会社: 1000 Terms and Phrases
- 子会社等
- Subsidiary Companies, etc.
- Subsidiary Company, etc.
- Subsidiaries
- 信託会社等
- A Trust Company, etc.;
- 会社の設立
- Incorporation of the Company
- アリバイ会社
- front company set up to hide someone's true profession by pretending to employ them (often used by call girls)
- 信託専門会社
- Companies Specialized in Trust Business;
- 証券専門会社
- Specialized Securities Intermediation Companies;
- Companies Specialized in Securities Business;
- 資産運用会社
- Asset Management Companies
- 子会社の範囲
- Scope of Subsidiary Company
- 証券仲介専門会社
- Companies Specialized in Securities Intermediation;
- Companies Company Specialized in Securities Intermediary Services;
- 資金移動専門会社
- Companies Specialized in Fund Transfer;
- 業務及び子会社等
- Business Activities and Subsidiary Companies, etc.
- Business and Subsidiary Company, etc.
- 特定目的会社名簿
- Specific Purpose Company Registry
- その資産運用会社
- The Asset Management Company thereof; and
- 他業会社への転移等
- Transition into a Non-Banking Company, etc.
- 特定目的会社の成立
- Formation of a Specific Purpose Company
- 特定目的会社の機関
- Administrative Instruments of a Specific Purpose Company
- Organizational Instruments of a Specific Purpose Company
- 資産運用会社の責任
- Asset Management Company Liability
- 資産保管会社の責任
- Asset Custody Company Liability
- 資産保管会社の義務
- Obligations of Asset Custody Companies
- 資産保管会社の名称
- The name of the Asset Custody Company;
- The name of the Asset Custody Company; and
- 会社の在り方の検討
- Review of the Status of the Company
- 銀行の子会社の範囲等
- Scope of a Bank's Subsidiary Companies, etc.
- Scope of Bank's Subsidiary Companies, etc.
- 銀行持株会社に係る特例
- Special Provisions on Bank Holding Companies
- 銀行業を営む外国の会社
- Foreign companies that engage in Banking;
- Foreign companies which engage in Banking;
- Foreign companies which engage in Banking Business;
- 銀行持株会社の事業年度
- Business Year of Bank Holding Company
- 彼が不動産会社を探す。
- He looks for a real estate company.
- 相互会社は、法人とする。
- A Mutual Company shall be a juridical person.
- 銀行持株会社の業務範囲等
- Scope of Business of a Bank Holding Company
- Scope of Business of Bank Holding Company
- 銀行持株会社に係る認可等
- Authorization to Be Obtained by Bank Holding Company, etc.
- 第二編 特定目的会社制度
- Part II Organization of Specific Purpose Companies
- 株式会社日本政策投資銀行
- the Development Bank of Japan, Inc.;
- Development Bank of Japan Inc.
- 親会社等状況報告書の提出
- Submission of Status Report of Parent Company, etc.
- 株式会社商工組合中央金庫
- The Shoko Chukin Bank
- 彼が会社で仕事をします。
- He works at a company.
- 保険業を営む株式会社の特例
- Special Provisions on Stock Company Carrying on Insurance Business
- 資産運用会社の名称及び住所
- The name and address of the Asset Management Company;
- 資産保管会社の名称及び住所
- The name and address of the Asset Custody Company;
- 今日、会社にメールが来た。
- Today, I got an e-mail at my office.
- 先輩がまだ会社にいました。
- The senior worker was still with the company.
- 特定目的会社は、法人とする。
- A Specific Purpose Company shall be a juridical person.
- 指定証券会社を指定すること。
- To designate a designated securities company
- 相互会社の設立時の基金の募集
- Solicitation of Funds at Incorporation of Mutual Company
- 会社がチェーン展開をします。
- The company opens chain stores.
- 彼がすぐ会社に連絡を取った。
- He got in touch with the company at once.
- 会社分割又は事業の譲渡の公告等
- Public Notice, etc. of a Company Split or a Transfer of Business
- Company Split or Transfer of Business
- 前条第一項第十一号に掲げる会社
- Companies specified in paragraph (1), item (xi) of the preceding Article; and
- 銀行持株会社に係る業務報告書等
- Business Report, etc. of Bank Holding Company
- 銀行持株会社等に対する立入検査
- On-Site Inspection of Bank Holding Company
- 特定出資についての会社法の準用
- Application Mutatis Mutandis of the Companies Act to Specified Equity
- 根抵当権者又は債務者の会社分割
- Company Splits of Revolving Mortgagees or Obligors
- 金融商品取引所持株会社への準用
- Application Mutatis Mutandis to Financial Instruments Exchange Holding Company
- 第四目 金融商品取引所持株会社
- Division 4 Financial Instruments Exchange Holding Company
- 大会社等に係る業務の制限の特例
- Special Provisions on Restriction of Services Pertaining to Large Companies, etc.
- Special Provisions on Restriction of Services Pertaining to Large Corporations, etc.
- 会社の近くに京料理の店が有る。
- There is a Kyoto cuisine restaurant near the company.
- 設立会社が承継する電子債権記録業
- The Electronic Monetary Claims Recording Business to be taken over by the Formed Company.
- 承継会社が承継する電子債権記録業
- Electronic Monetary Claims Recording Business succeeded by the Succeeding Company.
- 譲受会社が承継する電子債権記録業
- Electronic Monetary Claims Recording Business succeeded by the Assignee Company.
- 銀行持株会社に係る認可の取消し等
- Rescission, etc. of Authorization Granted to Bank Holding Company
- 会社以外の発行者に関する準用規定
- Application Mutatis Mutandis of Relevant Provisions for Issuer Who is Not a Company
- 中小企業投資育成株式会社法の特例
- Special Provisions of Small and Medium Business Investment & Consultation Companies Act
- Special Provisions of the Small and Medium Business Investment & Consultation Companies Act
- 委員会設置会社である場合の読替え
- Replacement of Terms When Being Corporation with Audit Committee
- 見積りが会社によってかなり違う。
- The estimated expenses differ considerably by company.
- 会社には地元の先輩が2人います。
- In my company, there are two senior workers who live in the same area as me.
- 他業会社への転移等に関する経過措置
- Transitional Measures Concerning Transition into a Non-Banking Company, etc.
- 会社分割の場合の債権者の異議の催告
- Notice of Objections by the Creditors in the Case of a Company Split
- Notice for Objections of Creditors in Case of Company Split
- 銀行持株会社の取締役の兼職の制限等
- Restriction on the Concurrent Holding of Positions by Directors of Bank Holding Companies, etc.
- Restriction of Concurrent Holding of Positions by Directors of Bank Holding Company, etc.
- 会社法の規定を準用する場合の読替え
- Replacement of Terms in Mutatis Mutandis Application of the Provisions of the Companies Act
- 株式会社金融商品取引所の取引参加者
- Trading Participant in Stock Company-Type Financial Instruments Exchange
- 株式会社金融商品取引所の設立の特則
- Special Provisions on Establishment of Stock Company-Type Financial Instruments Exchange
- 株式会社商品取引所の最低資本金の額
- Amount of Minimum Capital for an Incorporated Commodity Exchange
- 日本電信電話株式会社等に関する法律
- Act on Nippon Telegraph and Telephone Corporation, etc.
- 彼が各保険会社に資料請求をします。
- He requests information materials from each insurance company.
- 銀行持株会社の事業報告等の記載事項等
- Matters to Be Stated in Business Reports, etc. of Bank Holding Company
- 特定目的会社の存続期間又は解散の事由
- the duration of the Specific Purpose Company or grounds for the dissolution thereof;
- 取引所金融商品市場を開設する株式会社
- Stock Company which Establishes Financial Instruments Exchange Markets
- 金融商品取引所持株会社になつたとき。
- when the Major Shareholder has become a Financial Instruments Exchange Holding Company.
- 銀行持株会社等による報告又は資料の提出
- Submission of Reports or Materials by Bank Holding Company, etc.
- 銀行持株会社に係る貸借対照表等の公告等
- Public Notice. etc. of Balance Sheet, etc. of Bank Holding Company
- 特定目的会社は、その名称を商号とする。
- The name of a Specific Purpose Company shall be its trade name.
- 組織変更後株式会社金融商品取引所の商号
- the trade name of the Stock Company-Type Financial Instruments Exchange after Entity Conversion;
- 保険業法第二条第二項に規定する保険会社
- An insurance company prescribed in Article 2(2) of the Insurance Business Act
- 彼が真剣に、近くの会社に転職を考えた。
- He seriously thought about switching to a nearby company.
- その契約をショッピングの会社がします。
- That contract is to be signed by the shopping company.
- 携帯電話会社が新聞に全面広告を出した。
- The mobile phone company took out a full-page ad in newspapers.
- 彼が協力会社の人にお礼のメールを出す。
- He sends a letter of thanks to people in the partnering companies.
- 次に掲げる機関を置く株式会社であること。
- The person shall be a stock company with bodies listed as follows:
- 銀行持株会社等による議決権の取得等の制限
- Restriction on Acquisition, etc. of Voting Rights by Bank Holding Company, etc.
- 子会社等 (第十六条の二・第十六条の三)
- Subsidiary Companies, etc. (Article 16-2 - Article 16-3)
- 保証会社が保証債務を履行した場合の取扱い
- Where Guarantee Company Has Performed Guarantee Obligation
- 第一項第八号の金融商品取引業者の親会社等
- the Parent Company, etc. of the Financial Instruments Specialist prescribed in item (viii) of paragraph (1); or
- 農林中央金庫及び株式会社商工組合中央金庫
- Norinchukin Bank and Shoko Chukin Bank Limited;
- the Norinchukin Bank or the Shoko Chukin Bank Limited;
- 第一項第八号の金融商品取引業者の子会社等
- a Subsidiary Company, etc. of the Financial Instruments Specialist prescribed in item (viii) of paragraph (1);
- 資本の額又は出資の総額が一億円以上の会社
- Companies with a total capital or contribution investment of at least 100 million yen;
- 子会社等を新たに有することとなつたとき。
- When the cooperative is to own a new subsidiary company, etc.
- 有限責任監査法人についての会社法の準用等
- Application Mutatis Mutandis of the Companies Act to Limited Liability Audit Corporations, etc.
- 監査法人についての民法及び会社法の準用等
- Application Mutatis Mutandis of the Civil Code and the Companies Act to Audit Corporations
- 結構な数の会社に私がお願いの電話をした。
- I called quite a few companies to ask for that.
- 合併、会社分割又は事業の譲渡若しくは譲受け
- Mergers, Company Splits, and the Transfer and Acquisition of Business
- Merger, Company Split or Transfer of Business
- 銀行持株会社に係る銀行の経営の健全性の確保
- Securing of Soundness in Management of Bank Holding Company's Subsidiary Bank
- 銀行持株会社に対する改善計画の提出の求め等
- Request, etc. for Submission of Improvement Plan by Bank Holding Company
- 特定目的会社の割り当てた募集優先出資の口数
- the number of units of Preferred Equity for Subscription allotted by the Specific Purpose Company; and
- この政令は、会社法の施行の日から施行する。
- This Cabinet Order shall come into effect as from the date of enforcement of the Companies Act.
- 相続又は遺贈による会社の株式又は持分の取得
- The acquisition of shares or equity of a company through inheritance or testamentary gift;
- 資産運用会社への資産の運用に係る業務の委託
- Entrustment of Business Pertaining to Asset Investment to Asset Management Companies
- 第五目 株式会社金融商品取引所の合併の手続
- Division 5 Merger Procedures of Stock Company-Type Financial Instruments Exchange
- 取締役会設置会社と同種類の法人でないとき。
- when the applicant for permission is not a juridical person of the same type as a company with board of directors;
- 親会社等状況報告書及びその訂正報告書 五年
- a Status Report of Parent Company, etc. and an amendment report submitted therefor: five years.
- 信託業務を営む銀行又は信託会社への金銭信託
- Monetary trusts in a bank that engages in the trust business, or a trust company;
- 彼が会社の帰りに地元の駅の改札を出ました。
- He went/came out the ticket gate at the local railway station on his way home.
- 彼が建築会社で足場関係の仕事をしています。
- He is engaged in a scaffolding-related work at a construction company.
- 詳しくは会社のホームページを見てください。
- For more information, please visit the company's home page.
- 後日下請け会社から、確認の連絡が入ります。
- You will hear from the subcontractor for confirmation later.
- 彼がまずはじめに、会社の概要を紹介します。
- First, he will provide an overview of the company.
- すぐにクレジット会社に連絡をとりましょう。
- You'll want to contact the credit company quickly.
- 銀行持株会社に係る同一人に対する信用の供与等
- Credit Extended, etc. to a Single Person Who Is Related to Bank Holding Company
- Granting of Credit, etc. to One Person Related to Bank Holding Company
- 資産保管会社への資産の保管に係る業務の委託等
- Entrustment, etc. of Business Pertaining to Custody of Assets to Asset Custody Companies
- 社債券(相互会社の社債券を含む。以下同じ。)
- bonds (including those issued by a mutual company; the same shall apply hereinafter);
- 資産運用会社による資産の運用に係る委託契約の解約
- Cancellation of an Entrustment Contract for Asset Investment by an Asset Management Company
- 虚偽記載のある届出書の提出会社の役員等の賠償責任
- Liability for Damages of Officers of the Company Which Submits Securities Registration Statement Containing Fake Statement and Other Persons
- 16日に会社側が中間期の連結決算を発表しました。
- The company announced the interim consolidated settlement of accounts on the 16th.
- 合併、会社分割又は事業の譲渡若しくは譲受けの認可等
- Authorization for a Merger, Company Split, or the Transfer or Acquisition of Business
- Authorization of Merger, Company Split or Transfer of Business
- 相互会社の設立に必要な社員の数は、百人以上とする。
- One hundred or more members shall be required for incorporating a Mutual Company.
- 虚偽記載等のある届出書の提出会社の役員等の賠償責任
- Liability for Damages of Officers of the Company Which Submits Securities Registration Statement Containing Fake Statement, etc. and Other Persons
- 会計参与設置会社にあつては、会計参与の氏名又は名称
- names of accounting advisors for a company with accounting advisors;
- in the case of a company with accounting advisors, names of accounting advisors; and
- names of accounting advisors for a company with accounting advisors; and
- 京都近辺でお気に入りの不動産会社を見付けましょう。
- Let's find a good real estate agent around Kyoto.
- 特定目的会社の住所は、本店の所在地にあるものとする。
- A Specific Purpose Company shall be domiciled at the location of its head office.
- 金融商品取引所に上場されている株券の発行者である会社
- a company that issues share certificates which are listed on a Financial Instruments Exchange;
- 資産運用会社と締結した資産の運用に係る委託契約の概要
- An outline of the entrustment contract for asset investments concluded with the Asset Management Company;
- 第三号又は第四号の株券を発行する会社の発行する社債券
- Corporate bond certificates1 issued by a company which issues share certificates set forth in item (iii) or item (iv)
- 消費者が、クレジットカード会社に入会申込みをします。
- Consumers apply to the credit card company.
- 資本金の額の減少 会社法第四百四十七条第一項第三号の日
- Reduction of the capital: the date specified in Article 447, paragraph (1), item (iii) of the Companies Act; and
- 準備金の額の減少 会社法第四百四十八条第一項第三号の日
- Reduction of Reserves: the date specified in Article 448, paragraph (1), item (iii) of the Companies Act.
- 同一の会社集団に属する者の間における信託についての特例
- Special Provisions Concerning Trusts Created between Persons Who Belong to Same Group of Companies
- 破産者である株式会社の総株主の議決権の過半数を有する者
- In cases where the bankrupt is a stock company, a person who holds the majority of voting rights of all shareholders of the bankrupt
- 資産運用会社と締結した資産の運用に係る委託契約書の写し
- Copy of the entrustment contract for asset investment concluded with the Asset Management Company; and
- 相互会社との間で締結しようとする保険契約に係る保険の種類
- Kind of insurance to which belongs the insurance contract that the person is willing to conclude with the Mutual Company.
- 会員金融商品取引所から株式会社金融商品取引所への組織変更
- Entity Conversion from Membership-Type Financial Instruments Exchange into Stock Company-Type Financial Instruments Exchange
- 虚偽記載のある有価証券報告書の提出会社の役員等の賠償責任
- Liability for Damages of Officers of the Company Which Submits Annual Securities Report Containing Fake Statement and Other Persons
- 落札者Aさんが、サービス会社Bに商品到着の連絡をします。
- Successful bidder A will contact service company B about the arrival of goods.
- 承継会社が第五十一条第一項各号に掲げる要件に該当すること。
- The Succeeding Company satisfies the requirements provided for in the respective items of Article 51 (1); and
- 譲受会社が第五十一条第一項各号に掲げる要件に該当すること。
- The Assignee Company satisfies the requirements listed in the items of Article 51 (1); and
- 再生債務者である株式会社の総株主の議決権の過半数を有する者
- In cases where the rehabilitation debtor is a stock company, a person who holds the majority of voting rights of all shareholders of the rehabilitation debtor
- 資産運用会社が職務上の義務に違反し、又は職務を怠つたとき。
- When an Asset Management Company has violated its obligations in the course of its duties or neglected its duties; and
- 第四目 金融商品取引所持株会社 (第百六条の十―第百九条)
- Division 4 Financial Instruments Exchange Holding Company (Article 106-10 - Article 109)
- 会員金融商品取引所と株式会社金融商品取引所との吸収合併契約
- Absorption-Type Merger Agreement between Membership-Type Financial Instruments Exchange and Stock Company-Type Financial Instruments Exchange
- 第三目 会員金融商品取引所と株式会社金融商品取引所との合併
- Division 3 Merger between Membership-Type Financial Instruments Exchange and Stock Company-Type Financial Instruments Exchange
- 会員金融商品取引所と株式会社金融商品取引所との新設合併契約
- Consolidation-Type Merger Agreement between Membership-Type Financial Instruments Exchange and Stock Company-Type Financial Instruments Exchange
- 一般社団法人及び一般財団法人に関する法律及び会社法の準用等
- Mutatis mutandis application of the Act on General Incorporated Association and General Incorporated Foundation and the Companies Act, etc.
- 会社は、その目的を達成するため、次の業務を営むものとする。
- The Company shall, in order to attain its corporate purposes, operate the following business activities
- 当該株式会社の計算書類に関する事項として内閣府令で定めるもの
- The matters specified by a Cabinet Office Ordinance regarding the financial statements of such Stock Company;
- 相互会社の住所は、その主たる事務所の所在地にあるものとする。
- The address of a Mutual Company shall be at the location of its principal office.
- 業務及び子会社等 (第五十二条の二十一―第五十二条の二十五)
- Business Activities and Subsidiary Companies, etc. (Article 52-21 - Article 52-25)
- 銀行持株会社に係る業務及び財産の状況に関する説明書類の縦覧等
- Explanatory Documents on the Status of Business and Property to be Made Available by Bank Holding Company for Public Inspection, etc.
- 受託信託会社等の権利義務等 (第二百八十条―第二百八十六条)
- Rights and Obligations, etc. of Fiduciary Trust Companies, etc. (Articles 280 to 286)
- 証券金融会社 (第百五十六条の二十三―第百五十六条の三十七)
- Securities Finance Company (Article 156-23 - Article 156-37)
- 会社法第三十条第一項の規定は、第一項の定款について準用する。
- The provisions of Article 30(1) of the Companies Act shall apply mutatis mutandis to the articles of incorporation set forth in paragraph (1).
- The provision of Article 30(1) of the Companies Act shall apply mutatis mutandis to the articles of incorporation set forth in paragraph (1).
- 第五条第一項の規定に違反して、地域会社の株式を処分したとき。
- When the Company or a Regional Company disposed of the shares of the Regional Companies in violation of the provisions of Article 5 paragraph (1);
- 地域会社に対し、必要な助言、あつせんその他の援助を行うこと。
- To offer necessary advice and assistance in the form of mediation to the Regional Companies, etc.
- 相互会社の設立に際して募集をする基金の総額の引受けがあること。
- That the funds solicited at the incorporation of the Mutual Company have been fully subscribed for;
- 地域会社は、その目的を達成するため、次の業務を営むものとする。
- The Regional Companies shall, in order to attain their purposes, operate the following business activities:
- 会社法第三十条第一項の規定は、監査法人の定款について準用する。
- The provisions of Article 30(1) of the Companies Act shall apply mutatis mutandis to the articles of incorporation of an audit corporation.
- 国、地方公共団体、会社等の金銭の収納その他金銭に係る事務の取扱い
- Handling of the receipt of money and other affairs pertaining to money of the State, local public entities, companies or other entities;
- Receipt of money and handling of other monetary affairs for the State, local public entities and companies, etc.
- この命令は、会社法の施行の日(平成十八年五月一日)から施行する。
- This Order shall come into effect as of the date of enforcement of the Companies Act (May 1, 2006).
- この政令は、会社法の施行の日(平成十八年五月一日)から施行する。
- This Cabinet Order shall come into force as from the day of the enforcement (May 1, 2006) of the Companies Act.
- This Cabinet Order shall come into force as from the day of the enforcement of the Companies Act (May 1, 2006).
- 会員商品取引所の清算人について準用する法及び会社法の規定の読替え
- Replacement of Terms of the Provisions of the Act and the Companies Act as Applied Mutatis Mutandis to a Liquidator of a Member Commodity Exchange
- 前項に掲げるもののほか、地域会社の目的を達成するために必要な業務
- In addition to those listed in the preceding paragraph, those business activities necessary for the attainment of corporate purposes of the Regional Companies;
- 地域会社は、総務大臣の認可を受けて、次の業務を営むことができる。
- The Regional Companies may, subject to the authorization of the Minister, operate the following business activities
- 監査法人が株式を所有し、又は出資している会社その他の者の財務書類
- The financial documents of a company or any other person in the case where the audit corporation owns stock in or invests in said company or person
- 銀行又は銀行持株会社は、次に掲げる事項の登記をしなければならない。
- A Bank or Bank Holding Company shall complete registration of the following matters:
- 保険会社は、自己の名義をもって、他人に保険業を行わせてはならない。
- An Insurance Company shall not have another person engaging in Insurance Business in the name of the Insurance Company.
- 会社分割により事業の全部を承継させ、又は事業の全部を譲渡したとき。
- When the Bank has caused another party to succeed to the whole of its business through a company split or when the Bank has transferred all of its business;
- When the Bank has had all of its business succeeded by the other party through a company split or has transferred all of its business;
- 銀行持株会社の事業年度は、四月一日から翌年三月三十一日までとする。
- The business year of a Bank Holding Company shall be from April 1 to March 31 of the following year.
- 保険業法第六十一条の六に規定する社債管理者 相互会社が発行する社債
- A bond administrator prescribed in Article 61-6 of the Insurance Business Act: Company bonds issued by a mutual company
- 組織変更後株式会社金融商品取引所の資本金及び準備金の額に関する事項
- matters concerning the amount of the stated capital and reserve fund of the Stock Company-Type Financial Instruments Exchange after Entity Conversion; and
- 取締役及び監査役(委員会設置会社にあっては、取締役及び執行役)の氏名
- Names of directors and auditors (as for company with committees, directors and executive officers); and
- 特定目的会社による特定資産の流動化に関する法律第百十一条第四項第二号
- Article 111, paragraph (4), item (ii) of the Act on the Securitization of Specified Assets by Special Purpose Companies;
- Article 111(4)(ii) of the Act on Securitization of Specified Assets by Special Purpose Companies;
- 銀行は、株式会社であつて次に掲げる機関を置くものでなければならない。
- A Bank shall be a stock company which has the following organs:
- 合併、会社分割又は事業の譲渡若しくは譲受け (第三十条―第三十六条)
- Mergers, Company Splits, and the Transfer and Acquisition of Business (Article 30 - Article 36)
- 相互会社は、社員の名簿をその主たる事務所に備え置かなければならない。
- A Mutual Company shall keep its members list at its principal office.
- 認可申請者が株式会社(次に掲げる機関を置くものに限る。)でないとき。
- when the applicant for authorization is not a stock company (limited to the stock company with the following organs):
- 取締役及び監査役(委員会設置会社にあつては、取締役及び執行役)の氏名
- the names of directors and company auditors (with regard to a company with committees, directors and executive officers);
- the names of directors and company auditors (directors and executive officers for a company with Committees);
- 免許申請者が株式会社(次に掲げる機関を置くものに限る。)でないとき。
- when the Applicant for a license is not a stock company (limited to those with the following organs):
- 保険業法(平成七年法律第百五号)第二条第七項に規定する外国保険会社等
- a foreign insurance company, etc. as prescribed in Article 2, paragraph (7) of the Insurance Business Act (Act No. 105 of 1995);
- 吸収合併をする場合の株式買取請求について準用する会社法の規定の読替え
- Replacement of Terms of the Provisions of the Companies Act as Applied Mutatis Mutandis to Share Purchase Demand in the Case of an Absorption-Type Merger
- 新設合併をする場合の株式買取請求について準用する会社法の規定の読替え
- Replacement of Terms of the Provisions of the Companies Act as Applied Mutatis Mutandis to Share Purchase Demand in the Case of a Consolidation-Type Merger
- 企業法(会社法その他の内閣府令で定める分野の科目をいう。以下同じ。)
- Business law (meaning the Companies Act and any other subjects in the fields specified by Cabinet Office Ordinance; the same shall apply hereinafter)
- 設立会社は、新設分割の時に第五十一条第一項の指定を受けたものとみなす。
- The Formed Company shall be deemed to have obtained the designation under Article 51 (1) at the time of the Incorporation-type Company Split.
- 資産保管会社は、投資法人のため忠実にその業務を遂行しなければならない。
- An Asset Custody Company shall execute its business with due loyalty to the Investment Corporation.
- 自主規制法人の会員は、金融商品取引所及び金融商品取引所持株会社に限る。
- Members of a Self-Regulation Organization shall be limited to Financial Instruments Exchanges and Financial Instruments Exchange Holding Companies.
- 郵政大臣は、設立委員を命じ、会社の設立に関して発起人の職務を行わせる。
- The Minister of Posts and Telecommunications shall appoint members of an organizing committee and shall have them function as promoters of the Company.
- 組合 第六十九条第一項において準用する会社法第五百七条第三項の承認の日
- Cooperative- The date of the approval under Article 507, paragraph (3) of the Companies Act as applied mutatis mutandis pursuant to Article 69, paragraph (1)
- 相互会社の定款には、次に掲げる事項を記載し、又は記録しなければならない。
- The articles of incorporation of a Mutual Company shall describe or record the following matters:
- 発起人は、相互会社の設立に関する事項を創立総会に報告しなければならない。
- The incorporators shall report matters regarding the incorporation of a Mutual Company to the Organizational Meeting.
- 株式会社以外の法人が破産者である場合におけるイ又はロに掲げる者に準ずる者
- In cases where the bankrupt is a juridical person other than a stock company, a person equivalent to those set forth in (a) or (b)
- 第二百八条第二項各号に該当する法人以外の者を資産保管会社としているとき。
- When the Investment Corporation has a person other than the juridical person who falls under the items of Article 208, paragraph (2) as its Asset Custody Company.
- 金銭以外の財産を出資の目的とする場合について準用する会社法の規定の読替え
- Replacement of Terms of the Provisions of the Companies Act as Applied Mutatis Mutandis to Cases of Making Property Other than Money the Object of Contribution
- 株式会社は、前項各号に定める日前は、いつでも当該日を変更することができる。
- A Stock Company may change the dates specified in items (i) and (ii) of the preceding paragraph at any time before the relevant dates.
- 銀行は、持分会社の無限責任社員又は業務を執行する社員となることができない。
- A Bank may not become a member with unlimited liability or member who executes the business of a membership company.
- 保険業法(平成七年法律第百五号)第二条第七項に規定する外国保険会社等の事業
- The business of foreign insurance companies, etc. prescribed in Article 2, paragraph (7) of the Insurance Business Act (Act No. 105 of 1995);
- 会社法第二百一条第三項から第五項までの規定は、前項の場合について準用する。
- The provisions of Article 201(3) to (5) of the Companies Act shall apply mutatis mutandis in the case referred to in the preceding paragraph.
- 組織再編成対象会社株主等が相当程度多数の者である場合として政令で定める場合
- in cases where, as specified by a Cabinet Order, there is a considerably large number of Shareholders, etc. of the Reorganized Company.
- 会社法第三百三十六条第三項の規定は、前項の監督役員の任期について準用する。
- The provisions of Article 336, paragraph (3) of the Companies Act shall apply mutatis mutandis to the term of office of a supervisory officer as prescribed in the preceding paragraph.
- 前号に掲げるもののほか、組織変更後株式会社金融商品取引所の定款で定める事項
- in addition to the matters listed in the preceding item, the matters specified by the articles of incorporation of the Stock Company-Type Financial Instruments Exchange after Entity Conversion;
- 組織変更後株式会社金融商品取引所の取締役の氏名及び会計監査人の氏名又は名称
- the names of directors and name of accounting auditor of the Stock Company-Type Financial Instruments Exchange after Entity Conversion;
- 新設合併をする場合の新株予約権買取請求について準用する会社法の規定の読替え
- Replacement of Terms of the Provisions of the Companies Act as Applied Mutatis Mutandis to a Request for Purchase of a Right to Subscribe for New Shares in the Case of a Consolidation-Type Merger
- 定時株主総会において会社法第四百四十八条第一項各号に掲げる事項を定めること。
- An annual shareholders meeting has decided on the matters listed in the items of Article 448, paragraph (1) inclusive of the Companies Act; and
- 特定目的会社の定款には、次に掲げる事項を記載し、又は記録しなければならない。
- The following matters shall be stated or recorded in the articles of incorporation of a Specific Purpose Company:
- 前条第四項において準用する会社法第四十六条第一項の規定による調査が終了した日
- the date of termination of the investigation under the provisions of Article 46(1) of the Companies Act as applied mutatis mutandis pursuant to paragraph (4) of the preceding Article; or
- 株式会社以外の法人が再生債務者である場合におけるイ又はロに掲げる者に準ずる者
- In cases where the rehabilitation debtor is a juridical person other than a stock company, a person equivalent to those set forth in (a) or (b)
- 金融商品会員制法人及び自主規制法人並びに取引所金融商品市場を開設する株式会社
- Financial Instruments Membership Corporation and Self-Regulation Organization; and Stock Company Which Establishes Financial Instruments Exchange Market
- 取引参加者の数が五以下となつたとき(株式会社金融商品取引所の場合に限る。)。
- when the number of the Trading Participants becomes 5 or less (limited to the case of a Stock Company-Type Financial Instruments Exchange);
- 前号に掲げるもののほか、新設合併設立株式会社金融商品取引所の定款で定める事項
- in addition to the matters listed in the preceding item, the matters specified in the articles of incorporation of the Stock Company-Type Financial Instruments Exchange Established by a Consolidation-Type Merger;
- 西日本電信電話株式会社にあつては、京都府及び大阪府並びにイに掲げる県以外の県
- As for West Nippon Telegraph and Telephone Corporation, Kyoto Prefecture, Osaka Prefecture and other prefectures than those stipulated in a).
- この法律は、会社更生法(平成十四年法律第百五十四号)の施行の日から施行する。
- This Act shall come into effect as from the day of enforcement of the Corporate Reorganization Act (Act No. 154 of 2002).
- 電子公告(会社法第二条第三十四号(定義)に規定する電子公告をいう。以下同じ。)
- Electronic Public Notice (meaning Electronic Public Notice prescribed in Article 2, item (xxxiv) (Definitions) of the Companies Act; the same shall apply hereinafter).
- Electronic Public Notice (meaning Electronic Public Notice prescribed in Article 2(xxxiv) (Definitions) of the Companies Act; the same shall apply hereinafter).
- 設立時会計参与(特定目的会社の設立に際して会計参与となる者をいう。以下同じ。)
- Accounting Advisors at Incorporation (meaning the persons who become the accounting advisors at the time of incorporation of the Specific Purpose Company; the same shall apply hereinafter); and
- 特定目的会社は、その本店の所在地において設立の登記をすることによって成立する。
- A Specific Purpose Company shall be formed by making a registration of its incorporation at the location of its head office.
- 信託業法(平成十六年法律第百五十四号)第二条第六項に規定する外国信託会社の事業
- The business of foreign trust companies prescribed in Article 2, item (vi) of the Trust Business Act (Act No. 154 of 2004).
- この法律において準用する会社法第八百四十九条第一項の規定による投資主の訴訟参加
- An intervention by Investors in a suit under the provisions of Article 849, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to this Act.
- 合併により消滅する株式会社金融商品取引所の新株予約権は、効力発生日に消滅する。
- Share options of a Stock Company-Type Financial Instruments Exchange extinguished as a result of a merger shall be extinguished on the Effective Date.
- 組織変更後株式会社金融商品取引所の目的、商号、本店の所在地及び発行可能株式総数
- the purpose, trade name, the location of the head office and the total number of authorized shares of the Stock Company-Type Financial Instruments Exchange after Entity Conversion;
- 登録投資法人は、資産保管会社にその資産の保管に係る業務を委託しなければならない。
- A Registered Investment Corporations shall entrust business pertaining to the custody of assets to an Asset Custody Company.
- 第八十一条の二第二項において読み替えて準用する会社法第百八十条第二項の投資主総会
- An Investors' meeting as provided in Article 180, paragraph (2) of the Companies Act as applied mutatis mutandis by replacing certain terms pursuant to Article 81-2, paragraph (2);
- 第七十一条第十項において準用する会社法第六十四条第一項の金銭の保管に関する証明書
- A certificate of the deposit of monies as prescribed in Article 64, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 71, paragraph (10);
- 第百三十九条の十二の規定は、新設合併消滅株式会社金融商品取引所について準用する。
- Article 139-12 shall apply mutatis mutandis to a Stock Company-Type Financial Instruments Exchange Extinguished upon a Consolidation-Type Merger.
- 親法人等、子法人等その他の関係会社の状況として内閣府令で定めるものを記載した書類
- a document that contains what is specified by a Cabinet Office Ordinance as conditions of Parent Juridical Person, etc., Subsidiary Juridical Person, etc., and other affiliated companies; and
- 組織変更をする会員金融商品取引所は、効力発生日に、株式会社金融商品取引所となる。
- A Membership-Type Financial Instruments Exchange implementing Entity Conversion shall become a Stock Company-Type Financial Instruments Exchange on the Effective Date.
- 特定目的会社がその事業としてする行為及びその事業のためにする行為は、商行為とする。
- Any acts conducted by a Specific Purpose Company as its business and any acts conducted by the Specific Purpose Company for its business shall be commercial transactions.
- 設立時会計監査人(特定目的会社の設立に際して会計監査人となる者をいう。以下同じ。)
- the Accounting Auditors at Incorporation (meaning the persons who become accounting auditors at the time of incorporation of the Specific Purpose Company; the same shall apply hereinafter).
- 相互会社は、その主たる事務所の所在地において設立の登記をすることによって成立する。
- A Mutual Company shall be established by making a registration of incorporation at the location of its principal office.
- 前各号に掲げる事項のほか、相互会社の設立の手続が法令又は定款に違反していないこと。
- That, in addition to the matters listed in the preceding five items, the procedures for the incorporation of the Mutual Company do not violate applicable laws and regulations or the articles of incorporation.
- この法律又はこの法律において準用する会社法の規定による登記をすることを怠つたとき。
- When the person has failed to complete a registration under the provisions of this Act or the provisions of the Companies Act as applied mutatis mutandis pursuant to this Act;
- 第一項有価証券 組織再編成対象会社株主等が多数の者である場合として政令で定める場合
- Paragraph (1) Securities: in cases where, as specified by a Cabinet Order, there is a large number of Shareholders, etc. of the Reorganized Company; and
- 登録投資法人は、資産運用会社にその資産の運用に係る業務の委託をしなければならない。
- A Registered Investment Corporation shall entrust its business pertaining to asset investment to an Asset Management Company.
- 新設合併設立株式会社金融商品取引所の定款は、新設合併消滅金融商品取引所が作成する。
- The articles of incorporation of a Stock Company-Type Financial Instruments Exchange Established by a Consolidation-Type Merger shall be prepared by the Financial Instruments Exchange Extinguished upon a Consolidation-Type Merger.
- 吸収合併存続株式会社金融商品取引所の計算書類に関する事項として内閣府令で定めるもの
- matters specified by a Cabinet Office Ordinance as the matters concerning financial statements of a Stock Company-Type Financial Instruments Exchange Surviving an Absorption-Type Merger; and
- 会員金融商品取引所は、その組織を変更して株式会社金融商品取引所になることができる。
- A Membership-Type Financial Instruments Exchange may become a Stock Company-Type Financial Instruments Exchange through Entity Conversion.
- 第九十八条第四項及び第五項の規定は、株式会社金融商品取引所の役員について準用する。
- The provisions of Article 98(4) and (5) shall apply mutatis mutandis to the Officers of a Stock Company-Type Financial Instruments Exchange.
