品取引業者又は登録金融機関のうち主たるものの名称その他の事項で公益又は投資者保護のため必要かつ適当なものとして内閣府令で定めるものを記載した書類(以下「発行登録書」という。)を内閣総理大臣に提出して、当該有価証券の募集又は売出しを登録することができる。ただし、その有価証券発行勧誘等が第二十三条の十三第一項に規定する適格機関投資家向け勧誘(同項本文の規定の適用を受けるものに限る。)に該当するものであつた有価証券の売出し(当該有価証券に関して開示が行われている場合を除く。)及びその有価証券発行勧誘等が同条第三項に規定する少人数向け勧誘(同項本文の規定の適用を受けるものに限る。)に該当するものであつた有価証券の売出し(当該有価証券に関して開示が行われている場合を除く。)を予定している場合は、この限りでない。
- The Issuer of Securities of which Public Offerings or Secondary Distributions are planned may, if he/she satisfies requirements specified in Article 5(4) and the total issue price or the total distribution amount of the Securities of which Public Offerings or Secondary Distributions are planned (hereinafter referred to as the 'Planned Amount of Issue') is 100 million yen or more, register Public Offerings or Secondary Distributions of the Securities by submitting a document which, pursuant to the provisions of a Cabinet Office Ordinance, state the matters specified by a Cabinet Office Ordinance as those necessary and appropriate for the public interest or protection of investors, including the period in which Public Offerings or Secondary Distributions of the Securities are planned (hereinafter referred to as the 'Planned Issue Period'), the kind of the Securities, the Planned Amount of Issue or the maximum amount of issue or distribution, and names of principal Financial Instruments Business Operators and/or Registered Financial Institutions which plan to underwrite the Securities (such document is hereinafter referred to as a 'Shelf Registration Statement') to the Prime Minister; provided, however, that this shall not apply to cases where a second distribution is planned for the Securities of which Solicitation for Newly Issued Securities, etc. was conducted in a manner falling under the category of Solicitation Only for Qualified Institutional Investors defined in Article 23-13(1) (limited to Solicitation Only for Qualified Institutional Investors to which the main clause of Article 23-13(1) is applicable) (excluding the Case Where Disclosures Have Been Made with regard to the Securities) or where a second distribution is planned for the Securities of which Solicitation for Newly Issued Securities, etc. was conducted in a manner falling under the category of Solicitation for Small Number of Investors defined in Article 23-13(3) (limited to Solicitation for Small Number of Investors to which the main clause of Article 23-13(3) is applicable) (excluding the Case Where Disclosures Have Been Made with regard to the Securities).
- 信託法第百十四条(議決権の代理行使)、第百十七条(議決権の不統一行使)、第百十八条第二項(受託者の出席等)、第百十九条(延期又は続行の決議)及び第百二十条(議事録)並びに会社法第三百十四条(取締役等の説明義務)、第三百十五条(議長の権限)、第七百三十一条(第一項を除く。)(議事録)、第七百三十二条から第七百三十五条まで(社債権者集会の決議の認可の申立て、社債権者集会の決議の不認可、社債権者集会の決議の効力、社債権者集会の決議の認可又は不認可の決定の公告)及び第七百三十八条(代表社債権者等の解任等)の規定は、権利者集会について準用する。この場合において、信託法第百十九条中「第百八条及び第百九条」とあるのは「資産流動化法第二百四十二条」と、会社法第三百十四条中「取締役、会計参与、監査役及び執行役」とあるのは「受託信託会社等」と、同法第七百三十一条第二項中「社債発行会社」とあるのは「受託信託会社等」と、同条第三項中「社債管理者及び社債権者」とあるのは「代表権利者、特定信託管理者及び各受益証券の権利者」と、「社債発行会社」とあるのは「受託信託会社等」と、同法第七百三十三条第一号中「第六百七十六条の募集」とあるのは「受益証券の募集」と、「当該社債発行会社」とあるのは「受託信託会社等」と、同法第七百三十五条中「社債発行会社」とあるのは「受託信託会社等」と、同法第七百三十八条中「代表社債権者若しくは決議執行者」とあるのは「資産流動化法第二百四十六条第一項の決議により定めた者」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 114 (Proxy Voting), Article 117 (Inconsistent Voting), Article 118(2) (Attendance of Beneficiaries, etc.), Article 119 (Resolutions for Postponement or Continuation), and Article 120 (Minutes of a Meeting) of the Trust Act and the provisions of Article 314 (Accountability of the Directors, etc.), Article 315 (Authority of the Chairperson), Article 731 (excluding paragraph (1)) (Minutes of a Meeting), Articles 732 to 735 inclusive (Petitions for Approval of Resolutions Made at Bondholders' Meetings; Rejection of Resolutions Made at Bondholders' Meetings; Effectiveness of Resolutions Made at Bondholders' Meetings; Public Notice of Rulings Approving or Rejecting Resolutions Made at Bondholders' Meetings), and Article 738 (Dismissal of Representative Bondholders) of the Companies Act shall apply mutatis mutandis to Beneficiary Certificate Holders' Meetings. In this case, the phrase 'Article 108 and Article 109' in Article 119 of the Trust Act shall be deemed to be replaced with 'Article 242 of the Asset Securitization Act,' the phrase 'a director, an accounting advisor, a company auditor or an executive officer' in Article 314 of the Companies Act shall be deemed to be replaced with 'a Fiduciary Trust Company, etc.,' the term 'bond-issuing Company' in Article 731(2) of that Act shall be deemed to be replaced with 'Fiduciary Trust Company, etc.,' the phrase 'The bond manager and bondholders' in paragraph (3) of that Article shall be deemed to be replaced with 'The Representative Beneficiary Certificate Holder, the Specified Trust Administrator, and each Beneficiary Certificate Holder,' the term 'Bond-issuing Company' in that paragraph shall be deemed to be replaced with 'Fiduciary Trust Company, etc.,' the phrase 'the solicitation in Article 676' in Article 733(i) of that Act shall be deemed to be replaced with 'the solicitation for Beneficiary Certificates,' the term 'such bond-issuing Company' in that item shall be deemed to be replaced with 'the Fiduciary Trust Company, etc.,' the term 'bond-issuing Company' in Article 735 of that Act shall be deemed to be replaced with 'Fiduciary Trust Company, etc.,' the phrase 'the representative bondholders or Resolution Administrator' in Article 738 of that Act shall be deemed to be replaced with 'the person specified by the resolution set forth in Article 246(1) of the Asset Securitization Act,' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第七条、第九条第一項及び第十条第一項の規定は四半期報告書について、第二十二条の規定は四半期報告書及びその訂正報告書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けている場合について、それぞれ準用する。この場合において、第七条中「第四条第一項又は第二項の規定による届出の日以後当該届出がその効力を生ずることとなる日前において、第五条第一項及び第六項の規定による届出書類」とあるのは「四半期報告書(第二十四条の四の七第一項又は第二項(これらの規定を同条第三項において準用する場合を含む。)の規定による四半期報告書をいう。以下この条、第九条第一項、第十条第一項及び第二十二条において同じ。)」と、「届出者」とあるのは「四半期報告書の提出者」と、「訂正届出書」とあるのは「訂正報告書」と、第九条第一項中「届出者」とあるのは「四半期報告書の提出者」と、「訂正届出書」とあるのは「訂正報告書」と、第十条第一項中「届出者」とあるのは「四半期報告書の提出者」と、「訂正届出書の提出を命じ、必要があると認めるときは、第四条第一項又は第二項の規定による届出の効力の停止」とあるのは「訂正報告書の提出」と、第二十二条第一項中「有価証券届出書の届出者が発行者である有価証券を募集又は売出しによらないで取得した者」とあるのは「四半期報告書又はその訂正報告書の提出者が発行者である有価証券を取得した者」と、同条第二項中「前項」とあるのは「第二十四条の四の七第四項において準用する前項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- Articles 7, 9(1) and 10(1) shall apply mutatis mutandis to Quarterly Securities Reports, and Article 22 shall apply mutatis mutandis to cases where a Quarterly Securities Report and amendment report thereof contain fake statements on important matters or lack statements of important matters to be stated or of important matters necessary for avoiding misunderstanding. In this case, the part 'the statement set forth in Article 5(1) or in other documents required under Article 5(6)' in Article 7 shall be deemed to be replaced with 'a Quarterly Securities Report (meaning a Quarterly Securities Report set forth in Article 24-4-7(1) or (2) (including the cases where they are applied mutatis mutandis pursuant to Article 24-4-7(3); hereinafter the same shall apply in this Article, Article 9(1), Article 11(1) and Article 22)'; the part 'during the period on or after the day on which the notification was made under Article 4(1) or (2) but before the day on which the notification is to take effect,' in Article 7 shall be deemed to be deleted; the term 'the person making the notification' in Article 7 shall be deemed to be replaced with 'the person submitting the Quarterly Securities Report'; the term 'the amendment' in Article 7 shall be deemed to be replaced with 'an amendment report'; the terms 'the person submitting them' and 'the amendment ' in Article 9(1) shall be deemed to be replaced with 'the person submitting the Quarterly Securities Report' and 'an amendment report,' respectively; the term 'the person submitting the Securities Registration Statement' in Article 10(1) shall be deemed to be replaced with 'the person submitting the Quarterly Securities Report'; the part 'submit the amendment and may, when it is found necessary, order the suspension of the effect of the notification made under Article 4(1) or (2)' in Article 10(1) shall be deemed to be replaced with 'to submit an amendment report'; the part 'persons who have acquired the Securities issued by the person submitting the Securities Registration Statement not through Public Offering or Secondary Distribution' in Article 22(1) shall be deemed to be replaced with 'persons who have acquired the Securities issued by the person submitting the Quarterly Securities Report and amendment reports'; the term 'the preceding paragraph' in Article 22(2) shall be deemed to be replaced with 'the preceding paragraph as applied mutatis mutandis pursuant to Article 24-4-7(4)'; and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第一項から前項までの規定は、当該有価証券が特定有価証券である場合について準用する。この場合において、第一項中「有価証券の募集及び売出しを除く」とあるのは「有価証券の募集又は売出しに限る」と、「当該有価証券(特定有価証券を除く。以下この項から第四項までにおいて同じ。)」とあるのは「当該特定有価証券」と、同項第二号中「当該会社の商号、当該会社の属する企業集団(当該会社及び当該会社が他の会社の議決権の過半数を所有していることその他の当該会社と密接な関係を有する者として内閣府令で定める要件に該当する者(内閣府令で定める会社その他の団体に限る。)の集団をいう。以下同じ。)