- 前三号に定めるもののほか、監査法人が著しい利害関係を有する会社その他の者の財務書類
- In addition to what is provided for in the preceding three items, the financial documents of a company or any other person in which the audit corporation has a substantial interest
- 設立会社が第五十一条第一項第一号及び第四号から第七号までに掲げる要件に該当すること。
- The Formed Company falls under the requirements listed in item (i) and items (iv) to (vii) of Article 51 (1); and
- 第七条第一項又は第五十二条の十九第一項の規定に違反して他の会社の常務に従事したとき。
- When he/she has engaged in the day-to-day business of another company in violation of the provisions of Article 7, paragraph (1) or Article 52-19, paragraph (1);
- When he/she has engaged in the ordinary business of another company in violation of the provisions of Article 7(1) or Article 52-19(1);
- 相互会社の成立により発起人が受ける報酬その他の特別の利益及びその発起人の氏名又は名称
- Compensation or any other special benefit which the incorporators are to obtain by establishing the Mutual Company, and the names of such incorporators; and
- 特定株式会社金融商品取引所は、自主規制委員の名簿を公衆の縦覧に供しなければならない。
- A Specified Stock Company-Type Financial Instruments Exchange shall make the directory of the members of the Self-Regulating Committee available for public inspection.
- 投資事業有限責任組合の無限責任組合員である株式会社の総株主の議決権の過半数を有する者
- a person who holds a majority of the votes of all shareholders in a business corporation that is the general partner in an Investment LPS; or
- 投資事業有限責任組合の無限責任組合員である有限会社の総社員の議決権の過半数を有する者
- a person who holds a majority of the votes of all equity members of a limited liability company that is a general partner in an Investment LPS.
- 前二号に定めるもののほか、公認会計士が著しい利害関係を有する会社その他の者の財務書類
- In addition to what is provided for in the preceding two items, the financial documents of a company or any other person in a case where the certified public accountant has a substantial interest in said company or person
- 相互会社の成立後に譲り受けることを約した財産及びその価額並びにその譲渡人の氏名又は名称
- Property that is agreed to be assigned to the Mutual Company after the establishment thereof, the value thereof, and the name of the assignor;
- 再生債務者が取得する株式の数(種類株式発行会社にあっては、株式の種類及び種類ごとの数)
- The number of shares to be acquired by the rehabilitation debtor (in the case of a company with class shares, the classes of shares and the number of shares of each class)
- 第五目 株式会社金融商品取引所の合併の手続 (第百三十九条の七―第百三十九条の二十一)
- Division 5 Merger Procedures of Stock Company-Type Financial Instruments Exchange (Article 139-7 - Article 139-21)
- 会社その他の社団又は財団に関する訴えで次に掲げるもの 社団又は財団の普通裁判籍の所在地
- The following actions relating to a company or any other association or foundation: The location of the general venue of the association or foundation:
- 当該株式会社金融商品取引所の取締役は、次に掲げるものの閲覧及び謄写をすることができる。
- The directors of the Stock Company-Type Financial Instruments Exchange may inspect or copy the following:
- 公認会計士がその使用人であり、又は過去一年以内に使用人であつた会社その他の者の財務書類
- The financial documents of a company or any other person in a case where the certified public accountant is or was within the past one year an employee of said company or person
- 第五十二条の十七第一項の認可を受けて当該銀行持株会社が設立されたとき。 その設立された日
- In the case where the Bank Holding Company is established under the authorization set forth in Article 52-17, paragraph (1): The day when the Bank Holding Company is established;
- In the case where the Bank Holding Company is established under the authorization set forth in Article 52-17(1): The day when the Bank Holding Company is established
- 特定目的会社の成立により発起人が受ける報酬その他の特別の利益及びその発起人の氏名又は名称
- compensation or other special benefits which the incorporators are to obtain through the formation of the Specific Purpose Company, and the names of such incorporators; and
- 吸収合併存続株式会社金融商品取引所の純資産額として内閣府令で定める方法により算定される額
- the amount calculated by the methods specified by a Cabinet Office Ordinance as the amount of Net Assets of the Stock Company-Type Financial Instruments Exchange Surviving an Absorption-Type Merger.
- 自主規制委員は、特定株式会社金融商品取引所の取締役会の決議によつて解職することができる。
- The members of the Self-Regulating Committee may be removed by a resolution of the meeting of the board of directors of the Specified Stock Company-Type Financial Instruments Exchange.
- 組織変更後株式会社金融商品取引所の資本金として計上すべき額については、内閣府令で定める。
- The amount that should be included in the stated capital of a Stock Company-Type Financial Instruments Exchange after Entity Conversion shall be specified by a Cabinet Office Ordinance.
- 会社更生法(平成十四年法律第百五十四号)第百九十九条第一項の規定による更生計画認可の決定
- A decision of approval of a reorganization plan under Article 199, paragraph (1) of the Corporate Reorganization Act (Act No. 154 of 2002) has been made.
- 第五十五条第二項において準用する会社法第六百六十四条の規定に違反して財産を分配したとき。
- When he/she has distributed assets in violation of the provision of Article 664 of the Companies Act, as applied mutatis mutandis pursuant to Article 55 (2); or
- 地域会社が発行する株式の引受け及び保有並びに当該株式の株主としての権利の行使をすること。
- To accept and hold the shares issued by the Regional Companies and to exercise the rights of shareholder of the shares;
- 外国会社等財務書類についての第二条第一項の業務に相当すると認められる業務を廃止したとき。
- When the foreign audit firm, etc. has ceased the services that are found to correspond to those set forth in Article 2(1) concerning the financial documents of a foreign company, etc.
- 第二十五条の規定は、監査法人が会社その他の者の財務書類について証明をする場合に準用する。
- The provisions of Article 25 shall apply mutatis mutandis to the case where an audit corporation attests the financial documents of a company or any other person.
- 取引の状況その他の事情から合理的に判断して資本金の額が五億円以上であると見込まれる株式会社
- a stock company whose stated capital is expected to amount to 500 million yen or more, reasonably judging from the status of the transactions thereof or any other circumstances;
- 特定目的会社は、特定出資については、指図式又は無記名式のいずれの証券も発行してはならない。
- No Specific Purpose Company may issue either securities that are payable to order or those in bearer form with regard to Specified Equity.
- 特定社員以外の者が譲渡により特定出資を取得するには、特定目的会社の承認がなければならない。
- The approval of the Specific Purpose Company is required in order for a person other than a Specified Equity Member to acquire Specified Equity through a transfer.
- この法律において「特定目的会社」とは、次編第二章第二節の規定に基づき設立された社団をいう。
- The term 'Specific Purpose Company' as used in this Act means an association incorporated under the provisions of Chapter II, Section 2 of the following Part.
- 発起人は、この款の定めるところにより、相互会社の設立に際して社員を募集しなければならない。
- The incorporators shall, pursuant to the provisions of this Subsection, solicit members in incorporating a Mutual Company.
- この法律又はこの法律において準用する会社法の規定による調査を拒み、妨げ、又は忌避したとき。
- When the person has refused, hindered, or avoided an investigation to be carried out under the provisions of this Act or the provisions of the Companies Act as applied mutatis mutandis pursuant to this Act;
- 第二項有価証券 組織再編成対象会社株主等が相当程度多数の者である場合として政令で定める場合
- Paragraph (2) Securities: in cases where, as specified by a Cabinet Order, there is a considerably large number of Shareholders, etc. of the Reorganized Company.
- 法第二十六条第二項第四号に規定する会社の事業目的の実質的な変更に関し行う同意 別紙様式第三
- Consent given in regard to the substantial change of the business purpose of a company as prescribed in Article 26, paragraph (2), item (iv) of the Act: Appended Form 3;
- 会社法施行規則(平成十八年法務省令第十二号)第二百二十二条第一項第一号イ又はロに規定する方法
- The means prescribed in Article 222, paragraph (1), item (i) (a) or (b) of the Ordinance for Enforcement of the Companies Act (Ordinance of the Ministry of Justice No. 12 of 2006);
- 登録申請者が株式会社である場合にあっては、特定特殊自動車製作等事業者がその親法人であること。
- If an applicant for registration is a business corporation, a business operator that engages in the manufacture etc. of non-road special motor vehicles or is its parent corporation.
- 各発起人は、特定目的会社の設立に際し、設立時発行特定出資を一口以上引き受けなければならない。
- Each incorporator shall subscribe for one or more units of Specified Equity Issued at Incorporation at the time of incorporation of the Specific Purpose Company.
- 会社法第百九十九条第五項(募集事項の決定)の規定は、募集優先出資の払込金額について準用する。
- The provisions of Article 199(5) (Determination of Subscription Requirements) of the Companies Act shall apply mutatis mutandis to the Amount To Be Paid In for Preferred Equity for Subscription.
- 請求者が当該相互会社の業務の遂行を妨げ、又は社員の共同の利益を害する目的で請求を行ったとき。
- The Requestor makes a request with the intent to preclude the Mutual Company from carrying out its business activities or to harm the common interest of the members;
- 第二十四条第二項において準用する会社法第三十三条第十項第三号に規定する証明が相当であること。
- That the verification provided for in Article 33, paragraph (10), item (iii) of the Companies Act as applied mutatis mutandis pursuant to Article 24, paragraph (2) is appropriate;
- 資産保管会社は、投資法人に対し、善良な管理者の注意をもつてその業務を遂行しなければならない。
- An Asset Custody Company shall execute its business with the due care of a prudent manager to the Investment Corporation.
- 自主規制法人は、金融商品取引所又は金融商品取引所持株会社でなければ、設立することができない。
- No person other than a Financial Instruments Exchange or a Financial Instruments Exchange Holding Company may establish a Self-Regulation Organization.
- 自主規制委員は、特定株式会社金融商品取引所の取締役の中から、取締役会の決議によつて選定する。
- Members of the Self-Regulating Committee shall be appointed from directors of a Specified Stock Company-Type Financial Instruments Exchange by a resolution of a meeting of the board of directors.
- 政府は、常時、会社の発行済株式の総数の三分の一以上に当たる株式を保有していなければならない。
- The Government shall always hold one-third or more of the total number of the issued shares of the Company.
- 第六十九条第一項において準用する会社法第五百条第一項の規定に違反して、債務の弁済をしたとき。
- When having performed obligations in violation of the provisions of Article 500, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 69, paragraph (1)
- 会社法(平成十七年法律第八十六号)の規定及び関係規定に基づき、電子公告規則を次のように定める。
- Based on the provisions of the Companies Act (Act No. 86 of 2005) and related provisions, the Electronic Public Notice Rules are established as follows.
- 監査役会又は委員会(会社法(平成十七年法律第八十六号)第二条第十二号に規定する委員会をいう。)
- Board of company auditors or Committees (referring to 'Committees' prescribed in item (xii) of Article 2, Companies Act (Act No. 86 of 2005)>); or
- 銀行又は銀行持株会社は、公告方法として、次に掲げる方法のいずれかを定款で定めなければならない。
- A Bank or Bank Holding Company shall specify any of the following methods as the Method of Public Notice in its articles of incorporation:
- 第三目 会員金融商品取引所と株式会社金融商品取引所との合併 (第百三十九条・第百三十九条の二)
- Division 3 Merger between Membership-Type Financial Instruments Exchange and Stock Company-Type Financial Instruments Exchange (Article 139, Article 139-2)
- 会社その他の社団の債権者からの社員又は社員であった者に対する訴えで社員としての資格に基づくもの
- An action brought by a creditor of a company or any other association against its member or a person who was its member, which is based on his/her status as a member
- 会社法(平成十七年法律第八十六号)第三十条第一項の規定は、特許業務法人の定款について準用する。
- The provision of Article 30 (1) of the Companies Act (Act No. 86 of 2005) shall apply mutatis mutandis to articles of incorporation of patent professional corporations.
- 会員商品取引所の会員が合併に際し株式等の割当てを受ける場合について準用する会社法の規定の読替え
- Replacement of Terms of the Provisions of the Companies Act as Applied Mutatis Mutandis to Cases where a Member of a Member Commodity Exchange Receives the Allotment of Shares, etc. upon Merger
- 第六条第三項において準用する会社法第八条第一項の規定に違反した者は、十万円以下の過料に処する。
- A person who has violated the provisions of Article 8, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 6, paragraph (3) shall be punished by a non-penal fine of not more than one hundred thousand yen.
- 申請者等及びその子会社が保有する資産等に照らしこれらの者の自己資本の充実の状況が適当であること。
- The adequacy of equity capital of the Applicant, etc. and its Subsidiary Companies must be appropriate in light of the circumstances such as the assets, etc. owned by them; and
- The adequacy of equity capital of the Applicant, etc. and its Subsidiary Companies must be appropriate in light of the circumstances such as the assets owned by them; and
- 特定目的会社は、特定社員名簿を作成し、これに次に掲げる事項を記載し、又は記録しなければならない。
- A Specific Purpose Company shall prepare a Specified Equity Member Registry and state or record the following matters therein:
- 請求者が当該相互会社の業務と実質的に競争関係にある事業を営み、又はこれに従事するものであるとき。
- The Requestor carries on, or engages in, any business that is substantially in a competitive relationship with the business of the Mutual Company;
- 発起人は、この款の定めるところにより、相互会社の設立に際して基金の総額を募集しなければならない。
- The incorporators shall solicit contribution to the total amount of funds in incorporating a Mutual Company pursuant to the provision of this Subsection.
- 当該金融商品取引所の総株主の議決権の百分の五十を超える対象議決権を保有する株式会社金融商品取引所
- the Stock Company-Type Financial Instruments Exchange which holds the subject voting rights exceeding 50% of the voting rights of all shareholders of the Financial Instruments Exchange; or
- 第三十四条の二十二第二項において準用する会社法第六百六十四条の規定に違反して財産を分配したとき。
- When having distributed assets in violation of the provisions of Article 664 of the Companies Act as applied mutatis mutandis pursuant to Article 34-22(2)
- 会社の取締役及び監査役の選任及び解任の決議は、総務大臣の認可を受けなければ、その効力を生じない。
- Any resolution for the appointment or dismissal of directors or auditors of the Company shall not take effect unless authorized by the Minister.
- 相互会社は、前項の請求があったときは、次のいずれかに該当する場合を除き、これを拒むことができない。
- A Mutual Company may not reject any request made under the preceding paragraph unless:
- 会員商品取引所の会員が組織変更に際し株式等の割当てを受ける場合について準用する会社法の規定の読替え
- Replacement of Terms of the Provisions of the Companies Act as Applied Mutatis Mutandis to Cases where a Member of a Member Commodity Exchange Receives the Allotment of Shares, etc. upon Entity Conversion
- 特定目的会社は、資産の流動化に係る業務を行うときは、あらかじめ内閣総理大臣に届け出なければならない。
- A Specific Purpose Company shall, before carrying out business pertaining to Asset Securitization, notify the Prime Minister in advance.
- この法律において「特定目的借入れ」とは、特定目的会社が第二百十条の規定により行う資金の借入れをいう。
- The term 'Specific Purpose Borrowing' as used in this Act means the borrowing of funds by a Specific Purpose Company pursuant to the provisions of Article 210.
- 内閣総理大臣は、変更届出を受理したときは、次に掲げる事項を特定目的会社名簿に登載しなければならない。
- When the Prime Minister receives a Notification of a Change, he/she shall register the following matters in the Specific Purpose Company Registry:
- 特定目的会社は、優先出資社員名簿を作成し、これに次に掲げる事項を記載し、又は記録しなければならない。
- A Specific Purpose Company shall prepare a Preferred Equity Member Registry and state or record the following matters therein:
- 破産法(平成十六年法律第七十五号)第十六条の規定の適用については、特許業務法人は、合名会社とみなす。
- With regard to the application of the provision of Article 16 of the Bankruptcy Act (Act No. 75 of 2004), a patent professional corporation shall be deemed a general partnership company.
- 第三十三条第七項において準用する会社法第九百四十一条の規定に違反して、同条の調査を求めなかつたとき。
- When, in violation of the provisions of Article 941 of the Companies Act as applied mutatis mutandis pursuant to Article 33, paragraph (7), having failed to request an investigation set forth in the same Article
- 相互会社を設立するには、発起人が定款を作成し、その全員がこれに署名し、又は記名押印しなければならない。
- In order to incorporate a Mutual Company, the incorporators shall prepare its articles of incorporation, and all incorporators shall sign or affix the names and seals to it.
- 第百五十七条第三項において準用する会社法第五百二条の規定に違反して、清算投資法人の財産を分配したとき。
- When the person has distributed the property of an Investment Corporation in Liquidation in violation of Article 502 of the Companies Act as applied mutatis mutandis pursuant to Article 157, paragraph (3);
- 会社法第九百三十九条第一項(第一号及び第二号に係る部分に限る。)の規定は、前項の公告について準用する。
- The provision of Article 939(1) (limited to the parts pertaining to items (i) and (ii)) of the Companies Act shall apply mutatis mutandis to the public notice under the preceding paragraph.
- 第五十五条第二項において準用する会社法第六百七十条第二項又は第五項の規定に違反して財産を処分したとき。
- When he/she has disposed of assets in violation of the provision of Article 670 (2) or (5) of the Companies Act, as applied mutatis mutandis pursuant to Article 55 (2).
- 第五十三条の二第六項において準用する会社法第九百四十一条の規定に違反して同条の調査を求めなかったとき。
- When he/she failed to request an investigation in violation of the provision of Article 941 of the Companies Act, as applied mutatis mutandis pursuant to Article 53-2 (6);
- 従属業務 銀行又は前項第二号から第十号までに掲げる会社の営む業務に従属する業務として内閣府令で定めるもの
- Dependent Business: Business specified by Cabinet Office Ordinance as those being dependent on business of a Bank or a company falling under any of the categories specified in items (ii) to (x) inclusive of the preceding paragraph;
- Dependent Business: Business specified by a Cabinet Office Ordinance as those being dependent on business of a Bank or a company falling under any of the categories specified in item (ii) to item (x) inclusive of the preceding paragraph;
- 特定目的会社が第一項又は第二項の承認をするか否かの決定をするには、社員総会の決議によらなければならない。
- A resolution made at a general meeting of members shall be required in order for a Specific Purpose Company to decide whether or not to grant the approval set forth in paragraph (1) or paragraph (2).
- 新設合併消滅株式会社金融商品取引所は、株主総会の決議によつて、新設合併契約の承認を受けなければならない。
- A Stock Company-Type Financial Instruments Exchange Extinguished upon a Consolidation-Type Merger shall obtain approval for the Consolidation-Type Merger agreement by a resolution of a shareholders meeting.
- 破産法(平成十六年法律第七十五号)第十六条の規定の適用については、無限責任監査法人は、合名会社とみなす。
- With regard to the application of the provisions of Article 16 of the Bankruptcy Act (Act No.75 of 2004), an unlimited liability audit corporation shall be deemed to be a general partnership company.
- 特定目的会社を設立するには、発起人が定款を作成し、その全員がこれに署名し、又は記名押印しなければならない。
- In order to incorporate a Specific Purpose Company, an incorporator shall prepare articles of incorporation, and all incorporators shall sign them or affix their names and seals to them.
- 第百六十四条第四項において準用する会社法第五百三十五条第一項又は第五百三十六条第一項の規定に違反したとき。
- When the person has violated the provisions of Article 535, paragraph (1) or Article 536, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4); or
- 担保付社債信託法(明治三十八年法律第五十二号)第二条第一項に規定する信託契約の受託会社 同項に規定する社債
- A trustee company under a trust agreement prescribed in Article 2(1) of the Secured Bonds Trust Act (Act No. 52 of 1905): Company bonds prescribed in Article 2(1) of said Act
- この法律において「証券金融会社」とは、第百五十六条の二十四の規定により内閣総理大臣の免許を受けた者をいう。
- The term 'Securities Finance Company' as used in this Act means a person who has been granted the license by the Prime Minister under Article 156-24.
- 政府の保有する会社の株式の処分は、その年度の予算をもつて国会の議決を経た限度数の範囲内でなければならない。
- Disposal of shares owned by the Government shall be within the limitation on the number of shares decided by the Diet in the relevant annual budget.
- 会社の設立に際して発行する株式に関する商法第百六十八条ノ二各号に掲げる事項は、定款で定めなければならない。
- The matters specified in each item of Article 168-2 of the Commercial Code with respect to shares to be issued at the time of incorporation of the Company shall be stipulated in the articles of incorporation of the Company.
- この法律において「電子債権記録機関」とは、第五十一条第一項の規定により主務大臣の指定を受けた株式会社をいう。
- The term 'Electronic Monetary Claim Recording Institution' as used in this Act means a stock company designated by the competent minister in accordance with the provision of Article 51 (1)
- 銀行を当事者とする会社分割は、政令で定めるものを除き、内閣総理大臣の認可を受けなければ、その効力を生じない。
- No company split to which a Bank is a party shall be effective without the authorization of the Prime Minister, except for the cases specified by Cabinet Order.
- No company split of which a Bank is party shall be effective without authorization of the Prime Minister, except for the cases specified by a Cabinet Order.
- 第二条第十一項の規定は、前各項の場合において銀行又はその子会社が取得し、又は保有する議決権について準用する。
- The provisions of Article 2, paragraph (11) shall apply mutatis mutandis to voting rights acquired or held by a Bank or its Subsidiary Company in the cases referred to in the preceding paragraphs.
- The provision of Article 2(xi) shall apply mutatis mutandis to voting rights acquired or held by a Bank or its Subsidiary Company in the cases referred to in the preceding paragraphs.
- 何人も、不正の目的をもって、他の特定目的会社であると誤認されるおそれのある名称又は商号を使用してはならない。
- No person shall use a name or trade name that is likely to cause such a person to be mistaken for another Specific Purpose Company for a wrongful purpose.
- 保険会社等は、政府の再保険に関する事項につき不服があるときは、財務大臣に対し、審査を申し立てることができる。
- Insurance companies, etc. may apply for review to the Minister of Finance when they have complaints on matters concerning government reinsurance.
- 株式会社金融商品取引所は、その資本金の額を減少しようとするときは、内閣総理大臣の認可を受けなければならない。
- When a Stock Company-Type Financial Instruments Exchange intends to reduce the amount of its stated capital, it shall obtain an authorization from the Prime Minister.
- 組織変更後株式会社金融商品取引所が取引所金融商品市場を適切に運営するに足りる人的構成を有するものであること。
- the Stock Company-Type Financial Instruments Exchange after Entity Conversion has a personnel structure sufficient for appropriately operating the Financial Instruments Exchange Markets; and
- 会社は、前項の業務を営むほか、総務大臣の認可を受けて、その目的を達成するために必要な業務を営むことができる。
- The Company may engage in the business activities necessary for execution of its purpose, subject to the authorization of the Minister of Internal Affairs and Communications (hereinafter referred to as 'the Minister'), in addition to operating preceding business activities.
- 第五十五条第二項において準用する会社法第六百五十六条第一項の規定に違反して破産手続開始の申立てを怠ったとき。
- When he/she failed to petition for the commencement of bankruptcy proceeding in violation of the provision of Article 656 (1) of the Companies Act, as applied mutatis mutandis pursuant to Article 55 (2);
- 株式会社の資本金の額の減少は、第一項の規定にかかわらず、内閣総理大臣の認可を受けなければ、その効力を生じない。
- Notwithstanding the provision of paragraph (1), any reduction of the capital of a Stock Company shall not be effective unless it is approved by the Prime Minister.
- この法律において「特定信託管理者」とは、第二百六十条第一項の規定により受託信託会社等により選任された者をいう。
- The term 'Specified Trust Administrator' as used in this Act means a person appointed by a Fiduciary Trust Company, etc. pursuant to the provisions of Article 260(1).
- 内閣総理大臣は、特定目的会社名簿を備え、内閣府令で定めるところにより、これを公衆の縦覧に供しなければならない。
- The Prime Minister shall keep a Specific Purpose Company Registry and make it available for public inspection pursuant to the provisions of a Cabinet Office Ordinance.
- 内閣総理大臣は、新計画届出を受理したときは、その届出のあった年月日を特定目的会社名簿に登載しなければならない。
- When the Prime Minister receives a Notification of a New Plan, he/she shall register the date on which such notification was made in the Specific Purpose Company Registry.
- この法律において「資産流動化計画」とは、特定目的会社による資産の流動化に関する基本的な事項を定めた計画をいう。
- The term 'Asset Securitization Plan' as used in this Act means a plan that provides for basic matters concerning the Asset Securitization that is carried out by a Specific Purpose Company.
- この法律又はこの法律において準用する会社法に規定する訴えの提起(投資法人の投資主又は債権者がするものに限る。)
- Filing of an action prescribed in this Act or the Companies Act as applied mutatis mutandis pursuant to this Act (limited to actions filed by Investors or creditors of an Investment Corporation); or
- 資産保管会社は、内閣府令で定めるところにより、その業務に関する帳簿書類を作成し、これを保存しなければならない。
- An Asset Custody Company shall prepare and preserve books and documents related to its business as provided by a Cabinet Office Ordinance..
- 組織変更後株式会社金融商品取引所が金融商品取引所としてこの法律の規定に適合するように組織されるものであること。
- the Stock Company-Type Financial Instruments Exchange after Entity Conversion will be organized as a Financial Instrument Exchange in such a way as to conform to the provisions of this Act.
- この法律は、商法及び株式会社の監査等に関する商法の特例に関する法律の一部を改正する法律の施行の日から施行する。
- This Act shall come into effect as from the day of enforcement of the Act for Partial Revision of the Commercial Code and the Act on Special Provisions on the Commercial Code Concerning Audits, etc. of Stock Companies.
- 第三十三条第七項において準用する会社法第九百四十六条第三項の規定に違反して、報告をせず、又は虚偽の報告をした者
- A person who has, in violation of the provisions of Article 946, paragraph (3) of the Companies Act as applied mutatis mutandis pursuant to Article 33, paragraph (7), failed to make a report or has made a false report
- 相互会社についての、附則第一条ただし書に掲げる改正規定の施行前に開始した事業年度の決算期における金銭債権等の評価
- Valuation of Monetary Claims, etc. of a Mutual Company for the accounting period pertaining to the business year starting before the revising provisions listed in the proviso to Article 1 of these Supplementary Provisions come into effect.
- 特定目的会社を設立する場合には、次に掲げる事項は、第一項の定款に記載し、又は記録しなければ、その効力を生じない。
- In cases where a Specific Purpose Company is to be incorporated, the following matters shall not become effective unless they are stated or recorded in the articles of incorporation set forth in paragraph (1):
- 第六十九条第七項において準用する会社法第九十七条の創立総会の決議をしたときは、当該決議の日から二週間を経過した日
- In cases where a resolution has been made at an Organizational Meeting under Article 97 of the Companies Act as applied mutatis mutandis pursuant to Article 69, paragraph (7), the day on which two weeks have elapsed from the day of said resolution.
- 吸収合併存続株式会社金融商品取引所が第百三十九条の八第一項の株主総会の決議によつて吸収合併契約の承認を受けた場合
- when the Stock Company-Type Financial Instruments Exchange Surviving an Absorption-Type Merger has obtained approval for the Absorption-Type Merger agreement by the resolution of a shareholders meeting set forth in Article 139-8(1).
- 第百一条の十六第三項において準用する会社法第二百七条第九項第三号に掲げる場合には、有価証券の市場価格を証する書面
- in the case set forth in Article 207(9)(iii) of the Companies Act as applied mutatis mutandis pursuant to Article 101-16(3), the document proving the market price of Securities;
- 第六条第四項の規定に違反して、公告することを怠り、又は不実の公告をした会社の取締役は、百万円以下の過料に処する。
- A director of the Company who neglects to give public notice or gives untrue public notice in violation of the provisions of Article 6 paragraph (4) shall be liable to a non-penal fine not exceeding one million yen.
- 保険会社の資本金の額又は基金(第五十六条の基金償却積立金を含む。)の総額は、政令で定める額以上でなければならない。
- The amount of capital or total amount of funds (including the reserve for redemption of funds set forth in Article 56) of an Insurance Company shall be equal to or more than the amount specified by a Cabinet Order.
- 会社法第四百三十三条(会計帳簿の閲覧等の請求)の規定は、銀行の会計帳簿及びこれに関する資料については、適用しない。
- The provisions of Article 433 (Request to Inspect Account Books) of the Companies Act shall not apply to accounting books of a Bank and materials relating thereto.
- The provision of Article 433 (Request to Inspect Account Books) of the Companies Act shall not apply to account books of a Bank and materials relating thereto.
- 第二十四条第一項並びに第二十五条第一項、第三項及び第四項の規定は、前二項の規定の適用を受ける会社について準用する。
- The provisions of Article 24, paragraph (1) and Article 25, paragraphs (1), (3) and (4) shall apply mutatis mutandis to a company to which the provisions of the preceding two paragraphs are applicable.
- The provision of Article 24(1) and Article 25(1), (3) and (4) shall apply mutatis mutandis to a company to which the provisions of the preceding two paragraphs are applicable.
- 第百四十三条の三第一項の規定又は第百四十四条において準用する会社法第八百二十四条第一項の規定による解散を命ずる裁判
- A juridical decision ordering dissolution under Article 144 or Article 824, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 143-3, paragraph (1);
- 組織変更後株式会社金融商品取引所の会計参与又は会計監査人を定めたときは、商業登記法第五十四条第二項各号に掲げる書面
- if an accounting advisor or accounting auditor has been appointed for the Stock Company-Type Financial Instruments Exchange after Entity Conversion, the documents listed in the respective item of Article 54(2) of the Commercial Registration Act;
- 第五十三条の二第六項において準用する会社法第九百四十六条第三項の規定に違反して、報告をせず、又は虚偽の報告をした者
- A person who failed to report or made a false report in violation of the provision of Article 946 (3) of the Companies Act, as applied mutatis mutandis pursuant to Article 53-2 (6); or
- 清算の結了を遅延させる目的で、第六十九条第一項において準用する会社法第四百九十九条第一項の期間を不当に定めたとき。
- When having unreasonably specified the period set forth in Article 499, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 69, paragraph (1) for the purpose of delaying the completion of liquidation
- 監査役会又は委員会(会社法第二条第十二号(定義)に規定する委員会をいう。第五十二条の十八第二項第二号において同じ。)
- Board of company auditors or a Committee (meaning a committee as defined in Article 2, item (xii) (Definitions) of the Companies Act; the same shall apply in Article 52-18, paragraph (2), item (ii));
- Board of company auditors or committees (hereinafter in Article 52-18(2)(ii) referring to committees provided for in Article 2(12) (Definitions) of the Companies Act)
- 商法(明治三十二年法律第四十八号)第十一条から第十五条まで及び第十九条の規定は、特定目的会社については、適用しない。
- The provisions of Article 11 to Article 15 inclusive and Article 19 of the Commercial Code (Act No. 48 of 1899) shall not apply to Specific Purpose Companies.
- 特定株式会社金融商品取引所は、自主規制委員会の日から十年間、前条第三項の議事録をその本店に備え置かなければならない。
- A Specified Stock Company-Type Financial Instruments Exchange shall keep the minutes set forth in paragraph (3) of the preceding Article at its head office for ten years from the day of a meeting of the Self-Regulating Committee.
- 第三十四条の二十二第二項において準用する会社法第六百五十六条第一項の規定に違反して破産手続開始の申立てを怠つたとき。
- When having failed to file a petition for the commencement of bankruptcy proceedings in violation of the provisions of Article 656(1) of the Companies Act as applied mutatis mutandis pursuant to Article 34-22(2)
- 第四十九条の二第二項において準用する会社法第九百四十一条(電子公告調査)の規定に違反して同条の調査を求めなかつたとき。
- of the Companies Act in violation of that Article as applied mutatis mutandis pursuant to Article 49-2, paragraph (2);
- of the Companies Act in violation of that Article as applied mutatis mutandis pursuant to Article 49-2(2);
- 銀行又は前各号に掲げる会社の営む業務に従属する業務として内閣府令で定めるもの(以下この条において「従属業務」という。)
- Business specified by Cabinet Office Ordinance as those being dependent on business of a Bank or a company falling under any of the categories specified in the preceding items (hereinafter referred to as 'Dependent Business' in this Article); or
- Business specified by a Cabinet Office Ordinance as those being dependent on business of a Bank or a company falling under any of the categories specified in the preceding items (hereinafter referred to as 'Dependent Business' in this Article); or
- 当該議決権の保有者になろうとする者がその主要株主基準値以上の数の議決権を保有している会社による第四条第一項の免許の取得
- Acquisition of the license set forth in Article 4, paragraph (1) by a company whose voting rights amounting to the Lowest Threshold for a Major Shareholder or more are held by the person who wishes to become the holder of that voting rights; or
- Acquisition of the license set forth in Article 4(1) by a company whose voting rights amounting to the Major Shareholder Threshold or more are held by the person who intends to become the holder of that voting rights; or
- 特定目的会社の設立の登記は、その本店の所在地において、次に掲げる日のいずれか遅い日から二週間以内にしなければならない。
- Registration of the incorporation of a Specific Purpose Company shall be made at the location of its head office within two weeks from whichever is later of the following dates:
- 相互会社を設立する場合には、次に掲げる事項は、第二十二条第一項の定款に記載し、又は記録しなければ、その効力を生じない。
- In order for a Mutual Company is to be incorporated, the following matters shall not become effective unless they are described or recorded in the articles of incorporation referred to in Article 22, paragraph (1):
- 登録投資法人は、投資主総会の決議を経なければ、資産運用会社と締結した資産の運用に係る委託契約を解約することができない。
- A Registered Investment Corporation may not cancel the entrustment contract for asset investment that has been concluded with an Asset Management Company without a resolution being adopted at an Investors' meeting.
- 他の事業者の事業の譲渡、合併、会社の分割、株式交換若しくは株式移転に関する相談に応じ、又はこれらに関し仲介を行うこと。
- consultation to any other business operator with regard to a business assignment, merger, company split, share exchange or share transfer, or intermediation for these matters;
- 自主規制法人を設立するには、会員になろうとする金融商品取引所又は金融商品取引所持株会社が発起人とならなければならない。
- In order to establish a Self-Regulation Organization, a Financial Instrument Exchange or a Financial Instruments Exchange Holding Company which intends to become a member shall be the founder.
- 特定目的会社が業務開始届出を行うときは、資産流動化計画について、あらかじめすべての特定社員の承認を受けなければならない。
- Before a Specific Purpose Company makes a Business Commencement Notification, it shall obtain the approval of all Specified Equity Members in advance with regard to the Asset Securitization Plan.
- 特定目的会社は、第一項又は第二項本文に規定する場合において取得した特定出資又は質権を相当の時期に処分しなければならない。
- A Specific Purpose Company shall dispose of any Specified Equity or pledge acquired in the cases prescribed in paragraph (1) or the main clause of paragraph (2) at an appropriate time.
- 再生計画によって株式会社である再生債務者が当該再生債務者の株式の取得をするときは、次に掲げる事項を定めなければならない。
- If the rehabilitation debtor is a stock company and acquires shares of the rehabilitation debtor itself based on a rehabilitation plan, the following matters shall be provided for in the rehabilitation plan:
- 資産運用会社は、金融商品取引業者(次の各号に掲げる場合にあつては、当該各号に定める金融商品取引業者)でなければならない。
- An Asset Management Company shall be a Financial Instruments Business Operator (in any of the cases listed in the following items, the Financial Instruments Business Operator specified in said items):
- 役員のうちに第二十九条の四第一項第二号イからトまで又は会社法第三百三十一条第一項第三号のいずれかに該当する者があるとき。
- if the Officers include any person who falls under any category of the persons in Article 29-4(1)(ii)(a) to (g) inclusive of this Act or Article 331(1)(iii) of the Companies Act; or
- 新設合併設立株式会社金融商品取引所の設立に際して取締役となる者の氏名及びその設立に際して会計監査人となる者の氏名又は名称
- the names of the persons who become directors at the time of the establishment of the Stock Company-Type Financial Instruments Exchange Established by a Consolidation-Type Merger, and the name of the persons who become accounting auditors at the time of its establishment;
- 行使の目的で、公債証書、官庁の証券、会社の株券その他の有価証券を偽造し、又は変造した者は、三月以上十年以下の懲役に処する。
- A person who, for the purpose of uttering, counterfeits or alters a public bond, securities of a government agency, share certificate of a corporation or other securities shall be punished by imprisonment with work for not less than 3 months but not more than 10 years.
- 裁判所は、株式会社である再生債務者がその財産をもって債務を完済することができない場合に限り、前項の許可をすることができる。
- The court may grant the permission set forth in the preceding paragraph only where the rehabilitation debtor who is a stock company is unable to pay its debts in full with its property.
- 認可申請者がその対象議決権を行使することにより、株式会社金融商品取引所の業務の健全かつ適切な運営を損なうおそれがないこと。
- exercising of the Subject Voting Rights by the applicant for authorization is not likely to impair sound and appropriate operation of the business of the Stock Company-Type Financial Instruments Exchange; and
- 吸収合併存続株式会社金融商品取引所は、効力発生日から六月間、前項の書面又は電磁的記録をその本店に備え置かなければならない。
- A Stock Company-Type Financial Instruments Exchange Surviving an Absorption-Type Merger shall, during the period of six months from the Effective Date, keep at its head office the documents or Electromagnetic Records set forth in the preceding paragraph.
- 当該新設合併消滅株式会社金融商品取引所の新株予約権の新株予約権者に対して金銭を交付するときは、当該金銭の額又はその算定方法
- when delivering money to holders of share options of the Stock Company-Type Financial Instruments Exchange Extinguished upon a Consolidation-Type Merger, the amount of said money or the method of calculating said amount.
- 投資事業有限責任組合の無限責任組合員である有限会社の総社員の議決権の過半数を有する者がその業務を執行する者である投資組合等
- An Investment Partnership, Etc., in which a person who holds the majority of the votes of all equity members of a limited liability company that is the general partner in an Investment LPS executes the business thereof.
- 資産運用会社は、登録投資法人の同意を得なければ、当該登録投資法人と締結した資産の運用に係る委託契約を解約することができない。
- An Asset Management Company may not cancel the entrustment contract for asset investment that has been concluded with a Registered Investment Corporation without obtaining the consent of the Registered Investment Corporation.
- 会社法第五百五条及び第五百六条の規定は、清算投資法人について準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 505 and Article 506 of the Companies Act shall apply mutatis mutandis to an Investment Corporation in Liquidation. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 新設合併設立株式会社金融商品取引所は、その成立の日から六月間、前項の書面又は電磁的記録をその本店に備え置かなければならない。
- A Stock Company-Type Financial Instruments Exchange Established by a Consolidation-Type Merger shall, during the period of six months from the day of its establishment, keep at its head office the documents or Electromagnetic Records set forth in the preceding paragraph.
- 地域会社に対し、第十一条第一項(合併、分割及び解散の決議に係るものに限る。)、第十二条又は第十四条の認可をしようとするとき。
- The Minister grants the Regional Companies authorization under Article 11 paragraph (1) (with respect to authorization, this paragraph shall apply only to those relating to resolutions for merger, division and dissolution), Article 12 or Article 14.
- 公認会計士は、会社その他の者の財務書類について証明をする場合には、いかなる範囲について証明をするかを明示しなければならない。
- A certified public accountant shall, when attesting the financial documents of a company or any other person, clearly indicate the scope of the documents to be attested.
- 信託の目的が、特定目的会社の資産流動化計画に基づく資産の流動化に係る業務が円滑に行われるよう特定出資を管理するものであること。
- the purpose of the trust shall be to administer the Specified Equity so that business pertaining to Asset Securitization based on the Asset Securitization Plan of a Specific Purpose Company is conducted smoothly;
- 政府は、地震保険契約による保険金の支払のため特に必要があるときは、保険会社等に対し、資金のあつせん又は融通に努めるものとする。
- The government shall, when it is particularly necessary for ensuring the payment of insurance claims under earthquake insurance contracts, endeavor to arrange or provide financing for insurance companies, etc.
- 資産運用会社は、その資産の運用を行う投資法人に対し、三月に一回以上、次に掲げる事項を明らかにする書面を交付しなければならない。
- An Asset Management Company shall deliver documents at least once every three months disclosing the following matters to the Investment Corporation for which it invests assets:
- 株式会社金融商品取引所の主要株主が次の各号のいずれかに該当することとなつたときは、第百六条の三第一項の認可は、その効力を失う。
- When a Major Shareholder of a Stock Company-Type Financial Instruments Exchange comes to fall under any of the following items, the authorization under Article 106-3(1) shall cease to be effective:
- ある種類の株式の株主に対して新設合併設立株式会社金融商品取引所の株式の割当てをしないこととするときは、その旨及び当該株式の種類
- if not allotting shares of the Stock Company-Type Financial Instruments Exchange Established by a Consolidation-Type Merger to shareholders of certain classes of shares, such fact and said classes of shares; and
- 第二十九条の四第一項第二号イからトまで又は会社法第三百三十一条第一項第三号のいずれかに該当する者は、役員となることができない。
- A person who falls under any category of the persons prescribed in Article 29-4(1)(ii)(a) to (g) inclusive of this Act or Article 331(1)(iii) of the Companies Act may not become an Officer.
- A person who falls under any of the categories prescribed in Article 29-4(1)(i)(a) to (g) inclusive of this Act, or Article 331(1)(iii) of the Companies Act may not become an Officer.
- この法律は、持株会社の設立等の禁止の解除に伴う金融関係法律の整備等に関する法律(平成九年法律第百二十号)の施行の日から施行する。
- This Act shall come into effect as of the day when the Act Revising Finance-Related Acts for Lifting the Ban on Establishment of Holding Companies and Other Matters (Act No. 120 of 1997) comes into effect.
- This Act shall come into effect as from the effective date of the Act on the Revision, etc. of Finance-Related Acts Accompanying the Lifting of Prohibition on the Incorporation of Holding Companies, etc. (Act No. 120 of 1997).
- This Act shall come into effect as from the day of enforcement of the Act on Prepara.ion of Relevant Financial Acts Accompanying Cancellation of Prohibition of Establishment, etc. of Holding Companies (Act No. 120 of 1997).
- This Act shall come into effect as from the day of enforcement of the Act on Coordination, etc. of Finance-Related Acts in Line with Cancellation of the Prohibition of Formation, etc. of Holding Companies (Act No. 120 of 1997).
- This Act shall come into effect as from the day when the Act Revising Finance-Related Acts for Lifting the Ban on Establishment of Holding Companies and Other Matters (Act No. 120 of 1997) comes into effect.
- 株式会社において前項に規定する事項に変更が生じたときは、二週間以内に、その本店の所在地において、変更の登記をしなければならない。
- Where any change has occurred in the matters prescribed in the preceding paragraph, the Stock Company shall complete registration of such change within two weeks at the location of its head office.
- 特定出資に質権を設定した者は、特定目的会社に対し、次に掲げる事項を特定社員名簿に記載し、又は記録することを請求することができる。
- A person who creates a pledge over Specified Equity may request the Specific Purpose Company to state or record the following matters in the Specified Equity Member Registry:
- 会社からの発起人若しくは発起人であった者又は検査役若しくは検査役であった者に対する訴えで発起人又は検査役としての資格に基づくもの
- An action brought by a company against its incorporator or a person who was its incorporator or against its inspector or a person who was its inspector, which is based on the status as an incorporator or inspector
- 金融商品取引所持株会社の主要株主が次の各号のいずれかに該当することとなつたときは、第百六条の十七第一項の認可は、その効力を失う。
- When a Major Shareholder of a Financial Instruments Exchange Holding Company falls under any of the following items, the authorization under Article 106-17(1) shall cease to be effective:
- 吸収合併存続株式会社金融商品取引所は、効力発生日の前日までに、株主総会の決議によつて、吸収合併契約の承認を受けなければならない。
- A Stock Company-Type Financial Instruments Exchange Surviving an Absorption-Type Merger shall obtain approval for the Absorption-Type Merger agreement by a resolution of a shareholders meeting, by the day immediately preceding the Effective Date.
- 出資の履行をすることにより組織変更時発行株式の株主となる権利の譲渡は、組織変更後株式会社金融商品取引所に対抗することができない。
- Transfer of the right to become a shareholder of the Shares Issued upon Entity Conversion by effecting the Performance of Contribution may not be asserted against the Stock Company-Type Financial Instruments Exchange after Entity Conversion.
- 第六十九条第一項において準用する会社法第五百二条の規定又は第八十二条の十六の規定に違反して、組合又は中央会の財産を分配したとき。
- When having distributed the property of the cooperative or the FSBA in violation of the provisions of Article 502 of the Companies Act as applied mutatis mutandis pursuant to Article 69, paragraph (1) or the provisions of Article 82-16
- 第四十九条の二第二項において準用する会社法第九百四十六条第三項(調査の義務等)の規定に違反して、報告をせず、又は虚偽の報告をした者
- A person who has, in violation of the provisions of Article 946, paragraph (3) (Obligation, etc. of Investigation) of the Companies Act as applied mutatis mutandis pursuant to Article 49-2, paragraph (2), failed to make a report or has made a false report;
- A person who has, in violation of the provisions of Article 946(3) (Obligation, etc. of Investigation) of the Companies Act as applied mutatis mutandis pursuant to Article 49-2(2), failed to make a report or has made a false report; or
- 商業登記法第七十条(資本金の額の減少による変更の登記)の規定は、株式会社の資本金の額の減少による変更の登記については、適用しない。
- The provision of Article 70 (Registration of Change Due to Reduction of Capital) of the Commercial Registration Act shall not apply to a registration of change due to a reduction of the capital of a Stock Company.
- 第三十条第二項の認可を受けて共同新設分割により設立された会社が第四条第一項の免許を受けて当該銀行になつたとき。 その免許を受けた日
- In the case where a company which has been established by Joint Incorporation-Type Split under the authorization set forth in Article 30, paragraph (2) obtains a license under Article 4, paragraph (1) and becomes a Bank: the day when the company obtains the license;
- In the case where a company which has been established by Joint Incorporation-Type Split under the authorization set forth in Article 30(2) obtains a license under Article 4(1) and become a Bank: the day when the company obtains the license;
- 会員金融商品取引所と株式会社金融商品取引所とが吸収合併をする場合には、吸収合併契約において、次に掲げる事項を定めなければならない。
- When a Membership-Type Financial Instruments Exchange and a Stock Company-Type Financial Instruments Exchange implement an Absorption-Type Merger, the following matters shall be specified in the Absorption-Type Merger agreement:
- 会員金融商品取引所と株式会社金融商品取引所とが新設合併をする場合には、新設合併契約において、次に掲げる事項を定めなければならない。
- When a Membership-Type Financial Instruments Exchange and a Stock Company-Type Financial Instruments Exchange implement a Consolidation-Type Merger, the following matters shall be specified in the Consolidation-Type Merger agreement:
- 第百一条の十六第三項において準用する会社法第二百七条第九項第五号に掲げる場合には、同号に規定する金銭債権について記載された会計帳簿
- in the case set forth in Article 207(9)(v) of the Companies Act as applied mutatis mutandis pursuant to Article 101-16(3), the account book stating the money claim prescribed in that item; and
- 第百一条の十六第三項において準用する会社法第二百七条第九項第四号に掲げる場合には、同号に規定する証明を記載した書面及びその附属書類
- in the case set forth in Article 207(9)(iv) of the Companies Act as applied mutatis mutandis pursuant to Article 101-16(3), the document containing the verification prescribed in that item and the documents attached thereto; and
- 第四条第一項の免許を受けた外国銀行については、会社法第八百二十条(日本に住所を有する日本における代表者の退任)の規定は、適用しない。
- The provisions of Article 820 (Resignation of Representative Person in Japan Whose Domiciles are in Japan) of the Companies Act shall not apply to a Foreign Bank that has obtained the license set forth in Article 4, paragraph (1).
- The provisions of Article 820 (Resignation of Representative Person in Japan Who Is Domiciled in Japan) of the Companies Act shall not apply to a Foreign Bank that has obtained the license set forth in Article 4(1).
- 新計画届出を行う場合にあっては、特定目的会社は、第百五十九条第一項の社員総会の承認があったことを証する書類を添付しなければならない。
- In cases where a Specific Purpose Company makes a Notification of a New Plan, it shall attach documents proving that approval has been granted at a general meeting of members as set forth in Article 159(1).
- 特定目的会社は、前条第一項の募集に応じて募集優先出資の引受けの申込みをしようとする者に対し、次に掲げる事項を通知しなければならない。
- A Specific Purpose Company shall notify persons who intend to file an application to subscribe for Preferred Equity for Subscription in response to the solicitation set forth in paragraph (1) of the preceding Article of the following matters:
- 前条第一項の募集に応じて募集優先出資の引受けの申込みをする者は、次に掲げる事項を記載した書面を特定目的会社に交付しなければならない。
- A person who intends to file an application to subscribe for Preferred Equity for Subscription in response to the solicitation set forth in paragraph (1) of the preceding Article shall deliver a document containing the following matters to the Specific Purpose Company:
- 前項の場合には、会社法第二百三十五条第二項において準用する同法第二百三十四条第二項の許可の申立てに係る事件は、再生裁判所が管轄する。
- In the case referred to in the preceding paragraph, a case pertaining to a petition for permission set forth in Article 234(2) of the Companies Act as applied mutatis mutandis pursuant to Article 235(2) of said Act shall be subject to the jurisdiction of the rehabilitation court.
- この法律において「金融商品取引所持株会社」とは、第百六条の十第一項又は第三項ただし書の規定により内閣総理大臣の認可を受けた者をいう。
- The term 'Financial Instruments Exchange Holding Company' as used in this Act means a person who has been granted the authorization by the Prime Minister under Article 106-10(1) or the proviso to Article 106-10(3).
- 第三十四条の二十第六項又は第三十四条の二十三第四項において準用する会社法第九百四十一条の規定に違反して同条の調査を求めなかつたとき。
- When having failed to request an investigation set forth in Article 941 of the Companies Act in violation of the same Article of the Companies Act as applied mutatis mutandis pursuant to Article 34-20(6) or Article 34-23(4)
- 設立会社は、新設分割をした電子債権記録機関の承継の対象となる業務に関し、行政官庁の認可その他の処分に基づいて有する権利義務を承継する。
- The Formed Company shall succeed to the rights and obligations arising out of the administrative authority's approval and other dispositions regarding the business that constitute the subject matter of succession from the Electronic Monetary Claim Recording Institution that conducted the Incorporation-type Company Split.
- 前項の電磁的記録に記録された事項を電磁的方法であって株式会社の定めたものにより提供することの請求又はその事項を記載した書面の交付の請求
- A request that the matters recorded on the electromagnetic record set forth in the preceding paragraph be provided by electromagnetic means designated by the Stock Company, or a request for any document that contains such matters.
- 譲受会社は、事業譲渡をした電子債権記録機関の譲渡の対象となる業務に関し、行政官庁の認可その他の処分に基づいて有する権利義務を承継する。
- The Assignee Company shall succeed to the rights and obligations arising out of the administrative authority's approval and other dispositions regarding the business activities that constitute the subject matter of the assignment of the Electronic Monetary Claim Recording Institution that made the Business Assignment.
- 承継会社は、吸収分割をした電子債権記録機関の承継の対象となる業務に関し、行政官庁の認可その他の処分に基づいて有する権利義務を承継する。
- The Succeeding Company shall succeed to the rights and obligations arising out of the administrative authority's approval and other dispositions regarding the business activities that constitute the subject matter of succession from the Electronic Monetary Claim Recording Institution that conducted the Absorption-type Company Split.
- 法人でない団体(法人に準ずるものとして内閣府令で定めるものに限る。) 当該法人でない団体の名義をもって保有される保険会社等の議決権の数
- An organization that is not a juridical person (limited to an organization specified by a Cabinet Office Ordinance as those equivalent to a juridical person): the number of the Insurance Company's, etc. voting rights which are held in the name of the organization;
- 銀行は、会社法第四百七十一条第一号及び第二号(解散の事由)の規定にかかわらず、同条第一号又は第二号に掲げる事由によつては、解散しない。
- Notwithstanding the provisions of Article 471, items (i) and (ii) (Grounds for Dissolution) of the Companies Act, a Bank shall not be dissolved due to the grounds provided in items (i) and (ii) of that Article.
- Notwithstanding the provision of Article 471(i) and (ii) (Grounds for Dissolution) of the Companies Act, a Bank shall not dissolve by reason of any of the grounds provided in items (i) and (ii) of that Article.
- 破産手続開始の時において破産財団に属する財産につき存する商法又は会社法の規定による留置権は、破産財団に対しては特別の先取特権とみなす。
- A right of retention under the provisions of the Commercial Code or the Companies Act that exists, at the time of commencement of bankruptcy proceedings, over property that belongs to the bankruptcy estate, shall be deemed to be a special statutory lien against the bankruptcy estate.
- 金融商品取引所持株会社が次の各号のいずれかに該当することとなつたときは、第百六条の十第一項及び第三項ただし書の認可は、その効力を失う。
- When a Financial Instruments Exchange Holding Company comes to fall under any of the following items, the authorization under Article 106-10(1) and the proviso to paragraph (3) shall cease to be effective:
- 特定株式会社金融商品取引所の取締役会は、自主規制委員会の職務の執行のため必要なものとして内閣府令で定める事項を決定しなければならない。
- The board of directors of a Specified Stock Company-Type Financial Instruments Exchange shall decide the matters specified by a Cabinet Office Ordinance as those necessary for execution of duties of the Self-Regulating Committee.
- 金融商品取引所は、金融商品会員制法人又は資本金の額が政令で定める金額以上の株式会社であつて次に掲げる機関を置くものでなければならない。
- A Financial Instruments Exchange shall be a Financial Instruments Membership Corporation, or a stock company of which the amount of the stated capital is not less than the amount specified by a Cabinet Order and which has the following organs:
- 株式会社金融商品取引所は、その資本金の額を増加しようとするときは、内閣府令で定めるところにより、内閣総理大臣に届け出なければならない。
- When a Stock Company-Type Financial Instruments Exchange intends to increase the amount of its stated capital, it shall notify to that effect to the Prime Minister, pursuant to the provisions of a Cabinet Office Ordinance.
- 正当な理由がないのに、第三十三条第七項において準用する会社法第九百五十一条第二項各号又は第九百五十五条第二項各号に掲げる請求を拒んだ者
- A person who has refused any of the requests listed in the items of Article 951, paragraph (2) of the Companies Act or the items of Article 955, paragraph (2) of the same Act as applied mutatis mutandis pursuant to Article 33, paragraph (7) without justifiable grounds
- 第八十五条第一項の規定又は第百三十九条の七において準用する会社法第六百九十六条の規定に違反して、遅滞なく投資証券等を発行しなかつたとき。
- When the person has failed to issue Investment Securities, etc. without delay, in violation of Article 85, paragraph (1) of this Act or the provisions of Article 696 of the Companies Act as applied mutatis mutandis pursuant to Article 139-7;
- 組織再編成対象会社が発行者である株券(新株予約権証券その他の政令で定める有価証券を含む。)に関して開示が行われている場合に該当しない場合
- in cases which do not fall under the Case Where Disclosures Have Been Made with regard to shares (including share option certificates and other Securities specified by a Cabinet Order) issued by the Reorganized Company; or
- 新株予約権付社債券(会社法第二百四十九条第二号に掲げる新株予約権付社債券をいう。第十三条の三第二項第一号において同じ。) 次に掲げる事項
- Corporate Bond Certificates with Share Options (meaning corporate bond certificates with share options as set forth in Article 249, item (ii) of the Companies Act; the same shall apply in Article 13-3, paragraph (2), item (i)): the following matters:
- 会員金融商品取引所の会員は、組織変更計画の定めるところにより、組織変更後株式会社金融商品取引所の株式又は金銭の割当てを受けるものとする。
- A member of a Membership-Type Financial Instruments Exchange shall be allotted shares of the Stock Company-Type Financial Instruments Exchange after Entity Conversion or money, in accordance with the entity conversion plan.
- 会計監査人設置会社(資本金の額、最終事業年度に係る貸借対照表の負債の部に計上した額の合計額その他の事項を勘案して政令で定める者を除く。)
- A company with accounting auditors (excluding one specified by Cabinet Order by taking into consideration the amount of stated capital, the total amount of the liabilities reported on the balance sheet pertaining to the most recent business year, and any other matters)
- 第三十条第一項の認可を受けて合併により設立される銀行業を営む会社は、当該設立の時に、第四条第一項の内閣総理大臣の免許を受けたものとみなす。
- A company engaged in Banking that was established by Merger with the authorization set forth in Article 30, paragraph (1) shall be deemed to have obtained, at the time of its establishment, a license from the Prime Minister under Article 4, paragraph (1).
- A company conducting the Banking Business established by Merger with the authorization set forth in Article 30(1) shall be deemed to have obtained, at the time of its establishment, a license from the Prime Minister under Article 4(1).
- 当該銀行持株会社が第五十二条の三十五第三項の認可を受けて事業の譲受けをしたとき(内閣府令で定める場合に限る。)。 その事業の譲受けをした日
- In the case where the Bank Holding Company acquires other's business under the authorization set forth in Article 52-35, paragraph (3) (limited to the cases specified by Cabinet Office Ordinance): The day when the acquisition of business is carried out.
- In the case where the Bank Holding Company acquires other's business under the authorization set forth in Article 52-35(3) (limited to the cases specified by a Cabinet Office Ordinance): The day when the transfer is carried out
- 当該公開買付けに応じて当該上場株券等の売付け等をした者が、当該会社に重要事実が生じており又は公表等の内容が虚偽であることを知つていたとき。
- in the case where the person who makes Sales, etc. of Listed Share Certificates, etc. in response to the Tender Offer knew the fact that the Material Fact occurred pertaining to the company or the fact that the Publication, etc. contains untruth; or
- 株式会社金融商品取引所は、自主規制業務を自主規制法人に委託している場合を除き、定款の定めるところにより、自主規制委員会を置くことができる。
- A Stock Company-Type Financial Instruments Exchange may establish a Self-Regulating Committee pursuant to the provisions of its articles of incorporation, except for the cases where Self-Regulation Related Services are entrusted to a Self-Regulation Organization.
- 正当な理由がないのに、第五十三条の二第六項において準用する会社法第九百五十一条第二項各号又は第九百五十五条第二項各号に掲げる請求を拒んだ者
- A person who has refused the requests listed in each item of Article 951 (2) or each item of Article 955 (2) of the Companies Act, as applied mutatis mutandis pursuant to Article 53-2 (6), without justifiable grounds.
- 前各号に掲げる者に準ずる者として内閣府令で定める者 保険会社等に対する実質的な影響力を表すものとして内閣府令で定めるところにより計算される数
- A person specified by a Cabinet Office Ordinance as being equivalent to a person listed in any of the preceding items: the number calculated pursuant to the provisions of a Cabinet Office Ordinance as representing the person's substantive influence on the Insurance Companies, etc.
- 銀行は、会社分割により事業の全部若しくは一部を承継させ、又は事業の全部若しくは一部を譲渡したときは、遅滞なくその旨を公告しなければならない。
- Where a Bank causes another party to succeed to the whole or a part of its business activities through a company split, or where a Bank transfers the whole or part of its business to another party, said Bank must give public notice to that effect without delay.
- Where a Bank has the whole or part of its business succeeded by another party through company split, or transfers the whole or part of its business to another party, the company must give public notice to that effect without delay.
- 特定目的会社が第一項の承認をしない旨の決定をする場合において、第七項に規定する指定買取人がイの特定出資を買い取ることを請求するときは、その旨
- in cases where the Specified Equity Member requests that a Designated Purchaser as defined in paragraph (7) purchase the Specified Equity set forth in (a) in the event that the Specific Purpose Company decides not to grant the approval set forth in paragraph (1), a statement to that effect;
- 特定目的会社が第二項の承認をしない旨の決定をする場合において、第七項に規定する指定買取人がイの特定出資を買い取ることを請求するときは、その旨
- in cases where the Acquirer of Specified Equity requests that a Designated Purchaser as defined in paragraph (7) purchase the Specified Equity set forth in (a) in the event that the Specific Purpose Company decides not to grant the approval set forth in paragraph (2), a statement to that effect.
- 第二十三条第四項において準用する会社法第三十条第二項の規定にかかわらず、創立総会においては、その決議によって、定款の変更をすることができる。
- Notwithstanding the provision of Article 30, paragraph (2) of the Companies Act as applied mutatis mutandis pursuant to Article 23, paragraph (4), the articles of incorporation may be amended by a resolution of the Organizational Meeting.
- この法律又はこの法律において準用する会社法若しくは信託法の規定に違反して、帳簿又は書類若しくは書面若しくは電磁的記録を備え置かなかつたとき。
- When the person has failed to keep books, documents, or Electromagnetic Records, in violation of the provisions of this Act or the provisions of the Companies Act or Trust Act as applied mutatis mutandis pursuant to this Act;
- 外国法人は、国、国の行政区画及び商事会社を除き、その成立を認許しない。ただし、法律又は条約の規定により認許された外国法人は、この限りでない。
- With the exception of any state, any administrative division of any state, and any commercial corporation, no establishment of a foreign juridical person shall be approved; provided, however, that, this shall not apply to any foreign juridical person which is approved pursuant to the provisions of a law or treaty.
- 組織変更後株式会社金融商品取引所が組織変更に際して組織変更をする会員金融商品取引所の会員に対して金銭を交付するときは、その額又はその算定方法
- when a Stock Company-Type Financial Instruments Exchange after Entity Conversion, upon implementation of Entity Conversion, delivers money to the members of the Membership-Type Financial Instruments Exchange implementing Entity Conversion, the amount of such money or the method of calculating such amount;
- 地域会社は、電気通信幹線路及びこれに準ずる重要な電気通信設備を譲渡し、又は担保に供しようとするときは、総務大臣の認可を受けなければならない。
- The Regional Companies shall obtain authorization of the Minister in order to transfer or mortgage their telecommunications trunk lines or other similarly important telecommunications facilities.
- 解散の事由(会社法第四百七十五条第二号又は第三号(清算の開始原因)に掲げる場合に該当することとなつた清算銀行にあつては、その旨)及びその年月日
- Grounds for dissolution (or, in the case of a Bank in Liquidation which falls under any of the cases provided in item (ii) and item (iii) of Article 475 (Causes of Commencement of Liquidation) of the Companies Act, to that effect) and the date of dissolution; and
- Grounds for dissolution (or, in the case of a Liquidating Bank which falls under any of the cases provided in item (ii) and item (iii) of Article 475 (Causes of Commencement of Liquidation) of the Companies Act, to that effect) and the date of dissolution; and
- 資産流動化計画に従って譲り受ける特定資産以外の財産で特定目的会社の成立後に譲り受けることを約したもの及びその価額並びにその譲渡人の氏名又は名称
- a description of the property other than Specified Assets that are to be transferred to the Specific Purpose Company in accordance with the Asset Securitization Plan that it is agreed will be transferred to the Specific Purpose Company after the formation thereof, the value of such property, and the name of the transferor;
- 発起人は、特定目的会社の設立に際して次に掲げる事項(定款に定めがある事項を除く。)を定めようとするときは、その全員の同意を得なければならない。
- When an incorporator wishes to prescribe the following matters (excluding matters provided for in the articles of incorporation) at the time of incorporation of a Specific Purpose Company, he/she shall obtain the consent of all incorporators:
- 前項の規定による届出(以下この編において「新計画届出」という。)は、前条第一項の規定による届出をした特定目的会社でなければ行うことができない。
- The notification under the provisions of the preceding paragraph (hereinafter referred to as the 'Notification of a New Plan' in this Part) may only be made by a Specific Purpose Company that has made a notification under the provisions of paragraph (1) of the preceding Article.
- 基金の拠出に係る銀行等(銀行、信託会社その他これに準ずるものとして内閣府令で定めるものをいう。以下この編において同じ。)の払込みの取扱いの場所
- Location of the bank(s), etc. (referring to any bank or trust company, or any other institution specified by a Cabinet Office Ordinance as equivalent to a bank or trust company; hereinafter the same shall apply in this Part) where the payment of contribution to the funds is handled; and
- 当該有価証券の発行者の総株主等の議決権の百分の五十を超える議決権に係る株式又は出資を自己又は他人の名義をもって所有する会社に対して譲渡する場合
- cases where the relevant person transfers the Securities to a company that holds shares or equity pertaining to voting rights exceeding 50 percent of the Voting Rights Held by All the Shareholders, etc. of the Issuer of the relevant Securities in its own name or another person's name.
- 主務大臣は、電子債権記録機関が次の各号のいずれかに該当するときは、期限を定めて、電子債権記録業を他の株式会社に移転することを命ずることができる。
- In cases where an Electronic Monetary Claim Recording Institution falls under any of following items, the competent minister may order it to transfer its Electronic Monetary Claims Recording Business to another stock company within a period fixed by him/her:
- 当該銀行持株会社が第五十二条の三十五第二項の認可を受けて吸収分割により事業を承継したとき(内閣府令で定める場合に限る。)。 その吸収分割をした日
- In the case where the Bank Holding Company succeeds to another party's business through absorption-type split under the authorization set forth in Article 52-35, paragraph (2) (limited to the cases specified by Cabinet Office Ordinance): The day when the absorption-type split is carried out;
- In the case where the Bank Holding Company succeeds to another party's business through absorption-type split under the authorization set forth in Article 52-35(2) (limited to the cases specified by a Cabinet Office Ordinance): the day when the absorption-type split is carried out
- 前項の規定による届出(以下「業務開始届出」という。)を行う特定目的会社は、次に掲げる事項を記載した届出書を内閣総理大臣に提出しなければならない。
- A Specific Purpose Company making a notification under the provisions of the preceding paragraph (hereinafter referred to as a 'Business Commencement Notification') shall submit a written notification containing the following matters to the Prime Minister:
- 特定目的会社は、権利の実行に当たりその目的を達成するために必要な場合を除き、自己の特定出資を取得し、又は質権の目的としてこれを受けてはならない。
- No Specific Purpose Company may, except in cases where it is necessary for achieving the purpose thereof through the exercise of its rights, acquire its own Specified Equity, nor shall it receive the same as the subject of a pledge.
- 相互会社は、前項の一定の日を定めた場合には、その日をその二週間前に公告しなければならない。ただし、定款でその日を指定した場合は、この限りでない。
- A Mutual Company that has fixed the 'certain date' set forth in the preceding paragraph shall give public notice of such date no later than two weeks before the date; provided, however, that this shall not apply to the cases where said date is fixed by the articles of incorporation.
- 取得の後において保有することとなる当該会社の社債の残高の金額が一億円を下らない金額で主務省令で定める金額以下である場合 当該主務省令で定める金額
- In the cases where the outstanding balance of bonds of said company to be held after the acquisition is not less than 100 million yen and not more than the amount specified by an ordinance of the competent ministry: The amount specified by said ordinance of the competent ministry;
- 再生計画によって株式会社である再生債務者が発行することができる株式の総数についての定款の変更をするときは、その変更の内容を定めなければならない。
- If the rehabilitation debtor is a stock company and amends its articles of incorporation based on a rehabilitation plan with regard to the total number of shares that may be issued by the rehabilitation debtor, the content of such amendment shall be provided for in the rehabilitation plan.
- 裁判所は、前項の一時自主規制委員の職務を行う者を選任した場合には、特定株式会社金融商品取引所がその者に対して支払う報酬の額を定めることができる。
- In cases where the court has appointed a person who is to temporarily perform the duties of a member of the Self-Regulating Committee as prescribed in the preceding paragraph, the court may prescribe the amount of the remuneration that the Specified Stock Company-Type Financial Instruments Exchange shall pay to that person.
- 株主総会の議事録(会社法第三百十九条第一項の規定により株主総会の決議があったものとみなされる場合にあっては、当該場合に該当することを証する書面)
- Minutes of the general meeting of shareholders (in the case where resolution of a general meeting of shareholders is deemed to exist pursuant to the provisions of Article 319, paragraph (1) of the Companies Act, a document certifying that the case falls under said case)
- 会社法第九百七十六条に規定する者が、第四十条の二第三項において準用する同法第三百九十六条第三項の規定による調査を妨げたときも、前項と同様とする。
- The provisions of the preceding paragraph shall also apply to the case where a person prescribed in Article 976 of the Companies Act has obstructed an inspection under the provisions of Article 396, paragraph (3) of the same Act as applied mutatis mutandis pursuant to Article 40-2, paragraph (3).
- 第三十四条の二十第六項又は第三十四条の二十三第四項において準用する会社法第九百四十六条第三項の規定に違反して、報告をせず、又は虚偽の報告をした者
- A person who has failed to make a report or made a false report in violation of the provisions of Article 946(3) of the Companies Act as applied mutatis mutandis pursuant to Article 34-20(6) or Article 34-23(4)
- 第二十八条の二の規定は、監査法人が会社その他の者の財務書類について第二条第一項の業務を行つた場合における当該業務を執行した社員について準用する。
- The provisions of Article 28-2 shall apply mutatis mutandis to a partner who executed the services in the case where an audit corporation has provided the services set forth in Article 2(1) concerning the financial documents of a company or any other person.
- 破産手続開始の決定を受けて復権を得ない者又は外国の法令上これと同様に取り扱われている者は、保険会社の取締役、執行役又は監査役となることができない。
- No person who has become subject to the ruling of the commencement of bankruptcy proceedings and has not had restored his/her rights, or a person who is treated the same as such a person under the laws and regulations of a foreign state, shall be appointed as a director, executive officer or auditor of an Insurance Company.
- 銀行が会社法第四百三十五条第二項(計算書類等の作成及び保存)の規定により作成する事業報告及び附属明細書の記載事項又は記録事項は、内閣府令で定める。
- Matters to be stated or recorded in business reports and supplementary schedules thereof which a Bank is required to prepare under Article 435, paragraph (2) (Preparation and Retention of Financial Statements, etc.) of the Companies Act shall be specified by Cabinet Office Ordinance.
- Matters to be stated or recorded in business reports and supplementary schedules thereof which a Bank is required to prepare under Article 435(2) (Preparation and Retention of Financial Statements, etc.) of the Companies Act shall be specified by a Cabinet Office Ordinance.
- 第九十四条第一項において準用する会社法第三百三条第二項の規定による請求があつた場合において、その請求に係る事項を投資主総会の目的としなかつたとき。
- When, in cases where a demand as prescribed in Article 303, paragraph (2) of the Companies Act as applied mutatis mutandis pursuant to Article 94, paragraph (1) has been filed, the person has failed to include the matters pertaining to such demand as a subject for an Investors' meeting;
- 第百六十四条第四項において準用する会社法第五百四十条第一項若しくは第二項又は第五百四十二条第一項若しくは第二項の規定による保全処分に違反したとき。
- When the person has violated a temporary restraining order under the provisions of Article 540, paragraph (1) or paragraph (2) or Article 542, paragraph (1) or paragraph (2) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4).
- 非上場会社の株式又は持分を所有する法人の分割により分割後新たに設立される法人又は事業を承継する法人が当該株式又は持分を取得する場合における当該取得
- Acquisition in the cases where, as a result of the demerger of a juridical person that owns the shares or equity of a non-listed company, a newly established juridical person after the demerger or the juridical person which assumes the business acquires said shares or equity;
- 清算投資法人の調査委員(第百六十四条第四項において準用する会社法第五百三十三条の規定により選任された調査委員をいう。第二百四十九条において同じ。)
- An Investigator (meaning an investigator appointed pursuant to the provisions of Article 533 of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4); the same shall apply in Article 249) of an Investment Corporation in Liquidation.
- 代替許可を得て第一項に規定する事業の全部の譲渡又は事業の重要な一部の譲渡をする場合には、会社法第四百六十九条及び第四百七十条の規定は、適用しない。
- The provisions of Article 469 and Article 470 of the Companies Act shall not apply where the transfer of the entire business or transfer of a significant part of the business prescribed in paragraph (1) is conducted with substituted permission.
- 旧承認高度化等中小企業者に関する旧法第十五条に規定する中小企業投資育成株式会社法(昭和三十八年法律第百一号)の特例については、なお従前の例による。
- With regard to the special provisions of the Small and Medium Business Investment & Consultation Corporation Act (Act No. 101 of 1963) prescribed in Article 15 of the Former Act that relate to formerly approved small and medium-sized business operators making an innovation, etc., the provisions then in force shall remain applicable.
- 第三十四条の十の四第四項に規定する被監査会社等との間で既に締結されている契約に基づく第二条第一項の業務として内閣府令で定めるものの停止を命ずる場合
- In the case of ordering the suspension of services that are categorized by Cabinet Office Ordinance as those set forth in Article 2(1) that are provided based on a contract already concluded between the audit corporation and the audit client company, etc. prescribed in Article 34-10-4(4)
- 特定出資の質入れは、その質権者の氏名又は名称及び住所を特定社員名簿に記載し、又は記録しなければ、特定目的会社その他の第三者に対抗することができない。
- A pledge of Specified Equity shall not be perfected against a Specific Purpose Company or other third parties unless the name and address of the pledgee are stated or recorded in the Specified Equity Member Registry.
- 資産保管会社は、投資法人の資産を、確実に、かつ、整然と保管する方法として内閣府令で定める方法により、自己の固有財産と分別して保管しなければならない。
- An Asset Custody Company shall retain the Investment Corporation's assets separately from its own property by a method specified by a Cabinet Office Ordinance as a method for retaining property in a reliable and an orderly manner.
- 信託会社(信託業法(平成十六年法律第百五十四号)第三条又は第五十三条第一項の免許を受けた者をいう。)、銀行その他の法人は、管理人となることができる。
- A trust company (meaning a person who obtained the license set forth in Article 3 or Article 53(1) of the Trust Business Act (Act No. 154 of 2004)), a bank, or any other juridical person may become an administrator.
- 第一項及び前項の規定は、金融商品取引所持株会社の保有基準割合以上の数の対象議決権を保有する認可金融商品取引業協会及び金融商品取引所について準用する。
- The provisions of paragraph (1) and the preceding paragraph shall apply mutatis mutandis to an Authorized Financial Instruments Firms Association and a Financial Instruments Exchange that holds the Subject Voting Rights of a Financial Instruments Exchange Holding Company not less than the Holding Ratio Threshold.
- 第一項及び前項の規定は、株式会社金融商品取引所の保有基準割合以上の数の対象議決権を保有する認可金融商品取引業協会及び金融商品取引所について準用する。
- The provisions of paragraph (1) and the preceding paragraph shall apply mutatis mutandis to an Authorized Financial Instruments Firms Association and a Financial Instruments Exchange that holds the Subject Voting Rights of a Stock Company-Type Financial Instruments Exchange not less than the Holding Ratio Threshold.
- 株券 当該株券の発行者が会社法(平成十七年法律第八十六号)第百九十九条第一項の規定に基づいて行う当該株券の売付けの申込み又はその買付けの申込みの勧誘
- share certificates: offers to sell and the solicitation of offers to buy the relevant share certificates, by the Issuer of said share certificates pursuant to the provisions of Article 199, paragraph (1) of the Companies Act (Act No. 86 of 2005);
- 地域会社は、新株募集をしようとするときは、総務大臣の認可を受けなければならない。募集新株予約権を引き受ける者の募集をしようとするときも、同様とする。
- The Regional Companies shall obtain authorization of the Minister when intending to issue new shares. The same shall apply to cases when intending to invite subscribers to rights to subscribe for new shares.