及び当該会社の経理の状況その他事業」とあるのは「当該会社が行う資産の運用その他これに類似する事業に係る資産の経理の状況その他資産」と、第二項中「有価証券の募集又は売出しのうち」とあるのは「特定有価証券に係る有価証券の募集又は売出しのうち」と、同項第一号中「有価証券の」とあるのは「特定有価証券の」と、同項第二号中「有価証券の募集又は売出し」とあるのは「特定有価証券に係る有価証券の募集又は売出し」と、同項第三号中「同項本文」とあるのは「第二十四条第五項において準用する同条第一項本文」と、「第二十四条の四の七第一項若しくは第二項」とあるのは「第二十四条の四の七第三項において準用する同条第一項若しくは第二項」と、「第二十四条の四の七第一項に規定する事項」とあるのは「第二十四条の四の七第三項において準用する同条第一項に規定する事項」と、「第二十四条の五第一項に規定する事項」とあるのは「第二十四条の五第三項において準用する同条第一項に規定する事項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of paragraph (1) to the preceding paragraph shall apply mutatis mutandis to cases where the Securities for which the notification set forth in paragraph (1) is made are Regulated Securities. In this case, the terms 'excluding a Public Offering or Secondary Distribution of Securities' and 'said Securities (excluding Regulated Securities; hereinafter the same shall apply in this paragraph to paragraph (iv))' in paragraph (1) shall be deemed to be replaced with 'limited to a Public Offering or Secondary Distribution of Securities' and 'said Securities,' respectively; the terms 'Trade name of the company, financial conditions of the Corporate Group (meaning the group consisting of the company and other persons (limited to companies or other organizations specified by a Cabinet Office Ordinance) who satisfies the requirements specified by a Cabinet Office Ordinance as those for being regarded as having a close relationship with the company, including the requirement that the company holds the majority of voting rights of the person who is a company; the same shall apply hereinafter) to which the company belongs and of the company, other important matters concerning the company's business' in item (ii) of said paragraph shall be deemed to be replaced with 'Financial conditions of asset investment or other similar businesses conducted by the company, other important matters concerning the company's assets'; the term 'a Public Offering or Secondary Distribution of Securities' in paragraph (2) shall be deemed to be replaced with 'a Public Offering or Secondary Distribution of Regulated Securities'; the term 'Securities falling under any of the categories' in item (i) of said paragraph shall be deemed to be replaced with 'Regulated Securities falling under any of the categories of Securities'; the term 'Public Offering or Secondary Distribution of Securities' in item (ii) of said paragraph shall be deemed to be replaced with 'Public Offering or Secondary Distribution of Regulated Securities'; the term 'the main clause of Article 24(1),' 'Article 24-4-7(1) or (2),' 'the matters set forth in Article 24-4-7(1)' and 'the matters set forth in Article 24-5(1)' in item (iii) of said paragraph shall be deemed to be replaced with 'the main clause of Article 24(1) as applied mutatis mutandis pursuant to Article 24(5),' 'Article 24-4-7(1) or (2) as applied mutatis mutandis pursuant to Article 24-4-7(3),' 'the matters set forth in Article 24-4-7(1) as applied mutatis mutandis pursuant to Article 24-4-7(3)' and 'the matters set forth in Article 24-5(1) as applied mutatis mutandis pursuant to Article 24-5(3) '; and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第七条、第九条第一項及び第十条第一項の規定は半期報告書及び臨時報告書について、第二十二条の規定は半期報告書及び臨時報告書並びにこれらの訂正報告書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けている場合について、それぞれ準用する。この場合において、第七条中「第四条第一項又は第二項の規定による届出の日以後当該届出がその効力を生ずることとなる日前において、第五条第一項及び第六項の規定による届出書類」とあるのは「半期報告書(第二十四条の五第一項(同条第三項において準用する場合を含む。)に規定する半期報告書をいう。以下この条、第九条第一項、第十条第一項及び第二十二条において同じ。)又は臨時報告書(第二十四条の五第四項に規定する臨時報告書をいう。以下この条、第九条第一項、第十条第一項及び第二十二条において同じ。)」と、「届出者」とあるのは「半期報告書又は臨時報告書の提出者」と、「訂正届出書」とあるのは「訂正報告書」と、第九条第一項中「届出者」とあるのは「半期報告書又は臨時報告書の提出者」と、「訂正届出書」とあるのは「訂正報告書」と、第十条第一項中「届出者」とあるのは「半期報告書又は臨時報告書の提出者」と、「訂正届出書の提出を命じ、必要があると認めるときは、第四条第一項又は第二項の規定による届出の効力の停止」とあるのは「訂正報告書の提出」と、第二十二条第一項中「有価証券届出書の届出者が発行者である有価証券を募集又は売出しによらないで取得した者」とあるのは「半期報告書又は臨時報告書若しくはこれらの訂正報告書の提出者が発行者である有価証券を取得した者」と、同条第二項中「前項」とあるのは「第二十四条の五第五項において準用する前項」と読み替えるものとする。
- Articles 7, 9(1) and 10(1) shall apply mutatis mutandis to Semiannual Securities Reports and Extraordinary Reports, and Article 22 shall apply mutatis mutandis to cases where a Semiannual Securities Report and Extraordinary Report thereof contain fake statements on important matters or lack statements of important matters or of important matters necessary for avoiding misunderstanding. In this case, the part 'the statement set forth in Article 5(1) or in other documents required under Article 5(6)' in Article 7 shall be deemed to be replaced with 'a Semiannual Securities Report (meaning a Semiannual Securities Report set forth in Article 24-5(1) (including the cases where it is applied mutatis mutandis pursuant to Article 24-5(3)); hereinafter the same shall apply in this Article, Article 9(1), Article 10(1) and Article 22) or an Extraordinary Report (meaning an Extraordinary Report set forth in Article 24-5(4); hereinafter the same shall apply in this Article, Article 9(1), Article 10(1) and Article 22)'; the part 'during the period on or after the day on which the notification was made under Article 4(1) or (2) but before the day on which the notification is to take effect,' in Article 7 shall be deemed to be deleted; the term 'the person making the notification' in Article 7 shall be deemed to be replaced with 'the person submitting the Semiannual Securities Report or Extraordinary Report'; the term 'the amendment' in Article 7 shall be deemed to be replaced with 'an amendment report'; the terms 'the person submitting them' and 'the amendment' in Article 9(1) shall be deemed to be replaced with 'the person submitting the Semiannual Securities Report or Extraordinary Report' and 'an amendment report,' respectively; the term 'the person submitting the Securities Registration Statement' in Article 10(1) shall be deemed to be replaced with 'the person submitting the Semiannual Securities Report or Extraordinary Report'; the part 'submit the amendment and may, when he/she finds it necessary, order the suspension of the effect of the notification made under Article 4(1) or (2)' in Article 10(1) shall be deemed to be replaced with 'to submit an amendment report'; the part 'persons who have acquired the Securities issued by the person submitting the Securities Registration Statement not through Public Offering or Secondary Distribution' in Article 22(1) shall be deemed to be replaced with 'persons who have acquired the Securities issued by the person submitting the Semiannual Securities Report or Extraordinary Report, or amendment reports therefor'; and the term 'the preceding paragraph' in Article 22(2) shall be deemed to be replaced with 'the preceding paragraph as applied mutatis mutandis pursuant to Article 24-5(5)'.
- 会社法第二百七条(第九項第一号を除く。)、第六百四条第三項、第六百二十条、第六百二十三条第一項、第六百二十五条から第六百三十六条まで、第六百六十条、第六百六十一条及び第六百六十五条の規定は、有限責任監査法人について準用する。この場合において、これらの規定中「法務省令」とあるのは「内閣府令」と、同法第二百七条第一項中「第百九十九条第一項第三号に掲げる事項を」とあるのは「金銭以外の財産を出資の目的として」と、「同号」とあるのは「当該金銭以外」と、同条第七項及び第九項第二号から第五号までの規定中「第百九十九条第一項第三号」とあるのは「金銭以外の財産」と、同条第八項中「募集株式の引受人」とあるのは「社員になろうとする者」と、「その募集株式の引受けの申込み又は第二百五条の契約に係る意思表示」とあるのは「出資の申込み」と、同条第十項第一号中「取締役、会計参与、監査役若しくは執行役」とあるのは「社員」と、「支配人その他の使用人」とあるのは「使用人」と、同項第二号中「募集株式の引受人」とあるのは「社員になろうとする者」と、同法第六百四条第三項中「前項」とあるのは「公認会計士法第三十四条の二十二第一項において準用する前項」と、同法第六百三十一条第一項中「事業年度」とあるのは「会計年度」と、同法第六百三十二条第一項中「第六百二十四条第一項」とあるのは「公認会計士法第三十四条の二十二第一項において準用する第六百二十四条第一項」と、同条第二項中「が、第六百二十四条第一項前段」とあるのは「が、公認会計士法第三十四条の二十二第一項において準用する第六百二十四条第一項前段」と、「は、第六百二十四条第一項前段」とあるのは「は、同法第三十四条の二十二第一項において準用する第六百二十四条第一項前段」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 207 (excluding paragraph (9)(i)), Article 604(3), Article 620, Article 623(1), Articles 625 to 636 inclusive, Article 660, Article 661 and Article 665 of the Companies Act shall apply mutatis mutandis to limited liability audit corporations. In this case, the term 'Ordinance of the Ministry of Justice' in these provisions shall be deemed to be replaced with 'Cabinet Office Ordinance,' the phrase 'the matters listed in Article 199(1)(iii)' in Article 207(1) of the Companies Act shall be deemed to be replaced with 'property other than money as the object of capital contribution,' the phrase 'provided for in that item' in the same paragraph shall be deemed to be replaced with 'other than money,' the phrase 'provided for in Article 199(1)(iii)' in paragraph (7) and paragraph (9)(ii) to (v) inclusive of the same Article shall be deemed to be replaced with 'of property other than money,' the term 'subscriber for Shares for Subscription' in paragraph (8) of the same Article shall be deemed to be replaced with 'person who intends to become a partner,' the phrase 'his/her applications for subscription for Shares for Subscription, or his/her manifestation of intention relating to the contract provided for in Article 205' in the same paragraph shall be deemed to be replaced with 'his/her offer for capital contribution,' the phrase 'director, an accounting advisor, a company auditor or executive officer,' in paragraph (10)(i) of the same Article shall be deemed to be replaced with 'partner,' the phrase 'employee including a manager' in the same item shall be deemed to be replaced with 'employee,' the term 'subscriber for Shares for Subscription' in item (ii) of the same paragraph shall be deemed to be replaced with 'person who intends to become a partner,' the term 'the preceding paragraph' in Article 604(3) of the same Act shall be deemed to be replaced with 'the preceding paragraph as applied mutatis mutandis pursuant to Article 34-22(1) of the Certified Public Accountants Act,' the term 'business year' in Article 631(1) of the same Act shall be deemed to be replaced with 'fiscal year,' the term 'Article 624(1)' in Article 632(1) of the same Act shall be deemed to be replaced with 'Article 624(1) as applied mutatis mutandis pursuant to Article 34-22(1) of the Certified Public Accountants Act,' the phrase 'a demand is made under the provisions of the first sentence of Article 624(1)' in paragraph (2) of the same Article shall be deemed to be replaced with 'a demand is made under the provisions of the first sentence of Article 624(1) as applied mutatis mutandis pursuant to Article 34-22(1) of the Certified Public Accountants Act,' and the phrase 'the demand under the first sentence of Article 624(1)' in the same paragraph shall be deemed to be replaced with 'the demand under the first sentence of Article 624(1) as applied mutatis mutandis pursuant to Article 34-22(1) of the Certified Public Accountants Act,' and any other necessary technical replacement of terms shall be specified by Cabinet Order.
- 第七条、第九条第一項及び第十条第一項の規定は前項に規定する報告書(以下「自己株券買付状況報告書」という。)について、第二十二条の規定は自己株券買付状況報告書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けている場合について、それぞれ準用する。この場合において、第七条中「第四条第一項又は第二項の規定による届出の日以後当該届出がその効力を生ずることとなる日前において、第五条第一項及び第六項の規定による届出書類」とあるのは「自己株券買付状況報告書(第二十四条の六第一項に規定する報告書をいう。以下この条、第九条第一項、第十条第一項及び第二十二条において同じ。)」と、「届出者」とあるのは「自己株券買付状況報告書の提出者」と、「訂正届出書」とあるのは「訂正報告書」と、第九条第一項中「届出者」とあるのは「自己株券買付状況報告書の提出者」と、「訂正届出書」とあるのは「訂正報告書」と、第十条第一項中「届出者」とあるのは「自己株券買付状況報告書の提出者」と、「訂正届出書の提出を命じ、必要があると認めるときは、第四条第一項又は第二項の規定による届出の効力の停止」とあるのは「訂正報告書の提出」と、第二十二条第一項中「第二十一条第一項第一号及び第三号に掲げる者」とあるのは「当該自己株券買付状況報告書を提出した会社のその提出の時における役員」と、「有価証券届出書の届出者が発行者である有価証券を募集又は売出しによらないで取得した者」とあるのは「自己株券買付状況報告書の提出者が発行者である有価証券を取得した者」と、同条第二項中「第二十一条第二項第一号及び第二号」とあるのは「第二十一条第二項第一号」と、「前項」とあるのは「第二十四条の六第二項において準用する前項」と読み替えるものとする。
- Article 7, Article 9(1) and Article 10(1) shall apply mutatis mutandis to a report submitted under the preceding paragraph (hereinafter referred to as a 'Share Buyback Report'), and Article 22 shall apply mutatis mutandis to cases where a Share Buyback Report contains any fake statement on important matters or lacks a statement an important matters that should be stated or on a material fact that is necessary for avoiding misunderstanding. In this case, the part 'a statement set forth in Article 5(1) or in other documents required under Article 5(6), or there occurs any other circumstance provided for by a Cabinet Office Ordinance as that which requires amendment of such statement or such other documents for the public interest or protection of investors, during the period on or after the day when the notification was made under Article 4(1) or (2) but before the day when the notification is to take effect' and the terms 'the person making the notification' and 'an amendment' in Article 7 shall be deemed to be replaced with 'a Share Buyback Report (meaning report to be submitted under Article 24-6(1); hereinafter the same shall apply in this Article, Article 9(1), Article 10(1) and Article 22), or there occurs any other circumstance provided for by a Cabinet Office Ordinance as that which requires amendment of a Share Buyback Report for the public interest or protection of investors,' 'the person submitting the Share Buyback Report' and 'an amendment report,' respectively; the terms 'the person submitting them' and 'an amendment' in Article 9(1) shall be deemed to be replaced with 'the person submitting the Share Buyback Report' and 'an amendment report,' respectively; the terms 'the person submitting the Securities Registration Statement' and 'to submit an amendment and may, when he/she finds it necessary, order the suspension of the effect of the notification made under Article 4(1) or (2)' in Article 10(1) shall be deemed to be replaced with 'the person submitting the Share Buyback Report' and 'to submit an amendment report,' respectively; the term 'persons specified in Article 21(1)(i) and (iii)' and the part 'persons who have acquired the Securities issued by the person submitting the Securities Registration Statement not through Public Offering or Secondary Distribution' in Article 22(1) shall be deemed to be replaced with 'person who, at the time of submission of the Share Buyback Report, is an Officer of the company having submitted the Share Buyback Report' and 'persons who have acquired the Securities issued by the person submitting the Share Buyback Report,' respectively; the terms 'Article 21(2)(i) and (ii)' and 'the preceding paragraph' in Article 22(2) shall be deemed to be replaced with 'Article 21(2)(i)' and 'the preceding paragraph as applied mutatis mutandis pursuant to Article 24-6(2),' respectively.
- 会社法第六百八十条から第七百一条まで(第六百八十四条第四項及び第五項を除く。)(募集社債の社債権者、社債原簿、社債原簿記載事項を記載した書面の交付等、社債原簿管理人、社債原簿の備置き及び閲覧等、社債権者に対する通知等、共有者による権利の行使、社債券を発行する場合の社債の譲渡、社債の譲渡の対抗要件、権利の推定等、社債権者の請求によらない社債原簿記載事項の記載又は記録、社債権者の請求による社債原簿記載事項の記載又は記録、社債券を発行する場合の社債の質入れ、社債の質入れの対抗要件、質権に関する社債原簿の記載等、質権に関する社債原簿の記載事項を記載した書面の交付等、信託財産に属する社債についての対抗要件等、社債券の発行、社債券の記載事項、記名式と無記名式との間の転換、社債券の喪失、利札が欠けている場合における社債の償還、社債の償還請求権等の消滅時効)の規定は、特定目的会社が特定社債を発行する場合における特定社債、特定社債権者、特定社債券又は特定社債原簿について準用する。この場合において、これらの規定中「社債原簿記載事項」、「社債発行会社」及び「無記名社債」とあるのは、それぞれ「特定社債原簿記載事項」、「特定社債発行会社」及び「無記名特定社債」と、同法第六百八十条中「募集社債」とあるのは「募集特定社債」と、同条第二号中「前条」とあるのは「資産流動化法第百二十四条」と、同法第六百八十一条第一号中「第六百七十六条第三号から第八号まで」とあるのは「資産流動化法第百二十二条第一項第六号から第十一号まで」と、同法第六百八十三条及び第六百八十四条第一項中「社債原簿管理人」とあるのは「特定社債原簿管理人」と、同法第六百八十五条第五項中「第七百二十条第一項」とあるのは「資産流動化法第百二十九条第二項において準用する第七百二十条第一項」と、同法第六百九十八条中「第六百七十六条第七号」とあるのは「資産流動化法第百二十二条第一項第十号」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 680 to Article 701 (excluding Article 684(4) and (5)) (Bondholders of Bonds for Subscription; Bond Registry; Delivery of Documents Stating Matters to Be Stated in Bond Registry; Manager of Bond Registry; Keeping and Making Available for Inspection of Bond Registry; Notices to Bondholders; Exercise of Rights by Co-owners; Perfection of Assignment of Bonds; Presumption of Rights; Stating or Recording Matters to be Stated in Bond Registry without Request from Bondholders; Stating or Recording Matters to Be Stated in Bond Registry as Requested by Bondholders; Pledges of Bonds with Issued Certificates; Perfection of Pledge of Bonds; Entries in Bond Registry Regarding Pledges; Delivery of Documents Stating Matters to Be Stated in Bond Registry Regarding Pledges; Issuing of Bond Certificates; Matters to Be Stated on Bond Certificates, Conversions Between Registered Bonds and Bearer Bonds; Loss of Bond Certificates; Redemption of Bonds Where Coupons Missing; Extinctive Prescription of Right to Claim Redemption of Bonds) of the Companies Act shall apply mutatis mutandis to the Specified Bonds, Specified Bondholders, Specified Bond Certificates, or the Specified Bond Registry in cases where a Specific Purpose Company issues Specified Bonds. In this case, the phrases 'Matters to Be Specified in Bond Registry,' 'Bond-issuing Company,' and 'bearer bonds' in said provisions shall be deemed to be replaced with 'Matters to Be Stated in the Specified Bond Registry,' 'Company Issuing Specified Bonds,' and 'Specified Bonds in bearer form,' respectively, the phrase 'Bonds for subscription' in Article 680 of the Companies Act shall be deemed to be replaced with 'Specified Bonds for Subscription,' the phrase 'the preceding Article' in Article 680(ii) of that Act shall be deemed to be replaced with 'Article 124 of the Asset Securitization Act,' the phrase 'items (iii) through (viii) of Article 676' in Article 681(i) of the Companies Act shall be deemed to be replaced with 'Article 122(1)(vi) to (xi) inclusive of the Asset Securitization Act,' the phrase 'a manager of Bond Registry' in Article 683 and Article 684(1) of the Companies Act shall be deemed to be replaced with 'an Administrator of the Specified Bond Registry,' the phrase 'paragraph (1) of Article 720' in Article 685(5) of the Companies Act shall be deemed to be replaced with 'Article 720(1) as applied mutatis mutandis pursuant to Article 129(2) of the Asset Securitization Act,' the phrase 'item (vii) of Article 676' in Article 698 of the Companies Act shall be deemed to be replaced with 'Article 122(1)(x)' of the Asset Securitization Act, and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 有価証券の発行者である会社は、その会社が発行者である有価証券(特定有価証券を除く。次の各号を除き、以下この条において同じ。)が次に掲げる有価証券のいずれかに該当する場合には、内閣府令で定めるところにより、事業年度ごとに、当該会社の商号、当該会社の属する企業集団及び当該会社の経理の状況その他事業の内容に関する重要な事項その他の公益又は投資者保護のため必要かつ適当なものとして内閣府令で定める事項を記載した報告書(以下「有価証券報告書」という。)を、当該事業年度経過後三月以内(当該会社が外国会社である場合には、公益又は投資者保護のため必要かつ適当なものとして政令で定める期間内)に、内閣総理大臣に提出しなければならない。ただし、当該有価証券が第三号に掲げる有価証券(株券その他の政令で定める有価証券に限る。)に該当する場合においてその発行者である会社(報告書提出開始年度(当該有価証券の募集又は売出しにつき第四条第一項本文若しくは第二項本文又は第二十三条の八第一項本文若しくは第二項の規定の適用を受けることとなつた日の属する事業年度をいい、当該報告書提出開始年度が複数あるときは、その直近のものをいう。)終了後五年を経過している場合に該当する会社に限る。)の当該事業年度の末日及び当該事業年度の開始の日前四年以内に開始した事業年度すべての末日における当該有価証券の所有者の数が政令で定めるところにより計算した数に満たない場合であつて有価証券報告書を提出しなくても公益又は投資者保護に欠けることがないものとして内閣府令で定めるところにより内閣総理大臣の承認を受けたとき、当該有価証券が第四号に掲げる有価証券に該当する場合において、その発行者である会社の資本金の額が当該事業年度の末日において五億円未満(当該有価証券が第二条第二項の規定により有価証券とみなされる有価証券投資事業権利等である場合にあつては、当該会社の資産の額として政令で定めるものの額が当該事業年度の末日において政令で定める額未満)であるとき、及び当該事業年度の末日における当該有価証券の所有者の数が政令で定める数に満たないとき、並びに当該有価証券が第三号又は第四号に掲げる有価証券に該当する場合において有価証券報告書を提出しなくても公益又は投資者保護に欠けることがないものとして政令で定めるところにより内閣総理大臣の承認を受けたときは、この限りでない。
- When Securities (excluding Regulated Securities; hereinafter the same shall apply in this Article, except in the following items) issued by a company fall under any of the categories specified in the following items, the company shall submit, for each business year, a report stating the trade name of the company, financial conditions of the Corporate Group to which the company belongs and of the company, other important matters concerning the company's business and other matters specified by a Cabinet Office Ordinance as necessary and appropriate for the public interest or protection of investors (hereinafter referred to as an 'Annual Securities Report') to the Prime Minister within three months after the end of that business year (or, in the case of a foreign company, within the period specified by a Cabinet Order as the period necessary and appropriate for the public interest or protection of investors) pursuant to the provisions of a Cabinet Office Ordinance; provided however, that this shall not apply to cases where the Securities issued by the company fall under the category of Securities specified in item (iii) below (limited to share certificates and other Securities specified by a Cabinet Order) and the numbers of holders of the Securities on the last day of that business year and on the respective last days of the business years that began within four years before the day on which that business year began are fewer than the number calculated pursuant to the provisions of a Cabinet Order, if the Prime Minister approves pursuant to the provisions of a Cabinet Office Ordinance that even if the company does not submit Annual Securities Reports, the public interest or protection of investors would not be impaired (limited to the company for which five years have already passed after the end of the Starting Year of the Report Submission (meaning the business year that includes the day on which the main clause of Article 4(1) or (2) or the main clause of Article 23-8(1) or (2) became applicable to the Public Offering or Secondary Distribution of the Securities, or, the latest one of such business years); where the Securities issued by the company fall under the category of Securities specified in item (iv) below, if the amount of the stated capital of the company is less than 500 million yen (or if, in cases where the Securities are Rights in Securities Investment Business, etc. that shall be deemed as Securities under Article 2(2), the amount that is specified by a Cabinet Order as the amount of the stated capital of the company is less than the amount specified by a Cabinet Order on the last day of that business year) or if the number of holders of the Securities on the last day of that business year are fewer than the number specified by a Cabinet Order; and where the Securities issued by the company fall under the category of Securities specified in item (iii) or (iv) below, if the Prime Minister approves as specified by a Cabinet Order that even if the company does not submit Annual Securities Reports, the public interest or protection of investors would not be impaired.