- 破産手続開始の決定を受けて復権を得ない者又は外国の法令上これと同様に取り扱われている者は、銀行持株会社の取締役、執行役又は監査役となることができない。
- A person who has become subject to the ruling for commencement of bankruptcy proceedings and has not had restored his/her rights or a person who is treated the same as such a person under the laws and regulations of a foreign state may not be appointed as a director, executive officer or auditor of a Bank Holding Company.
- A person who has become subject to the ruling of the commencement of bankruptcy proceedings and has not had restored his/her rights or a person who is treated the same as such a person under the laws and regulations of a foreign state may not be appointed as a director, executive officer or auditor of a Bank Holding Company.
- 第三十条の五第二項の規定は、相互会社の成立前における入社の申込みに係る意思表示について準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provision of Article 30-5, paragraph (2) shall apply mutatis mutandis to the manifestation of intention pertaining to an application for membership prior to the establishment of a Mutual Company. In this case, any other necessary technical change in interpretation shall be specified by a Cabinet Order.
- 前項の場合には、会社法第八百二十八条第一項第五号及び第二項第五号の規定にかかわらず、資本金の額の減少について、その無効の訴えを提起することができない。
- In the case referred to in the preceding paragraph, notwithstanding the provisions of Article 828(1)(v) and (2)(v) of the Companies Act, no action may be filed to seek invalidation of the reduction of the amount of stated capital.
- 当該資産運用会社が自己の計算で行つた不動産の売買その他の政令で定める取引の有無(当該投資法人が投資の対象とする特定資産に不動産が含まれる場合に限る。)
- Whether or not the Asset Management Company has carried out the sale and purchase of real property or other transactions specified by a Cabinet Order with its own account (limited to cases where real property is to be included in the Specified Assets which are the subject of investment by the Investment Corporation);
- 新設合併をする場合には、次に掲げる株主は、新設合併消滅株式会社金融商品取引所に対し、自己の有する株式を公正な価格で買い取ることを請求することができる。
- In the case of a Consolidation-Type Merger, the following shareholders may request the Stock Company-Type Financial Instruments Exchange Extinguished upon a Consolidation-Type Merger to purchase their shares at a fair price:
- 電子公告により公告すべき内容である情報について不特定多数の者がその提供を受けるために必要な事項であって会社法第九百十一条第三項第二十九号イに規定するもの
- the matters necessary for making information regarding which public notice should be given through Electronic Public Notice available to many unspecified persons, as prescribed in Article 911(3)(xxix)(a) of the Companies Act; and
- 第二十四条第二項において準用する会社法第三十三条第十項第三号に掲げる場合 第二十四条第二項において準用する同法第三十三条第十項第三号に規定する証明の内容
- In the case listed in Article 33, paragraph (10), item (iii) of the Companies Act as applied mutatis mutandis pursuant to Article 24, paragraph (2): the content of the verification provided in Article 33, paragraph (10), item (iii) of that Act as applied mutatis mutandis pursuant to Article 24, paragraph (2).
- 清算投資法人の監督委員(第百六十四条第四項において準用する会社法第五百二十七条第一項の規定により選任された監督委員をいう。第二百四十九条において同じ。)
- A Supervisor (meaning a supervisor appointed pursuant to the provisions of Article 527, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4); the same shall apply in Article 249) of an Investment Corporation in Liquidation; or
- この法律において「金融商品取引所」とは、第八十条第一項の規定により内閣総理大臣の免許を受けて金融商品市場を開設する金融商品会員制法人又は株式会社をいう。
- The term 'Financial Instruments Exchange' as used in this Act means a Financial Instruments Membership Corporation or the stock company which has established a Financial Instruments Market with license granted by the Prime Minister under Article 80(1).
- 電子公告により公告すべき内容である情報について不特定多数の者がその提供を受けるために必要な事項であつて会社法第九百十一条第三項第二十九号イに規定するもの
- Matters which are necessary for ensuring that public notice of the information is given through an Electronic Public Notice available to many and unspecified persons as prescribed in Article 911, paragraph (3), item (a) of the Companies Act; and
- 特定目的会社が次の各号のいずれかに該当することとなったときは、当該各号に定める者は、その日から三十日以内に、その旨を内閣総理大臣に届け出なければならない。
- When a Specific Purpose Company comes to fall under either of the following items, the person specified in the relevant item shall notify the Prime Minister to such effect within thirty days from that date:
- 社員及び債権者は、相互会社の事業時間内は、いつでも、次に掲げる請求をすることができる。この場合においては、当該請求の理由を明らかにしてしなければならない。
- A member or creditor may make the following requests at any time during the business hours of the Mutual Company. In this case, however, the member or creditor shall disclose the reason for his/her request:
- 会社の発行する社債でその募集が法第二十六条第一項各号に掲げるもののうち特定のものに対してされるものの取得。ただし、次のいずれかに該当する社債の取得を除く。
- The acquisition of bonds issued by a company which are offered to specified parties among those listed in each item of Article 26, paragraph (1) of the Act; provided, however, that the acquisition of bonds which fall under any of the following is excluded:
- 投資法人債権者は、投資法人債の種類(第百三十九条の七において準用する会社法第六百八十一条第一号に規定する種類をいう。)ごとに投資法人債権者集会を組織する。
- The Creditors of an Investment Corporation shall organize Investment Corporation Creditors' meetings for each Class (meaning classes as prescribed in Article 681, item (i) of the Companies Act as applied mutatis mutandis pursuant to Article 139-7) of Investment Corporation Bonds.
- 前項の認可を受けようとする者は、組織変更後株式会社金融商品取引所について次に掲げる事項を記載した組織変更認可申請書を内閣総理大臣に提出しなければならない。
- A person who intends to obtain the authorization under the preceding paragraph shall submit to the Prime Minister an application for entity conversion containing the following matters with regard to the Stock Company-Type Financial Instruments Exchange after Entity Conversion:
- 委員会設置会社である場合における次の表の上欄に掲げるこの法律の規定の適用については、これらの規定中同表の中欄に掲げる字句は、同表の下欄に掲げる字句とする。
- In cases of a corporation with audit committee, with respect to the application of the provisions of this Act listed in the first column, the terms among the provisions listed in the column shall be the terms listed in the third column.
- 旧承認進出中小企業者に関する旧法第二十七条において読み替えて準用する旧法第十五条に規定する中小企業投資育成株式会社法の特例については、なお従前の例による。
- With regard to the special provisions of the Small and Medium Business Investment & Consultation Corporation Act prescribed in Article 15 of the Former Act, which is applied mutatis mutandis by replacing the terms under Article 27 of the Former Act, that relate to formerly approved small and medium-sized business operators starting up a new business, the provisions then in force shall remain applicable.
- 第四十条の二第三項において準用する会社法第三百九十八条第二項の規定により意見を述べるに当たり、通常総会に対し、虚偽の申述を行い、又は事実を隠ぺいしたとき。
- When, on stating opinions pursuant to the provisions of Article 398, paragraph (2) of the Companies Act as applied mutatis mutandis pursuant to Article 40-2, paragraph (3), having made a false statement to or having concealed facts from the ordinary general meeting
- 特定合併後の電子債権記録機関(電子債権記録機関が特定合併後存続する株式会社である場合を除く。)は、特定合併の時に第五十一条第一項の指定を受けたものとみなす。
- The Electronic Monetary Claim Recording Institution after the Specified Merger (excluding cases where the Electronic Monetary Claim Recording Institution is a stock company that continues to exist after the Specified Merger) shall be deemed to have obtained the designation under Article 51 (1) at the time of the Specified Merger.
- 特定目的会社が新たな資産流動化計画に基づく資産の流動化に係る業務を行うときは、あらかじめ、内閣府令で定めるところにより内閣総理大臣に届け出なければならない。
- A Specific Purpose Company shall, before conducting business pertaining to Asset Securitization based on a new Asset Securitization Plan, notify the Prime Minister in advance pursuant to the provisions of a Cabinet Office Ordinance.
- 当該特定目的会社の事業年度の末日において、第百十四条第一項第二号から第四号までに掲げる額の合計額が同項第一号に掲げる額を超えるおそれがあると認められるとき。
- when the total sum of the amounts listed in Article 114(1)(ii) to (iv) inclusive is found likely to exceed the amount set forth in item (i) of that paragraph on the last day of the Specific Purpose Company's business year.
- この法律は、保険会社等が負う地震保険責任を政府が再保険することにより、地震保険の普及を図り、もつて地震等による被災者の生活の安定に寄与することを目的とする。
- The purpose of this Act is to promote the dissemination of earthquake insurance by having the governments reinsure the earthquake liabilities of insurance companies, etc. thereby helping to contribute to the stability of the lives of disaster victims of an earthquake, etc.
- 会社法第三百二十九条第二項の規定は、前項の決議について準用する。この場合において、同条第二項中「この法律」とあるのは、「投資法人法」と読み替えるものとする。
- The provisions of Article 329, paragraph (2) of the Companies Act shall apply mutatis mutandis to a resolution as prescribed in the preceding paragraph. In this case, the term 'this Act' in Article 329, paragraph (2) of that Act shall be deemed to be replaced with the 'Investment Corporations Act'.
- 新設合併消滅会員金融商品取引所の会員又は新設合併消滅株式会社金融商品取引所の株主(新設合併消滅金融商品取引所を除く。)に対する前号の株式の割当てに関する事項
- matters concerning the allotment of the shares set forth in the preceding item to members of the Membership-Type Financial Instruments Exchange Extinguished upon a Consolidation-Type Merger or shareholders of the Stock Company-Type Financial Instruments Exchange Extinguished upon a Consolidation-Type Merger (excluding the Financial Instruments Exchange Extinguished upon a Consolidation-Type Merger);
- 上場株券等の発行者が外国会社である買付け等のうち、多数の者が当該買付け等に関する事項を知り得る状態に置かれる方法により行われる買付け等として政令で定めるもの
- Purchase, etc. conducted by the Issuer thereof who is a foreign company and by the method specified by a Cabinet Order as that for making available to a large number of persons the matters pertaining to the Purchase, etc.
- 申請者が、その人的構成等に照らして、保険会社の業務を的確、公正かつ効率的に遂行することができる知識及び経験を有し、かつ、十分な社会的信用を有する者であること。
- In light of such matters as personnel structure, etc., the Applicant shall have: the knowledge and experience necessary to be able to carry out the business of an Insurance Company appropriately, fairly and efficiently; and sufficient social credibility.
- 外国銀行の業務の代理又は媒介(銀行の子会社である外国銀行の業務の代理又は媒介を当該銀行が行う場合における当該代理又は媒介その他の内閣府令で定めるものに限る。)
- Agency or intermediation for the business activities of a Foreign Bank (limited to agency or intermediation and those specified by Cabinet Office Ordinance in the case where the Bank conducts the agency or intermediation for the business activities of a Foreign Bank which is a Subsidiary Company of the Bank);
- 優先資本金の額(この法律に別段の定めがある場合を除き、優先出資の発行に際して優先出資社員となる者が特定目的会社に対し、払込みをした財産の額をいう。以下同じ。)
- the Amount of Preferred Capital (meaning the amount of property that has been paid to the Specific Purpose Company by persons who are to become Preferred Equity Members at the time of issuance of Preferred Equity, unless otherwise provided for in this Act; the same shall apply hereinafter);
- 相互会社は、内閣府令で定めるところにより、社員の名簿を作成し、これに社員の名簿に関し必要な事項として内閣府令で定める事項を記載し、又は記録しなければならない。
- A Mutual Company shall, pursuant to the provisions of a Cabinet Office Ordinance, prepare a members list and describe therein or record thereon the matters specified by a Cabinet Office Ordinance as matters required for such members list.
- この法律又はこの法律において準用する会社法若しくは信託法の規定による公告、公示若しくは通知をすることを怠つたとき、又は不正の公告、公示若しくは通知をしたとき。
- When the person has failed to give public notice or notice under the provisions of this Act or the provisions of the Companies Act or Trust Act as applied mutatis mutandis pursuant to this Act, or has given improper public notice or notice;
- 当該資産運用会社が自己の計算で行つた有価証券の売買その他の政令で定める取引のうち当該投資法人の資産の運用を行つたものと同一の銘柄について取引を行つた事実の有無
- Whether or not the Asset Management Company has carried out, among the sale and purchase of Securities and other transactions specified by a Cabinet Order carried out with its own account, a transaction for the same issue in which the Investment Corporation's assets have been invested;
- 前項の委託に係る契約(第六十七条第一項第十四号に規定する資産運用会社となるべき者と締結するものを除く。)は、投資主総会の承認を得なければ、その効力を生じない。
- The agreement for the entrustment prescribed in the preceding paragraph (excluding any agreement concluded with a person who will become an Asset Management Company as set forth in Article 67, paragraph (1), item (xiv)) shall not become effective unless approval has been obtained at an Investors' meeting.
- 第百条の四の規定による登記の申請書には、清算人が第百条の十七第一項において準用する会社法第五百七条第三項の承認を得たことを証する書面を添付しなければならない。
- The document proving that the liquidator has obtained the approval under Article 507(3) of the Companies Act as applied mutatis mutandis pursuant to Article 100-17(1) shall be attached to the application for registration under the provision of Article 100-4.
- 公認会計士又はその配偶者が、役員、これに準ずるもの若しくは財務に関する事務の責任ある担当者であり、又は過去一年以内にこれらの者であつた会社その他の者の財務書類
- The financial documents of a company or any other person in a case where the certified public accountant or his/her spouse is or was within the past year an officer, a person in an equivalent position or a responsible member in charge of any financial affairs of said company or person
- 銀行は、前各項に規定する事項のほか、預金者その他の顧客が当該銀行及びその子会社等の業務及び財産の状況を知るために参考となるべき事項の開示に努めなければならない。
- A Bank shall endeavor to disclose matters of reference for depositors or other customers to learn the status of business and property of the Bank and its Subsidiary Companies, etc., in addition to matters prescribed in the provisions of the preceding paragraphs.
- A Bank shall endeavor to disclose matters of reference for depositors or other customers to know the status of business and property of the Bank and its Subsidiary Companies, etc., in addition to matters prescribed in the provisions of the preceding paragraphs.
- 特定出資の譲渡は、その特定出資を取得した者の氏名又は名称及び住所を特定社員名簿に記載し、又は記録しなければ、特定目的会社その他の第三者に対抗することができない。
- A transfer of Specified Equity shall not be perfected against the Specific Purpose Company and other third parties unless the name and address of the person who acquires said Specified Equity are stated or recorded in the Specified Equity Member Registry.
- 特定目的会社は、前項の決定をしたときは、譲渡等承認請求をした者(以下この条において「譲渡等承認請求者」という。)に対し、当該決定の内容を通知しなければならない。
- When a Specific Purpose Company makes the decision set forth in the preceding paragraph, it shall notify the person who has made the Request for Approval of Transfer (hereinafter referred to as the 'Person Requesting Approval of Transfer' in this Article) of the details of said decision.
- 新法第二十六条第三項の規定は、同条第二項第二号に掲げる譲渡のうち、この法律の施行の日前から引き続き適法に所有する会社の株式又は持分の譲渡については、適用しない。
- The provision of Article 26, paragraph 3 of the New Act shall not apply to the transfer of a share or equity of a corporation, which has been legally held before the date of enforcement of this Act, among the transfers listed in paragraph 2, item 2 of the said article.
- 投資信託及び投資法人に関する法律第二条第十一項に規定する投資信託委託会社の第二条第一項第十号に掲げる有価証券に係る収益金、償還金又は解約金の支払に係る業務の代理
- agency service of the business pertaining to payment of earnings, redemption money or cancellation money with regard to Securities listed in Article 2(1)(x) conducted by an investment trust management company defined in Article 2(11) of the Act on Investment Trusts and Investment Corporations;
- 合併をし、会社分割により事業を承継させ、若しくは承継し、又は事業の全部若しくは重要な一部の譲渡若しくは譲受け(当該外国銀行支店のみに係るものを除く。)をしたとき。
- When the Foreign Bank has become a party to a merger, has caused another party to succeed to its business or succeeded to business of any other party through a company split or has transferred or acquired the whole or material part of its or any other party's business (excluding business pertaining only to that Branch Office of the Foreign Bank);
- When the Principal Foreign Bank has become a party to a merger, has caused another party to succeed to its business or succeeded to business of any other party through a company split, or has transferred or acquired the whole or material part of its or any other party's business (excluding business pertaining only to that Branch Office of the Foreign Bank);
- When the Foreign Bank has become a party to a Merger, has had its business succeeded by any other party or succeeded to business of any other party through a company split or has transferred or acquired the whole or material part of its or any other party's business (excluding business pertaining only to that Foreign Bank Branch);
- 特定資本金の額(この法律に別段の定めがある場合を除き、特定出資の発行に際して特定社員となる者が特定目的会社に対して払込み又は給付をした財産の額をいう。以下同じ。)
- the Amount of Specified Capital (meaning the amount of property that the persons who are to become Specified Equity Members have paid or delivered to the Specific Purpose Company at the time of issuance of Specified Equity, unless otherwise provided for by this Act; the same shall apply hereinafter);
- 発起人は、第二十九条第二項の規定による通知をした以後は、第二十四条第二項において準用する会社法第三十三条第九項の規定にかかわらず、定款の変更をすることができない。
- The incorporators may not effect any amendment in the articles of incorporation once the notice under Article 29, paragraph (2) is given, notwithstanding the provision of Article 33, paragraph (9) of the Companies Act as applied mutatis mutandis pursuant to Article 24, paragraph (2).
- 第百五十七条第三項において準用する会社法第五百条第一項の規定又は第百六十四条第四項において準用する同法第五百三十七条第一項の規定に違反して、債務の弁済をしたとき。
- When the person has performed his/her obligations in violation of the provisions of Article 500, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 157, paragraph (3) or the provisions Article 537, paragraph (1) of that Act as applied mutatis mutandis pursuant to Article 164, paragraph (4);
- 資産運用会社は、投資法人の委託を受けてその資産の運用を行う場合において、当該投資法人から委託された資産の運用に係る権限の全部を他の者に対し、再委託してはならない。
- When an Asset Management Company invests assets under entrustment from an Investment Corporation, it shall not further entrust the whole of the authority pertaining to asset investment entrusted to it by said Investment Corporation to another person.
- 第百十五条の六第十二項において準用する会社法第四百二十七条第一項の規定による会計監査人が負う責任の限度に関する契約の締結についての規約の定めがあるときは、その定め
- When there are provisions in the certificate of incorporation with regard to the conclusion of contracts for the limitation of liabilities assumed by an accounting auditor under Article 427, paragraph (1) as applied mutatis mutandis pursuant to Article 115-6, paragraph (12), such provisions;
- 株式会社金融商品取引所は、内閣府令で定めるところにより、その発行済株式の総数、総株主の議決権の数その他の内閣府令で定める事項を、公衆の縦覧に供しなければならない。
- A Stock Company-Type Financial Instruments Exchange shall make available for public inspection its total number of issued shares, the number of voting rights of all shareholders and other matters specified by a Cabinet Office Ordinance, pursuant to the provisions of a Cabinet Office Ordinance.
- 登録投資法人は、次の各号のいずれかに該当するときは、前項の規定にかかわらず、役員会の決議により資産運用会社と締結した資産の運用に係る委託契約を解約することができる。
- When a Registered Investment Corporation falls under any of the following items, notwithstanding the provisions of the preceding paragraph, the Registered Investment Company may cancel the entrustment contract for asset investment that has been concluded with an Asset Management Company by a resolution from the board of officers:
- 前号に掲げる事項のほか、新設合併設立株式会社金融商品取引所の株式の割当てについて株式の種類ごとに異なる取扱いを行うこととするときは、その旨及び当該異なる取扱いの内容
- in addition to the matters listed in the preceding item, if treating allotment of shares of the Stock Company-Type Financial Instruments Exchange Established by a Consolidation-Type Merger differently by class of shares, such fact and the contents of such differing treatment.
- 電子債権記録機関が他の株式会社に行う電子債権記録業の全部又は一部の譲渡(以下この条において「事業譲渡」という。)は、主務大臣の認可を受けなければ、その効力を生じない。
- The assignment of whole or a part of Electronic Monetary Claims Recording Business conducted by an Electronic Monetary Claim Recording Institution to other stock company (hereinafter referred to as 'Business Assignment' in this Article) shall not be effective without the competent minister's approval.
- 前項の規定による届出(以下この編において「変更届出」という。)を行う特定目的会社は、当該変更の内容及びその理由を記載した届出書を内閣総理大臣に提出しなければならない。
- A Specific Purpose Company, in making a notification under the provisions of the preceding paragraph (hereinafter referred to as a 'Notification of a Change'), shall submit written notification containing the details of and the reason for said change to the Prime Minister.
- 相互会社は、社員として権利を行使すべき者を定めるため、その権利を行使すべき日の前四月以内の一定の日における社員をもって、その権利を行使すべき社員とみなすことができる。
- For the purpose of identifying the persons who shall exercise their rights as members, a Mutual Company may deem the persons who enjoy its membership on a certain date within four months prior to the date of exercising such rights as the members who shall exercise said rights.
- 第一項の規定により選任された設立時取締役、設立時会計参与、設立時監査役又は設立時会計監査人は、相互会社の成立の時までの間、創立総会の決議によって解任することができる。
- Directors at incorporation, accounting advisors at incorporation, auditors at incorporation or accounting auditors at incorporation who are elected pursuant to the provision of paragraph (1) may be dismissed by a resolution of the Organizational Meeting at any time prior to the establishment of the Mutual Company.
- 内閣総理大臣は、金融商品取引所持株会社がその認可を受けた当時既に第百六条の十二第二項各号のいずれかに該当していたことが判明したときは、その認可を取り消すことができる。
- When a Financial Instruments Exchange Holding Company is found to have already fallen under any of the categories specified in each item of Article 106-12(2) at the time of receipt of the authorization, the Prime Minister may rescind its authorization.
- 第四十条の二第三項又は第四十条の三第二項において準用する会社法第三百四十条第三項の規定により報告するに当たり、総会に対し、虚偽の申述を行い、又は事実を隠ぺいしたとき。
- When, on making a report pursuant to the provisions of Article 340, paragraph (3) of the Companies Act as applied mutatis mutandis pursuant to Article 40-2, paragraph (3) or Article 40-3, paragraph (2), having made a false statement to or having concealed facts from the general meeting
- 内閣総理大臣は、前項の規定による届出を受理したときは、同項の資産流動化計画に基づく業務が終了した旨及びその届出のあった年月日を特定目的会社名簿に登載しなければならない。
- When the Prime Minister receives a notification under the provisions of the preceding paragraph, he/she shall register the fact that business pertaining to the Asset Securitization Plan set forth in that paragraph has been completed, along with the date on which such notification was made, in the Specific Purpose Company Registry.
- 第二十五条第二項(第五十九条において準用する場合を含む。)又は第百八十六条の二第四項において準用する会社法第九百四十一条の規定に違反して、同条の調査を求めなかつたとき。
- When the person has failed to request an investigation under Article 941 of the Companies Act, in violation of that Article as applied mutatis mutandis pursuant to Article 25, paragraph (2) (including the cases where it is applied mutatis mutandis pursuant to Article 59) or Article 186-2, paragraph (4) of this Act;
- 会社法(平成十七年法律第八十六号)第百八十五条に規定する株式無償割当てによる株式の取得又は株式への一任運用(令第二条第十項に規定する株式への一任運用をいう。以下同じ。)
- The acquisition of shares through an allotment of shares without contribution as prescribed in Article 185 of the Companies Act (Act No. 86 of 2005), or discretionary investment in shares (meaning discretionary investment in shares as prescribed in Article 2, paragraph (10) of the Order; the same shall apply hereinafter);
- 正当な理由がないのに、第三十四条の二十第六項又は第三十四条の二十三第四項において準用する会社法第九百五十一条第二項各号又は第九百五十五条第二項各号に掲げる請求を拒んだ者
- A person who has, without justifiable grounds, refused any of the requests set forth in the items of Article 951(2) or items of Article 955(2) of the Companies Act as applied mutatis mutandis pursuant to Article 34-20(6) or Article 34-23(4)
- 特定目的会社が前項の特定出資を買い受けるには、社員総会の決議によらなければならない。この場合においては、当該特定出資の売主たる特定社員は、議決権を行使することができない。
- A resolution made at a general meeting of members shall be required in order for a Specific Purpose Company to purchase the Specified Equity set forth in the preceding paragraph. In this case, the Specified Member who is the seller of said Specified Equity may not exercise his/her voting right.
- 会社法第九百八条から第九百十条までの規定は、投資法人の登記について準用する。この場合において、これらの規定中「この法律」とあるのは、「投資法人法」と読み替えるものとする。
- The provisions of Article 908 through Article 910 of the Companies Act shall apply mutatis mutandis to the registration of an Investment Corporation. In this case, the term 'this Act' in these provisions shall be deemed to be replaced with 'the Investment Corporations Act.'
- 保障契約は、当該契約においてタンカー所有者の損害をてん補し、又は賠償の義務の履行を担保する者が船主相互保険組合、保険会社その他の政令で定める者であるものでなければならない。
- For the Contract on Insurance or Other Financial Security, the party who covers the damage of the Tanker Owner or the party who secures the performance of the obligations for damages in that Contract shall be the party such as shipowners' mutual protection and indemnity association, insurance company or other entity specified by a cabinet order.
- 東日本電信電話株式会社にあつては、北海道、青森県、岩手県、宮城県、秋田県、山形県、福島県、茨城県、栃木県、群馬県、埼玉県、千葉県、東京都、神奈川県、新潟県、山梨県及び長野県
- As for East Nippon Telegraph and Telephone Corporation, Hokkaido Prefecture, Aomori Prefecture, Iwate Prefecture, Miyagi Prefecture, Akita Prefecture, Yamagata Prefecture, Fukushima Prefecture, Ibaraki Prefecture, Tochigi Prefecture, Gunma Prefecture, Saitama Prefecture, Chiba Prefecture, Tokyo Metropolis, Kanagawa Prefecture, Niigata Prefecture, Yamanashi Prefecture and Nagano Prefecture;
- 特定目的会社は、資産流動化計画の定めるところに従い、取締役の決定(取締役が数人あるときは、その過半数をもってする決定)により、優先出資を引き受ける者の募集をすることができる。
- A Specific Purpose Company may, in accordance with the provisions of an Asset Securitization Plan and the decision of the directors (if there are multiple directors, a decision made by a majority thereof), solicit persons to subscribe for Preferred Equity.
- 清算投資法人の清算執行人代理(第百六十四条第四項において読み替えて準用する会社法第五百二十五条第一項の規定により選任された清算執行人代理をいう。第二百四十九条において同じ。)
- An Executive Liquidator's Agent (meaning an executive liquidator's agent appointed pursuant to the provisions of Article 525, paragraph (1) of the Companies Act as applied mutatis mutandis by replacing certain terms pursuant to Article 164, paragraph (4); the same shall apply in Article 249) of an Investment Corporation in Liquidation;
- 会員金融商品取引所は、他の会員金融商品取引所又は株式会社金融商品取引所と合併することができる。この場合において、合併をする金融商品取引所は、合併契約を締結しなければならない。
- A Membership-Type Financial Instruments Exchange may merge with another Membership-Type Financial Instruments Exchange or a Stock Company-Type Financial Instruments Exchange. In this case, the Financial Instruments Exchange implementing the merger shall conclude a merger agreement.
- 金銭の信託契約その他の契約又は法律の規定に基づき、会社の対象議決権を行使することができる権限又は当該議決権の行使について指図を行うことができる権限を有する場合 当該対象議決権
- when a person has the authority to exercise the company's Subject Voting Rights or the authority to give instructions on the exercise of said voting rights based on the provisions of a money trust contract or other contract or Act: said Subject Voting Rights; and
- 裁判所は、株式会社金融商品取引所の清算手続、破産手続、再生手続、更生手続又は承認援助手続において、内閣総理大臣に対し、意見を求め、又は検査若しくは調査を依頼することができる。
- In liquidation proceedings, bankruptcy proceedings, rehabilitation proceedings, reorganization proceedings or recognition and assistance proceedings for a Stock Company-Type Financial Instruments Exchange, the court may request an opinion of, or inspection or investigation by, the Prime Minister.
- 監査法人が会社その他の者の財務書類について証明をする場合には、当該証明に係る業務を執行した社員は、当該証明書にその資格を表示して自署し、かつ、自己の印を押さなければならない。
- Where an audit corporation attests the financial documents of a company or any other person, the partner who has executed the services pertaining to said attestation shall sign the certificate with an indication of his qualification and affix his/her seal thereto.
- 内閣総理大臣は、前項の認可の申請があったときは、当該申請に係る事項が当該保険会社の業務の健全かつ適切な運営を妨げるおそれがないと認める場合でなければ、これを認可してはならない。
- When an application for authorization referred to in the preceding paragraph is filed, the Prime Minister shall not grant the authorization unless he/she finds that matters pertaining to the application are not likely to interfere with the sound and appropriate management of the Insurance Company.
- 技術導入契約の締結等の相手方である非居住者により総議決権の百分の五十以上の議決権の数を直接に保有されている会社である居住者が当該非居住者との間でしようとする技術導入契約の締結等
- The conclusion of a technology introduction contract, etc. in which a resident, who is a company in which 50% or more of the total voting rights are directly held by a non-resident who is the other party to the conclusion of a technology introduction contract, etc. intends to conclude with said non-resident;
- 裁判所は、清算投資法人に次に掲げる事由があると認めるときは、第四項において準用する会社法第五百十四条の規定に基づき、申立てにより、当該清算投資法人に対し特別清算の開始を命ずる。
- If the court finds that the following grounds exist in an Investment Corporation in Liquidation, the court may order said Investment Corporation in Liquidation to commence a special liquidation in response to a petition filed under Article 514 of the Companies Act as applied mutatis mutandis pursuant to paragraph (4):
- 第二条第十一項の規定は、第一項第七号、第二項第六号及び第三項第八号に規定する一の株主が取得し、又は保有することとなつた銀行、銀行主要株主又は銀行持株会社の議決権について準用する。
- The provisions of Article 2, paragraph (11) shall apply mutatis mutandis to voting rights in a Bank, a Bank's Major Shareholder or Bank Holding Company acquired or held by a single shareholder referred to in item (vii) of paragraph (1), item (vi) of paragraph (2) or item (viii) of paragraph (3).
- The provision of Article (2)(xi) shall apply mutatis mutandis to voting rights of a Bank, a Major Shareholder of Bank or Bank Holding Company acquired or held by a single shareholder referred to in item (vii) of paragraph (1), item (vi) of paragraph (2) or item (viii) of paragraph (3).
- この法律又はこの法律において準用する会社法に規定する事項について、官庁、投資主総会、創立総会、投資法人債権者集会又は債権者集会に対し、虚偽の申述を行い、又は事実を隠ぺいしたとき。
- When the person, with regard to the matters provided in this Act or the Companies Act as applied mutatis mutandis pursuant to this Act, has made a false statement to or concealed facts from a government agency, at an Investors' meeting, Organizational Meeting, at an Investment Corporation Creditors' meeting, or at a Creditors' Meeting;
- 第二十五条第二項(第五十九条において準用する場合を含む。)又は第百八十六条の二第四項において準用する会社法第九百四十六条第三項の規定に違反して、報告をせず、又は虚偽の報告をした者
- A person who has failed to make a report, in violation of Article 946, paragraph (3) of the Companies Act as applied mutatis mutandis pursuant to Article 25, paragraph (2) (including the cases where it is applied mutatis mutandis pursuant to Article 59) or Article 186-2, paragraph (4), or who has made a false report; or
- 会社法第百三十一条第二項の規定は投資証券について、同法第百三十二条及び第百三十三条の規定は投資口について、それぞれ準用する。この場合において、必要な技術的読替えは、政令で定める。
- Article 131, paragraph (2) of the Companies Act shall apply mutatis mutandis to the Investment Securities, and the provisions of Article 132 and Article 133 of that Act shall apply mutatis mutandis to the Investment Equity. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 当該株式会社金融商品取引所の株主は、その権利を行使するため必要があるときは、裁判所の許可を得て、第一項の議事録について前項各号に掲げるものの閲覧又は謄写の請求をすることができる。
- If it is necessary for the purpose of exercising the rights of a shareholder, a shareholder of the Stock Company-Type Financial Instruments Exchange may, with the permission of the court, make requests for inspection or copying of the matters set forth in each item of the preceding paragraph with regard to the minutes prescribed in paragraph (1).
- 第六十九条第一項において準用する会社法第四百八十四条第一項の規定又は第八十二条の十八第一項において準用する民法第八十一条第一項の規定に違反して、破産手続開始の申立てを怠つたとき。
- When, in violation of the provisions of Article 484, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 69, paragraph (1) or the provisions of Article 81, paragraph (1) of the Civil Code as applied mutatis mutandis pursuant to Article 82-18, paragraph (1), having failed to file a petition for the commencement of bankruptcy proceedings
- 前項の規定による払込みは、発起人が定めた銀行等(銀行、信託会社その他これに準ずるものとして内閣府令で定めるものをいう。以下同じ。)の払込みの取扱いの場所においてしなければならない。
- Payment under the provisions of the preceding paragraph shall be made at the Bank, etc. (meaning a bank, trust company, or other organization specified by a Cabinet Office Ordinance as being equivalent thereto; the same shall apply hereinafter) specified as the place for payment by the incorporators.
- 自己特定出資(特定目的会社が有する自己の特定出資をいい、権利の実行に当たりその目的を達成するために取得したものを除く。)の口数が、特定出資の総口数の五分の一を超えることとなるとき。
- when the number of units of the Specific Purpose Company's own Specified Equity (meaning Specified Equity in a Specific Purpose Company held by that same Specific Purpose Company itself, excluding that acquired for achieving the purpose of the Specific Purpose Company through the exercise of its rights) exceeds one-fifth of the total number of units of Specified Equity;
- 株式の所有関係、親族関係その他の政令で定める特別の関係にある者が株式会社金融商品取引所の対象議決権を取得し、又は保有する場合 当該特別の関係にある者が取得し、又は保有する対象議決権
- when a person who has a shareholder relationship, family relationship or any other special relationship specified by a Cabinet Order acquires or holds the Subject Voting Rights of a Stock Company-Type Financial Instruments Exchange: the Subject Voting Rights acquired or held by said person who has a special relationship.
- 前項の組織変更認可申請書には、組織変更計画の内容を記載した書面、組織変更後株式会社金融商品取引所の定款、業務規程、受託契約準則その他の内閣府令で定める書類を添付しなければならない。
- The documents containing the contents of the entity conversion plan, and the articles of incorporation, the operational rules and the brokerage contract rules of the Stock Company-Type Financial Instruments Exchange after Entity Conversion as well as other documents specified by a Cabinet Office Ordinance shall be attached to the application for entity conversion set forth in the preceding paragraph.
- この政令は、特定目的会社による特定資産の流動化に関する法律等の一部を改正する法律(以下「改正法」という。)の施行の日(平成十二年十一月三十日。以下「施行日」という。)から施行する。
- This Cabinet Order shall come into force as from the day of the enforcement (November 30, 2000; hereinafter referred to as the 'Effective Date') of the Act for Partial Revision of the Act concerning Liquidation of Specified Assets by Special Purpose Entities (hereinafter referred to as the 'Revising Act').
- 第六条第一項又は第二項の規定に違反した場合においては、その違反行為をした会社の職員又は名義書換代理人(名義書換代理人が法人である場合は、その従業者)は、五十万円以下の罰金に処する。
- In cases where any violation to the provisions of Article 6 paragraph (1) or paragraph (2) has occurred, the employee concerned of the Company and the Regional Companies or transfer agent (where the transfer agent is a juridical person, its employee) who has committed the violation shall be punishable and liable to a fine not exceeding five hundred thousand yen.
- 当該申請をした者(以下この項において「申請者」という。)が保険会社の業務を健全かつ効率的に遂行するに足りる財産的基礎を有し、かつ、申請者の当該業務に係る収支の見込みが良好であること。
- The person who has filed an application for license of Insurance Company business (hereinafter referred to as 'Applicant' in this paragraph) shall have financial basis to conduct the business of an Insurance Company soundly and efficiently and shall have good prospects for income and expenditure pertaining to the business; and
- 特定社員名簿管理人(特定目的会社に代わって特定社員名簿の作成及び備置きその他の特定社員名簿に関する事務を行う者をいう。以下同じ。)を置いたときは、その氏名又は名称及び住所並びに営業所
- if there is an Administrator for the Specified Equity Member Registry (meaning a person who, on behalf of the Specific Purpose Company, engages in preparation and keeping of the Specified Equity Member Registry and any other affairs concerning the Specified Equity Member Registry; the same shall apply hereinafter), the name, address, and business office of said Administrator of the Specified Equity Member Registry;
- 会社その他の社団からの社員若しくは社員であった者に対する訴え、社員からの社員若しくは社員であった者に対する訴え又は社員であった者からの社員に対する訴えで、社員としての資格に基づくもの
- An action brought by a company or any other association against its member or a person who was its member, an action brought by a member against another member or a person who was a member or an action brought by a person who was a member against a member, which is based on his/her status as a member
- 資産流動化計画に定められた特定資産の種類、当該特定資産を特定するに足りる事項、当該特定資産につき存在する特定目的会社に対抗し得る権利その他当該特定資産の価格を知るために必要な事項の概要
- an outline of the types of Specified Assets, matters sufficient for specifying the Specified Assets, the rights on the Specified Assets which may be asserted against the Specific Purpose Company, and any other matters necessary for learning the value of the Specified Assets as provided by the Asset Securitization Plan;
- 特定目的会社は、その発行に係る優先出資の総口数の全額の払込みがあった日から二週間以内に、その本店の所在地において、優先出資の発行に係る事項として次に掲げる事項を登記しなければならない。
- A Specific Purpose Company shall register the following matters as matters pertaining to issuance of Preferred Equity at the location of its head office within two weeks from the date on which payment has been made in full for the total number of units of Preferred Equity it has issued:
- この法律において「特定約束手形」とは、金融商品取引法(昭和二十三年法律第二十五号)第二条第一項第十五号に掲げる約束手形であって、特定目的会社が第二百五条の規定により発行するものをいう。
- The term 'Specified Promissory Note' as used in this Act means a promissory note as set forth in Article 2(1)(xv) of the Financial Instruments and Exchange Act (Act No. 25 of 1948), which is issued by a Specific Purpose Company pursuant to the provisions of Article 205.
- 第二項の規定による通知を受けた設立時に募集をする基金の引受人は、同項に規定する期日までに払込みをしないときは、当該払込みをすることにより相互会社の設立時の基金の拠出者となる権利を失う。
- A subscriber for the funds solicited at incorporation who has received the notice under paragraph (2) shall, unless he/she makes the payment by the date prescribed in that paragraph, lose his/her right to become a contributor to the funds of a Mutual Company at incorporation by making such payment.
- 投資法人債に係る債権者(以下「投資法人債権者」という。)が第百三十九条の七において準用する会社法第六百九十八条の規定による請求の全部又は一部をすることができないこととするときは、その旨
- When it has been arranged that the creditors of the Investment Corporation Bonds (hereinafter referred to as the 'Creditors of an Investment Corporation') may not make the request under Article 698 of the Companies Act as applied mutatis mutandis pursuant to Article 139-7, in whole or in part, to that effect;
- 特定保有団体等は、前項の規定により株式会社金融商品取引所の総株主の議決権の百分の五十以下の数の対象議決権の保有者となつたときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
- When a Specified Holding Entity, etc. has become a holder of the Subject Voting Rights not more than 50 percent of the voting rights of all shareholders of a Stock Company-Type Financial Instruments Exchange under the provision of the preceding paragraph, it shall notify to the Prime Minister of that effect without delay.
- 吸収合併をする場合には、次の各号に掲げる場合における当該各号に定める株主は、吸収合併存続株式会社金融商品取引所に対し、自己の有する株式を公正な価格で買い取ることを請求することができる。
- In the case of an Absorption-Type Merger, the shareholders listed in any of the following items in the respective case may request the Stock Company-Type Financial Instruments Exchange Surviving an Absorption-Type Merger to purchase their shares at a fair price:
- 前二項に規定するもののほか、会社は、その発行済株式の総数が変動することとなる場合においても、外国人等議決権割合が三分の一以上とならないようにするために必要な措置を講じなければならない。
- In the case, other than in those cases provided in the preceding two paragraphs, where the total number of the Company's outstanding shares changes, the Company shall take necessary measures to ensure that the 'ratio of voting rights of foreign nationals, etc.' does not reach or exceed one-third.
- 前項の証明書を交付した銀行等は、当該証明書の記載が事実と異なること又は前条第一項の規定により払い込まれた金銭の返還に関する制限があることをもって成立後の相互会社に対抗することができない。
- The bank, etc. that issued the certificate referred to in the preceding paragraph may not assert against the Mutual Company after its establishment any misstatement in such certificate or the existence of restrictions regarding the return of money paid in pursuant to the provision of paragraph (1) of the preceding Article.
- 会社法第百六条及び第百九条第一項の規定は、投資口について準用する。この場合において、同項中「内容及び数」とあるのは「口数」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 106 and Article 109, paragraph (1) of the Companies Act shall apply mutatis mutandis to Investment Equity. In this case, the term 'the features and numbers' in that paragraph shall be deemed to be replaced with 'the number of units,' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 承継する吸収合併消滅会員金融商品取引所の資産に吸収合併存続株式会社金融商品取引所の株式が含まれる場合には、取締役は、前項の株主総会において、当該株式に関する事項を説明しなければならない。
- If the assets of the Membership-Type Financial Instruments Exchange Extinguished upon an Absorption-Type Merger to be succeeded include the shares of the Stock Company-Type Financial Instruments Exchange Surviving an Absorption-Type Merger, the directors shall provide explanation for the matters concerning said shares at the shareholders meeting set forth in the preceding paragraph.
- 中小企業者又は事業を営んでいない個人が認定利用計画に従って新エネルギー利用等を行うために資本金の額が三億円を超える株式会社を設立する際に発行する株式の引受け及び当該引受けに係る株式の保有
- Subscription for shares, and holding of the subscribed shares, issued when a Small or Medium Sized Enterprise Operator or an individual who is not engaged in a business sets up a business corporation with stated capital exceeding 300,000,000 yen in order to practice New Energy Utilization, etc. in accordance with a Certified Utilization Plan
- 第四十条の二第三項において準用する会社法第三百四十四条第二項の規定による請求があつた場合において、その請求に係る事項を総会の目的とせず、又はその請求に係る議案を総会に提出しなかつたとき。
- When, in the case where a request under the provisions of Article 344, paragraph (2) of the Companies Act as applied mutatis mutandis pursuant to Article 40-2, paragraph (3) has been made, having failed to include the matter to which said request pertains in the purpose of the general meeting or having failed to submit a proposal to which said request pertains to the general meeting
- 保障契約は、当該契約において一般船舶所有者等の損害をてん補し、又は賠償の義務の履行及び費用の支払を担保する者が船主相互保険組合、保険会社その他の政令で定める者であるものでなければならない。
- For the Contract on Insurance or Other Financial Security, the party who covers the damage of the Owner of General Ship or the party who secures the performance of the obligations for damages in that Contract shall be the party such as shipowners' mutual protection and indemnity association, insurance company or other entity specified by a cabinet order.
- 前三項に定めるもののほか、信用の供与等の額、第一項に規定する自己資本の純合計額及び銀行持株会社に係る信用供与等限度額の計算方法その他これらの規定の適用に関し必要な事項は、内閣府令で定める。
- In addition to what is provided for in the preceding three paragraphs, the calculation method for the amount of Credit Extended, etc. the total net amount of the equity capital referred to in paragraph (1) and the Limit on Extensions of Credit, etc. by the Bank Holding Company, and any other necessary matters concerning the application of these provisions shall be specified by Cabinet Office Ordinance.
- In addition to what is provided for in the preceding three paragraphs, the calculation method for the amount of granting of credit, etc. the total net amount of the equity capital referred to in paragraph (1) and the Limit of Granting of Credit, etc. by the Bank Holding Company, and any other necessary matters concerning the application of these provisions shall be specified by a Cabinet Office Ordinance.
- 特定目的会社は、第一項第四号の期日(同号の期間を定めた場合にあっては、その期間の末日)に、払込み又は給付がされた財産の額に相当する額の特定資本金の額を増加する定款の変更をしたものとみなす。
- A Specific Purpose Company shall be deemed to have effected a change in the articles of incorporation to the effect that the Amount of Specified Capital is to be increased by an amount equivalent to the amount of property paid in or delivered on the date set forth in paragraph (1)(iv) (in cases where the period set forth in that item has been determined, the last day of such period).
- 特定目的会社の発行に係る優先出資につき第一項の登記の時において前条第四項の規定による払込みがされていないものがあるときは、取締役は、連帯して、当該払込みがされていない額を支払う義務を負う。
- If payment under the provisions of paragraph (4) of the preceding Article remains incomplete for the Preferred Equity issued by a Specific Purpose Company at the time of the registration set forth in paragraph (1), the incorporators and the directors shall jointly and severally have an obligation to pay the amount that remains unpaid.
- 第三十六条の三第三項において準用する会社法第三百四十三条第二項の規定による請求があつた場合において、その請求に係る事項を総会の目的とせず、又はその請求に係る議案を総会に提出しなかつたとき。
- When, in the case where a request under the provisions of Article 343, paragraph (2) of the Companies Act as applied mutatis mutandis pursuant to Article 36-3, paragraph (3) has been made, having failed to include the matter to which said request pertains in the purpose of the general meeting or having failed to submit a proposal to which said request pertains to the general meeting
- 電子債権記録機関が他の株式会社に電子債権記録業の全部又は一部を承継させるために行う吸収分割(以下この条において単に「吸収分割」という。)は、主務大臣の認可を受けなければ、その効力を生じない。
- An absorption-type company split conducted by Electronic Monetary Claim Recording Institutions for the purpose of having another stock company succeeds to whole or a part of its Electronic Monetary Claims Recording Business (hereinafter simply referred to as 'Absorption-type Company Split' in this Article) shall not be effective without a competent minister's approval.
- 銀行代理業を廃止したとき、又は会社分割により銀行代理業の全部の承継をさせたとき若しくは銀行代理業の全部の譲渡をしたとき。 その銀行代理業を廃止し、又は承継をさせ若しくは譲渡をした個人又は法人
- When a Bank Agent abolishes its Bank Agency Services, has the whole of its Bank Agency Services succeeded through company split, or transfers the whole of its Bank Agency Services: The individual or juridical person who abolishes the Bank Agency Services, has the Bank Agency Services succeeded, or transfers the Bank Agency Services;
- 組織再編成対象会社株主等が適格機関投資家のみである場合であつて、当該組織再編成発行手続に係る有価証券がその取得者から適格機関投資家以外の者に譲渡されるおそれが少ないものとして政令で定める場合
- in cases where the Shareholders, etc. of the Reorganized Company consist exclusively of Qualified Institutional Investors, if, as specified by a Cabinet Order, it is not likely that Securities pertaining to the Procedures Relating to Securities Issuance for Reorganization will be transferred from any person who acquired them to any other person other than Qualified Institutional Investors; or
- 特定株式会社金融商品取引所の執行役、取締役、会計参与又は会計監査人が自主規制委員全員に対して自主規制委員会に報告すべき事項を通知したときは、当該事項を自主規制委員会へ報告することを要しない。
- In cases where an executive officer, a director, an accounting advisor or an accounting auditor of a Specified Stock Company-Type Financial Instruments Exchange has notified all members of the Self-Regulating Committee of the matters to be reported to the Self-Regulating Committee, it shall be unnecessary to report such matters to the Self-Regulating Committee.
- 金融商品取引業者の常務に従事する取締役(委員会設置会社にあつては、執行役)は、前二項の規定の適用がある場合を除き、銀行、協同組織金融機関その他政令で定める金融機関の常務に従事してはならない。
- A director (an executive officer for a company with Committees) who regularly engages in the business of a Financial Instruments Business Operator shall not work as a managing director for a bank, Cooperative Structured Financial Institution, or other financial institution specified by a Cabinet Order in addition to cases where the provisions of the preceding two paragraphs are applied.
- 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、大量保有報告書に係る株券等の発行者である会社又は参考人に対し、参考となるべき報告又は資料の提出を命ずることができる。
- When the Prime Minister finds it necessary and appropriate for the public interest and protection of investors, he/she may order the company that has issued the Share Certificates, etc. pertaining to a Report of Possession of Large Volume or witnesses to submit reports or materials that will be helpful.
- 改正法による改正後の商品取引所法(以下「新法」という。)第百六十七条の許可を受けようとする株式会社は、施行日前においても、新法第百六十八条の規定の例により、その許可の申請をすることができる。
- A stock company which intends to receive a license under Article 167 of the Commodity Exchange Act revised by the Revising Act (hereinafter referred to as the 'New Act') may also file an application for the license prior to the Effective Date in accordance with the provisions of Article 168 of the New Act.
- 職員は、商業、工業又は金融業その他営利を目的とする私企業(以下営利企業という。)を営むことを目的とする会社その他の団体の役員、顧問若しくは評議員の職を兼ね、又は自ら営利企業を営んではならない。
- No official shall concurrently hold the position of an officer, advisor or councillor in a company or any other organization established for the purpose of operating a commercial, industrial, financial or other for-profit private enterprise (hereinafter referred to as 'profit-making enterprise'), nor shall he/she operate, on his/her own account, any profit-making enterprise.
- 気象庁長官は、必要があると認めるときは、政府機関、地方公共団体、会社その他の団体又は個人に、気象、地象、地動及び水象の観測又は気象、地象、地動及び水象に関する情報の提供を委託することができる。
- The Director-General of the Japan Meteorological Agency may, when he/she finds a necessity, entrust governmental institution(s), local government(s), company, or any other group(s) or individual(s) with observations of meteorological phenomena, terrestrial phenomena, tremors and ground deformations, and hydrological phenomena or provisions of information concerning meteorological phenomena, terrestrial phenomena, tremors and ground deformations, and hydrological phenomena.
- 特定目的会社が次に掲げる行為をした場合には、特定出資を目的とする質権は、当該行為によって当該特定出資の特定社員が受けることのできる金銭等(金銭その他の財産をいう。以下同じ。)について存在する。
- In cases where a Specific Purpose Company carries out any of the following acts, the pledge over Specified Equity shall be effective with respect to the Monies, etc. (meaning monies and any other property; the same shall apply hereinafter) which the Specified Equity Member pertaining to said Specified Equity is entitled to receive as a result of said act:
- 解散したとき(設立、株式移転、合併(当該合併により銀行の主要株主基準値以上の数の議決権の保有者となる会社その他の法人を設立する場合に限る。)又は新設分割を無効とする判決が確定したときを含む。)。
- When the holder dissolves (including the case where a court judgment nullifying the establishment, share transfer, merger (limited to a merger having resulted in establishment of a company or other juridical person that holds voting rights in the Bank which amount to the Lowest Threshold for a Major Shareholder or more) or incorporation-type split pertaining to the holder has become final and binding);
- When the holder dissolves (including the case where a court judgment nullifying the establishment, share transfer, merger (limited to a merger having resulted in establishment of a company or other juridical person that holds voting rights of the Bank which amount to the Major Shareholder Threshold or more) or incorporation type split pertaining to the holder has become final and binding);
- 正当な理由がないのに、第四十九条の二第二項において準用する会社法第九百五十一条第二項各号(財務諸表等の備置き及び閲覧等)又は第九百五十五条第二項各号(調査記録簿等の記載等)に掲げる請求を拒んだ者
- A person who has refused without justifiable grounds any of the requests listed in the items of Article 951, paragraph (2) (Keeping and Inspection, etc. of Financial Statements, etc.) of the Companies Act or the items of Article 955, paragraph (2) (Statements, etc. in an Investigation Record Book, etc.) of that Act as applied mutatis mutandis pursuant to Article 49-2, paragraph (2); or
- A person who has refused without justifiable grounds any of the requests listed in each item of Article 951(2) (Keeping and Inspection, etc. of Financial Statements, etc.) of the Companies Act or each item of Article 955(2) (Entry, etc. in Investigation Record Books, etc.) of that Act as applied mutatis mutandis pursuant to Article 49-2(2).
- 優先出資社員名簿管理人(特定目的会社に代わって優先出資社員名簿の作成及び備置きその他の優先出資社員名簿に関する事務を行う者をいう。以下同じ。)を置いたときは、その氏名又は名称及び住所並びに営業所
- when there is an Administrator for the Preferred Equity Member Registry (meaning a person who, on behalf of the Specific Purpose Company, engages in preparation and keeping of the Preferred Equity Member Registry and any other affairs concerning the Preferred Equity Member Registry; the same shall apply hereinafter), the name, address, and business office of the Administrator of the Preferred Equity Member Registry.
- 特定目的会社は、第一項各号に掲げる事項について変更があったときは、直ちに、その旨及び当該変更があった事項を第二項の申込みをした者(以下この款において「申込者」という。)に通知しなければならない。
- When there are any changes in the matters listed in the items of paragraph (1), a Specific Purpose Company shall immediately notify any person who has filed an application set forth in paragraph (2) (hereinafter such person shall be referred to as an 'Applicant' in this Subsection) to that effect and of the matters that changed.
- 特定目的会社は、一定の日(以下この款において「基準日」という。)を定めて、基準日において特定社員名簿に記載され、又は記録されている特定社員をその権利を行使することができる者と定めることができる。
- A Specific Purpose Company may specify a certain date (hereinafter referred to as a 'Record Date' in this Subsection) and designate the Specified Equity Members who are stated or recorded in the Specified Equity Member Registry as of the Record Date as the persons who can exercise their rights.
- 当該登録投資法人の監督役員を、その役員若しくは使用人又は子会社の役員若しくは使用人(以下この号において「役員等」という。)としている金融商品取引業者又はその役員等としたことのある金融商品取引業者
- A Financial Instruments Business Operator that has or had a supervisory officer of said Registered Investment Corporation as its officer or employee or as the officer or employee of its Subsidiary Company (hereinafter collectively referred to as the 'Officer, etc.' in this item);
- 会社法第六百十二条の規定は、特許業務法人の社員の脱退について準用する。ただし、第四項の場合において、指定事件に関し依頼者に対して負担することとなった特許業務法人の債務については、この限りでない。
- The provision of Article 612 of the Companies Act shall apply mutatis mutandis to the withdrawal of members of a patent professional corporation; provided, however, that this shall not apply to the obligations of a patent professional corporation which it has become to bear to its client in the case set forth in paragraph (4).
- 会社更生法第二十条第二項、第二十四条、第三十七条第一項、第三十八条第四号、第六十七条第一項、第七十八条第一項第二号から第四号まで、第七十九条第二項、第八十条第一項並びに第百六十三条第二号及び第四号
- Articles 20, paragraph (2), Article 24, Article 37, paragraph (1), Article 38, item (iv), Article 67, paragraph (1), Article 78, paragraph (1), items (ii) to (iv) inclusive, Article 79, paragraph (2), Article 80, paragraph (1) and Article 163, items (ii) and (iv) of the Corporate Reorganization Act;
- Articles 20(2), 24, 37(1), 38(iv), 67(1), 78(1)(ii) to (iv) inclusive, 79(2), 80(1) and 163(ii) and (iv) of the Corporate Reorganization Act;
- 銀行の常務に従事する取締役(委員会設置会社にあつては、執行役)は、銀行の経営管理を的確、公正かつ効率的に遂行することができる知識及び経験を有し、かつ、十分な社会的信用を有する者でなければならない。
- Directors (in the case of a Bank which is a company with committees, the executive officer) who are engaged in the day-to-day business of a Bank shall have the knowledge and experience to be able to manage and control a Bank appropriately, fairly and efficiently and shall have sufficient social credibility.
- Directors engaging in the ordinary business of a Bank (in the case of a Bank which is a company with committees, executive officer) shall have the knowledge and experience to be able to manage and control a Bank appropriately, fairly and efficiently and shall have sufficient social credibility.
- 金銭以外の財産の出資をする者の氏名又は名称、当該財産及びその価額並びにその者に対して割り当てる設立時発行特定出資(特定目的会社の設立に際して発行する特定出資をいう。以下この節において同じ。)の口数
- the names of the persons who contribute property other than money, a description of such property and the value thereof, and the number of units of Specified Equity Issued at Incorporation (meaning the Specified Equity issued at the time of incorporation of a Specific Purpose Company; hereinafter the same shall apply in this Section) that are to be allotted to such persons;
- 無限責任監査法人は、第一項の規定による指定をしたときは、証明を受けようとする者(以下この条及び第三十四条の十の六において「被監査会社等」という。)に対し、その旨を書面により通知しなければならない。
- An unlimited liability audit corporation shall, when it has made a designation under the provisions of paragraph (1), notify the person who intends to receive the attestation (hereinafter referred to as an 'audit client company, etc.' in this Article and Article 34-10-6) to that effect in writing.
- 当該特定目的会社の特定出資の買受価格が、第百十五条第三項第一号に掲げる額から同項第二号から第五号までに掲げる額の合計額及び同条第一項の規定により分配した金銭の額の合計額を控除して得た額を超えるとき。
- when the purchase price for the Specified Equity of the Specific Purpose Company exceeds the amount obtained by deducting the total sum of the amounts listed in items (ii) to (v) inclusive of Article 115(3) and the total sum of the amounts of monies distributed pursuant to the provisions of paragraph (1) of that Article from the amount set forth in paragraph (3)(i) of that Article; or
- 特定株式会社金融商品取引所の執行役、取締役、会計参与又は会計監査人は、自主規制委員会の要求があつたときは、当該自主規制委員会に出席し、当該自主規制委員会が求めた事項について説明をしなければならない。
- In cases where an executive officer, a director, an accounting advisor or an accounting auditor of a Specified Stock Company-Type Financial Instruments Exchange has been requested by the Self-Regulating Committee, he/she shall attend the Self-Regulating Committee and provide explanations on the matters as requested by the Self-Regulating Committee.
- 電子債権記録機関が新たに設立する株式会社に電子債権記録業の全部又は一部を承継させるために行う新設分割(以下この条において単に「新設分割」という。)は、主務大臣の認可を受けなければ、その効力を生じない。
- An incorporation-type company split conducted by an Electronic Monetary Claim Recording Institution where a newly formed stock company succeeds to whole or a part of its Electronic Monetary Claims Recording Business (hereinafter simply referred to as 'Incorporation-type Company Split' in this Article) shall not be effective without a competent minister's approval.
- 投資主総会、創立総会、投資法人債権者集会又は債権者集会(第百六十四条第四項において準用する会社法第五百四十六条第一項の債権者集会をいう。第二百四十九条第六号において同じ。)における発言又は議決権の行使
- A statement of opinions or exercise of voting rights at an Investors' meeting, Organizational Meeting, meeting of Creditors of an Investment Corporation, or Creditors Meeting (meaning a creditors meeting as set forth in Article 546, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4); the same shall apply in Article 249, item (vi));
- 資産保管会社は、次の各号のいずれかに該当する法人(登録投資法人が有価証券その他の内閣府令で定める資産以外の資産の保管に係る業務を委託する場合にあつては、第二号に掲げる法人を除く。)でなければならない。
- An Asset Custody Company shall be a juridical person who falls under any of the following items (in cases where the Registered Investment Corporation entrusts business pertaining to the custody of assets other than Securities and any other assets specified by a Cabinet Office Ordinance, the juridical person listed in item (ii) shall be excluded):
- 第四十条の二第三項において準用する会社法第三百九十六条第二項の規定に違反して、正当な理由がないのに書面又は電磁的記録に記録された事項を主務省令で定める方法により表示したものの閲覧又は謄写を拒んだとき。
- When, in violation of the provisions of Article 396, paragraph (2) of the Companies Act as applied mutatis mutandis pursuant to Article 40-2, paragraph (3), having refused an inspection or the copying of a document or matters contained in an electromagnetic record that have been displayed by a method specified by an ordinance of the competent ministry, without justifiable grounds
- 銀行が合併の決議をした場合においては、預金者等その他政令で定める債権者に対する会社法第七百八十九条第二項、第七百九十九条第二項又は第八百十条第二項(債権者の異議)の規定による催告は、することを要しない。
- Where a Bank passes a resolution for a Merger, the notice required under the provisions of Article 789, paragraph (2), Article 799, paragraph (2) or Article 810, paragraph (2) (Objections by the Creditors) of the Companies Act need not be given to Depositors, etc. or any other creditors specified by Cabinet Order.
- Where a Bank passes a resolution for Merger, the notice required under the provisions of Articles 789(2), 799(2) or 810(2) (Objections of Creditors) of the Companies Act shall not be required to be given to Depositors, etc. or any other creditors specified by a Cabinet Order.
- 正当な理由がないのに、第二十五条第二項(第五十九条において準用する場合を含む。)又は第百八十六条の二第四項において準用する会社法第九百五十一条第二項各号又は第九百五十五条第二項各号に掲げる請求を拒んだ者
- A person who has refused the requests listed in the items of Article 951, paragraph (2) or the items of Article 955, paragraph (2) of the Companies Act as applied mutatis mutandis pursuant to Article 25, paragraph (2) (including the cases where it is applied mutatis mutandis pursuant to Article 59) or Article 186-2, paragraph (4).
- 会社法第百五十六条第一項(同法第百六十五条第三項の規定により読み替えて適用する場合を含む。)の規定による買付け等(同法第百六十条第一項に規定する同法第百五十八条第一項の規定による通知を行う場合を除く。)
- Purchase, etc. conducted under Article 159(1) of the Companies Act (including the cases where it is applied mutatis mutandis pursuant to Article 156(3) of said Act) (excluding cases where the Issuer gives notice under Article 158(1) of said Act as provided in Article 160 of said Act); or
- 特定目的会社は、一定の日(以下この款において「基準日」という。)を定めて、基準日において優先出資社員名簿に記載され、又は記録されている優先出資社員をその権利を行使することができる者と定めることができる。
- A Specific Purpose Company may specify a certain date (hereinafter referred to as a 'Record Date' in this Subsection) and designate the Preferred Equity Members who are stated or recorded in the Preferred Equity Member Registry as of the Record Date as the persons who can exercise their rights.
- 投資事業有限責任組合の無限責任組合員(無限責任組合員が数人あるときは、そのいずれか一人の無限責任組合員。以下同じ。)である株式会社の総株主の議決権の過半数を有する者がその業務を執行する者である投資組合等
- An Investment Partnership, Etc., in which a person who holds a majority of the votes of all shareholders in a business corporation that is the general partner in an Investment LPS (or one of the general partners if there is more than one general partner. The same shall apply hereinafter) executes the business thereof; or
- 組合等の清算結了の登記の申請書には、清算人が第六十九条第一項において準用する会社法第五百七条第三項の規定又は第八十二条の十七の規定による決算報告書の承認があつたことを証する書面を添付しなければならない。
- The liquidator shall attach to a written application for registration of the completion of the liquidation of a cooperative, etc. a document proving that the settlement of account under the provisions of Article 507, paragraph (3) of the Companies Act as applied mutatis mutandis pursuant to Article 69, paragraph (1) or the provisions of Article 82-17 has been approved.
- 株式会社は、第百十三条前段(第二百七十二条の十八において準用する場合を含む。)の規定により貸借対照表の資産の部に計上した金額がある場合には、その全額を償却した後でなければ、次に掲げる行為をしてはならない。
- Where any amount is credited to assets in the balance sheet pursuant to the provision of the first sentence of Article 113 (including the cases where it is applied mutatis mutandis pursuant to Article 272-18), a Stock Company shall not carry out any of the following activities unless such amount has been fully amortized.
- 内閣総理大臣は、特定目的会社名簿に第四条第二項第一号から第三号までに掲げる事項及び第二百十八条又は第二百十九条の規定による内閣総理大臣の処分に関する事項その他内閣府令で定める事項を登載しなければならない。
- The Prime Minister shall register the matters listed in Article 4(2)(i) to (iii) inclusive, matters concerning dispositions by the Prime Minister under the provisions of Article 218 or Article 219, and other matters specified by a Cabinet Office Ordinance in the Special Public Company Registry.
- 設立時に募集をする基金の引受人は、相互会社の成立後は、錯誤を理由として設立時に募集をする基金の拠出の無効を主張し、又は詐欺若しくは強迫を理由として設立時に募集をする基金の拠出の取消しをすることができない。
- After the establishment of the Mutual Company, a subscriber for the funds solicited at incorporation may neither assert the nullity of his/her contribution to the funds solicited at incorporation on the grounds of mistake, nor cancel his/her contribution to the funds solicited at incorporation on the grounds of fraud or duress.
- 第百九条第四項並びに会社法第三百五十五条、第三百八十一条第三項及び第四項並びに第三百八十四条から第三百八十六条までの規定は、監督役員について準用する。この場合において、必要な技術的読替えは、政令で定める。
- Article 109, paragraph (4) of this Act and the provisions of Article 355, Article 381, paragraph (3) and paragraph (4), and Article 384 through Article 386 of the Companies Act shall apply mutatis mutandis to supervisory officers. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第二項の場合において、特定保有団体等は、特定保有団体等となつた日から三月以内に、株式会社金融商品取引所の総株主の議決権の百分の五十以下の数の対象議決権の保有者となるために必要な措置をとらなければならない。
- In the case prescribed in paragraph (2), a Specified Holding Entity, etc. shall take necessary measures to become a holder of the Subject Voting Rights not more than 50 percent of the voting rights of all shareholders of a Stock Company-Type Financial Instruments Exchange, within three months from the day when said entity has become a Specified Holding Entity, etc.
- 吸収合併存続株式会社金融商品取引所が吸収合併に際して吸収合併消滅会員金融商品取引所の会員に対してその持分に代わる株式等(株式又は金銭をいう。以下同じ。)を交付するときは、当該株式等についての次に掲げる事項
- when a Stock Company-Type Financial Instruments Exchange Surviving an Absorption-Type Merger delivers to members of the Membership-Type Financial Instruments Exchange Extinguished upon an Absorption-Type Merger Shares, etc. (meaning shares or money; the same shall apply hereinafter) in lieu of the equity of such members, at the time of the Absorption-Type Merger, the following matters concerning said Shares, etc.:
- 第百五十三条の三第二項において準用する会社法第四百八十四条第一項の規定に違反して破産手続開始の申立てをすることを怠つたとき、又は第百六十四条第三項の規定に違反して特別清算開始の申立てをすることを怠つたとき。
- When the person has failed to file a petition for the commencement of bankruptcy proceedings, in violation of Article 484, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 153-3, paragraph (2) or a petition for the commencement of special liquidation in violation of Article 164, paragraph (3);
- この法律は、特定目的会社による特定資産の流動化に関する法律(平成十年法律第百五号)の施行の日(平成十年九月一日)から施行する。ただし、第十七条中地方税法附則第五条の改正規定は、平成十一年四月一日から施行する。
- This Act shall come into effect as of the day when the Act on Securitization of Specified Assets by Special Purpose Companies (Act No. 105 of 1998) comes into effect (September 1, 1998); provided, however, that the provisions in Article 17 which are to revise Article 5 of the Supplementary Provisions to the Local Tax Act shall come into effect as of April 1, 1999.
- This Act shall come into effect as from the day of enforcement (September 1, 1998) of the Act on Securities of Specified Assets by Special Purpose Companies (Act No. 105 of 1998); provided, however, that from Article 17, the provisions revising Article 5 of the Supplementary Provisions of the Local Tax Act shall come into effect as from April 1, 1999.
- This Act shall come into effect as from the day when the Act on Securitization of Specified Assets by Special Purpose Companies (Act No. 105 of 1998) comes into effect (September 1, 1998); provided, however, that the provision in Article 17 which is to revise Article 5 of the Supplementary Provisions to the Local Tax Act shall come into effect as from April 1, 1999.
- 特定目的会社は、第四条第二項各号(第五号を除き、第十一条第五項において準用する場合を含む。)に掲げる事項又は資産流動化計画に変更があったときは、内閣府令で定める期間内に、内閣総理大臣に届け出なければならない。
- When there is a change in the matters listed in the items of Article 4(2) (excluding item (v) and including the cases where it is applied mutatis mutandis pursuant to Article 11(5)) or a change in the Asset Securitization Plan, the Specific Purpose Company shall notify the Prime Minister within the period specified by a Cabinet Office Ordinance.
- 第百三十九条の二若しくは第百三十九条の八の規定に違反して投資法人債を発行し、又は第百三十九条の九第八項において準用する会社法第七百十四条第一項の規定に違反して事務を承継する投資法人債管理者を定めなかつたとき。
- When the person has issued Investment Corporation Bonds in violation of Article 139-2 or Article 139-8 or has failed to specify a manager of the Investment Corporation Bonds to succeed to the administration of Investment Corporation Bonds in violation of Article 714, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 139-9, paragraph (8);
- 第百六十七条第一項の規定は前二項の登記について、会社法第九百十七条(第一号に係る部分に限る。)の規定は清算執行人又は清算監督人について、それぞれ準用する。この場合において、必要な技術的読替えは、政令で定める。
- Article 167, paragraph (1) of this Act shall apply mutatis mutandis to the registration set forth in the preceding two paragraphs and Article 917 (limited to the part pertaining to item (i)) of the Companies Act shall apply mutatis mutandis to the executive liquidator(s) or liquidation supervisors respectively. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 何人も、金融商品取引所持株会社の総株主の議決権の保有基準割合以上の数の対象議決権を取得し、又は保有してはならない。ただし、認可金融商品取引業協会又は金融商品取引所が取得し、又は保有する場合は、この限りでない。
- No person shall acquire or hold Subject Voting Rights not less than the Holding Ratio Threshold of the voting rights of all shareholders of a Financial Instruments Exchange Holding Company; provided, however, that this shall not apply to the cases where an Authorized Financial Instruments Firms Association or a Financial Instruments Exchange acquires or holds the Subject Voting Rights.
- 第三十四条の二十三第一項において準用する会社法第二百七条第四項又は第三十四条の二十三第二項において準用する同法第三十三条第四項に規定する報告について、裁判所に対し、虚偽の申述を行い、又は事実を隠ぺいしたとき。
- When having given a false statement to or having concealed the truth from a court with regard to the report under the provisions of Article 207(4) of the Companies Act as applied mutatis mutandis pursuant to Article 34-23(1) or the provisions of Article 33 of the Companies Act as applied mutatis mutandis pursuant to Article 34-23(2)
- 前項の規定により第百六条の三第一項の認可を取り消された者は、当該認可を取り消された日から三月以内に、株式会社金融商品取引所の保有基準割合未満の数の対象議決権の保有者となるために必要な措置をとらなければならない。
- A person whose authorization under Article 106-3(1) has been rescinded under the provision of the preceding paragraph shall take necessary measures to become a holder of the Subject Voting Rights of a Stock Company-Type Financial Instruments Exchange less than the Holding Ratio Threshold, within three months from the date of the rescission of the authorization.
- 会社法第九百七十六条に規定する者が、第三十六条の三第三項において準用する同法第三百八十一条第三項又は第三十六条の三第五項において準用する同法第三百八十九条第五項の規定による調査を妨げたときも、前項と同様とする。
- The provisions of the preceding paragraph shall also apply when a person prescribed in Article 976 of the Companies Act has obstructed an investigation under the provisions of Article 381, paragraph (3) of the same Act as applied mutatis mutandis pursuant to Article 36-3, paragraph (3) or the provisions of Article 389, paragraph (5) of the same Act as applied mutatis mutandis pursuant to Article 36-3, paragraph (5).
- 清算銀行の清算人に対する会社法第四百七十八条第六項(清算人の就任)において準用する同法第三百三十一条第一項第三号(取締役の資格等)の規定の適用については、同号中「この法律」とあるのは、「銀行法、この法律」とする。
- With regard to application of the provisions of Article 331, paragraph (1), item (iii) (Qualifications of Directors) of the Companies Act as applied mutatis mutandis pursuant to Article 478, paragraph (6) (Assumption of the Role of Liquidator) of that Act, the term 'this Act' in that item shall be deemed to be replaced with 'the Banking Act, this Act.'
- With regard to application of the provisions of Article 331(1)(iii) (Qualifications of Directors) of the Companies Act as applied mutatis mutandis pursuant to Article 478(6) (Assumption of Office of Liquidators) of that Act, the term 'this Act' in that item shall be deemed to be replaced with 'the Banking Act, this Act.'
- 第二項各号及び前項各号に掲げる事項のほか、特定目的会社の定款には、この法律の規定により定款の定めがなければその効力を生じない事項及びその他の事項でこの法律の規定に違反しないものを記載し、又は記録することができる。
- In addition to the matters listed in the items of paragraph (2) and the items of the preceding paragraph, the articles of incorporation of a Specific Purpose Company may contain statements on or records of the matters that, pursuant to the provisions of this Act, may not become effective unless provided for in the articles of incorporation, or other matters that do not violate the provisions of this Act.
- 第二百二十八条第一項第一号又は第二号に掲げる者が、第七十一条第十項において準用する会社法第六十三条第一項の規定による払込みについて、創立総会に対し、虚偽の申述を行い、又は事実を隠ぺいしたときも、前項と同様とする。
- The provisions of the preceding paragraph shall also apply when any of the persons listed in Article 228, paragraph (1), item (i) or item (ii) have, with regard to a payment made under Article 63, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 71, paragraph (10), made a false statement to the Organizational Meeting or concealed facts therefrom.
- 前項の規定により第百六条の十七第一項の認可を取り消された者は、当該認可を取り消された日から三月以内に、金融商品取引所持株会社の保有基準割合未満の数の対象議決権の保有者となるために必要な措置をとらなければならない。
- A person whose authorization under Article 106-17(1) has been rescinded under the provision of the preceding paragraph shall take necessary measures to become a holder of the Subject Voting Rights of a Financial Instruments Exchange Holding Company less than the Holding Ratio Threshold, within three months from the date of the rescission of the authorization.
- 金銭の信託契約その他の契約又は法律の規定に基づき、株式会社金融商品取引所の対象議決権を行使することができる権限又は当該議決権の行使について指図を行うことができる権限を有し、又は有することとなる場合 当該対象議決権
- when a person has or will have the authority to exercise the Subject Voting Rights of a Stock Company-Type Financial Instruments Exchange or the authority to give instructions on exercise of such voting rights, pursuant to the provisions of a money trust contract or other contracts or the laws: the Subject Voting Rights; and
- 第一項の「子金融機関等」とは、銀行が総株主等の議決権の過半数を保有している者その他の当該銀行と密接な関係を有する者として政令で定める者のうち、銀行、金融商品取引業者、保険会社その他政令で定める金融業を行う者をいう。
- The term 'Subsidiary Financial Institution, etc.' as used in paragraph (1) means, among persons for whom the majority of the Voting Rights Held by All of the Shareholders, etc. are held by a Bank, and among any other persons specified by Cabinet Order as those with a close relationship to a Bank, any Bank, Financial Instruments Specialist, Insurance Company, or any other person engaged in financial services as specified by Cabinet Order.