- 会社法第二百二条から第二百十三条まで(第二百二条第三項、第二百七条第九項第三号及び第五号並びに第二百十三条第一項第三号を除く。)(株主に株式の割当てを受ける権利を与える場合、募集株式の申込み、募集株式の割当て、募集株式の申込み及び割当てに関する特則、募集株式の引受け、金銭以外の財産の出資、出資の履行、株主となる時期、募集株式の発行等をやめることの請求、引受けの無効又は取消しの制限、不公正な払込金額で株式を引き受けた者等の責任、出資された財産等の価額が不足する場合の取締役等の責任)、第八百六十八条第一項(非訟事件の管轄)、第八百七十条(第二号及び第七号に係る部分に限る。)(陳述の聴取)、第八百七十一条(理由の付記)、第八百七十二条(第四号に係る部分に限る。)(即時抗告)、第八百七十四条(第一号に係る部分に限る。)(不服申立ての制限)、第八百七十五条(非訟事件手続法の規定の適用除外)及び第八百七十六条(最高裁判所規則)の規定は、第一項の特定目的会社の募集特定出資について準用する。この場合において、これらの規定中「株主」とあるのは「特定社員」と、「株式」とあるのは「特定出資」と、「数」とあるのは「口数」と、「第百九十九条第一項第三号」とあるのは「資産流動化法第三十六条第一項第三号」と、「第百九十九条第一項第四号」とあるのは「資産流動化法第三十六条第一項第四号」と、同法第二百二条第一項中「募集事項」とあるのは「社員総会の決議により、募集事項」と、同条第二項中「一株」とあるのは「一口」と、同条第五項中「第百九十九条第二項から第四項まで及び前二条」とあるのは「資産流動化法第三十六条第二項及び第三項」と、同法第二百四条第二項中「株主総会」とあるのは「社員総会」と、同法第二百七条第九項第一号中「発行済株式の総数」とあるのは「特定出資の総口数」と、同法第二百十条中「自己株式」とあるのは「自己特定出資(資産流動化法第五十九条第二項に規定する自己特定出資をいう。)」と、同条第一号中「法令又は定款」とあるのは「法令、資産流動化計画又は定款」と、同法第二百十三条第一項第一号中「業務執行取締役(委員会設置会社にあっては、執行役。以下この号において同じ。)その他当該業務執行取締役」とあるのは「取締役その他当該取締役」と、同項第二号中「株主総会」とあるのは「社員総会」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Articles 202 to 213 inclusive (excluding Article 202(3), Article 207(9)(iii) and (v) and Article 213(1)(iii)) (Cases Where Entitlement to Allotment of Shares Is Granted to Shareholders; Applications for Shares for Subscription; Allotment of Shares for Subscription; Special Provisions on Subscription and Allotment of Shares for Subscription; Subscription for Shares for Subscription; Contribution of Property Other Than Monies; Performance of Contributions; Timing of Shareholder Status; Demanding Cessation of Issue of Shares for Subscription; Restrictions on Invalidation or Rescission of Subscription; Liabilities of Persons Who Subscribed for Shares with Unfair Amount To Be Paid In; Liabilities of Directors in Case of Shortfall in Value of Property Contributed), Article 868(1) (Jurisdiction over Non-Contentious Cases), Article 870 (limited to the portion pertaining to item (ii) and item (vii)) (Hearing of Statements), Article 871 (Appending of the Reason), Article 872 (limited to the portion pertaining to item (iv)) (Immediate Appeal), Article 874 (limited to the portion pertaining to item (i)) (Restrictions on Appeal), Article 875 (Exclusion from Application of the Provisions of the Non-Contentious Cases Procedures Act), and Article 876 (Supreme Court Rules) of the Companies Act shall apply mutatis mutandis to the Specified Equity for Subscription of a Specific Purpose Company set forth in paragraph (1). In this case, the term 'shareholder' in these provisions shall be deemed to be replaced with 'Specified Equity Member,' the term 'shares' in these provisions shall be deemed to be replaced with 'Specified Equity,' the term 'number' in these provisions shall be deemed to be replaced with 'number of units,' the term 'Article 199(1)(iii)' in these provisions shall be deemed to be replaced with 'Article 36(1)(iii) of the Asset Securitization Act,' the term 'Article 199(1)(iv)' in these provisions shall be deemed to be replaced with 'Article 36(1)(iv) of the Asset Securitization Act,' the term 'Subscription Requirements' in Article 202(1) of the Companies Act shall be deemed to be replaced with 'Subscription Requirements determined by resolution at a general meeting of members,' the term 'one share' in paragraph (2) of that Article shall be deemed to be replaced with 'one unit,' the phrase 'paragraphs (2) to (4) inclusive of Article 199 and the preceding two Articles' in Article 202(5) of the Companies Act shall be deemed to be replaced with 'Article 36(2) and (3) of the Asset Securitization Act,' the term 'shareholders meeting' in Article 204(2) of that Act shall be deemed to be replaced with 'general meeting of members,' the phrase 'total number of Issued Shares' in Article 207(9)(i) of the Companies Act shall be deemed to be replaced with 'total number of units of Specified Equity,' the term 'Treasury Shares' in Article 210 of the Companies Act shall be deemed to be replaced with 'The Company's Own Specified Equity (meaning a Company's Own Specified Equity as defined in Article 59(2) of the Asset Securitization Act),' the phrase 'laws and regulations or articles of incorporation' in Article 210(i) of the Companies Act shall be deemed to be replaced with 'laws and regulations, Asset Securitization Plan, or articles of incorporation,' the phrase 'Executive directors who carried out duties regarding the solicitation of subscribers for such Shares for Subscription (or, for a Company with Committees, executive officers; the same shall apply hereinafter in this item) and other persons prescribed by the applicable Ordinance of the Ministry of Justice as persons who were involved, in the performance of their duties, in the execution of the business of such executive directors' in Article 213(1)(i) of that Act shall be deemed to be replaced with 'Directors who carried out duties regarding the solicitation of subscribers for such Shares for Subscription and other persons prescribed by an Ordinance of the Ministry of Justice as persons who were involved, in the performance of their duties, in the execution of the business of such directors,' the term 'shareholders meeting' in item (ii) of said paragraph shall be deemed to be replaced with 'general meeting of members,' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 会社法第三十三条(第十一項第二号を除く。)、第五十二条、第二百十二条(第一項第一号を除く。)及び第五百七十八条の規定は、有限責任監査法人の社員になろうとする者について準用する。この場合において、同法第三十三条第一項中「第二十八条各号に掲げる事項についての」とあるのは「金銭以外の財産を出資の目的とする」と、「第三十条第一項」とあるのは「公認会計士法第三十四条の七第二項において準用する第三十条第一項」と、同条第四項、第六項及び第十項第二号中「法務省令」とあるのは「内閣府令」と、同条第七項及び第八項中「第二十八条各号に掲げる事項」とあるのは「金銭以外の財産の価額」と、同条第十項第一号中「第二十八条第一号及び第二号」とあるのは「金銭以外」と、「同条第一号及び第二号に掲げる事項」とあるのは「当該金銭以外の財産の価額」と、同項第二号中「第二十八条第一号又は第二号に掲げる事項」とあるのは「価額」と、同項第三号中「第二十八条第一号又は第二号に掲げる事項」とあるのは「当該金銭以外の財産の価額」と、同条第十一項第一号中「発起人」とあるのは「有限責任監査法人の社員になろうとする者」と、同項第三号中「設立時取締役(第三十八条第一項に規定する設立時取締役をいう。)又は設立時監査役(同条第二項第二号に規定する設立時監査役をいう。)」とあるのは「有限責任監査法人の社員」と、同法第五十二条第一項中「現物出資財産等の価額が当該現物出資財産等」とあるのは「出資の目的とされた金銭以外の財産の価額が当該金銭以外の財産」と、同項及び同条第二項中「設立時取締役」とあるのは「有限責任監査法人の社員」と、同項中「現物出資財産等」とあるのは「金銭以外の財産」と、同項第一号中「第二十八条第一号又は第二号に掲げる事項」とあるのは「金銭以外の財産」と、同条第三項中「第三十三条第十項第三号」とあるのは「公認会計士法第三十四条の二十三第二項において準用する第三十三条第十項第三号」と、同法第二百十二条中「現物出資財産」とあるのは「金銭以外の財産」と、同条第一項第二号中「第二百九条の規定により募集株式の株主」とあるのは「社員」と、「第百九十九条第一項第三号」とあるのは「金銭以外の財産」と、同条第二項中「第百九十九条第一項第三号」とあるのは「金銭以外の財産」と、「募集株式の引受けの申込み又は第二百五条の契約に係る意思表示」とあるのは「出資」と、同法第五百七十八条中「設立しようとする持分会社が合同会社である場合」とあるのは「有限責任監査法人を設立しようとする場合」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 33 (excluding paragraph (11)(ii)), Article 52, Article 212 (excluding paragraph (1)(i)) and Article 578 of the Companies Act shall apply mutatis mutandis to a person who intends to become a partner of a limited liability audit corporation. In this case, the phrase 'the matters listed in each item of Article 28' in Article 33(1) of the Companies Act shall be deemed to be replaced with 'that property other than money may be made the object of capital contribution,' the term 'Article 30(1)' in the same paragraph shall be deemed to be replaced with 'Article 30(1) as applied mutatis mutandis pursuant to Article 34-7(2) of the Certified Public Accountants Act,' the term 'Ordinance of the Ministry of Justice' in paragraph (4), paragraph (6) and paragraph (10)(ii) of the same Article shall be deemed to be replaced with 'Cabinet Office Ordinance,' the phrase 'matters listed in each item of Article 28' in paragraph (7) and paragraph (8) of the same Article shall be deemed to be replaced with 'the value of property other than money,' the phrase 'under Item 1 and Item 2 of Article 28' in paragraph (10)(i) of the same Article shall be deemed to be replaced with 'other than money,' the phrase 'Matters listed in Item 1 and Item 2 of such Article' in the same item shall be deemed to be replaced with 'The value of said property other than money,' the phrase 'Matters listed in Item 1 and Item 2 of Article 28 with respect to' in item (ii) of the same paragraph shall be deemed to be replaced with 'The value of,' the phrase 'Matters listed in Item 1 and Item 2 of Article 28' in item (iii) of the same paragraph shall be deemed to be replaced with 'The value of said property other than money,' the term 'An incorporator' in paragraph (11)(i) of the same Article shall be deemed to be replaced with 'A person who intends to become a partner of a limited liability audit corporation,' the phrase 'A Director at Incorporation (referring to a Director at Incorporation prescribed in Article 38(1)) or an Auditor at Incorporation (referring to an Auditor at Incorporation prescribed in Paragraph 2(ii) of such Article)' in item (iii) of the same paragraph shall be deemed to be replaced with 'A partner of a limited liability audit corporation,' the phrase 'the value of the Properties Contributed in Kind at formation of a Stock Company is substantially short of the value specified or recorded in the articles of incorporation with respect to such Properties Contributed in Kind' in Article 52(1) of the same Act shall be deemed to be replaced with 'the value of the property other than money that has been made the object of capital contribution is substantially short of the value specified or recorded in the articles of incorporation with respect to such property other than money,' the term 'Directors at Incorporation' in the same paragraph and paragraph (2) of the same Article shall be deemed to be replaced with 'partners of the limited liability audit corporation,' the term 'Properties Contributed in Kind' in the same paragraph shall be deemed to be replaced with 'property other than money,' the phrase 'matters listed in Item 1 or Item 2 of Article 28' in item (i) of the same paragraph shall be deemed to be replaced with 'property other than money,' the term 'Article 33(10)(iii)' in paragraph (3) of the same Article shall be deemed to be replaced with 'Article 33(10)(iii) as applied mutatis mutandis pursuant to Article 34-23(2) of the Certified Public Accountants Act,' the term 'Properties Contributed in Kind' in Article 212 of the same Act shall be deemed to be replaced with 'property other than money,' the phrase 'a shareholder of the Shares for Subscription pursuant to the provisions of Article 209' in paragraph (1)(ii) of the same Article shall be deemed to be replaced with 'partner,' the phrase 'provided for under Article 199(1)(iii)' in the same item shall be deemed to be replaced with 'of property other than money,' the phrase 'prescribed under Article 199(1)(iii)' in paragraph (2) of the same Article shall be deemed to be replaced with 'of property other than money,' the phrase 'his/her application for subscription for Shares for Subscription or his/her manifestation of intention relating to the contract provided for in Article 205' in the same paragraph shall be deemed to be replaced with 'his/her capital contribution' and the phrase 'In cases where a Membership Company to be incorporated is a Limited Liability Company' in Article 578 of the same Act shall be deemed to be replaced with 'In the case of incorporating a limited liability audit corporation,' and any other necessary technical replacement of terms shall be specified by Cabinet Order.