- 法第百一条第三項の政令で定める有価証券は、次に掲げるものとする。ただし、第三号から第七号までに掲げるものについては、商品取引所が定款(株式会社商品取引所にあつては、業務規程)で定めるところにより指定するものに限る。
- Securities specified by a Cabinet Order as set forth in Article 101, paragraph (3) of the Act shall be as follows; provided, however, that those listed in items (iii) to (vii) inclusive shall be limited to those which a Commodity Exchange designates in its articles of incorporation (in the case of an Incorporated Commodity Exchange, in its market rules).
- 再生手続開始の時において再生債務者の財産につき存する担保権(特別の先取特権、質権、抵当権又は商法若しくは会社法の規定による留置権をいう。第三項において同じ。)を有する者は、その目的である財産について、別除権を有する。
- A person who has any interest security (meaning a special statutory lien, pledge, mortgage, or a right of retention under the provisions of the Commercial Code or the Companies Act; the same shall apply in paragraph (3)) that exists, at the time of commencement of rehabilitation proceedings, on the rehabilitation debtor's property, shall have a right of separate satisfaction over the property that is the subject matter of the security interest.
- 第百十一条第二項及び前条並びに会社法第三百五十五条、第三百八十一条第三項及び第四項並びに第三百八十四条から第三百八十六条までの規定は、清算監督人について準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 111, paragraph (2) and the preceding Article of this Act and the provisions of Article 355, Article 381, paragraph (3) and paragraph (4), and Article 384 through Article 386 of the Companies Act shall apply mutatis mutandis to the liquidation supervisors. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 当該株主総会に先立つて当該吸収合併に反対する旨を当該吸収合併存続株式会社金融商品取引所に対し通知し、かつ、当該株主総会において当該吸収合併に反対した株主(当該株主総会において議決権を行使することができるものに限る。)
- a shareholder who has notified the Stock Company-Type Financial Instruments Exchange Surviving an Absorption-Type Merger of his/her dissent from the Absorption-Type Merger prior to said shareholders meeting and who has dissented from the Absorption-Type Merger at said shareholders meeting (limited to those who are entitled to exercise their voting rights at said shareholders meeting); or
- 内閣総理大臣は、前条第二項の規定により、仮取締役、仮会計参与、仮監査役、仮代表取締役、仮執行役又は仮代表執行役を選任したときは、当該株式会社金融商品取引所の本店の所在地の登記所にその旨の登記を嘱託しなければならない。
- When the Prime Minister has appointed a provisional director, provisional accounting advisor, provisional company auditor, provisional representative director, provisional executive officer or a provisional representative executive officer under the provisions of paragraph (2) of the preceding Article, he/she shall request the registration to that effect to the registry office in the district of the location of the head office of the Stock Company-Type Financial Instruments Exchange.
- 組合の出資一口の金額の減少の無効の訴えに係る請求を認容する判決が確定した場合については、会社法第九百三十七条第一項(第一号ニに係る部分に限る。)の規定を準用する。この場合において、必要な技術的読替えは、政令で定める。
- With regard to the case where a judgment affirming a claim pertaining to an action for the invalidation of a reduction of the unit amount of the contribution of a cooperative has become final and binding, the provisions of Article 937, paragraph (1) (limited to the portions pertaining to item (i), (d)) of the Companies Act shall apply mutatis mutandis. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- この法律の施行の際現に旧銀行法第十六条の二第四項又は第五項ただし書の認可を受けて他の銀行を子会社としている銀行は、当該他の銀行の株式の所有につき、施行日に新銀行法第五十二条の九第二項ただし書の認可を受けたものとみなす。
- A Bank which has another Bank as its Subsidiary Company at the time when this Act comes into effect under the authorization referred to in Article 16-2, paragraph (4) or in the proviso to Article 16-2, paragraph (5) of the Former Banking Act shall be deemed to obtain, on the Effective Date, an authorization for holding shares of the other Bank under the proviso to Article 52-9, paragraph (2) of the New Banking Act.
- A Bank which has another Bank as its Subsidiary Company at the time when this Act comes into effect under the authorization referred to in Article 16-2(4) or in the proviso to Article 16-2(5) of the Former Banking Act shall be deemed to obtain, on the Effective Date, an authorization for holding shares of the other Bank under the proviso to Article 52-9(2) of the New Banking Act.
- 登録申請者の役員(持分会社にあっては、業務を執行する社員)に占める特定特殊自動車製作等事業者の役員又は職員(過去二年間にその特定特殊自動車製作等事業者の役員又は職員であった者を含む。)の割合が二分の一を超えていること。
- Officers or employees of a business operator that engages in the manufacture etc. of non-road special motor vehicles (including those who were officers or employees of a business operator that engages in the manufacture etc. of non-road special motor vehicles during the past two years) account for more than a half of officers of an applicant for registration (a partner who has the authority to administer corporate affairs in the case of a membership company).
- 内閣総理大臣は、前項の承認の申請があつた場合においては、当該申請に係る上場が当該金融商品取引所又はその子会社である金融商品取引所の業務の健全かつ適切な運営を損なうおそれがあると認めるときは、同項の承認をしてはならない。
- When an application for approval set forth in the preceding paragraph is filed, if the Prime Minister finds that the listing pertaining to the application is likely to impair sound and appropriate operation of the business of the Financial Instruments Exchange, or the Financial Instruments Exchange which is its Subsidiary Company, he/she shall not grant the approval under said paragraph.
- 有価証券の発行者である会社は、前項において準用する第七条又は第十条第一項の規定により有価証券報告書の記載事項のうち重要なものについて訂正報告書を提出したときは、政令で定めるところにより、その旨を公告しなければならない。
- When a company which is the Issuer of Securities submits an amendment report with regard to any description on important matters stated in its Annual Securities Report under Article 7 or Article 10(1) as applied mutatis mutandis pursuant to the preceding paragraph, it shall give a public notice to that effect pursuant to the provisions of a Cabinet Order.
- 法第百五十条の規定により法第百四十二条の吸収合併及び法第百四十三条第一項の新設合併について会社法第二百三十四条第二項及び第八百七十一条の規定を準用する場合におけるこれらの規定に係る技術的読替えは、次の表のとおりとする。
- In the case where the provisions of Article 234, paragraph (2), and Article 871 of the Companies Act are applied mutatis mutandis, pursuant to the provisions of Article 150 of the Act, to an Absorption-Type Merger under Article 142 of the Act and a Consolidation-Type Merger under Article 143, paragraph (1) of the Act, the technical replacement of terms pertaining to these provisions shall be as follows.
- 特別の法律により設立された法人のうち、国又は地方公共団体が法律により、常時、発行済株式の総数又は総株主の議決権の三分の一以上に当たる株式の保有を義務付けられている株式会社(前号に掲げるもの及び政令で定めるものを除く。)
- Out of corporations established under a special Act, a business corporation of which shares representing at least one third of the total outstanding shares or one third of the total voting rights owned by all shareholders are required by law to be owned by the government or a local government at all times (excluding corporations stipulated in item 1 above and entities stipulated under Cabinet Orders)
- 組合の合併の無効の訴えに係る請求を認容する判決が確定した場合については、会社法第九百三十七条第三項(第二号及び第三号に係る部分に限る。)及び第四項の規定を準用する。この場合において、必要な技術的読替えは、政令で定める。
- With regard to the case where a judgment affirming a claim pertaining to an action for the invalidation of a merger has become final and binding, the provisions of Article 937, paragraph (3) (limited to the portions pertaining to item (ii) and item (iii)) of the Companies Act shall apply mutatis mutandis. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 当該公認会計士に対して第二十九条第二号に掲げる処分をする場合(第三十四条の十の四第四項に規定する被監査会社等との間で既に締結されている契約に基づく第二条第一項の業務として内閣府令で定めるものの停止を命ずる場合に限る。)
- In a case where an action set forth in Article 29(ii) is to be issued against said certified public accountant (limited to the case of ordering the suspension of services that are categorized by Cabinet Office Ordinance as those set forth in Article 2(1) that are provided based on a contract already concluded between the certified public accountant and the audit client company, etc. prescribed in Article 34-10-4(4))
- 前項の規定に違反する名称又は商号の使用によって営業上の利益を侵害され、又は侵害されるおそれがある特定目的会社は、その営業上の利益を侵害する者又は侵害するおそれがある者に対し、その侵害の停止又は予防を請求することができる。
- A Specific Purpose Company whose business interests have been infringed or are likely to be infringed by the use of a name or trade name that violates the provisions of the preceding paragraph may demand that the person who is infringing or is likely to infringe on its business interests discontinue or prevent such infringement.
- 特定目的会社は、資産流動化計画に従って、優先出資の消却、残余財産の分配並びに特定社債、特定約束手形及び特定目的借入れに係る債務の履行を完了したときは、その日から三十日以内に、その旨を内閣総理大臣に届け出なければならない。
- When a Specific Purpose Company completes the cancellation of Preferred Equity, distribution of residual assets, and performance of obligations undertaken in relation to Specified Bonds, Specified Promissory Notes, and Specific Purpose Borrowings in accordance with the Asset Securitization Plan, it shall notify the Prime Minister to that effect within thirty days from that date.
- 会社法第九十三条第二項及び第三項(設立時取締役等による調査)並びに第九十四条(設立時取締役等が発起人である場合の特則)の規定は、前項の規定による調査について準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 93, paragraphs (2) and (3) (Investigation by Directors at Incorporation), and Article 94 (Special Provisions in Case Directors at Incorporation are Incorporators) of the Companies Act shall apply mutatis mutandis to the investigation under the preceding paragraph. In this case, any other necessary technical change in interpretation shall be specified by a Cabinet Order.
- 第百五十四条第三項の規定により再生計画において株式の併合に関する条項を定めたときは、認可された再生計画の定めによって、株式の併合をすることができる。この場合においては、会社法第百十六条及び第百十七条の規定は、適用しない。
- If a rehabilitation plan specifies, pursuant to the provision of Article 154(3), clauses on the consolidation of shares, the rehabilitation debtor may consolidate its shares as provided for in the rehabilitation plan confirmed. In this case, the provisions of Article 116 and Article 117 of the Companies Act shall not apply.
- 前項本文の規定は、保有する対象議決権の数に増加がない場合その他の内閣府令で定める場合において、金融商品取引所持株会社の総株主の議決権の保有基準割合以上の数の対象議決権を取得し、又は保有することとなるときには、適用しない。
- The provisions of the main clause of the preceding paragraph shall not apply to acquisition or holding of the Subject Voting Rights not less than the Holding Ratio Threshold of the voting rights of all shareholders of a Financial Instruments Exchange Holding Company, in the case where there is no increase in the number of the Subject Voting Rights held or in any other case specified by a Cabinet Office Ordinance.
- 会社法第八百六十八条第一項、第八百七十一条、第八百七十四条(第一号に係る部分に限る。)、第八百七十五条及び第八百七十六条の規定は、自主規制法人の清算について準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 868(1), Article 871, Article 874 (limited to the part pertaining to item (i)), Article 875 and Article 876 of the Companies Act shall apply mutatis mutandis to the liquidation of a Self-Regulation Organization. In this case, any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 前項本文の規定は、保有する対象議決権の数に増加がない場合その他の内閣府令で定める場合において、株式会社金融商品取引所の総株主の議決権の保有基準割合以上の数の対象議決権を取得し、又は保有することとなるときには、適用しない。
- The provisions of the main clause of the preceding paragraph shall not apply to acquisition or holding of the Subject Voting Rights of a Stock Company-Type Financial Instruments Exchange not less than the Holding Ratio Threshold of the voting rights of all shareholders, in the case where there is no increase in the number of the Subject Voting Rights held or in any other case specified by a Cabinet Office Ordinance.
- 組織変更後株式会社金融商品取引所の定款、業務規程及び受託契約準則の規定が法令に適合し、かつ、取引所金融商品市場における有価証券の売買及び市場デリバティブ取引を公正かつ円滑にし、並びに投資者を保護するために十分であること。
- the provisions of the articles of incorporation, the operational rules and the brokerage contract rules of the Stock Company-Type Financial Instruments Exchange after Entity Conversion conform to laws and regulations, and are sufficient for achieving fair and smooth sales and purchase of Securities and Market Transactions of Derivatives on the Financial Instruments Exchange Market, as well as for protection of investors;
- 前項の委託をした場合においては、執行役員は、資産運用会社と締結した委託契約について、遅滞なく、投資主総会の承認を求めなければならない。この場合において、当該承認を受けられないときは、当該契約は将来に向かつてその効力を失う。
- When a corporate officer(s) has carried out entrustment under the preceding paragraph, he/she shall, with regard to the entrustment contract that has been concluded with an Asset Management Company, request its approval at an Investors' meeting without delay. In this case, if said approval is not obtained, said contract shall cease to be effective from that time on.
- 銀行が預金保険法附則第七条第一項第一号に規定する協定銀行である場合には、当該銀行について、当該銀行又は当該銀行及びその子会社等が該当する前条第一項又は第二項の表の区分に応じた命令は、これらの表の非対象区分に掲げる命令とする。
- In cases where a bank is an agreement bank as prescribed in Article 7, paragraph (1), item (i) of the Supplementary Provision to the Deposit Insurance Act, an order with regard to said bank in accordance with a category in the tables under paragraph (1) or (2) of the preceding Article to which said bank or said bank and its subsidiary bank, etc. correspond shall be an order listed as an exception to the categories in these tables.
- 第二十三条第一項各号及び前条第一項各号に掲げる事項のほか、相互会社の定款には、この法律の規定により定款の定めがなければその効力を生じない事項及びその他の事項でこの法律の規定に違反しないものを記載し、又は記録することができる。
- In addition to the matters listed in the items of Article 23, paragraph (1) and the items of paragraph (1) of the preceding Article, the articles of incorporation of a Mutual Company may describe or record any matters, including those which, pursuant to the provisions of this Act, shall not take effect unless prescribed in the articles of incorporation, so long as they do not violate the provisions of this Act.
- 第九十四条第一項において読み替えて準用する会社法第三百七条第一項第一号の規定又は第百十条第二項において読み替えて準用する同法第三百五十九条第一項第一号の規定による内閣総理大臣の命令に違反して、投資主総会を招集しなかつたとき。
- When the person has failed to call an Investors' meeting, in violation of the orders from the Prime Minister under Article 307, paragraph (1), item (i) of the Companies Act as applied mutatis mutandis by replacing certain terms pursuant to Article 94, paragraph (1), or the provisions of Article 359, paragraph (1), item (i) of the Companies Act as applied mutatis mutandis by replacing certain terms pursuant to Article 110, paragraph (2);
- 住宅資金特別条項を定めた再生計画案の決議においては、住宅資金特別条項によって権利の変更を受けることとされている者及び保証会社は、住宅資金貸付債権又は住宅資金貸付債権に係る債務の保証に基づく求償権については、議決権を有しない。
- When adopting a resolution on a proposed rehabilitation plan that specifies special clauses on home loan, a person who is supposed to be subject to a modification of rights by the special clauses on home loan and guarantee company shall not have any voting right with regard to a home loan claim or a right of exoneration based on the guarantee for the debt for a home loan claim, respectively.
- 内閣総理大臣は、この法律の施行に必要な限度において、投資法人又は当該投資法人の資産保管会社等と当該投資法人に係る業務に関して取引する者に対し、当該投資法人に係る業務に関し参考となるべき報告又は資料の提出を命ずることができる。
- The Prime Minister may, to the extent necessary for the enforcement of this Act, order persons who deal with the Investment Corporation or the Asset Custody Company, etc. of said Investment Corporation regarding the business pertaining to said Investment Corporation to submit reports or materials that will be helpful for understanding the business of said Investment Corporation.
- 再生債務者により住宅資金特別条項を定めた再生計画案が提出され、かつ、第二項第一号又は第二号のいずれかに該当することとなったときは、前項前段に規定する再生債権者又は保証会社は、第百七十条第一項本文の異議を述べることができない。
- When the rehabilitation debtor has submitted a proposed rehabilitation plan that specifies special clauses on home loan and it has resulted in any of the cases set forth in paragraph (2)(i) or (ii), the rehabilitation creditor or guarantee company prescribed in the first sentence of the preceding paragraph may not make an objection set forth in the main clause of Article 170(1).
- 第七十三条第四項において準用する会社法第八十二条第一項の規定により創立総会の決議があつたものとみなされる場合には、前項の登記の申請書に、同項第八号の議事録に代えて、当該場合に該当することを証する書面を添付しなければならない。
- In cases where the resolution is deemed to have been made at an Organizational Meeting under Article 82, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 73, paragraph (4), documents proving the applicability of said cases shall be attached to the application for registration prescribed in the preceding paragraph in lieu of the minutes set forth in item (viii) of that paragraph.
- 法第百四十四条の十五第二項の規定により同条第一項の規定による請求について会社法第八百六条第五項及び第八百七十二条(第四号に係る部分に限る。)の規定を準用する場合におけるこれらの規定に係る技術的読替えは、次の表のとおりとする。
- In the case where the provisions of Article 806, paragraph (5) and Article 872 (limited to the part pertaining to item (iv)) of the Companies Act are applied mutatis mutandis, pursuant to the provisions of Article 144-15, paragraph (2) of the Act, to a demand under paragraph (1) of the same Article, the technical replacement of terms pertaining to these provisions shall be as follows.
- 前項に規定する措置が講じられた場合において、当該措置を講じた会社がなお銀行の主要株主基準値以上の数の議決権の保有者であるときは、当該措置を講じた日を第五十二条の九第二項に規定する事由の生じた日とみなして、同項の規定を適用する。
- In the case where the measures required under the preceding paragraph are taken, if the company that takes these measures still has voting rights in the Bank which amount to the Lowest Threshold for a Major Shareholder or greater, the provisions of Article 52-9, paragraph (2) shall apply by deeming the day on which these measures are taken as the date on which a cause referred to in that provisions arose.
- In the case where the measures required under the preceding paragraph are taken, if the company that takes these measures still has voting rights of the Bank which amounts to the Major Shareholder Threshold or more, the provision of Article 52-9(2) shall apply by deeming the day on which these measures are taken as the date on which a cause referred to in that provision arose.
- 会社法第八百六十八条第一項、第八百七十一条、第八百七十四条(第一号に係る部分に限る。)、第八百七十五条及び第八百七十六条の規定は、金融商品会員制法人の清算について準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 868(1), Article 871, Article 874 (limited to the part pertaining to item (i)), Article 875 and Article 876 of the Companies Act shall apply mutatis mutandis to the liquidation of a Financial Instruments Membership Corporation. In this case, any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 法第百四十四条の九第三項の規定により同条第一項の規定による請求について会社法第七百九十七条第五項及び第八百七十二条(第四号に係る部分に限る。)の規定を準用する場合におけるこれらの規定に係る技術的読替えは、次の表のとおりとする。
- In the case where the provisions of Article 797, paragraph (5) and Article 872 (limited to the part pertaining to item (iv)) of the Companies Act are applied mutatis mutandis, pursuant to the provisions of Article 144-9, paragraph (3) of the Act, to a demand under paragraph (1) of the same Article, the technical replacement of terms pertaining to these provisions shall be as follows.
- 第百一条の二十第一項の設立の登記後に払込みのない株式があるときは、第百一条の二第一項の総会の決議の当時の会員金融商品取引所の理事長及び理事並びに効力発生日の当時の株式会社金融商品取引所の取締役は、連帯して払込みを行う義務を負う。
- When there is any share that has not been paid for after the registration of the establishment under Article 101-20(1), the president and board members of the Membership-Type Financial Instruments Exchange as of the time of the resolution of the general meeting prescribed in Article 101-2(1), and the directors of the Stock Company-Type Financial Instruments Exchange as of the Effective Date shall have the joint and several obligation to make payment therefor.
- 株式会社の資本金の額の減少による変更の登記の申請書には、商業登記法(昭和三十八年法律第百二十五号)第十八条、第十九条(申請書の添付書面)及び第四十六条(添付書面の通則)に規定する書類のほか、次に掲げる書類を添付しなければならない。
- The following documents shall be attached to a written application for registration of change due to a reduction of the capital of a Stock Company, in addition to the documents specified in Articles 18, Article 19 (Documents Attached to Written Application) and Article 46 (General Rules on Attached Documents) of the Commercial Registration Act (Act No. 125 of 1963):
- 前項の規定による通知を受けた報告書提出外国会社は、第一項の規定にかかわらず、同項の規定による半期報告書を、当該通知があつた日を起算日として公益又は投資者保護のため必要かつ適当なものとして政令で定める期間内に提出しなければならない。
- Notwithstanding the provision of paragraph (1), a Reporting Foreign Company, when receiving a notice made under the preceding paragraph, shall submit a Semiannual Securities Report set forth in paragraph (1) within the period specified by a Cabinet Order as the period necessary and appropriate for the public interest or protection of investors after the day on which the notice is made.
- 地域会社に係る前項の合併の決議又は分割の決議(電気通信事業の全部を承継させる分割についての決議に限る。)についての総務大臣の認可があつたときは、電気通信事業法(昭和五十九年法律第八十六号)第十七条第二項の届出があつたものとみなす。
- When the Minister has granted the resolution for merger pertaining to the Regional Company(ies) under the preceding paragraph or the resolution for division pertaining to the Regional Company(ies) (limited to the resolution of the division of the entire business of the telecommunications business), such authorization shall be deemed as the notification under the provisions of Article 17 paragraph (2) of the Telecommunications Business Act (Act No. 86 of 1984).
- 第一項において準用する会社法第六百二十条、第六百二十三条第一項、第六百二十六条及び第六百二十七条の規定は、前条第二項において準用する同法第六百四十四条(第三号を除く。)の規定により清算をする有限責任監査法人については、適用しない。
- The provisions of Article 620, Article 623(1), Article 626 and Article 627 of the Companies Act as applied mutatis mutandis under paragraph (1) shall not apply to a limited liability audit corporation to be placed into liquidation pursuant to the provisions of Article 644 (excluding item (iii)) of the Companies Act as applied mutatis mutandis pursuant to paragraph (2) of the preceding Article.
- 第一項の規定による命令を受けた電子債権記録機関における会社法第三百九条第三項第二号の株主総会の決議は、同項の規定にかかわらず、出席した株主の過半数であって出席した株主の議決権の三分の二以上に当たる多数をもって、仮にすることができる。
- A resolution of the shareholders meeting of an Electronic Monetary Claim Recording Institution that has received an order under the provisions of the paragraph (1), in accordance with item (ii) of Article 309 (3) of the Companies Act, may be made provisionally with the majority of the shareholders present and a two-thirds majority of the voting rights of the shareholders present, notwithstanding the provisions of Article 309 (3) of the Companies Act.
- 株式会社は、資本金等の額の減少がその効力を生じた日から六月間、第十七条に規定する手続の経過その他の資本金等の額の減少に関する事項として内閣府令で定める事項を記載し、又は記録した書面又は電磁的記録を各営業所に備え置かなければならない。
- A Stock Company shall keep at each of its business offices a document or electromagnetic record that describes or records the matters specified by a Cabinet Office Ordinance as related to the progress of the procedure provided for in Article 17 or to any other reduction of the capital, etc. for six months from the Effective Date of the reduction of the capital, etc.
- 内閣総理大臣は、前項において読み替えて準用する会社法第三百七十一条第二項及び第四項(同条第五項において準用する場合を含む。)の規定による許可の申立てについての処分をする場合には、当該申立てに係る投資法人の陳述を聴かなければならない。
- In cases where the Prime Minister renders a ruling with regard to a petition filed for permission under Article 371, paragraph (2) and paragraph (4) of the Companies Act (including the cases where it is applied mutatis mutandis to paragraph (5) of that Article) as applied mutatis mutandis by replacing certain terms pursuant to the preceding paragraph, he/she shall hear statements from the Investment Corporation related to said petition.
- 前項の規定による通知を受けた報告書提出外国会社は、第一項の規定にかかわらず、同項の規定による四半期報告書を、当該通知があつた日を起算日として公益又は投資者保護のため必要かつ適当なものとして政令で定める期間内に提出しなければならない。
- Notwithstanding the provision of paragraph (1), a Reporting Foreign Company, when receiving a notice made under the preceding paragraph, shall submit a Quarterly Securities Report set forth in paragraph (1) within the period specified by a Cabinet Order as the period necessary and appropriate for the public interest or protection of investors after the day on which the notice is made.
- 第二項、前項において準用する会社法第百二十四条第二項及び第三項並びに同法第百九十六条第三項の規定は、第三十二条第三項各号に掲げる事項が特定社員名簿に記載され、又は記録された質権者(以下「登録特定出資質権者」という。)について準用する。
- The provisions of paragraph (2), the provisions of Article 124(2) and (3) of the Companies Act as applied mutatis mutandis pursuant to the preceding paragraph, and the provisions of Article 196(3) of that Act shall apply mutatis mutandis to a pledgee regarding whom the matters listed in the items of Article 32(3) are stated or recorded in the Specified Equity Member Registry (hereinafter referred to as a 'Registered Pledgee of Specified Equity').
- 裁判所は、株式会社である再生債務者がその財産をもって債務を完済することができない状態にあり、かつ、当該募集株式を引き受ける者の募集が再生債務者の事業の継続に欠くことのできないものであると認める場合に限り、前項の許可をすることができる。
- The court may grant the permission set forth in the preceding paragraph only when it finds that the rehabilitation debtor who is a stock company is unable to pay its debts in full with its property and that the solicitation of subscribers for shares for subscription is indispensable for the continuation of the rehabilitation debtor's business.
- 前項の規定による通知を受けた報告書提出外国会社は、第一項の規定にかかわらず、同項の規定による有価証券報告書を、当該通知があつた日を起算日として公益又は投資者保護のため必要かつ適当なものとして政令で定める期間内に提出しなければならない。
- Notwithstanding the provision of paragraph (1), a Reporting Foreign Company, when receiving a notice made under the preceding paragraph, shall submit an Annual Securities Report set forth in paragraph (1) within the period specified by a Cabinet Order as the period necessary and appropriate for the public interest or protection of investors after the day on which the notice is made.
- 会社法第二百十七条の規定は投資法人(規約によつて次条第一項前段の規定による定めをしたものを除く。)の投資証券について、同法第二百九十一条の規定は投資証券について、それぞれ準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 217 of the Companies Act shall apply mutatis mutandis to the Investment Securities of an Investment Corporation (excluding one who has provided in its certificate of incorporation as prescribed in the first sentence of paragraph (1) of the following Article), and the provisions of Article 291 of that Act shall apply mutatis mutandis pursuant to Investment Securities. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 当該証明について監査法人が前条第二項第一号に該当する事実がある場合 当該証明を受けた当該会社その他の者の財務書類に係る会計期間における報酬その他の対価として政令で定める額(次号において「監査報酬相当額」という。)の一・五倍に相当する額
- When there is a fact whereby the audit corporation falls under paragraph (2)(i) of the preceding Article with regard to said attestation-- An amount corresponding to one point five times the amount of fees or any other amount specified by Cabinet Order as a consideration (referred to as an 'amount corresponding to audit fees' in the following item) that has been received during the accounting period pertaining to the financial documents of said company or person receiving said attestation
- 内閣総理大臣は、前項において読み替えて準用する会社法第三百七十一条第二項及び第四項(同条第五項において準用する場合を含む。)の規定による許可の申立てについての処分をする場合には、当該申立てに係る清算投資法人の陳述を聴かなければならない。
- In cases where the Prime Minister renders a disposition with regard to a petition filed for the permission under Article 371, paragraph (2) or paragraph (4) (including the cases where it is applied mutatis mutandis pursuant to paragraph (5) of that Article) of the Companies Act as applied mutatis mutandis by replacing certain terms pursuant to the preceding paragraph, he/she shall hear statements from the Investment Corporation in Liquidation related to said petition.
- 会員金融商品取引所は、第百一条の六第一項の規定による株式の割当てを行うほか、組織変更に際して、組織変更後株式会社金融商品取引所の株式を発行することができる。この場合においては、組織変更計画において、次に掲げる事項を定めなければならない。
- A Membership-Type Financial Instruments Exchange may, at the time of Entity Conversion, issue shares of the Stock Company-Type Financial Instruments Exchange after Entity Conversion, in addition to allotting shares prescribed in Article 101-6(1). In this case, the following matters shall be specified in the entity conversion plan:
- 公認会計士は、監査及び会計の専門家として、独立した立場において、財務書類その他の財務に関する情報の信頼性を確保することにより、会社等の公正な事業活動、投資者及び債権者の保護等を図り、もつて国民経済の健全な発展に寄与することを使命とする。
- The mission of certified public accountants, as professionals on auditing and accounting, shall be to ensure matters such as the fair business activities of companies, etc. and the protection of investors and creditors by ensuring the reliability of financial documents and any other information concerning finance from an independent standpoint, thereby contributing to the sound development of the national economy.
- 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、外国監査法人等の行う外国会社等財務書類についての第二条第一項の業務に相当すると認められる業務に関し、外国監査法人等に対し、報告又は資料の提出を求めることができる。
- The Prime Minister may, when he/she finds it necessary and appropriate in light of public interest or investor protection, request a foreign audit firm, etc. to report to, or submit relevant documents on the services that are found to correspond to the services set forth in Article 2(1) concerning financial documents of foreign companies, etc. provided by the foreign audit firm, etc.
- 当該証明について第三十条第一項に規定する場合に該当する事実がある場合 当該証明を受けた当該会社その他の者の財務書類に係る会計期間における報酬その他の対価として政令で定める額(次号において「監査報酬相当額」という。)の一・五倍に相当する額
- When a fact corresponding to the case prescribed in Article 30(1) exists with regard to said attestation -- An amount corresponding to one point five times the amount of fees or any other amount specified by Cabinet Order as a consideration (referred to as an 'amount corresponding to audit fees' in the following item) that has been received during the accounting period pertaining to the financial documents of said company or person receiving said attestation
- 前項の規定にかかわらず、その公告方法が第五十七条第一号に掲げる方法である銀行持株会社は、内閣府令で定めるところにより、中間連結賃借対照表等及び連結貸借対照表等の要旨を公告することで足りる。この場合においては、同項ただし書の規定を準用する。
- Notwithstanding the provisions of the preceding paragraph, it would be sufficient for a Bank Holding Company which adopts the Method of Public Notice listed in Article 57, item (i) to give public notice of only the gist of Interim Consolidated Balance Sheet, etc. and Consolidated Balance Sheet, etc. pursuant to the provisions of Cabinet Office Ordinance. In this case, the proviso to the preceding paragraph shall apply mutatis mutandis.
- Notwithstanding the provision of the preceding paragraph, it would be sufficient for a Bank Holding Company which adopts the Method of Public Notice listed in Article 57(i) to give public notice of only the gist of Interim Consolidated Balance Sheet, etc. and Consolidated Balance Sheet, etc. pursuant to the provisions of a Cabinet Office Ordinance. The proviso to the preceding paragraph shall apply mutatis mutandis to this case.
- 発起人は、定款に第十六条第三項各号に掲げる事項についての記載又は記録があるときは、同条第六項において準用する会社法第三十条第一項の公証人の認証の後遅滞なく、当該事項を調査させるため、裁判所に対し、検査役の選任の申立てをしなければならない。
- If the articles of incorporation contain statements on or records of the matters listed in the items of Article 16(3), the incorporators shall, without delay after their certification by a notary public as set forth in Article 30(1) of the Companies Act as applied mutatis mutandis pursuant to Article 16(6), file a petition with the court for the appointment of an inspector in order to have the inspector investigate such matters.
- 第百五十四条第三項の規定により再生計画において資本金の額の減少に関する条項を定めたときは、認可された再生計画の定めによって、資本金の額の減少をすることができる。この場合においては、会社法第四百四十九条及び第七百四十条の規定は、適用しない。
- If a rehabilitation plan specifies, pursuant to the provision of Article 154(3), clauses on the reduction of the amount of stated capital, the rehabilitation debtor may reduce the amount of its stated capital as provided for in the rehabilitation plan confirmed. In this case, the provisions of Article 449 and Article 740 of the Companies Act shall not apply.
- 会社法第八百五十四条第一項(第二号に係る部分に限る。)、第八百五十五条、第八百五十六条及び第九百三十七条第一項(第一号ヌに係る部分に限る。)の規定は、役員の解任の訴えについて準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 854, paragraph (1) (limited to the part pertaining to item (ii)), Article 855, Article 856, and Article 937, paragraph (1) (limited to the part pertaining to item (i), sub-item (j)) of the Companies Act shall apply mutatis mutandis to an action seeking the dismissal of Officers. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 投資法人が投資口の全部について投資証券を発行していない場合には、第三項において準用する会社法第百二十四条第三項(前項において準用する場合を含む。)の規定による公告に代えて、公告すべき事項を投資主及び登録投資口質権者に通知することができる。
- If an Investment Corporation has not issued Investment Securities for any of its Investment Equity, it may notify the Investors or Registered Pledgees of Investment Equity of the matters for which public notice are to be given in lieu of giving public notice as set forth in Article 124, paragraph (3) of the Companies Act (including the cases where it is applied mutatis mutandis pursuant to the preceding paragraph) as applied mutatis mutandis pursuant to paragraph (3).
- 地方公共団体等は、第百六条の十四第一項の規定にかかわらず、内閣府令で定めるところにより、内閣総理大臣の認可を受けて、金融商品取引所持株会社の総株主の議決権の保有基準割合以上百分の五十以下の数の対象議決権を取得し、又は保有することができる。
- Notwithstanding the provisions of Article 106-14(1), the Local Government, etc. may, with an authorization of the Prime Minister, acquire or hold the Subject Voting Rights not less than the Holding Ratio Threshold, but not more than 50 percent of the Holding Ratio Threshold of the voting rights of all shareholders of a Financial Instruments Exchange Holding Company, pursuant to the provisions of a Cabinet Office Ordinance.
- 銀行法施行規則(昭和五十七年大蔵省令第十号)第十七条の三第二項第十二号に掲げる業務を行う株式会社のうち、当該業務を行う旨が定款において定められ、かつ、この号の届出の時における資本金の額が五億円以上であるものとして金融庁長官に届出を行った者
- a stock company engaged in the business activities listed in Article 17-3, paragraph (2), item (xii) of the Ordinance for the Enforcement of the Banking Act (Ordinance of the Ministry of Finance No. 10 of 1982), which has prescribed in its articles of incorporation that it is to be engaged in said business activities, and which has notified the Commissioner of the Financial Services Agency that it has the amount of the stated capital of five hundred million yen or more at the time of the notification under this item;
- 特定目的会社以外の者であって政令で定めるものが前号の特定資産の価格につき調査した結果(当該特定資産が不動産(土地若しくは建物又はこれらに関する所有権以外の権利をいう。)であるときは、不動産鑑定士による鑑定評価を踏まえて調査したものに限る。)
- the results of an investigation made by a person other than the Specific Purpose Company who has been specified by a Cabinet Order with regard to the value of the Specified Assets set forth in the preceding item (in cases where said Specified Assets consist of Real Property (meaning a land lot, building, or any right related thereto other than ownership), limited to that for which an investigation was made based on an appraisal by a real property appraiser);
- the results of an investigation made with regard to the value of the Specified Assets referred to in the preceding item by a person other than the Specific Purpose Company who is specified by a Cabinet Order (in cases where the Specified Asset is Real Property (meaning lands, buildings, or rights other than the ownership thereof), limited to an investigation based on an appraisal by a real property appraiser);
- 第百条の十七第一項において準用する会社法第六百四十七条第一項の規定により清算人となる者がないとき、又は清算人が欠けたため損害を生ずるおそれがあるときは、裁判所は、利害関係人若しくは検察官の請求により又は職権で、清算人を選任することができる。
- When there is no person to become a liquidator under the provisions of Article 647(1) of the Companies Act as applied mutatis mutandis pursuant to Article 100-17(1), or if any damage is likely to occur due to the vacancy in the office of a liquidator, the court may appoint a liquidator at the request of any interested person or a public prosecutor, or by its own authority.
- 金融商品会員制法人の清算が結了したときは、第百条の十七第一項において準用する会社法第五百七条第三項の承認があつた後、主たる事務所の所在地においては二週間以内に、従たる事務所の所在地においては三週間以内に、清算結了の登記をしなければならない。
- When liquidation of a Financial Instruments Membership Corporation has been completed, the completion of liquidation shall be registered in the district of the location of the principal office within two weeks, and in the district of the location of the secondary offices within three weeks, from the time when the approval under Article 507(3) of the Companies Act as applied mutatis mutandis pursuant to Article 100-17(1) has been obtained.
- 法第百二十六条第二項の規定により同条第一項の規定により株式又は金銭の割当てを受ける場合について会社法第八百七十一条の規定を準用する場合においては、同条第二号中「第八百七十四条各号」とあるのは、「第八百七十四条第四号」と読み替えるものとする。
- In the case where the provisions of Article 871 of the Companies Act are applied mutatis mutandis, pursuant to the provisions of Article 126, paragraph (2) of the Act, to the case where the allotment of shares or money is received pursuant to the provisions of paragraph (1) of the same Article, 'the respective items of Article 874' in item (ii) of Article 871 of the Companies Act shall be deemed to be replaced with 'Article 874, item (iv).'
- 法第百四十四条の十六第二項の規定により同条第一項の規定による請求について会社法第八百八条第五項、第八百九条第五項及び第八百七十二条(第四号に係る部分に限る。)の規定を準用する場合におけるこれらの規定に係る技術的読替えは、次の表のとおりとする。
- In the case where the provisions of Article 808, paragraph (5), Article 809, paragraph (5) and Article 872 (limited to the part pertaining to item (iv)) of the Companies Act are applied mutatis mutandis, pursuant to the provisions of Article 144-16, paragraph (2) of the Act, to a request under paragraph (1) of the same Article, the technical replacement of terms pertaining to these provisions shall be as follows.
- 第五十二条の九第一項の規定による内閣総理大臣の認可を受けないで、同項各号に掲げる取引若しくは行為により銀行の主要株主基準値以上の数の議決権の保有者になつたとき又は銀行の主要株主基準値以上の数の議決権の保有者である会社その他の法人を設立したとき。
- When he/she has, without obtaining authorization from the Prime Minister under Article 52-9, paragraph (1), become a holder of voting rights in a Bank which amount to the Lowest Threshold for a Major Shareholder or more or has established a company or any other juridical person that is a holder of voting rights in a Bank which amount to the Lowest Threshold for a Major Shareholder or more through any of the transactions or acts listed in the items of that paragraph;
- When he/she has, without obtaining authorization from the Prime Minister under Article 52-9(1), become a holder of voting rights of a Bank which amounts to the Major Shareholder Threshold or more or has established a company or any other juridical person that is a holder of voting rights of a Bank which amounts to the Major Shareholder Threshold or more through any of the transactions or acts listed in each item of that paragraph;
- 会社法第七編第二章第二節(第八百四十七条第二項、第八百四十九条第二項第二号及び第五項並びに第八百五十一条第一項第一号及び第二項を除く。)の規定は、役員等の責任を追及する訴えについて準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Part VII, Chapter II, Section 2 of the Companies Act (excluding Article 847, paragraph (2), Article 849, paragraph (2), item (ii) and paragraph (5), and Article 851, paragraph (1), item (i) and paragraph (2)) shall apply mutatis mutandis to an action pursuing the liability of Officers, etc. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第百三十九条の七において準用する会社法第六百八十一条の規定にかかわらず、次に掲げる要件のいずれにも該当する投資法人債(次項及び次条において「短期投資法人債」という。)については、これを発行した投資法人は、投資法人債原簿を作成することを要しない。
- Notwithstanding the provisions of Article 681 of the Companies Act as applied mutatis mutandis pursuant to Article 139-7, with regard to Investment Corporation Bonds which fall under all of the following requirements (such Investment Corporation Bonds shall be referred to as 'Short-Term Investment Corporation Bonds' in the following paragraph and following Article), the Investment Corporation which issued such Investment Corporation Bonds need not prepare an Investment Corporation Bonds registry:
- 次の各号に掲げる規定に規定する場合には、吸収合併消滅会員金融商品取引所若しくは新設合併消滅会員金融商品取引所の会員又は新設合併消滅株式会社金融商品取引所の株主は、当該各号に定める事項についての定めに従い、当該各号に掲げる規定の株式の株主となる。
- In the cases prescribed in the provisions set forth in the following items, members of a Membership-Type Financial Instruments Exchange Extinguished upon an Absorption-Type Merger or Membership-Type Financial Instruments Exchange Extinguished upon a Consolidation-Type Merger, or shareholders of a Stock Company-Type Financial Instruments Exchange Extinguished upon a Consolidation-Type Merger shall become the shareholders of the shares under the provisions set forth in the following items, in accordance with the matters set forth respectively in those items:
- 前項第四号の著しい利害関係とは、監査法人又はその社員が会社その他の者との間にその者の営業、経理その他に関して有する関係で、監査法人の行う第二条第一項の業務の公正を確保するため業務の制限をすることが必要かつ適当であるとして政令で定めるものをいう。
- The substantial interest set forth in item (iv) of the preceding paragraph means a relationship concerning the business, accounting or other matters between an audit corporation or its partner and a company or any other person, which is categorized by Cabinet Order as one for which a restriction of services is necessary and appropriate in order to secure fairness in the services set forth in Article 2(1) provided by the audit corporation.
- 電子公告(公告方法のうち、電磁的方法(会社法第二条第三十四号に規定する電磁的方法をいう。)により不特定多数の者が公告すべき内容である情報の提供を受けることができる状態に置く措置であつて同号に規定するものをとる方法をいう。以下この条において同じ。)
- Electronic Public Notice (meaning, among the Methods of Public Notice, the method of implementing measures that make the information which should be subject to public notice available to many and unspecified persons by an Electronic Method (meaning the electronic method set forth in Article 2, item (xxxiv) of the Companies Act); hereinafter the same shall apply in this Article).
- 第百九十四条第一項の規定による公告方法(特定目的会社が公告(この編又は他の法律の規定により官報に掲載する方法によりしなければならないものとされているものを除く。)をする方法をいう。以下この編において同じ。)についての定款の定めがあるときは、その定め
- if there are provisions in the articles of incorporation concerning the Method of Public Notice under the provisions of Article 194(1) (meaning the method by which the Specific Purpose Company gives public notice (excluding public notice that is required to be given by means of publication in an official gazette pursuant to the provisions of this Part or another Act); hereinafter the same shall apply in this Part), said provisions from the articles of incorporation; and
- 銀行等、証券会社及び金融先物取引業者は、前項第五号、第十号又は第十一号に掲げる資本取引の媒介、取次ぎ又は代理をしたときは、その都度、政令で定めるところにより、当該資本取引の内容、実行の時期その他の政令で定める事項を財務大臣に報告しなければならない。
- When the Banks, etc., securities corporations and financial futures traders have acted as an intermediary, agency or agent for capital transactions listed in item 5, 10 or 11 of the preceding paragraph, they shall report, pursuant to the provisions of Cabinet Order, to the Minister of Finance the content of the capital transactions, the time of conducting the capital transactions and other matters specified by Cabinet Order on a case-by-case basis.
- 会社法第七編第二章第二節(第八百四十七条第二項、第八百四十九条第二項第二号及び第五項並びに第八百五十一条第一項第一号及び第二項を除く。)の規定は、第三項の利益の返還を求める訴えについて準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Part VII, Chapter II, Section 2 of the Companies Act (excluding Article 847, paragraph (2), Article 849, paragraph (2), item (ii) and paragraph (5) and Article 851, paragraph (1), item (i) and paragraph (2)) shall apply mutatis mutandis to an action seeking the return of the benefits set forth in paragraph (3). In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第二十四条第八項、第九項及び第十一項の規定は、第一項において読み替えて準用する第七条、第九条第一項又は第十条第一項の規定により外国会社が提出した確認書の訂正確認書を提出する場合について準用する。この場合において、必要な技術的読替えは、政令で定める。
- Article 24(8), (9) and (11) shall apply mutatis mutandis to cases where an amendment Confirmation Letter for a Confirmation Letter submitted by a foreign company is submitted under Article 7, Article 9(1) and Article 10(1) as applied mutatis mutandis by replacing certain terms pursuant to paragraph (1). In this case, necessary technical replacement of terms shall be specified by a Cabinet Order.
- 組合の創立総会又は総会の決議の不存在若しくは無効の確認又は取消しの訴えに係る請求を認容する判決が確定した場合については、会社法第九百三十七条第一項(第一号トに係る部分に限る。)の規定を準用する。この場合において、必要な技術的読替えは、政令で定める。
- With regard to the case where a judgment affirming a claim pertaining to an action for a declaratory judgment on the nonexistence or invalidity of or an action for rescission of a resolution of the general meeting has become final and binding, the provisions of Article 937, paragraph (1) (limited to the portions pertaining to item (i), (g)) of the Companies Act shall apply mutatis mutandis. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第三十条第一項若しくは第二項又は第三十四条の二十一第二項第一号若しくは第二号に規定する証明をした財務書類に係る会社その他の者の会計期間の末日から七年を経過したときは、内閣総理大臣は、当該証明に係る事件について審判手続開始の決定をすることができない。
- When seven years have elapsed from the last day of the accounting period of a company or any other person pertaining to financial documents for which attestation under the provisions of Article 30(1) or (2) or Article 34-21(2) or (2) has been conducted, the Prime Minister may not give a ruling for the commencement of a hearing procedure for a case pertaining to said attestation.
- 前項の電磁的記録に記録された事項を電磁的方法(電子情報処理組織を使用する方法その他の情報通信の技術を利用する方法であって内閣府令で定めるものをいう。以下同じ。)であって株式会社の定めたものにより提供することの請求又はその事項を記載した書面の交付の請求
- A request that the matters recorded on the electromagnetic record set forth in the preceding paragraph be provided by electromagnetic means (referring to any of the methods using an electronic data processing system or any other information and communication technology and specified by a Cabinet Office Ordinance; the same shall apply hereinafter) designated by the Stock Company, or request for any document that contains such matters.
- 会社法第八百七十条(第二号に係る部分に限る。)(陳述の聴取)、第八百七十二条(第四号に係る部分に限る。)(即時抗告)、第八百七十五条(非訟事件手続法の規定の適用除外)及び第八百七十六条(最高裁判所規則)の規定は、前項の報酬の額の決定について準用する。
- The provisions of Article 870 (limited to the parts pertaining to item (ii)) (Hearing of Statement), Article 872 (limited to the parts pertaining to item (iv)) (Immediate Appeal), Article 875 (Exclusion from Application of the Act on Non-Contentious Cases Procedures Act) and Article 876 (Supreme Court Rules) of the Companies Act shall apply mutatis mutandis to the amount of the remuneration fixed under the preceding paragraph.
- 信託会社等は、委託者非指図型投資信託に係る業務を行う範囲において、金融商品取引法第六十七条の二第一項及び第二項、第六十八条第一項及び第二項、第七十八条第一項、第七十九条の七第一項並びに第七十九条の十一の規定の適用については、金融商品取引業者とみなす。
- A Trust Company, etc. shall be deemed to be a Financial Instruments Business Operator with regard to the application of Article 67-2, paragraph (1) and paragraph (2), Article 68, paragraph (1) and paragraph (2), Article 78, paragraph (1), Article 79-7, paragraph (1), and Article 79-11 of the Financial Instruments and Exchange Act, within the scope of carrying out business pertaining to an Investment Trust Managed Without Instructions from the Settlor.
- 会社法第七編第二章第二節(第八百四十七条第二項、第八百四十九条第二項第二号及び第五項並びに第八百五十一条第一項第一号及び第二項を除く。)の規定は、前項の規定による支払を求める訴えについて準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Part VII, Chapter II, Section 2 (excluding Article 847, paragraph (2), Article 849, paragraph (2), item (ii) and paragraph (5), and Article 851, paragraph (1), item (i) and paragraph (2)) of the Companies Act shall apply mutatis mutandis to an action seeking payment under the preceding paragraph. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 投資法人の成立の時に設立時募集投資口のうち第七十一条第十項において準用する会社法第六十三条第一項の規定による払込みがされていないものがあるときは、設立企画人、設立時執行役員及び設立時監督役員は、連帯して、当該払込みがされていない額を支払う義務を負う。
- When there is any Investment Equity Solicited at Establishment that has yet to be paid in under Article 63, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 71, paragraph (10) at the time of the establishment of an Investment Corporation, the organizer(s), Corporate Officer(s) at Establishment and Supervisory Officers at Establishment shall jointly and severally have the obligation to pay the unpaid amount.
- 会社法第八百三十三条第二項、第八百三十四条(第二十一号に係る部分に限る。)、第八百三十五条第一項、第八百三十七条、第八百三十八条、第八百四十六条及び第九百三十七条第一項(第一号リに係る部分に限る。)の規定は、特許業務法人の解散の訴えについて準用する。
- The provisions of Articles 833 (2), 834 (limited to portions pertaining to item (xxi)), 835 (1), 837, 838, 846 and 937 (1) (limited to portions pertaining to item (i) (i)) of the Companies Act shall apply mutatis mutandis to claims seeking the dissolution of patent professional corporations.
- 前項第三号の著しい利害関係とは、公認会計士又はその配偶者が会社その他の者との間にその者の営業、経理その他に関して有する関係で、公認会計士の行なう第二条第一項の業務の公正を確保するため業務の制限をすることが必要かつ適当であるとして政令で定めるものをいう。
- The substantial interest set forth in item (iii) of the preceding paragraph means a relationship concerning business, accounting or other matters between a certified public accountant or his/her spouse and a company or any other person, which is categorized by Cabinet Order as one for which a restriction of services is necessary and appropriate in order to ensure fairness in the services set forth in Article 2(1) provided by the certified public accountant.
- 組織変更後株式会社金融商品取引所は、効力発生日から六月間、第百一条の三第一項の書面又は電磁的記録及び前条の規定による手続の経過その他の組織変更に関する事項として内閣府令で定める事項を記載し、又は記録した書面又は電磁的記録を本店に備え置かなければならない。
- A Stock Company-Type Financial Instruments Exchange after Entity Conversion shall, during the period of six months from the Effective Date, keep at its head office the documents or electromagnetic records set forth in Article 101-3(1), and the documents or the electromagnetic records containing or recording the progress of the procedures prescribed in the preceding Article and other matters specified by a Cabinet Office Ordinance as the matters concerning Entity Conversion.
- 法第七十七条第二項の規定により会員商品取引所の清算人について会社法(平成十七年法律第八十六号)第四百三十条の規定を準用する場合においては、同条中「役員等が」とあるのは「会員商品取引所の清算人が」と、「他の役員等」とあるのは「監事」と読み替えるものとする。
- In the case where the provisions of Article 430 of the Companies Act (Act No. 86 of 2005) are applied mutatis mutandis to a liquidator of a Member Commodity Exchange pursuant to the provisions of Article 77, paragraph (2) of the Act, 'an officer, etc.' in the same paragraph shall be deemed to be replaced with 'a liquidator of a Member Commodity Exchange,' and 'other officers, etc.' shall be deemed to be replaced with 'an auditor.'
- 特定目的会社は、その発行する特定出資を引き受ける者の募集をしようとするときは、その都度、募集特定出資(当該募集に応じて特定出資の引受けの申込みをした者に対して割り当てる特定出資をいう。以下この条において同じ。)について次に掲げる事項を定めなければならない。
- Whenever a Specific Purpose Company intends to solicit persons to subscribe for the Specified Equity it issues, the Specific Purpose Company shall determine the following matters with respect to the Specified Equity for Subscription (meaning the Specified Equity that will be allotted to persons who file an application to subscribe for the Specified Equity in response to such solicitation; hereinafter the same shall apply in this Article):
- 破産管財人は、その職務を行うため必要があるときは、破産者の子会社等(次の各号に掲げる区分に応じ、それぞれ当該各号に定める法人をいう。次項において同じ。)に対して、その業務及び財産の状況につき説明を求め、又はその帳簿、書類その他の物件を検査することができる。
- A bankruptcy trustee, when necessary in order to perform his/her duties, may request a subsidiary company, etc. (meaning a juridical person specified in each of the following items for the cases listed in the respective items; the same shall apply in the following paragraph) of the bankrupt to give an explanation on the status of its business and property, or may inspect its books, documents and any other objects:
- 第二十四条第八項、第九項及び第十一項の規定は、第一項において読み替えて準用する第七条、第九条第一項又は第十条第一項の規定により外国会社が提出した内部統制報告書の訂正報告書を提出する場合について準用する。この場合において、必要な技術的読替えは、政令で定める。
- Article 24 (8), (9) and (11) shall apply mutatis mutandis to cases where an amendment report for an Internal Control Report submitted by a foreign company is submitted under Article 7, Article 9(1) and Article 10(1) as applied mutatis mutandis by replacing certain terms pursuant to paragraph (1). In this case, necessary technical replacement of terms shall be specified by a Cabinet Order.
- 監督委員は、その職務を行うため必要があるときは、再生債務者の子会社等(次の各号に掲げる区分に応じ、それぞれ当該各号に定める法人をいう。次項において同じ。)に対して、その業務及び財産の状況につき報告を求め、又はその帳簿、書類その他の物件を検査することができる。
- A supervisor, when necessary in order to perform his/her duties, may request a subsidiary company, etc. (meaning a juridical person specified in each of the following items for the cases listed in the respective items; the same shall apply in the following paragraph) of the rehabilitation debtor to report on the status of its business and property, or may inspect its books, documents and any other objects:
- 銀行は、剰余金の配当をする場合には、会社法第四百四十五条第四項(資本金の額及び準備金の額)の規定にかかわらず、内閣府令で定めるところにより、当該剰余金の配当により減少する剰余金の額に五分の一を乗じて得た額を資本準備金又は利益準備金として計上しなければならない。
- Notwithstanding the provisions of Article 445, paragraph (4) (Amounts of Stated Capital and Amounts of Reserves) of the Companies Act, in the case where a Bank pays dividends from surplus, it shall record an amount equivalent to one fifth of the amount of the deduction from surplus as a result of the payment of such dividends of surplus, as capital reserves or retained earnings reserves pursuant to the provisions of Cabinet Office Ordinance.
- この法律において「保険仲立人」とは、保険契約の締結の媒介であって生命保険募集人、損害保険募集人及び少額短期保険募集人がその所属保険会社等のために行う保険契約の締結の媒介以外のものを行う者(法人でない社団又は財団で代表者又は管理人の定めのあるものを含む。)をいう。
- The term 'Insurance Broker' as used in this Act means a person who acts as an intermediary for conclusion of an insurance contract and engages in activities other than acting as an intermediary for conclusion of an insurance contract on behalf of the Entrusting Insurance Company, etc. carried out by Life Insurance Solicitors, Non-Life Insurance Solicitors, and Small Amount and Short Term Insurance Solicitors (including an association or foundation that is not a juridical person and has provisions on representative persons or administrators).
- 銀行が第二十七条若しくは第二十八条の規定により第四条第一項の内閣総理大臣の免許を取り消された場合又は前条の規定により当該免許が効力を失つた場合においては、当該銀行であつた会社は、第三十六条、第三十八条及び第四十六条第一項の規定の適用については、なお銀行とみなす。
- Even in the case where a license from the Prime Minister set forth in Article 4, paragraph (1) is rescinded under the provisions of Article 27 or Article 28 or where that license loses its effect pursuant to the provisions of the preceding Article, a company which was a Bank theretofore shall still be deemed to be a Bank with regard to application of the provisions of Article 36, Article 38 and Article 46, paragraph (1).
- 会社法第七編第二章第二節(第八百四十七条第二項、第八百四十九条第二項第二号及び第五項並びに第八百五十一条第一項第一号及び第二項を除く。)の規定は、清算執行人又は清算監督人の責任を追及する訴えについて準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Part VII, Chapter II, Section 2 (excluding Article 847, paragraph (2), Article 849, paragraph (2), item (ii) and paragraph (5), and Article 851, paragraph (1), item (i) and paragraph (2)) of the Companies Act shall apply mutatis mutandis to an action pursuing the liability of an executive liquidator(s) or liquidation supervisors. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 前項の認可を受けた地方公共団体等は、同項及び第百三条の二第一項の規定にかかわらず、その保有する対象議決権の数に増加がない場合その他の内閣府令で定める場合には、株式会社金融商品取引所の総株主の議決権の百分の五十を超える対象議決権を取得し、又は保有することができる。
- Notwithstanding the provisions of the preceding paragraph and Article 103-2(1), the Local Government, etc. which has obtained the authorization under the preceding paragraph may acquire or hold the Subject Voting Rights exceeding 50 percent of the voting rights of all shareholders of a Stock Company-Type Financial Instruments Exchange, in cases where there is no increase in the number of the Subject Voting Rights held or in other cases specified by a Cabinet Office Ordinance.
- 主務大臣は、前項の規定による許可の申請があった場合には、施行日前においても、新法第百六十七条から第百六十九条までの規定の例により、その許可をすることができる。この場合において、その許可を受けた株式会社は、施行日において新法第百六十七条の許可を受けたものとみなす。
- In the case where an application for a license under the preceding paragraph has been filed, the competent minister may grant the license in accordance with the provisions of Articles 167 to 169 inclusive of the New Act also prior to the Effective Date. In this case, the stock company which received the license shall be deemed to have received the license under Article 167 of the New Act as on the Effective Date.
- 前項の規定にかかわらず、合併をする特許業務法人が同項の規定による公告を、官報のほか、第六項において準用する会社法第九百三十九条第一項の規定による定款の定めに従い、同項第二号又は第三号に掲げる方法によりするときは、前項の規定による各別の催告は、することを要しない。
- Notwithstanding the provision of the preceding paragraph, if the merging patent professional corporation makes public notice set forth in the same paragraph by, in addition to Official Gazette, the method listed in Article 939 (1) (ii) or (iii) of the Companies Act in accordance with the provision of the articles of incorporation pursuant to the provision of Article 939 (1) of the same Act, as applied mutatis mutandis pursuant to paragraph (6), separate notice to each known creditor pursuant to the provision of the preceding paragraph shall not be required to be given.
- 定款又は第五十五条第一項において準用する会社法第六百十五条第一項の会計帳簿若しくは第五十五条第一項において準用する同法第六百十七条第一項若しくは第二項の貸借対照表に記載し、若しくは記録すべき事項を記載せず、若しくは記録せず、又は虚偽の記載若しくは記録をしたとき。
- When he/she failed to make a statement or record, or has made a false statement or record of what should be stated or recorded in the accounting books set forth in articles of incorporation or Article 615 (1) of the Companies Act, as applied mutatis mutandis pursuant to Article 55 (1), or in the balance sheet set forth in Article 617 (1) or (2) of the same Act, as applied mutatis mutandis in Article 55 (1);
- 投資主総会は、第九十条の二第一項第二号に掲げる事項以外の事項については、決議をすることができない。ただし、次条第一項において準用する会社法第三百十六条第一項若しくは第二項に規定する者の選任又は第百十五条の四の会計監査人の出席を求めることについては、この限りでない。
- There shall be no resolution adopted at an Investors' meeting on matters other than those listed in Article 90-2, paragraph (1), item (ii); provided, however, that this shall not apply to the appointment of persons prescribed in Article 316, paragraph (1) or paragraph (2) of the Companies Act as applied mutatis mutandis pursuant to paragraph (1) of the following Article or to the request for attendance of the accounting auditor prescribed in Article 115-4.
- 前項の認可を受けた地方公共団体等は、同項及び第百六条の十四第一項の規定にかかわらず、その保有する対象議決権の数に増加がない場合その他の内閣府令で定める場合には、金融商品取引所持株会社の総株主の議決権の百分の五十を超える対象議決権を取得し、又は保有することができる。
- Notwithstanding the provisions of the preceding paragraph and Article 106-14(1), the Local Government, etc. which has obtained the authorization under the preceding paragraph may acquire or hold the Subject Voting Rights exceeding 50 percent of the voting rights of all shareholders of a Financial Instruments Exchange Holding Company, in cases where there is no increase in the number of the Subject Voting Rights held or in other cases specified by a Cabinet Office Ordinance.
- 新設合併契約を承認するための株主総会(種類株主総会を含む。)に先立つて当該新設合併に反対する旨を当該新設合併消滅株式会社金融商品取引所に対し通知し、かつ、当該株主総会において当該新設合併に反対した株主(当該株主総会において議決権を行使することができるものに限る。)
- a shareholder who has notified the Stock Company-Type Financial Instruments Exchange Extinguished upon a Consolidation-Type Merger of his/her dissent from the Consolidation-Type Merger prior to a shareholders meeting (including a class shareholders meeting) for approving the Consolidation-Type Merger agreement and who has dissented from the Consolidation-Type Merger at said shareholders meeting (limited to those who are entitled to exercise their voting rights at said shareholders meeting); and
- 会社法第三百九十六条第二項から第四項までの規定は、投資法人の会計監査人について準用する。この場合において、同条第二項中「取締役及び会計参与並びに支配人その他の使用人」とあるのは「執行役員及び清算執行人」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 396, paragraph (2) through paragraph (4) of the Companies Act shall apply mutatis mutandis to the accounting auditor of an Investment Corporation. In this case, the phrase 'directors and accounting advisors as well as managers or other employees' in Article 396, paragraph (2) of that Act shall be deemed to be replaced with 'corporate officer(s) and executive liquidator(s)' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 銀行が第二十七条若しくは第二十八条の規定により第四条第一項の内閣 総理大臣の免許を取り消された場合又は前条の規定により当該免許が効力を失つた場合においては、当該銀行であつた会社は、第三十六条、第三十八条及び第四 十六条第一項の規定の適用については、なお銀行とみなす。
- Even in the case where a license from the Prime Minister set forth in Article 4(1) is rescinded under the provision of Articles 27or 28 or where that license loses its effect pursuant to the provisions of the preceding Article, the company which was a Bank theretofore shall still be deemed to be a Bank with regard to application of the provisions of Articles 36, 38 and 46(1).
- 会社法第三百三十一条第二項ただし書(同法第三百三十五条第一項において準用する場合を含む。)、第三百三十二条第二項(同法第三百三十四条第一項において準用する場合を含む。)、第三百三十六条第二項及び第四百二条第五項ただし書の規定は、電子債権記録機関については、適用しない。
- The provision of proviso of paragraph (2) of, Article 331(including cases in which it is applied mutatis mutandis to Article 335 (1) of Companies Act), paragraph (2) of Article 332 (including cases in which it is applied mutatis mutandis to Article 334 (1) of the Companies Act), Article 336 (2), and the proviso of Article 402 (5) of the Companies Act, shall not be applied to Electronic Monetary Claim Recording Institutions.
- 承認事業者が承認計画に従って行う特定大学技術移転事業により特定研究成果の移転を受けて、中小企業者又は事業を営んでいない個人が当該特定研究成果を活用する事業を実施するために資本金の額が三億円を超える株式会社を設立する際に発行する株式の引受け及び当該引受けに係る株式の保有
- To subscribe shares and hold these subscribed shares, issued by a Small and Medium Sized Enterprise Operator or an individual not engaging in a business who established a business with stated capital exceeding 300,000,000 yen for the purpose to implement the business that utilizes the said Specified Research Results which is transferred to an Accredited TLO pursuant to the Specified University Technology Transfers Operations to be carried out according to an Approved Plan.
- 会社法第八百二十八条第一項(第一号に係る部分に限る。)及び第二項(第一号に係る部分に限る。)、第八百三十四条(第一号に係る部分に限る。)、第八百三十五条第一項、第八百三十七条から第八百三十九条まで並びに第八百四十六条の規定は、監査法人の設立の無効の訴えについて準用する。
- The provisions of Article 828(1) (limited to the portion pertaining to item (i)) and Article 828(2) (limited to the portion pertaining to item (i)), Article 834 (limited to the portion pertaining to item (i)), Article 835(1), Articles 837 to 839 inclusive, and Article 846 of the Companies Act shall apply mutatis mutandis to the action for invalidation of the incorporation of an audit corporation.
- 第二十四条第二項において準用する会社法第三十三条第十項第一号又は第二号に掲げる場合における現物出資財産等(第二十四条第二項において準用する同法第三十三条第十項第二号に掲げる場合にあっては、同号の有価証券に限る。)について定款に記載され、又は記録された価額が相当であること。
- That, with respect to the properties contributed in kind, etc. in the cases listed in Article 33, paragraph (10), item (i) or (ii) of the Companies Act as applied mutatis mutandis pursuant to Article 24, paragraph (2) (if listed in Article 33, paragraph (10), item (ii) as applied mutatis mutandis pursuant to Article 24, paragraph (2), limited to the securities under such item), the value indicated or recorded in the articles of incorporation is reasonable;
- 裁判所書記官は、再生手続開始の決定があった場合において、再生債務者に属する権利で登記がされたものについて会社法第九百三十八条第三項(同条第四項において準用する場合を含む。)の規定による登記があることを知ったときは、職権で、遅滞なく、その登記の抹消を嘱託しなければならない。
- Where an order of commencement of rehabilitation proceedings is made, a court clerk, when he/she becomes aware that there is a registration under the provision of Article 938(3) of the Companies Act (including cases where applied mutatis mutandis pursuant to paragraph (4) of said Article) with regard to any registered right that belongs to the rehabilitation debtor's property, by his/her own authority, without delay, shall commission cancellation of the registration.
- 吸収合併存続株式会社金融商品取引所は、効力発生日の二十日前までに、その株主及び新株予約権者に対し、吸収合併をする旨並びに吸収合併消滅会員金融商品取引所の名称及び住所(第百三十九条の八第二項に規定する場合にあつては、同項の株式に関する事項を含む。)を通知しなければならない。
- A Stock Company-Type Financial Instruments Exchange Surviving an Absorption-Type Merger shall notify its shareholders and holders of share options that an Absorption-Type Merger is to take place and the name and address of the Membership-Type Financial Instruments Exchange Extinguished upon an Absorption-Type Merger (including the matters concerning shares set forth in Article 139-8(2), in the case prescribed in said paragraph), by 20 days prior to the Effective Date.
- 前項の場合において、金融商品取引所持株会社の総株主の議決権の保有基準割合以上の数の対象議決権を取得し、又は保有することとなつた者(以下この条において「特定保有者」という。)は、特定保有者になつた旨その他内閣府令で定める事項を、遅滞なく、内閣総理大臣に届け出なければならない。
- In the case prescribed in the preceding paragraph, a person who has come to acquire or hold Subject Voting Rights not less than the Holding Ratio Threshold of the voting rights of all shareholders of a Financial Instruments Exchange Holding Company (hereinafter referred to as a 'Specified Holder' in this Article) shall notify the Prime Minister without delay of the fact that said person has become a Specified Holder and any other matters specified by a Cabinet Office Ordinance.
- 前項の場合において、株式会社金融商品取引所の総株主の議決権の保有基準割合以上の数の対象議決権を取得し、又は保有することとなつた者(以下この条において「特定保有者」という。)は、特定保有者になつた旨その他内閣府令で定める事項を、遅滞なく、内閣総理大臣に届け出なければならない。
- In the case prescribed in the preceding paragraph, a person who has come to acquire or hold the Subject Voting Rights not less than the Holding Ratio Threshold of the voting rights of all shareholders of a Stock Company-Type Financial Instruments Exchange (hereinafter referred to as a 'Specified Holder' in this Article) shall notify the Prime Minister without delay of the fact that said person has become a Specified Holder and any other matters specified by a Cabinet Office Ordinance.
- 会社法第八百二十八条第一項(第一号に係る部分に限る。)及び第二項(第一号に係る部分に限る。)、第八百三十四条(第一号に係る部分に限る。)、第八百三十五条第一項、第八百三十七条から第八百三十九条まで並びに第八百四十六条の規定は、特許業務法人の設立の無効の訴えについて準用する。
- The provisions of Article 828 (1) (limited to portions pertaining to item (i)) and (2) (limited to portions pertaining to item (i)), Articles 834 (limited to portions pertaining to item (i)), 835 (1), 837 to 839 and 846 of the Companies Act shall apply mutatis mutandis to claims seeking invalidation of the incorporation of patent professional corporations.
- 財務大臣は、その所掌に係る金融破綻処理制度及び金融危機管理に関し、銀行に係る制度の企画又は立案をするため特に必要があると認めるときは、その必要の限度において、銀行、銀行主要株主、銀行持株会社、銀行代理業者その他の関係者に対し、資料の提出、説明その他の協力を求めることができる。
- The Minister of Finance shall, when and to the extent he/she finds it particularly necessary for planning or framing a system pertaining to Banks in relation to the systems for disposal of failed financial institutions or financial risk management under his/her jurisdiction, request submission of materials, explanations and other cooperation from a Bank, Bank's Major Shareholder, Bank Holding Company, Bank Agent or other relevant person.
- この法律において「保険主要株主」とは、保険会社の主要株主基準値以上の数の議決権の保有者(他人(仮設人を含む。)の名義をもって保有する者を含む。以下同じ。)であって、第二百七十一条の十第一項の認可を受けて設立され、又は同項若しくは同条第二項ただし書の認可を受けているものをいう。
- The term 'Major Shareholder of Insurance Company' as used in this Act means a person who holds voting rights of an Insurance Company which amounts to the Major Shareholder Threshold or more (including a person who holds such number of voting rights in the name of another person (or under a fictitious name); the same shall apply hereinafter), and is established under the authorization set forth in Article 271-10, paragraph (1) or has obtained the authorization prescribed in Article 271-10, paragraph (1) or the proviso to Article 271-10, paragraph (2).
- 取締役は、募集優先出資の総口数の引受けがあったときは、遅滞なく、各引受人が引き受けた募集優先出資につき、特定目的会社が定めた銀行等の払込みの取扱いの場所において、それぞれの募集優先出資の払込金額の全額の払込み(以下この款において「出資の履行」という。)をさせなければならない。
- When the total number of units of Preferred Equity for Subscription have been subscribed for, the directors shall, without delay, require each subscriber to make payment, in full, of the Amount To Be Paid In for Preferred Equity for Subscription (hereinafter referred to as 'Performance of Contribution' in this Subsection) with regard to the Preferred Equity for Subscription for which he/she has subscribed, at the Bank, etc. specified as the place for payment by the Specific Purpose Company.
- 第百五十四条第二項の規定は、内閣総理大臣がこの法律又はこの法律において準用する会社法の規定により投資法人の検査役、仮執行役員等(執行役員、監督役員、清算執行人又は清算監督人の職務を一時行うべき者をいう。次条第一項第二号において同じ。)又は鑑定人を選任した場合について準用する。
- The provisions of Article 154, paragraph (2) shall apply mutatis mutandis to cases where the Prime Minister has appointed an inspector, Provisional Corporate Officer(s), etc. (meaning a person who is to temporarily perform the duties of a corporate officer, supervisory officer, executive liquidator or liquidation supervisor; the same shall apply in paragraph (1), item (ii) of the following Article) or an appraiser of an Investment Corporation pursuant to the provisions of this Act of the provisions of the Companies Act as applied mutatis mutandis pursuant to this Act.
- 定款が電磁的記録をもって作成されている場合であって、従たる事務所における前項第三号及び第四号に掲げる請求に応じることを可能とするための措置として内閣府令で定めるものをとっている相互会社についての第一項の規定の適用については、同項中「各事務所」とあるのは、「主たる事務所」とする。
- Where the articles of incorporation are prepared in the form of electromagnetic record, for the purpose of applying the provision of paragraph (1) to a Mutual Company that adopts the measures specified by a Cabinet Office Ordinance as the measures that enable its secondary offices to respond to the requests listed in items (iii) and (iv) of the preceding paragraph, the term 'each office' shall be deemed to be replaced with 'principal office.'
- 第八十五条第三項において準用する会社法第二百十七条第一項から第五項までの規定若しくは第八十六条第一項の規定に基づく規約の定めにより投資法人が投資証券を発行しない場合における前二項、次条及び第二百十九条の規定の適用については、当該投資証券に表示されるべき投資口は投資証券とみなす。
- With regard to the application of the provisions of the preceding two paragraphs, the following Article, and Article 219, in cases where an Investment Corporation does not issue Investment Securities under Article 217, paragraph (1) through paragraph (5) of the Companies Act as applied mutatis mutandis pursuant to Article 85, paragraph (3) or pursuant to the provisions of the certificate of incorporation under Article 86, paragraph (1), the Investment Equity to be indicated on said Investment Securities shall be deemed to be Investment Securities.
- 就業場所以外の送達をすべき場所において送達を受けるべき者に出会わないときは、使用人その他の従業者又は同居者であって、書類の受領について相当のわきまえのあるものに書類を交付することができる。郵便の業務に従事する者が郵便事業株式会社の営業所において書類を交付すべきときも、同様とする。
- If the deliverer of a service has not met the person who is to receive the service at the place, other than the workplace, where the service is to be made, the relevant document may be delivered to an employee or any other worker or a person living together with that person, who has reasonable discretion concerning the receipt of documents. The same shall apply where a person engaging in postal services is to deliver the document at the business office of Japan Post Service Co., Ltd.
- 財務大臣は、その所 掌に係る金融破綻処理制度及び金融危機管理に関し、銀行に係る制度の企画又は立案をするため特に必要があると認めるときは、その必要の限度において、銀 行、銀行主要株主、銀行持株会社、銀行代理業者その他の関係者に対し、資料の提出、説明その他の協力を求めることができる。
- The Minister of Finance shall, when and to the extent he/she finds it particularly necessary for planning or framing a system pertaining to Banks in relation to the systems for disposal of failed financial institutions or financial risk management under his/her jurisdiction, request submission of materials, provision of explanation and other cooperation to a Bank, Major Shareholder of Bank, Bank Holding Company, Bank Agent or other relevant person.
- 債権者が異議を述べたときは、更生保護法人は、これに弁済し、若しくは相当の担保を供し、又はその債権者に弁済を受けさせることを目的として信託会社若しくは信託業務を営む金融機関に相当の財産を信託しなければならない。ただし、合併をしてもその債権者を害するおそれがないときは、この限りでない。
- When a creditor has stated an objection, the juridical person for offenders rehabilitation shall repay it or give an appropriate security or entrust appropriate property to a trust company or a bank operating trust businesses for the purpose of repaying the creditor; except that this shall not apply when the merger is unlikely to harm the creditor.