- 第十七条から第二十一条まで、第二十二条及び第二十三条の規定は、発行登録を行つた有価証券の募集又は売出しについて準用する。この場合において、第十七条中「第十三条第一項の目論見書」とあるのは「第二十三条の十二第二項において準用する第十三条第一項の目論見書(当該目論見書に係る参照書類を含む。)」と、第十八条第一項中「有価証券届出書のうちに」とあるのは「発行登録書類、第二十三条の四、第二十三条の九第一項若しくは第二十三条の十第一項(同条第五項において準用する場合を含む。)の規定による訂正発行登録書(以下「訂正発行登録書」という。)又は発行登録追補書類及びその添付書類並びにこれらの書類に係る参照書類(以下「発行登録書類等」という。)のうちに」と、「当該有価証券届出書」とあるのは「発行登録書類、訂正発行登録書又は発行登録追補書類及びこれらの添付書類」と、同条第二項中「目論見書のうちに」とあるのは「目論見書(当該目論見書に係る参照書類を含む。)のうちに」と、第十九条第二項中「有価証券届出書」とあるのは「発行登録書類等」と、「目論見書」とあるのは「目論見書(当該目論見書に係る参照書類を含む。)」と、第二十条中「有価証券届出書」とあるのは「発行登録書類等」と、「目論見書のうちに」とあるのは「目論見書(当該目論見書に係る参照書類を含む。)のうちに」と、「第四条第一項若しくは第二項の規定による届出がその効力を生じた時」とあるのは「発行登録の効力が生じており、かつ、それに係る発行登録追補書類が提出された時」と、「第十条第一項又は第十一条第一項」とあるのは「第二十三条の十第三項又は第二十三条の十一第一項」と、第二十一条第一項各号列記以外の部分中「有価証券届出書のうちに」とあるのは「発行登録書類等のうちに」と、同項第一号及び第三号中「当該有価証券届出書」とあるのは「発行登録書類、訂正発行登録書又は発行登録追補書類及びこれらの添付書類」と、同条第三項中「目論見書のうちに」とあるのは「目論見書(当該目論見書に係る参照書類を含む。)のうちに」と、第二十二条第一項中「有価証券届出書のうちに」とあるのは「発行登録書類等のうちに」と、「当該有価証券届出書」とあるのは「発行登録書類、訂正発行登録書又は発行登録追補書類及びこれらの添付書類」と、第二十三条中「第四条第一項若しくは第二項の規定による届出があり、かつ、その効力が生じたこと」とあるのは「発行登録の効力が生じており、かつ、それに係る発行登録追補書類が提出されたこと(第二十三条の八第二項の有価証券の募集又は売出しにあつては、発行登録の効力が生じていること。)」と、「第十条第一項若しくは第十一条第一項」とあるのは「第二十三条の十第三項若しくは第二十三条の十一第一項」と、「当該届出」とあるのは「当該発行登録」と、「有価証券届出書」とあるのは「発行登録書類等」と読み替えるものとする。
- Articles 17 to 21, Article 22 and Article 23 shall apply mutatis mutandis to Public Offering or Secondary Distribution of Securities for which Shelf Registration has been made. In this case, the term 'Prospectus referred to in Article 13(1)' in Article 17 shall be deemed to be replaced with 'Prospectus referred to in Article 13(1) as applied mutatis mutandis pursuant to Article 23-12(2) (including Reference Documents referenced therein)'; the terms 'a Securities Registration Statement contains' and 'the Securities Registration Statement' in Article 18(1) shall be deemed to be replaced with 'Shelf Registration Documents, an Amended Shelf Registration Statement submitted under Article 23-4, Article 23-9(1) or Article 23-10(1) (including the cases where it is applied mutatis mutandis pursuant to Article 23-10(5)) (hereinafter referred to as an 'Amended Shelf Registration Statement'), or Shelf Registration Supplements or the documents attached thereto or Reference Documents referenced in any of the foregoing (hereinafter referred to as 'Shelf Registration Documents, etc.') contain' and 'the Shelf Registration Documents, the Amended Shelf Registration Statement or Shelf Registration Supplements or the documents attached to the foregoing,' respectively; the term 'a Prospectus referred to in Article 13(1) contains' in Article 18(2) shall be deemed to be replaced with 'a Prospectus referred to in Article 13(1) (including Reference Documents referenced therein) contains'; the terms 'the Securities Registration Statement' and 'the Prospectus' in Article 19(2) shall be deemed to be replaced with 'the Shelf Registration Documents' and 'the Prospectus (including Reference Documents referenced therein),' respectively; the terms 'the Securities Registration Statement,' 'the Prospectus contains' and 'Article 10(1) or Article 11(1)' and the part 'from the time when the notification made under Article 4(1) or (2) for Public Offering or Secondary Distribution of the Securities comes into effect' in Article 20 shall be deemed to be replaced with 'the Shelf Registration Documents,' 'the Prospectus (including Reference Documents referenced therein) contains,' 'Article 23-10(3) or Article 23-11(1)' and 'from the time when the Shelf Registration Supplements relating to the Shelf Registration which was made for the Public Offering or Secondary Distribution and already came into effect are submitted,' respectively; the term 'a Securities Registration Statement contains' in the non-itemized part of Article 21(1) shall be deemed to be replaced with 'Shelf Registration Documents contain'; the term 'the Securities Registration Statement' in item (i) and (iii) of Article 21(1) shall be deemed to be replaced with 'the Shelf Registration Documents, the Amended Shelf Registration Statement or Shelf Registration Supplements or the documents attached to the foregoing'; the term 'a Prospectus referred to in Article 13(1) contains' of Article 21(3) shall be deemed to be replaced with 'Prospectus referred to in Article 13(1) (including Reference Documents referenced therein)'; the terms 'a Securities Registration Statement' and 'the Securities Registration Statement' of Article 22(1) shall be deemed to be replaced with 'the Shelf Registration Documents contain' and 'the Shelf Registration Documents, the Amended Shelf Registration Statement or Shelf Registration Supplements or the documents attached to the foregoing,' respectively; the parts 'a notification made under Article 4(1) or (2) for Public Offering or Secondary Distribution of Securities was made and has come into effect,' 'Article 10(1) or Article 11(1),' 'the Securities Registration Statement' and 'the notification' of Article 23 shall be deemed to be replaced with 'the fact that a Shelf Registration has come into effect and Shelf Registration Supplements relating thereto are submitted (in the case of Public Offering or Secondary Distribution of Securities referred to in Article 23-8(2), the fact that the Shelf Registration therefor has come into effect),' 'Article 23-10(3) or Article 23-11(1),' 'the Shelf Registration Documents' and 'the Shelf Registration,' respectively.
- 前各項の規定は、特定有価証券が第一項各号に掲げる有価証券のいずれかに該当する場合について準用する。この場合において、同項本文中「有価証券の発行者である会社」とあるのは「有価証券の発行者である会社(内閣府令で定める有価証券については、内閣府令で定める者を除く。)」と、「特定有価証券を除く」とあるのは「特定有価証券に限る」と、「事業年度ごと」とあるのは「当該特定有価証券につき、内閣府令で定める期間(以下この条において「特定期間」という。)ごと」と、「当該会社の商号、当該会社の属する企業集団及び当該会社の経理の状況その他事業」とあるのは「当該会社が行う資産の運用その他これに類似する事業に係る資産の経理の状況その他資産」と、「当該事業年度」とあるのは「当該特定期間」と、同項ただし書中「当該有価証券が第三号に掲げる有価証券(株券その他の政令で定める有価証券に限る。)に該当する場合においてその発行者である会社(報告書提出開始年度(当該有価証券の募集又は売出しにつき第四条第一項本文若しくは第二項本文又は第二十三条の八第一項本文若しくは第二項の規定の適用を受けることとなつた日の属する事業年度をいい、当該報告書提出開始年度が複数あるときは、その直近のものをいう。)終了後五年を経過している場合に該当する会社に限る。)の当該事業年度の末日及び当該事業年度の開始の日前四年以内に開始した事業年度すべての末日における当該有価証券の所有者の数が政令で定めるところにより計算した数に満たない場合であつて有価証券報告書を提出しなくても公益又は投資者保護に欠けることがないものとして内閣府令で定めるところにより内閣総理大臣の承認を受けたとき、当該有価証券が第四号」とあるのは「当該特定有価証券が第四号」と、「及び当該事業年度の末日における当該有価証券の所有者の数が政令で定める数に満たないとき、並びに」とあるのは「及び」と、同項第四号中「株券、第二条第二項の規定により有価証券とみなされる有価証券投資事業権利等」とあるのは「第二条第二項の規定により有価証券とみなされる有価証券投資事業権利等」と、「当該事業年度又は当該事業年度の開始の日前四年以内に開始した事業年度のいずれかの末日におけるその所有者の数が政令で定める数以上(当該有価証券が同項の規定により有価証券とみなされる有価証券投資事業権利等である場合にあつては、当該事業年度の末日におけるその所有者の数が政令で定める数以上)」とあるのは「当該特定期間の末日におけるその所有者の数が政令で定める数以上」と、第二項中「有価証券の」とあるのは「特定有価証券の」と、第三項中「第一項本文」とあるのは「第五項において準用する第一項本文」と、「発行者」とあるのは「発行者(内閣府令で定める有価証券については、内閣府令で定める者を除く。)」と、「有価証券が」とあるのは「特定有価証券が」と、「その該当することとなつた日」とあるのは「当該特定有価証券につき、その該当することとなつた日」と、「事業年度」とあるのは「特定期間」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of the preceding paragraphs shall apply mutatis mutandis to cases where Regulated Securities issued by a company fall under any of the categories specified in the items of paragraph (1). In this case, the term 'excluding Regulated Securities' in the main clause of paragraph (1) shall be deemed to be replaced with 'limited to Regulated Securities'; the term 'the company shall' in the main clause of paragraph (1) shall be deemed to be replaced with 'the company (if said Securities are so specified by a Cabinet Office Ordinance, excluding persons specified by a Cabinet Office Ordinance) shall'; the terms 'the trade name of the company, financial conditions of the Corporate Group to which the company belongs and of the company, other important matters concerning the company's business' in the main clause of paragraph (1) shall be deemed to be replaced with 'financial conditions of asset investment or other similar businesses conducted by the company, other important matters concerning the company's assets'; the term 'for each business year' in the main clause of paragraph (1) shall be deemed to be replaced with 'for each of the periods of time specified by a Cabinet Office Ordinance for the Regulated Securities (hereinafter referred to as the 'Specified Period' in this Article)'; the term 'that business year' in the main clause of paragraph (1) shall be deemed to be replaced with 'that Specified Period'; the part 'the Securities issued by the company fall under the category of Securities specified in item (iii) below (limited to share certificates and other Securities specified by a Cabinet Order) and the numbers of holders of the Securities on the last day of that business year and on the last days of the business years that began within four years before the day on which that business year began are fewer than the number calculated pursuant to the provisions of a Cabinet Order, if the Prime Minister approves pursuant to the provisions of a Cabinet Office Ordinance that even if the company does not submit Annual Securities Reports, the public interest or protection of investors would not be impaired (limited to the company for which five years have already passed after the end of the Starting Year of Report Submission (meaning the business year that includes the day on which the main clause of Article 4(1) or (2) or the main clause of Article 23-8(1) or (2) became applicable to the Public Offering or Secondary Distribution of the Securities, or, the latest one of such business years); where the Securities issued by the company fall under the category of Securities specified in item (iv) below' in the proviso to paragraph (1) shall be deemed to be replaced with 'the Regulated Securities issued by the company fall under the category of Securities specified in item (iv) below'; the part 'or if the number of holders of the Securities on the last day of that business year is fewer than the number specified by a Cabinet Order; and' in the proviso to paragraph (1) shall be deemed to be replaced with '; and'; the part 'share certificates, Rights in Securities Investment Business, etc. that shall be deemed as Securities under Article 2(2)' in item (iv) of paragraph (1) shall be deemed to be replaced with 'Rights in Securities Investment Business, etc. that shall be deemed as Securities under Article 2(2)'; the part 'if the number of its holders on the last day of that business year or on the last day of any of the business years that began within four years before the day on which that business year began is not less than the number specified by a Cabinet Order (or, in case of Rights in Securities Investment Business, etc. that shall be deemed as Securities under Article 2(2), the number of its holders on the last day of that business year is not less than the number specified by a Cabinet Order)' in item (iv) of paragraph (1) shall be deemed to be replaced with 'if the number of its holders on the last day of the Specified Period is not less than the number specified by a Cabinet Order'; the term 'issued Securities' in paragraph (2) shall be deemed to be replaced with 'issued Regulated Securities'; the term 'Securities issued' in paragraph (3) shall be deemed to be replaced with 'Regulated Securities issued'; the term 'a company' in paragraph (3) shall be deemed to be replaced with 'a company (if said Regulated Securities are Securities so specified by a Cabinet Office Ordinance, excluding persons specified by a Cabinet Office Ordinance)'; the term 'the main clause of paragraph (1)' in paragraph (3) shall be deemed to be replaced with 'the main clause of paragraph (1) as applied mutatis mutandis pursuant to paragraph (5)'; the term 'business year' in paragraph (3) shall be deemed to be replaced with 'Specified Period'; the term 'the day on which the Securities came' in paragraph (3) shall be deemed to be replaced with 'the day on which the Regulated Securities came'; and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第一条の規定、第八条中農業協同組合法第三十条の四第二項第二号の改正規定(「第百九十七条第一項第一号から第四号まで若しくは第七号若しくは第二項、第百九十八条第一号から第十号まで、第十八号若しくは第十九号」を「第百九十七条、第百九十七条の二第一号から第十号まで若しくは第十三号、第百九十八条第八号」に改める部分に限る。)、第九条中水産業協同組合法第三十四条の四第二項第二号の改正規定(「第百九十七条第一項第一号から第四号まで若しくは第七号若しくは第二項、第百九十八条第一号から第十号まで、第十八号若しくは第十九号」を「第百九十七条、第百九十七条の二第一号から第十号まで若しくは第十三号、第百九十八条第八号」に改める部分に限る。)、第十一条中協同組合による金融事業に関する法律第五条の四第四号の改正規定(「第百九十七条第一項第一号から第四号まで若しくは第七号若しくは第二項」を「第百九十七条」に、「第百九十八条第一号から第十号まで、第十八号若しくは第十九号(有価証券の無届募集等の罪)」を「第百九十七条の二第一号から第十号まで若しくは第十三号(有価証券の無届募集等の罪)、第百九十八条第八号(裁判所の禁止又は停止命令違反の罪)」に改める部分に限る。)、第十三条中信用金庫法第三十四条第四号の改正規定(「第百九十七条第一項第一号から第四号まで若しくは第七号若しくは第二項」を「第百九十七条」に、「第百九十八条第一号から第十号まで、第十八号若しくは第十九号(有価証券の無届募集等の罪)」を「第百九十七条の二第一号から第十号まで若しくは第十三号(有価証券の無届募集等の罪)、第百九十八条第八号(裁判所の禁止又は停止命令違反の罪)」に改める部分に限る。)、第十五条中労働金庫法第三十四条第四号の改正規定(「第百九十七条第一項第一号から第四号まで若しくは第七号若しくは第二項」を「第百九十七条」に、「第百九十八条第一号から第十号まで、第十八号若しくは第十九号(有価証券の無届募集等の罪)」を「第百九十七条の二第一号から第十号まで若しくは第十三号(有価証券の無届募集等の罪)、第百九十八条第八号(裁判所の禁止又は停止命令違反の罪)」に改める部分に限る。)、第十八条中保険業法第五十三条の二第一項第三号の改正規定(「第百九十七条第一項第一号から第四号まで若しくは第七号若しくは第二項」を「第百九十七条」に、「第百九十八条第一号から第十号まで、第十八号若しくは第十九号(有価証券の無届募集等の罪)」を「第百九十七条の二第一号から第十号まで若しくは第十三号(有価証券の無届募集等の罪)、第百九十八条第八号(裁判所の禁止又は停止命令違反の罪)」に改める部分に限る。)、第十九条中農林中央金庫法第二十四条の四第四号の改正規定(「第百九十七条第一項第一号から第四号まで若しくは第七号若しくは第二項、第百九十八条第一号から第十号まで、第十八号若しくは第十九号」を「第百九十七条、第百九十七条の二第一号から第十号まで若しくは第十三号、第百九十八条第八号」に改める部分に限る。)並びに附則第二条、第四条、第百八十二条第一項、第百八十四条第一項、第百八十七条第一項、第百九十条第一項、第百九十三条第一項、第百九十六条第一項及び第百九十八条第一項の規定 公布の日から起算して二十日を経過した日
- The provisions of Article 1, the provisions revising Article 30-4, paragraph (2), item (ii) of the Agricultural Cooperatives Act in Article 8 (limited to the portion revising 'Article 197, paragraph (1), items (i) to (iv) or item (vii) or paragraph (2), Article 198, items (i) to (x), item (xviii) or item (xix)' to 'Article 197, Article 197-2, items (i) to (x) or item (xiii), Article 198, item (viii)'), the provisions revising Article 34-4, paragraph (2), item (ii) of the Fisheries Cooperative Association Act in Article 9 (limited to the portion revising 'Article 197, paragraph (1), items (i) to (iv) or item (vii) or paragraph (2), Article 198, items (i) to (x), item (xviii) or item (xix)' to 'Article 197, Article 197-2, items (i) to (x) or item (xiii), Article 198, item (viii)'), the provisions revising Article 5-4, item (iv) of the Act on Financial Businesses by Cooperative in Article 11 (limited to the portions revising 'Article 197, paragraph (1), items (i) to (iv) or item (vii) or paragraph (2)' to 'Article 197,' and 'Article 198, items (i) to (x), item (xviii) or item (xix) (Offense of Solicitation Without Notification, etc. of Securities)' to 'Article 197-2, items (i) to (x) or item (xiii) (Offense of Solicitation Without Notification, etc. of Securities), Article 198, item (viii) (Offense of Violation of Prohibition or Suspension Order by a Court)'), the provisions revising Article 34, item (iv) of the Shinkin Bank Act in Article 13 (limited to the portions revising 'Article 197, paragraph (1), items (i) to (iv) or item (vii) or paragraph (2)' to 'Article 197' and 'Article 198, items (i) to (x), item (xviii) or item (xix) (Offense of Solicitation Without Notification, etc. of Securities)' to 'Article 197-2, items (i) to (x) or item (xiii) (Offense of Solicitation Without Notification, etc. of Securities), Article 198, item (viii) (Offense of Violation of Prohibition or Suspension Order by a Court)'), the provisions revising Article 34, item (iv) of the Labor Bank Act in Article 15 (limited to the portions revising 'Article 197, paragraph (1), items (i) to (iv) or item (vii) or paragraph (2)' to 'Article 197' and 'Article 198, items (i) to (x), item (xviii) or item (xix) (Offense of Solicitation Without Notification, etc. of Securities)' to 'Article 197-2, items (i) to (x) or item (xiii) (Offense of Solicitation Without Notification, etc. of Securities), Article 198, item (viii) (Offense of Violation of Prohibition or Suspension Order by a Court)'), the provisions revising Article 53-2, paragraph (1), item (iii) of the Insurance Business Act in Article 18 (limited to the portions revising 'Article 197, paragraph (1), items (i) to (iv) or item (vii) or paragraph (2)' to 'Article 197' and 'Article 198, items (i) to (x), item (xviii) or item (xix) (Offense of Solicitation Without Notification, etc. of Securities)' to 'Article 197-2, items (i) to (x) or item (xiii) (Offense of Solicitation Without Notification, etc. of Securities), Article 198, item (viii) (Offense of Violation of Prohibition or Suspension Order by a Court)'), the provisions revising Article 24-4, item (iv) of the Norinchukin Bank Act in Article 19 (limited to the portions revising 'Article 197, paragraph (1), items (i) to (iv) or item (vii) or paragraph (2), Article 198, items (i) to (x), item (xviii) or item (xix)' to 'Article 197, Article 197-2, items (i) to (x) or item (xiii), Article 198, item (viii)'), and the provisions of Article 2, Article 4, Article 182, paragraph (1), Article 184, paragraph (1), Article 187, paragraph (1), Article 190, paragraph (1), Article 193, paragraph (1), Article 196, paragraph (1) and Article 198, paragraph (1) of the Supplementary Provisions : The day on which 20 days have elapsed from the day of promulgation
- The provisions of Article 1, the provisions in Article 8 which is to revise Article 30-4, paragraph (2), item (ii) of the Agricultural Cooperatives Act (limited to the part revising the phrase 'Article 197, paragraph (1), items (i) to (iv) inclusive or (vii) or Article 197, paragraph (2), Article 198, items (i) to (x) inclusive, (xviii) or (xix)' into 'Article 197, Article 197-2, items (i) to (x) inclusive or (xiii) or Article 198, item (viii)'), the provisions in Article 9 which is to revise Article 34-4, paragraph (2), item (ii) of the Fisheries Cooperatives Act (limited to the part revising the phrase 'Article 197, paragraph (1), items (i) to (iv) inclusive or (vii) or Article 197, paragraph (2), Article 198, items (i) to (x) inclusive, (xviii) or (xix)' into 'Article 197, 197-2, items (i) to (x) inclusive or (xiii) or Article 198, item (viii)'), the provisions in Article 11 which is to revise Article 5-4, item (iv) of the Act on Financial Services by Cooperatives (limited to the part revising the phrase 'Article 197, paragraph (1), items (i) to (iv) inclusive or (vii) or Article 197, paragraph (2)' into 'Article 197' and the part revising 'Article 198, items (i) to (x) inclusive, (xviii) or (xix) (The Crime of Offering Securities Without Notification, etc.)' into '197-2, items (i) to (x) inclusive or (xiii) (The Crime of Offering Securities Without Notification, etc.), Article 198, item (viii) (The Crime of Breaching a Prohibition Order or Order for Suspension Issued by the Court)'), the provisions in Article 13 which is to revise Article 34, item (iv) of the Shinkin Bank Act (limited to the part revising the phrase 'Article 197, paragraph (1), items (i) to (iv) inclusive or (vii) or Article 197, paragraph (2)' into 'Article 197' and the part revising 'Article 198, items (i) to (x) inclusive, (xviii) or (xix) (The Crime of Offering Securities Without Notification, etc.)' into '197-2, items (i) to (x) inclusive or (xiii) (The Crime of Offering Securities Without Notification, etc.), Article 198, item (viii) (The Crime of Breaching a Prohibition Order or Order for Suspension Issued by the Court)'), the provisions in Article 15 which is to revise Article 34, item (iv) of the Labor Bank Act (limited to the part revising the phrase 'Article 197, paragraph (1), items (i) to (iv) inclusive or (vii) or Article 197, paragraph (2)' into 'Article 197' and the part revising 'Article 198, items (i) to (x) inclusive, (xviii) or (xix) (The Crime of Offering Securities Without Notification, etc.)' into '197-2, items (i) to (x) inclusive or (xiii) (The Crime of Offering Securities Without Notification, etc.), Article 198, item (viii) (The Crime of Breaching a Prohibition Order or Order for Suspension Issued by the Court)'), the provisions in Article 18 which is to revise Article 53-2, paragraph (1), item (iii) of the Insurance Services Act (limited to the part revising the phrase 'Article 197, paragraph (1), items (i) to (iv) inclusive or (vii) or Article 197, paragraph (2)' into 'Article 197' and the part revising 'Article 198, items (i) to (x) inclusive, (xviii) or (xix) (The Crime of Offering Securities Without Notification, etc.)' into '197-2, items (i) to (x) inclusive or (xiii) (The Crime of Offering Securities Without Notification, etc.), Article 198, item (viii) (The Crime of Breaching a Prohibition Order or Order for Suspension Issued by the Court)'), the provisions in Article 19 which is to revise Article 24-4, item (iv) of the Norinchukin Bank Act (limited to the part revising the phrase 'Article 197, paragraph (1), items (i) to (iv) inclusive or (vii) or Article 197, paragraph (2), Article 198, items (i) to (x) inclusive, (xviii) or (xix)' into 'Article 197, Article 197-2, items (i) to (x) inclusive or (xiii) or Article 198, item (viii)'), and the provisions of Article 2, Article 4, Article 182, paragraph (1), Article 184, paragraph (1), Article 187, paragraph (1), Article 190, paragraph (1), Article 193, paragraph (1), Article 196, paragraph (1) and Article 198, paragraph (1) of these Supplementary Provisions: The date on which 20 days from the day of promulgation have elapsed
- The provisions of Article 1; from Article 8, the provisions revising Article 30-4, paragraph (2), item (ii) of the Agricultural Cooperative Act (limited to the portion changing 'Article 197, paragraph (1), items (i) to (iv) or item (vii) or paragraph (2), Article 198, items (i) to (x), item (xviii) or item (xix)' to 'Article 197, Article 197-2, items (i) to (x) or item (xiii), Article 198, item (viii)'); from Article 9, the provisions revising Article 34-4, paragraph (2), item (ii) of the Fisheries Cooperatives Act (limited to the portion changing 'Article 197, paragraph (1), items (i) to (iv) or item (vii) or paragraph (2), Article 198, items (i) to (x), item (xviii) or item (xix)' to 'Article 197, Article 197-2, items (i) to (x) or item (xiii), Article 198, item (viii)'); from Article 11, the provisions revising Article 5-4, item (iv) of the Act on Financial Businesses by Cooperative (limited to the portion changing 'Article 197, paragraph (1), items (i) to (iv) or item (vii) or paragraph (2)' to 'Article 197,' 'Article 198, items (i) to (x), item (xviii) or item (xix) (Offense of Solicitation Without Notification, etc. of Securities)' to 'Article 197-2, items (i) to (x) or item (xiii) (Offense of Solicitation Without Notification, etc. of Securities), Article 198, item (viii) (Offense of Violation of Prohibition or Suspension Order by a Court)'); from Article 13, the provisions revising Article 34, item (iv) of the Shinkin Bank Act (limited to the portion changing 'Article 197, paragraph (1), items (i) to (iv) or item (vii) or paragraph (2)' to 'Article 197,' 'Article 198, items (i) to (x), item (xviii) or item (xix) (Offense of Solicitation Without Notification, etc. of Securities)' to 'Article 197-2, items (i) to (x) or item (xiii) (Offense of Solicitation Without Notification, etc. of Securities), Article 198, item (viii) (Offense of Violation of Prohibition or Suspension Order by a Court)'); from Article 15, the provisions revising Article 34, item (iv) of the Labor Bank Act (limited to the portion changing 'Article 197, paragraph (1), items (i) to (iv) or item (vii) or paragraph (2)' to 'Article 197,' 'Article 198, items (i) to (x), item (xviii) or item (xix) (Offense of Solicitation Without Notification, etc. of Securities)' to 'Article 197-2, items (i) to (x) or item (xiii) (Offense of Solicitation Without Notification, etc. of Securities), Article 198, item (viii) (Offense of Violation of Prohibition or Suspension Order by a Court)'); from Article 18, the provisions revising Article 53-2, paragraph (1), item (iii) of the Insurance Business Act (limited to the portion changing 'Article 197, paragraph (1), items (i) to (iv) or item (vii) or paragraph (2)' to 'Article 197,' 'Article 198, items (i) to (x), item (xviii) or item (xix) (Offense of Solicitation Without Notification, etc. of Securities)' to 'Article 197-2, items (i) to (x) or item (xiii) (Offense of Solicitation Without Notification, etc. of Securities), Article 198, item (viii) (Offense of Violation of Prohibition or Suspension Order by a Court)'); from Article 19, the provisions revising Article 24-4, item (iv) of the Norinchukin Bank Act (limited to the portion changing 'Article 197, paragraph (1), items (i) to (iv) or item (vii) or paragraph (2), Article 198, items (i) to (x), item (xviii) or item (xix)' to 'Article 197, Article 197-2, items (i) to (x) or item (xiii), Article 198, item (viii)'); and the provisions of Article 2, Article 4, Article 182, paragraph (1), Article 184, paragraph (1), Article 187, paragraph (1), Article 190, paragraph (1), Article 193, paragraph (1), Article 196, paragraph (1), and Article 198, paragraph (1) of the Supplementary Provisions- The day on which twenty days have elapsed from the day of promulgation
- 第一条の規定、第八条中農業協同組合法第三十条の四第二項第二号の改正規定(「第百 九十七条第一項第一号から第四号まで若しくは第七号若しくは第二項、第百九十八条第一号から第十号まで、第十八号若しくは第十九号」を「第百九十七条、第 百九十七条の二第一号から第十号まで若しくは第十三号、第百九十八条第八号」に改める部分に限る。)、第九条中水産業協同組合法第三十四条の四第二項第二 号の改正規定(「第百九十七条第一項第一号から第四号まで若しくは第七号若しくは第二項、第百九十八条第一号から第十号まで、第十八号若しくは第十九号」 を「第百九十七条、第百九十七条の二第一号から第十号まで若しくは第十三号、第百九十八条第八号」に改める部分に限る。)、第十一条中協同組合による金融 事業に関する法律第五条の四第四号の改正規定(「第百九十七条第一項第一号から第四号まで若しくは第七号若しくは第二項」を「第百九十七条」に、「第百九 十八条第一号から第十号まで、第十八号若しくは第十九号(有価証券の無届募集等の罪)」を「第百九十七条の二第一号から第十号まで若しくは第十三号(有価 証券の無届募集等の罪)、第百九十八条第八号(裁判所の禁止又は停止命令違反の罪)」に改める部分に限る。)、第十三条中信用金庫法第三十四条第四号の改 正規定(「第百九十七条第一項第一号から第四号まで若しくは第七号若しくは第二項」を「第百九十七条」に、「第百九十八条第一号から第十号まで、第十八号 若しくは第十九号(有価証券の無届募集等の罪)」を「第百九十七条の二第一号から第十号まで若しくは第十三号(有価証券の無届募集等の罪)、第百九十八条 第八号(裁判所の禁止又は停止命令違反の罪)」に改める部分に限る。)、第十五条中労働金庫法第三十四条第四号の改正規定(「第百九十七条第一項第一号か ら第四号まで若しくは第七号若しくは第二項」を「第百九十七条」に、「第百九十八条第一号から第十号まで、第十八号若しくは第十九号(有価証券の無届募集 等の罪)」を「第百九十七条の二第一号から第十号まで若しくは第十三号(有価証券の無届募集等の罪)、第百九十八条第八号(裁判所の禁止又は停止命令違反 の罪)」に改める部分に限る。)、第十八条中保険業法第五十三条の二第一項第三号の改正規定(「第百九十七条第一項第一号から第四号まで若しくは第七号若 しくは第二項」を「第百九十七条」に、「第百九十八条第一号から第十号まで、第十八号若しくは第十九号(有価証券の無届募集等の罪)」を「第百九十七条の 二第一号から第十号まで若しくは第十三号(有価証券の無届募集等の罪)、第百九十八条第八号(裁判所の禁止又は停止命令違反の罪)」に改める部分に限 る。)、第十九条中農林中央金庫法第二十四条の四第四号の改正規定(「第百九十七条第一項第一号から第四号まで若しくは第七号若しくは第二項、第百九十八 条第一号から第十号まで、第十八号若しくは第十九号」を「第百九十七条、第百九十七条の二第一号から第十号まで若しくは第十三号、第百九十八条第八号」に 改める部分に限る。)並びに附則第二条、第四条、第百八十二条第一項、第百八十四条第一項、第百八十七条第一項、第百九十条第一項、第百九十三条第一項、 第百九十六条第一項及び第百九十八条第一項の規定 公布の日から起算して二十日を経過した日
- The provisions of Article 1, the provision in Article 8 which is to revise Article 30-4(2)(ii) of the Agricultural Cooperatives Act (limited to the part revising the phrase 'Article 197 (1)(i) to (iv) inclusive or (vii) or Article 197(2). Article 198(i) to (x) inclusive, (xviii) or (xix)' into 'Article 197, 197-2(i) to (x) inclusive or (xiii) or Article 198(viii)'), the provision in Article 9 which is to revise Article 34-4(2)(ii) of the Fisheries Cooperatives Act (limited to the part revising the phrase 'Article 197(1)(i) to (iv) inclusive or (vii) or Article 197(2), Article 198(i) to (x) inclusive, (xviii) or (xix)' into 'Article 197, 197-2(i) to (x) inclusive or (xiii) or Article 198(viii)'), the provision in Article 11 which is to revise Article 5-4(4)(iv) of the Act on Financial Businesses by Cooperative (limited to the part revising the phrase 'Article 197(1)(i) to (iv) inclusive or (vii) or Article 197(2)' into 'Article 197' and the part revising 'Article 198(i) to (x) inclusive, (xviii) or (xix) (Crimes of Offering Securities Without Notification, etc.)' into '197-2(i) to (x) inclusive or (xiii) (Crimes of Offering Securities Without Notification, etc.), Article 198(viii) (Crime of Breach of Prohibition Order or Order for Suspension Given by Court)'), the provision in Article 13 which is to revise Article 34(iv) of the Shinkin Bank Act (limited to the part revising the phrase 'Article 197(1)(i) to (iv) inclusive or (vii) or Article 197(2)' into 'Article 197' and the part revising 'Article 198(i) to (x) inclusive, (xviii) or (xix) (Crimes of Offering Securities Without Notification, etc.)' into '197-2(i) to (x) inclusive or (xiii) (Crimes of Offering Securities Without Notification, etc.), Article 198(viii) (Crime of Breach of Prohibition Order or Order for Suspension Given by Court)'), the provision in Article 15 which is to revise Article 34(iv) of the Labor Bank Act (limited to the part revising the phrase 'Article 197(1)(i) to (iv) inclusive or (vii) or Article 197(2)' into 'Article 197' and the part revising 'Article 198(i) to (x) inclusive, (xviii) or (xix) (Crimes of Offering Securities Without Notification, etc.)' into '197-2(i) to (x) inclusive or (xiii) (Crimes of Offering Securities Without Notification, etc.), Article 198(viii) (Crime of Breach of Prohibition Order or Order for Suspension Given by Court)'), the provision in Article 18 which is to revise Article 53-2(1)(iii) of the Insurance Business Act (limited to the part revising the phrase 'Article 197(1)(i) to (iv) inclusive or (vii) or Article 197(2)' into 'Article 197' and the part revising 'Article 198(i) to (x) inclusive, (xviii) or (xix) (Crimes of Offering Securities Without Notification, etc.)' into '197-2(i) to (x) inclusive or (xiii) (Crimes of Offering Securities Without Notification, etc.), Article 198(viii) (Crime of Breach of Prohibition Order or Order for Suspension Given by Court)'), the provision in Article 19 which is to revise Article 24-4(iv) of the Norinchukin Bank Act (limited to the part revising the phrase 'Article 197(1)(i) to (iv) inclusive or (vii) or Article 197(2). Article 198(i) to (x) inclusive, (xviii) or (xix)' into 'Article 197, 197-2(i) to (x) inclusive or (xiii) or Article 198(viii)'), and the provisions of Articles 2, 4, 182(1), 184(1), 187(1), 190(1), 193(1), 196(1) and 198(1) of these Supplementary Provisions: The date on which twenty days from the day of promulgation have elapsed
- 保険業法第二百七十五条第一項第二号及び第二項(保険募集の制限)の規定は共済事業を行う協同組合の共済契約の募集について、同法第二百八十三条(所属保険会社等の賠償責任)の規定は共済事業を行う協同組合の役員及び使用人並びに当該共済事業を行う協同組合の共済代理店(組合の委託を受けて、当該組合のために共済契約の締結の代理又は媒介を行う者であつて、当該組合の役員又は使用人でないものをいう。以下同じ。)並びにその役員及び使用人が行う当該共済事業を行う協同組合の共済契約の募集について、同法第二百九十四条(顧客に対する説明)の規定は共済契約の募集を行う共済事業を行う協同組合の役員及び使用人並びに当該共済事業を行う協同組合の共済代理店並びにその役員及び使用人について、同法第二百九十五条(自己契約の禁止)の規定は共済代理店について、同法第三百条(禁止行為)の規定は共済事業を行う協同組合及びその共済代理店(これらの者の役員及び使用人を含む。)について、同法第三百五条(立入検査等)、第三百六条(業務改善命令)及び第三百七条第一項第三号(登録の取消し等)の規定は共済代理店について、同法第三百九条(保険契約の申込みの撤回等)の規定は共済事業を行う協同組合に対し共済契約の申込みをした者又は共済契約者が行う共済契約の申込みの撤回又は解除について、同法第三百十一条(検査職員の証票の携帯及び提示等)の規定はこの項において準用する同法第三百五条の規定による立入り、質問又は検査をする職員について、それぞれ準用する。この場合において、同法第二百七十五条第一項第二号、第二百九十四条第三号、第二百九十五条第二項、第三百条第一項第七号及び第九号並びに第三百九条第一項第一号、第二項、第三項、第五項及び第六項中「内閣府令」とあるのは「主務省令」と、同法第二百七十五条第一項第二号及び第二項中「損害保険会社(外国損害保険会社等を含む。以下この編において同じ。)」とあるのは「共済事業を行う協同組合」と、「次条の登録を受けた損害保険代理店」とあるのは「中小企業等協同組合法第百六条の三第一号の届出がなされた共済代理店」と、「損害保険代理店である」とあるのは「共済代理店である」と、同条第二項中「次条又は第二百八十六条の登録を受けて」とあるのは「中小企業等協同組合法第百六条の三第一号の届出を行って」と、同法第三百条第一項中「次条に規定する特定保険契約」とあるのは「中小企業等協同組合法第九条の七の五第三項に規定する特定共済契約」と、同項第八号中「特定関係者(第百条の三(第二百七十二条の十三第二項において準用する場合を含む。次条において同じ。)に規定する特定関係者及び第百九十四条に規定する特殊関係者のうち、当該保険会社等又は外国保険会社等を子会社とする保険持株会社及び少額短期保険持株会社(以下この条及び第三百一条の二において「保険持株会社等」という。)、当該保険持株会社等の子会社(保険会社等及び外国保険会社等を除く。)並びに保険業を行う者以外の者をいう。)」とあるのは「子会社等(中小企業等協同組合法第六十一条の二第二項に規定する子会社等をいう。)」と、同条第二項中「第四条第二項各号、第百八十七条第三項各号又は第二百七十二条の二第二項各号に掲げる書類」とあるのは「定款又は中小企業等協同組合法第九条の六の二第一項に規定する共済規程若しくは同法第二十七条の二第三項に規定する火災共済規程」と、同法第三百五条及び第三百六条中「内閣総理大臣」とあるのは「行政庁」と、同法第三百七条第一項中「内閣総理大臣」とあるのは「行政庁」と、「次の各号のいずれかに該当するときは、第二百七十六条若しくは第二百八十六条の登録を取り消し、又は」とあるのは「第三号に該当するときは、」と、「業務の全部若しくは一部」とあるのは「共済契約の募集」と読み替えるものとする。
- The provisions of Article 275, paragraph (1), item (ii) and paragraph (2) (Restriction on Insurance Solicitation) of the Insurance Business Act shall apply mutatis mutandis to the solicitation of mutual aid contracts of a cooperative engaged in mutual aid activities; the provisions of Article 283 (Liability for Compensation of the Insurance Company Concerned, etc.) of the same Act shall apply mutatis mutandis to the solicitation of mutual aid contracts of a cooperative engaged in mutual aid activities carried out by officers or employees of said cooperative engaged in mutual aid activities, and by any mutual aid agent (which means a person who acts as an agent or intermediary in concluding mutual aid contracts for a cooperative under entrustment by said cooperative, and who is not an officer nor an employee of said cooperative; the same shall apply hereinafter) of said cooperative engaged in mutual aid activities and officers or employees of said mutual aid agent; the provisions of Article 294 (Explanations to Customers) of the same Act shall apply mutatis mutandis to officers and employees of a cooperative engaged in mutual aid activities, any mutual aid agent of said cooperative engaged in mutual aid activities, and officers and employees of said mutual aid agent, carrying out solicitation of mutual aid contracts; the provisions of Article 295 (Prohibition of Self-Contract) of the same Act shall apply mutatis mutandis to a mutual aid agent; the provisions of Article 300 (Prohibited Acts) of the same Act shall apply mutatis mutandis to a cooperative engaged in mutual aid activities and any mutual aid agent thereof (including their officers and employees) carrying out mutual aid activities; the provisions of Article 305 (On-Site Inspections, etc.), Article 306 (Order to Improve Business Operations), and Article 307, paragraph (1), item (iii) (Rescission of Registration, etc.) of the same Act shall apply mutatis mutandis to a mutual aid agent; the provisions of Article 309 (Revocation of Applications for Insurance Contracts, etc.) of the same Act shall apply mutatis mutandis to the revocation or cancellation of an offer for a mutual aid contract by a person who has filed an offer with a cooperative engaged in mutual aid activities or by a mutual aid contractor; and the provisions of Article 311 (Carrying and Presenting of Identification Cards by Inspection Officials) of the same Act shall apply mutatis mutandis to officials who enter, question, and inspect pursuant to the provisions of Article 305 of the same Act as applied mutatis mutandis pursuant to this paragraph. In this case, the term 'Cabinet Office Ordinance' in Article 275, paragraph (1), item (ii), Article 294, item (iii), Article 295, paragraph (2), Article 300, paragraph (1), item (vii) and item (ix), and Article 309, paragraph (1), item (i), paragraph (2), paragraph (3), paragraph (5) and paragraph (6) of the same Act shall be deemed to be replaced with 'ordinance of the competent ministry'; the phrase 'a casualty insurance company (including a foreign casualty insurance company, etc.; hereinafter the same shall apply in this Part)' in Article 275, paragraph (1), item (ii), and paragraph (2) of the same Act shall be deemed to be replaced with 'a cooperative engaged in mutual aid activities'; the phrase 'a casualty insurance agent registered under the following Article' in the same provisions shall be deemed to be replaced with 'a mutual aid agent notified under Article 106-3, item (i) of the Small and Medium-Sized Enterprise Cooperatives Act'; the phrase 'which is a casualty insurance agent' in the same provisions shall be deemed to be replaced with 'which is a mutual aid agent'; the phrase 'by obtaining registration under the following Article or Article 286' in paragraph (2) of the same Article shall be deemed to be replaced with 'by giving the notification under Article 106-3, item (i) of the Small and Medium-Sized Enterprise Cooperatives Act'; the phrase 'provided insurance contract prescribed in the following Article' in Article 300, paragraph (1) of the same Act shall be deemed to be replaced with 'specified mutual aid contract prescribed in Article 9-7-5, paragraph (3) of the Small and Medium-Sized Enterprise Cooperatives Act'; the phrase 'person having a specified relationship (which means any person having a specified relationship as prescribed in Article 103 [including the cases where it is applied mutatis mutandis pursuant to Article 272-13, paragraph (2); the same shall apply in the following Article] or any person having a special relationship as prescribed in Article 194, who is not an insurance holding company or a small-sum, short term insurance holding company (hereinafter referred to as an 'insurance holding company, etc.' in this Article and Article 301-2) for which said insurance company, etc. or foreign insurance company, etc. is a subsidiary company, nor a subsidiary company (excluding an insurance company, etc. or foreign insurance company, etc.) of said insurance holding company, etc., nor a person engaged in insurance business)' in Article 300, paragraph (1), item (viii) of the same Act shall be deemed to be replaced with 'subsidiary company, etc. (which means a subsidiary company, etc. prescribed in Article 61-2, paragraph (2) of the Small and Medium-Sized Enterprise Cooperatives Act)'; the phrase 'documents listed in the items of Article 4, paragraph (2), items of Article 187, paragraph (3) or items of Article 272-2, paragraph (2)' in Article 300, paragraph (2) of the same Act shall be deemed to be replaced with 'the articles of association, or mutual aid rules prescribed in Article 9-6-2, paragraph (1) of the Small and Medium-Sized Enterprise Cooperatives Act, or fire mutual aid rules prescribed in Article 27-2, paragraph (3) of the same Act'; the term 'Prime Minister' in Article 305 and Article 306 of the same Act shall be deemed to be replaced with 'administrative agency'; the term 'Prime Minister' in Article 307, paragraph (1) of the same Act shall be deemed to be replaced with 'administrative agency'; the phrase 'when a specified insurance solicitor or an insurance broker falls under any of the following items, may rescind the registration set forth in Article 276 or Article 286, or may' in the same provisions shall be deemed to be replaced with 'when a specified insurance solicitor or an insurance broker falls under item (iii), may'; and the phrase 'all or part of the operations' in the same provisions shall be deemed to be replaced with 'solicitation of mutual aid contracts.'