- 銀行の取締役、執行役又は監査役に対する会社法第三百三十一条第一項第三号(取締役の資格等)(同法第三百三十五条第一項(監査役の資格等)及び第四百二条第四項(執行役の選任等)において準用する場合を含む。)の規定の適用については、同号中「この法律」とあるのは、「銀行法、この法律」とする。
- With regard to the application of the provisions of Article 331, paragraph (1), item (iii) (Qualifications of Directors) of the Companies Act (including the cases where it is applied mutatis mutandis pursuant to Article 335, paragraph (1) (Qualifications of Company Auditors) and Article 402, paragraph (4) (Election of Executive Officers) of that Act) to directors, executive officers or auditor of a Bank, the term 'this Act' in that item shall be deemed to be replaced with 'the Banking Act, this Act.'
- 会社法第七百六条第一項ただし書(医療法第五十四条の七において準用する場合を含む。)、投資信託及び投資法人に関する法律第百三十九条の九第四項ただし書若しくは保険業法第六十一条の七第四項ただし書の定めがあるとき、又は資産の流動化に関する法律第百二十七条第四項ただし書の通知がされたとき。
- Where there exists a provision set forth in the proviso to Article 706(1) of the Companies Act (including cases where applied mutatis mutandis pursuant to Article 54-7 of the Medical Care Act), provision set forth in the proviso to Article 139-9(4) of the Act on Investment Trust and Investment Corporation, provision set forth in the proviso to Article 61-7(4) of the Insurance Business Act, or where a notice set forth in the proviso to Article 127(4) of the Act on Securitization of Assets is given.
- 会社法第七編第二章第二節(第八百四十七条第二項、第八百四十九条第二項第二号及び第五項並びに第八百五十一条第一項第一号及び第二項を除く。)の規定は、設立企画人、設立時執行役員又は設立時監督役員の責任を追及する訴えについて準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Part VII, Chapter II, Section 2 of the Companies Act (excluding Article 847, paragraph (2), Article 849, paragraph (2), item (ii) and paragraph (5), and Article 851, paragraph (1), item (i) and paragraph (2)) shall apply mutatis mutandis to an action pursuing the liability of an organizer(s), a Corporate Officer(s) at Establishment, and Supervisory Officers at Establishment. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 公認会計士は、年度(毎年四月一日から翌年三月三十一日までをいい、大会社等の財務書類について第二条第一項の業務を行つたものに限る。)ごとに、業務の状況に関する事項として内閣府令で定めるものを記載した説明書類を作成し、当該公認会計士の事務所に備え置き、公衆の縦覧に供しなければならない。
- A certified public accountant shall, in each business year (meaning every year from April 1 through March 31 of the following year, and limited to the year in which the services set forth in Article 2(1) have been provided concerning the financial documents of a large company, etc.), prepare explanatory documents containing matters categorized by Cabinet Office Ordinance as those concerning the status of business, keep them at the office of said certified public accountant and make them available for public inspection.
- 第一項の規定は、特定目的会社が同項各号に掲げる事項を記載した金融商品取引法第二条第十項に規定する目論見書を第一項の申込みをしようとする者に対して交付している場合その他募集優先出資の引受けの申込みをしようとする者の保護に欠けるおそれがないものとして内閣府令で定める場合には、適用しない。
- The provisions of paragraph (1) shall not apply to cases where the Specific Purpose Company has delivered a prospectus as prescribed in Article 2(10) of the Financial Instruments and Exchange Act which contains the matters listed in the items of that paragraph to the person who intends to file the application set forth in paragraph (1) and to other cases specified by a Cabinet Office Ordinance as having no risk of failing to protect the person who intends to make an application to subscribe for Preferred Equity for Subscription.
- 第百五条の四第二項及び第三項の規定にかかわらず、特定株式会社金融商品取引所の代表取締役又は代表執行役は、公益又は投資者の保護を図るため特に必要があると認める場合であつて、状況に照らし緊急を要するときは、上場の廃止その他の内閣府令で定める自主規制業務に関する事項を決定することができる。
- Notwithstanding the provisions of Article 105-4(2) and (3), when a representative director or a representative executive officer of a Specified Stock Company-Type Financial Instruments Exchange finds it particularly necessary for achieving public interest or protection of investors and that there is an urgent necessity in light of the circumstances, he/she may make decisions on delisting and other matters related to Self-Regulation Related Services as specified by a Cabinet Office Ordinance.
- 新法第四十六条の規定は、施行日以後に開始される銀行(銀行が解散した場合における当該銀行であつた会社を含む。)の清算手続、破産手続、和議手続、整理手続又は更生手続について適用し、施行日前に開始された旧法第三十条及び第三十一条に規定する清算、破産又は強制和議については、なお従前の例による。
- The provisions of Article 46 of the New Act shall apply to liquidation proceedings, bankruptcy proceedings, composition proceedings, arrangement proceedings or reorganization proceedings commencing on or after the Effective Date for a Bank (including a company that had been a Bank before its dissolution), and the provisions then in force shall remain applicable to liquidation, bankruptcy or compulsory composition referred to in Article 30 and Article 31 of the Former Act commencing before the Effective Date.
- 定款に第二十四条第一項各号に掲げる事項(同条第二項において準用する会社法第三十三条第十項各号に掲げる場合における当該各号に定める事項を除く。)の定めがある場合 第二十四条第二項において準用する同法第三十三条第二項の検査役の第二十四条第二項において準用する同法第三十三条第四項の報告の内容
- Where the articles of incorporation provide for the matters listed in the items of Article 24, paragraph (1) (excluding the matters specified in the items of Article 33, paragraph (10) of the Companies Act in the cases listed in such items as applied mutatis mutandis pursuant to Article 24, paragraph (2)): the content of the report set forth in Article 33, paragraph (4) as applied mutatis mutandis pursuant to Article 24, paragraph (2) which is to be submitted by the inspector under Article 33, paragraph (2) as applied mutatis mutandis pursuant to Article 24, paragraph (2); and
- 第百一条の二十第一項の設立の登記後に引受けのない株式があるときは、第百一条の二第一項の総会の決議の当時の会員金融商品取引所の理事長及び理事並びに効力発生日の当時の株式会社金融商品取引所の取締役は、共同してこれを引き受けたものとみなす。株式の引受けの申込みが取り消されたときも、同様とする。
- When there is any share that has not been subscribed for after the registration of establishment under Article 101-20(1), the president and board members of the Membership-Type Financial Instruments Exchange as of the time of the resolution of the general meeting prescribed in Article 101-2(1), and the directors of a Stock Company-Type Financial Instruments Exchange as of the Effective Date shall be deemed to have jointly subscribed for said shares. The same shall apply to the cases where an application for subscription for shares has been rescinded.
- 第三十三条第七項において準用する会社法第九百五十五条第一項の規定に違反して、同項に規定する調査記録簿等に同項に規定する電子公告調査に関し法務省令で定めるものを記載せず、若しくは記録せず、若しくは虚偽の記載若しくは記録をし、又は調査記録簿等を保存しなかつた者は、三十万円以下の罰金に処する。
- A person who has, in violation of the provisions of Article 955, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 33, paragraph (7), failed to state or record the matters provided by an Ordinance of the Ministry of Justice concerning an investigation of the electronic public notice prescribed in the same paragraph in an investigation record registry, etc. prescribed in the same paragraph, or has stated or recorded false matters, or has failed to preserve the investigation record registry, etc. shall be punished by a fine of not more than three hundred thousand yen.
- 相互会社が前項第二号に掲げる方法を公告方法とする旨を定款で定める場合には、その定款には、電子公告を公告方法とする旨を定めれば足りる。この場合においては、事故その他やむを得ない事由によって電子公告による公告をすることができない場合の公告方法として、同項第一号に掲げる方法を定めることができる。
- A provision in the articles of incorporation to the effect that electronic public notice shall be the Method of Public Notice shall suffice for a Mutual Company to designate the method listed in item (ii) of the preceding paragraph as its Method of Public Notice in its articles of incorporation. In this case, the company may designate the method listed in item (i) of the preceding paragraph as the Method of Public Notice in case the electronic means is not available for public notice due to an accident or for any other compelling reason.
- 会社法第四百四十二条第三項及び第四項の規定は、前項の計算書類、資産運用報告及び金銭の分配に係る計算書並びにこれらの附属明細書並びに会計監査報告について準用する。この場合において、同条第四項中「裁判所」とあるのは「内閣総理大臣」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- Article 442, paragraph (3) and paragraph (4) of the Companies Act shall apply mutatis mutandis to the Financial Statements, asset investment reports, statements related to the distribution of monies, the annexed detailed statements thereof, and the accounting audit reports prescribed in the preceding paragraph. In this case, the term 'the court' in paragraph (4) of that Article shall be deemed to be replaced with 'the Prime Minister,' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 前項の場合において、株式会社金融商品取引所の総株主の議決権の百分の五十を超える対象議決権を取得し、又は保有することとなつた地方公共団体等(以下この条において「特定保有団体等」という。)は、特定保有団体等になつた旨その他内閣府令で定める事項を、遅滞なく、内閣総理大臣に届け出なければならない。
- In the case prescribed in the preceding paragraph, the Local Government, etc. which has come to acquire or hold the Subject Voting Rights exceeding 50 percent of the voting rights of all shareholders of a Stock Company-Type Financial Instruments Exchange (hereinafter referred to as a 'Specified Holding Entity, etc.' in this Article) shall notify the Prime Minister without delay of the fact that said entity has become a Specified Holding Entity, etc. and any other matters specified by a Cabinet Office Ordinance.
- 新法第四十六条の規定は、施行日以後に開始される銀行(銀行が解散した 場合における当該銀行であつた会社を含む。)の清算手続、破産手続、和議手続、整理手続又は更生手続について適用し、施行日前に開始された旧法第三十条及 び第三十一条に規定する清算、破産又は強制和議については、なお従前の例による。
- The provision of Article 46 of the New Act shall apply to liquidation proceedings, bankruptcy proceedings, composition proceedings, arrangement proceedings or reorganization proceedings commencing on or after the Effective Date for a Bank (including a company that had been a Bank before its dissolution), and the provisions then in force shall remain applicable to liquidation, bankruptcy or compulsory composition referred to in Articles 30 and 31 of the Former Act commencing before the Effective Date.
- 会社法第八百六十八条第一項、第八百六十九条、第八百七十条(第一号に係る部分に限る。)、第八百七十一条本文、第八百七十二条(第四号に係る部分に限る。)、第八百七十三条本文、第八百七十五条及び第八百七十六条の規定は、第三項の許可について準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 868(1), Article 869, Article 870 (limited to the part pertaining to item (i)), the main clause of Article 871, Article 872 (limited to the part pertaining to item (iv)), the main clause of Article 873, Article 875, and Article 876 of the Companies Act shall apply mutatis mutandis to a permission under paragraph (3). In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 会社法第八百六十八条第一項、第八百六十九条、第八百七十条(第一号に係る部分に限る。)、第八百七十一条本文、第八百七十二条(第四号に係る部分に限る。)、第八百七十三条本文、第八百七十五条及び第八百七十六条の規定は、第二項の許可について準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 868(1), Article 869, Article 870 (limited to the part pertaining to item (i)), the main clause of Article 871, Article 872 (limited to the part pertaining to item (iv)), the main clause of Article 873, Article 875, and Article 876 of the Companies Act shall apply mutatis mutandis to permission under paragraph (2). In this case, necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第五十三条の二第六項において準用する会社法第九百五十五条第一項の規定に違反して、同項に規定する調査記録簿等に同項に規定する電子公告調査に関し法務省令で定めるものを記載せず、若しくは記録せず、若しくは虚偽の記載若しくは記録をし、又は当該調査記録簿等を保存しなかった者は、三十万円以下の罰金に処する。
- Any person who, in violation of the provision of Article 955 (1) of the Companies Act as applied mutatis mutandis pursuant to Article 53-2 (6), has failed to make a statement or record, or has made a false statement or record of what is provided by Ordinance of the Ministry of Justice with regard to the Electronic Public Notice provided in the same paragraph in the investigation register provided in the same paragraph, or failed to preserve such register, shall be punished by a fine of not more than 300,000 yen.
- 再生債権に基づく強制執行、仮差押え若しくは仮処分又は再生債権を被担保債権とする留置権(商法(明治三十二年法律第四十八号)又は会社法の規定によるものを除く。)による競売(次条、第二十九条及び第三十九条において「再生債権に基づく強制執行等」という。)の手続で、再生債務者の財産に対して既にされているもの
- Procedure for compulsory execution, provisional seizure or provisional disposition which is based on a rehabilitation claim or auction by reason of a right of retention (excluding a right of retention under the provisions of the Commercial Code (Act No. 48 of 1899) or the Companies Act) which is intended to secure a rehabilitation claim, etc. (hereinafter referred to as 'compulsory execution based on a rehabilitation claim, etc.' in the following Article, Article 29 and Article 39), already initiated against the rehabilitation debtor's property
- 会社法第九百四十条第一項(第二号を除く。)及び第三項、第九百四十一条、第九百四十六条、第九百四十七条、第九百五十一条第二項、第九百五十三条並びに第九百五十五条の規定は、投資法人が電子公告によりこの法律の規定による公告をする場合について準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 940, paragraph (1) (excluding item (ii)) and paragraph (3), Article 941, Article 946, Article 947, Article 951, paragraph (2), Article 953, and Article 955 of the Companies Act shall apply mutatis mutandis to cases where an Investment Corporation gives the public notice under the provisions of this Act by way of an Electronic Public Notice. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 前項で定める場合のほか、居住者が第一項第五号、第十号又は第十一号に掲げる資本取引の当事者となつた場合において、当該資本取引の媒介、取次ぎ又は代理をする者が銀行等、証券会社又は金融先物取引業者であるときは、当該居住者は、同項の規定にかかわらず、当該資本取引に係る同項の規定による報告をすることを要しない。
- In addition to the cases prescribed in the preceding paragraph, where a resident has become a party to capital transactions listed in paragraph 1, item 5, 10, or 11, when the Banks, etc., a securities corporation or a financial futures trader act as an intermediary, agency or agent for the capital transactions, the resident shall not be required to make a report pursuant to the provision of the said paragraph pertaining to the capital transactions, notwithstanding the provision of the said paragraph.
- 発起人は、基金の総額についてその拠出に係る払込みが終了し、かつ、前条第二項の書面を発起人に交付した者の数が同条第一項第四号に掲げる数に達したとき(次項において「払込等完了時」という。)は、遅滞なく、相互会社の社員になろうとする者の総会(以下この節において「創立総会」という。)を招集しなければならない。
- When all payments of contribution for the total amount of funds have been completed and the number of persons who submitted to the incorporators the document set forth in paragraph (2) of the preceding Article has reached the number set forth in paragraph (1), item (iv) of the same Article (referred to as 'The Completion of Payments, etc.' in the following paragraph), the incorporators shall, without delay, convene a meeting of prospective members of the Mutual Company (hereinafter referred to as 'Organizational Meeting' in this Section).
- 債権者が第二項第三号の期間内に異議を述べたときは、吸収合併消滅法人は、当該債権者に対し、弁済し、若しくは相当の担保を提供し、又は当該債権者に弁済を受けさせることを目的として信託会社等に相当の財産を信託しなければならない。ただし、当該吸収合併をしても当該債権者を害するおそれがないときは、この限りでない。
- In cases where a creditor states his/her objection within the period specified in item (iii) of paragraph (2), the Investment Corporation Extinguished in the Absorption-Type Merger shall make a payment or provide reasonable security to said creditor, or shall entrust equitable property to a Trust Company, etc. for the purpose of having such creditor receive the payment; provided, however, that this shall not apply where the Absorption-Type Merger is unlikely to harm the creditor.
- 法第百五十二条第二項の規定により法第百三十九条第二項第二号に掲げる場合における合併による会員商品取引所及び株式会社商品取引所の登記について商業登記法第八十条(第六号、第九号、及び第十号を除く。)、第八十一条及び第八十三条の規定を準用する場合におけるこれらの規定に係る技術的読替えは、次の表のとおりとする。
- In the case where the provisions of Article 80 (except for item (vi), item (vix), and item (x)), Article 81 and Article 83 of the Commercial Registration Act are applied mutatis mutandis, pursuant to the provisions of Article 152, paragraph (2) of the Act, to the registration of a Member Commodity Exchange or an Incorporated Commodity Exchange established by the merger in the case set forth in Article 139, paragraph (2), item (ii) of the Act, the technical replacement of terms pertaining to these provisions shall be as follows.
- 会員等は、定款(株式会社金融商品取引所にあつては、業務規程。次項、第三項、次条第一項(第百十九条第六項において準用する場合を含む。)、第百十六条第一項(第百三十二条において準用する場合を含む。)及び第百十九条第一項において同じ。)の定めるところにより、金融商品取引所に対し、信認金を預託しなければならない。
- A Member, etc. shall, in accordance with the articles of incorporation (or the operational rules, with regard to a Stock Company-Type Financial Instruments Exchange; hereinafter the same shall apply in the following paragraph and paragraph (3) of this Article, paragraph (1) of the following Article (including the cases where it is applied mutatis mutandis pursuant to Article 119(6)), Article 116(1) (including the cases where it is applied mutatis mutandis pursuant to Article 132), and Article 119(1)), deposit with a Financial Instruments Exchange guarantee funds.
- 吸収合併存続会員金融商品取引所が前項において準用する第百一条の四第二項の規定による公告を、官報のほか、次項において準用する会社法第九百三十九条第一項の規定による定款の定めに従い、同項第二号に掲げる公告方法によりするときは、前項において準用する第百一条の四第二項の規定による各別の催告は、することを要しない。
- When a Membership-Type Financial Instruments Exchange Surviving an Absorption-Type Merger gives the public notice prescribed in the Article 101-4(2) as applied mutatis mutandis pursuant to the preceding paragraph not only in the Official Gazette but also by the Methods of Public Notice set forth in Article 939(1)(ii) of the Companies Act, in accordance with the provisions of the articles of incorporation prescribed in Article 939(1) of the Companies Act as applied mutatis mutandis pursuant to the following paragraph, the Membership-Type Financial Instruments Exchange Surviving an Absorption-Type Merger shall not be required to give the individual notice prescribed in Article 101-4(2) as applied mutatis mutandis pursuant to the preceding paragraph.
- 新設合併消滅会員金融商品取引所が前項において準用する第百一条の四第二項の規定による公告を、官報のほか、次項において準用する会社法第九百三十九条第一項の規定による定款の定めに従い、同項第二号に掲げる公告方法によりするときは、前項において準用する第百一条の四第二項の規定による各別の催告は、することを要しない。
- When a Membership-Type Financial Instruments Exchange Extinguished upon a Consolidation-Type Merger gives the public notice prescribed in Article 101-4(2) as applied mutatis mutandis pursuant to the preceding paragraph not only in the Official Gazette but also by the Methods of Public Notice set forth in Article 939(1)(ii) of the Companies Act, in accordance with the provisions of the articles of incorporation prescribed in Article 939(1) of the Companies Act as applied mutatis mutandis pursuant to the following paragraph, the Membership-Type Financial Instruments Exchange Extinguished upon a Consolidation-Type Merger shall not be required to give the individual notice prescribed in Article 101-4(2) as applied mutatis mutandis pursuant to the preceding paragraph.
- 前項の規定は、銀行が当該銀行の子会社である外国銀行その他の内閣府令で定める外国銀行を所属外国銀行として外国銀行代理業務を営もうとするときは、適用しない。この場合において、当該銀行は、当該外国銀行代理業務に係る所属外国銀行ごとに、内閣府令で定めるところにより、あらかじめ、内閣総理大臣に届け出なければならない。
- The provisions of the preceding paragraph shall not apply when a Bank that has its Subsidiary Company or any other Foreign Bank specified by Cabinet Office Ordinance as its Principal Foreign Bank intends to engage in Foreign Bank Agency Services on behalf thereof. In this case, said Bank shall notify the Prime Minister of such intention in advance, pursuant to the provisions of Cabinet Office Ordinance, for each Principal Foreign Bank that is concerned in the relevant Foreign Bank Agency Service.
- 会社法第七編第二章第二節(第八百四十七条第二項、第八百四十九条第二項第二号及び第五項並びに第八百五十一条第一項第一号及び第二項を除く。)の規定は、第一項において準用する同法第二百十二条第一項(第二号を除く。)の規定による支払を求める訴えについて準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Part VII, Chapter II, Section 2 (excluding Article 847, paragraph (2), Article 849, paragraph (2), item (ii) and paragraph (5), and Article 851, paragraph (1), item (i) and paragraph (2)) of the Companies Act shall apply mutatis mutandis to an action seeking payment under Article 212, paragraph (1) (excluding item (ii)) of that Act as applied mutatis mutandis pursuant to paragraph (1). In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第百十五条の六第二項の規定は第一項の責任について、会社法第七編第二章第二節(第八百四十七条第二項、第八百四十九条第二項第二号及び第五項並びに第八百五十一条第一項第一号及び第二項を除く。)の規定は一般事務受託者の責任を追及する訴えについて、それぞれ準用する。この場合において、必要な技術的読替えは、政令で定める。
- Article 115-6, paragraph (2) of this Act shall apply mutatis mutandis to the liability prescribed in paragraph (1) and the provisions of Part VII, Chapter II, Section 2 (excluding Article 847, paragraph (2), Article 849, paragraph (2), item (ii) and paragraph (5), and Article 851, paragraph (1), item (i) and paragraph (2)) of the Companies Act shall apply mutatis mutandis to an action pursuing the liability of an Administrative Agent. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 会社法第八百三十四条(第二十号に係る部分に限る。)、第八百三十五条第一項、第八百三十六条第一項及び第三項、第八百三十七条、第八百三十八条、第八百四十六条並びに第九百三十七条第一項(第一号リに係る部分に限る。)の規定は、投資法人の解散の訴えについて準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 834 (limited to the part pertaining to item (xx)), Article 835, paragraph (1), Article 836, paragraph (1) and paragraph (3), Article 837, Article 838, Article 846, and Article 937, paragraph (1) (limited to the part pertaining to sub-item (i) of item (i)) of the Companies Act shall apply mutatis mutandis to an action seeking the dissolution of an Investment Corporation. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第三十四条の二十二第三項において準用する会社法第六百七十条第二項若しくは第五項又は第三十四条の二十三第一項において準用する同法第六百二十七条第二項若しくは第五項、第六百三十五条第二項若しくは第五項若しくは第六百六十一条第一項の規定に違反して、財産の処分、資本金の額の減少、持分の払戻し又は債務の弁済をしたとき。
- When having disposed of assets, reduced the amount of stated capital, refunded equity interest or performed obligations in violation of the provisions of Article 670(2) or (5) of the Companies Act as applied mutatis mutandis pursuant to Article 34-22(3) or the provisions of Article 627(2) or (5), Article 635(2) or (5) or Article 661(1) of the Companies Act as applied mutatis mutandis pursuant to Article 34-23(1)
- 会社法第九百十六条(第一号に係る部分に限る。)の規定は投資法人について、同法第九百十七条(第一号に係る部分に限る。)の規定は執行役員又は監督役員について、それぞれ準用する。この場合において、同法第九百十六条第一号中「第九百十一条第三項各号」とあるのは、「投資法人法第百六十六条第二項各号」と読み替えるものとする。
- Article 916 (limited to the part pertaining to item (i)) of the Companies Act shall apply mutatis mutandis to Investment Corporations, and Article 917 (limited to the part pertaining to item (i)) of that Act shall apply mutatis mutandis to corporate officers and supervisory officers. In this case, the phrase 'the items of Article 911(3)' in Article 916, item (i) of the Companies Act shall be deemed to be replaced with 'the items of Article 166, paragraph (2) of the Investment Corporations Act.'
- 債権者が第二項第二号の期間内に異議を述べたときは、第一項の投資法人は、当該債権者に対し、弁済し、若しくは相当の担保を提供し、又は当該債権者に弁済を受けさせることを目的として信託会社等に相当の財産を信託しなければならない。ただし、当該最低純資産額の減少をしても当該債権者を害するおそれがないときは、この限りでない。
- In cases where a creditor states his/her objection within the period provided in paragraph (2), item (ii), an Investment Corporation prescribed in paragraph (1) shall make the payment or provide reasonable security to said creditor or entrust equivalent property to a Trust Company, etc. for the purpose of having such a creditor receive the payment; provided, however, that this shall not apply to cases where the reduction of Minimum Net Assets is unlikely to harm the creditor.
- 清算銀行の清算人は、会社法第四百九十二条第三項(財産目録等の作成等)の規定により同項に規定する財産目録等について株主総会の承認を受けた場合には、遅滞なく、当該財産目録等(当該財産目録等が電磁的記録をもつて作成されている場合にあつては、当該電磁的記録に記録された事項を記載した書面)を裁判所に提出しなければならない。
- When the liquidator of the Bank in Liquidation obtains, under Article 492, paragraph (3) (Preparation of Inventory of Property, etc.) of the Companies Act, approval at a shareholders' meeting for the inventory of property referred to in that paragraph, he/she shall, without delay, provide the court with the Inventory of Property (or, in the case where the inventory of property is prepared in the form of Electromagnetic Records, a document containing the matters recorded in such Electromagnetic Records).
- こ の法律は、特定目的会社又は特定目的信託を用いて資産の流動化を行う制度を確立し、これらを用いた資産の流動化が適正に行われることを確保するとともに、 資産の流動化の一環として発行される各種の証券の購入者等の保護を図ることにより、一般投資者による投資を容易にし、もって国民経済の健全な発展に資する ことを目的とする。
- The purpose of this Act is to facilitate investment by general investors, by establishing a system for implementing Asset Securitization through the Specific Purpose Companies and Specific Purpose Trusts and by securing the proper implementation of Asset Securitization by Specific Purpose Companies and Specific Purpose Trusts, as well as by ensuring the protection of the purchasers of various types of securities issued as a part of Asset Securitization, thereby contributing to the sound development of the national economy.
- 破産手続開始の時において破産財団に属する財産につき商法又は会社法の規定による留置権がある場合において、当該財産が第三十六条の規定により継続されている事業に必要なものであるとき、その他当該財産の回復が破産財団の価値の維持又は増加に資するときは、破産管財人は、留置権者に対して、当該留置権の消滅を請求することができる。
- Where there exists any right of retention under the provisions of the Commercial Code or the Companies Act, at the time of commencement of bankruptcy proceedings, against property that belongs to the bankruptcy estate, if said property is necessary for the business continued pursuant to the provision of Article 36 or the recovery of the property otherwise contributes to maintaining or increasing the value of the bankruptcy estate, a bankruptcy trustee may make a demand to the holder of the right of retention that the right be extinguished.
- 会社法第八百六十八条第一項、第八百七十条(第二号に係る部分に限る。)、第八百七十一条、第八百七十二条(第四号に係る部分に限る。)、第八百七十四条(第一号に係る部分に限る。)、第八百七十五条及び第八百七十六条の規定は、第四項の申立てがあつた場合について準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 868(1), Article 870 (limited to the part pertaining to item (ii)), Article 871, Article 872 (limited to the part pertaining to item (iv)), Article 874 (limited to the part pertaining to item (i)), Article 875 and Article 876 of the Companies Act shall apply mutatis mutandis to the cases where a petition under paragraph (4) has been filed. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、外国監査法人等の行う外国会社等財務書類についての第二条第一項の業務に相当すると認められる業務に関し、当該職員に外国監査法人等の事務所その他その業務に関係のある場所に立ち入り、その業務に関係のある帳簿書類その他の物件を検査させることができる。
- The Prime Minister may, when he/she finds it necessary and appropriate in light of public interest or investor protection, have relevant officials enter the offices of the foreign audit firm, etc. or other places related to the services thereof and inspect books and documents and any other objects related to the services that are found to correspond to the services set forth in Article 2(1) concerning financial documents of foreign companies, etc. provided by a foreign audit firm, etc.
- 自主規制委員は、特定株式会社金融商品取引所の執行役又は取締役が自主規制業務に関し自主規制委員会の決定に違反する行為をし、又はその行為をするおそれがある場合において、当該行為によつて自主規制業務の適正な運営に著しい支障をきたすおそれがあるときは、当該執行役又は取締役に対し、当該行為をやめることを請求することができる。
- In cases where an executive officer or a director of a Specified Stock Company-Type Financial Instruments Exchange engages in, or is likely to engage in, any act in violation of a decision of a Self-Regulating Committee with regard to Self-Regulation Related Services, and if such acts are likely to cause substantial detriment to appropriate operation of the Self-Regulation Related Services, the member of the Self-Regulating Committee may demand such executive officer or director to cease such act.
- 債権者が第二項第二号の期間内に異議を述べたときは、組織変更をする会員金融商品取引所は、当該債権者に対し弁済し、若しくは相当の担保を提供し、又は当該債権者に弁済を受けさせることを目的として信託会社等に相当の財産を信託しなければならない。ただし、当該組織変更をしても当該債権者を害するおそれがないときは、この限りでない。
- When a creditor makes an objection within the period set forth in item (ii) of paragraph (2), a Membership-Type Financial Instruments Exchange implementing Entity Conversion shall make payment or provide reasonable security to said creditor, or deposit reasonable property with a trust company, etc., for the purpose of having such creditor receive the payment; provided, however, that this shall not apply to the cases where said Entity Conversion is not likely to harm said creditor.
- 次の各号に掲げる額の減少は、当該各号に定める日にその効力を生ずる。ただし、前条の規定による手続が終了していないとき、又は同条第六項の規定により資本金等の額の減少に係る会社法第四百四十七条第一項(資本金の額の減少)若しくは第四百四十八条第一項(準備金の額の減少)の決議が効力を有しないこととなったときは、この限りでない。
- The reduction of the amounts listed in the following items takes effect on the dates specified by the items, respectively; provided, however, that this shall not apply to the cases where the procedure under the preceding Article has not been completed, or when and if a resolution pertaining to the reduction of the capital, etc. under Article 447, paragraph (1) (Reductions in Amount of Capital) or Article 448, paragraph (1) (Reductions in Amount of Reserves) of the Companies Act becomes null or void pursuant to the provision of Article 17, paragraph (6):
- この法律において「金融商品債務引受業」とは、金融商品取引業者、登録金融機関又は証券金融会社(以下この項において「金融商品債務引受業対象業者」という。)を相手方として、金融商品債務引受業対象業者が行う対象取引(有価証券の売買、デリバティブ取引その他政令で定める取引をいう。)に基づく債務の引受けを業として行うことをいう。
- The term 'Financial Instruments Obligation Assumption Service' as used in this Act means provision of service, which is comprised of assumption of obligations arisen from a Subject Transaction (meaning sales and purchase of Securities, Derivative Transactions or other transactions specified by a Cabinet Order) conducted by a Financial Instruments Business Operator, Registered Financial Institution or Securities Finance Company (hereinafter referred to as 'Business Operators Covered by Financial Instruments Obligation Assumption Service' in this paragraph), in the course of trade, to Business Operators Covered by Financial Instruments Obligation Assumption Service.
- 執行役員(前条第三項において準用する会社法第二百九十七条第四項の規定により投資主が投資主総会を招集する場合にあつては当該投資主、第百十四条第三項本文の規定により監督役員が共同して投資主総会を招集する場合にあつては当該監督役員。次条において同じ。)は、投資主総会を招集する場合には、次に掲げる事項を定めなければならない。
- The corporate officer(s) (or, in cases where Investors call an Investors' meeting under Article 297, paragraph (4) of the Companies Act as applied mutatis mutandis pursuant to paragraph (3) of the preceding Article, said Investors, and in cases where supervisory officers jointly call an Investors' meeting pursuant to the main clause of Article 114, paragraph (3), said supervisory officers; the same shall apply in the following Article) shall provide the following matters in calling an Investors' meeting:
- 銀行が信用金庫、信用協同組合又は労働金庫(これらの法人をもつて組織する連合会を含む。以下この章において「信用金庫等」という。)から事業の全部又は一部を譲り受ける場合においては、当該信用金庫等を会社とみなして、私的独占の禁止及び公正取引の確保に関する法律第十六条(事業の譲受け等の制限)及び同条に係る同法の規定を適用する。
- The provisions of Article 16 (Restriction on the Acquisition of Business Activities, etc.) and other provisions related thereto of the Act on Prohibiting Private Monopolies and Ensuring Fair Trade shall apply to the case where a Bank received the whole or part of business of a shinkin bank, credit cooperative or Labor Bank (including federations consisting of these juridical persons; hereinafter collectively referred to as 'Shinkin Bank, etc.' in this Chapter), by deeming the Shinkin Bank, etc. as a company.
- 債権者が第一項の期間内に異議を述べたときは、当該銀行は、弁済し、又は相当の担保を提供し、若しくは当該債権者に弁済を受けさせることを目的として信託会社若しくは信託業務を営む他の金融機関に相当の財産を信託しなければならない。ただし、当該事業の全部の譲渡又は譲受けをしても当該債権者を害するおそれがないときは、この限りでない。
- In cases where creditors raise objections within the period under paragraph (1), the Bank must make payment to such creditors or entrust equivalent property to a trust company or other financial institution that engages in Trust Business, etc. for the purpose of providing equivalent security or assuring payment to such creditors; provided, however, that this shall not apply if the transfer or acquisition of the whole of business is unlikely to be detrimental to such creditors.
- 会社法第二百九十七条第一項及び第四項の規定は、投資主総会の招集について準用する。この場合において、同条第一項中「総株主の議決権」とあるのは「発行済投資口」と、「以上の議決権」とあるのは「以上の口数の投資口」と、同条第四項中「裁判所」とあるのは「内閣総理大臣」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 297, paragraph (1) and paragraph (4) of the Companies Act shall apply mutatis mutandis to the calling of an Investors' meeting. In this case, the phrase 'not less than three-hundredths (3/100) (or, in cases where a lesser proportion is prescribed in the articles of incorporation, such proportion) of the votes of all shareholders' in Article 297, paragraph (1) of that Act shall be deemed to be replaced with 'not less than three-hundredths (3/100) (or, in cases where a smaller proportion is prescribed in the certificate of incorporation, such proportion) of the units of Issued Investment Equity,' the term 'the court' in paragraph (4) of that Article shall be deemed to be replaced with 'the Prime Minister,' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 会社法第三百三十一条第二項ただし書(同法第三百三十五条第一項において準用する場合を含む。)、第三百三十二条第二項(同法第三百三十四条第一項において準用する場合を含む。)、第三百三十六条第二項及び第四百二条第五項ただし書の規定は、金融商品取引業者(第一種金融商品取引業又は投資運用業を行う者に限る。)については、適用しない。
- The provisions of the proviso to Article 331(2) (including the cases where it is applied mutatis mutandis pursuant to Article 335(1) of the Companies Act), Article 332(2) (including the cases where it is applied mutatis mutandis pursuant to Article 334(1) of said Act), Article 336(2), and the proviso to Article 402(5) of said Act shall not apply to Financial Instruments Business Operators (limited to those engaged in the Type I Financial Instruments Business or Investment Management Business).
- 政府は、この法律の施行後三年以内に、保険契約者等の保護のための特別の措置等に係る制度等の実施状況、保険会社の経営の健全性の状況等を勘案し、この法律による改正後の保険契約者等の保護のための制度について検討を加え、必要があると認めるときは、その結果に基づいて保険業に対する信頼性の維持を図るために必要な措置を講ずるものとする。
- The government shall review the system for the protection of policyholders, etc. after the revision by this Act, within three years from the enforcement of this Act, by taking into account the status of the implementation of systems pertaining to special measures, etc. to protect policyholders, etc., the status of the soundness of the management of insurance companies, etc., and shall, when it finds it necessary, take measures necessary for maintaining the reliability of the insurance business based on the results of the review.
- 第三十四条の十の四第一項の規定による指定がされ、同条第四項の規定による通知がされている場合において、指定証明に関し被監査会社等に生じた債権に基づく無限責任監査法人の財産に対する強制執行がその効を奏しなかつたときは、指定社員が、無限責任監査法人に資力があり、かつ、執行が容易であることを証明した場合を除き、前項と同様とする。
- In a case where a designation under the provisions of Article 34-10-4(1) has been made and a notice under the provisions of paragraph (4) of the same Article has been given, if a compulsory execution on the assets of the unlimited liability audit corporation based on claims that have arisen on the part of an audit client company, etc. with regard to the designated attestation has failed to prove effective, the preceding paragraph shall apply except when designated partners have proved that the unlimited liability audit corporation has financial resources and that execution is easy.
- 金融商品取引業者のうち、有価証券関連業(金融商品取引法第二十八条第八項(通則)に規定する有価証券関連業をいう。以下同じ。)のほか、同法第三十五条第一項第一号から第八号まで(第一種金融商品取引業又は投資運用業を行う者の業務の範囲)に掲げる行為を行う業務その他の内閣府令で定める業務を専ら営むもの(以下「証券専門会社」という。)
- Financial Instruments Specialists that, apart from Securities Services (meaning Securities Services as defined in Article 28, paragraph (8) (General Rules) of the Financial Instruments and Exchange Act; the same shall apply hereinafter), exclusively engage in business activities for carrying out the acts listed in any of items (i) to (viii) inclusive of Article 35, paragraph (1) (Scope of Business Activities of Persons Who Engage in Type I Financial Instruments Services or Investment Management) of that Act and other business activities specified by Cabinet Office Ordinance (hereinafter referred to as 'Specialized Securities Companies');
- 銀行持株会社は、内閣府令で定めるところにより、その中間事業年度経過後三月以内に中間連結貸借対照表等を、その事業年度経過後三月以内に連結貸借対照表等を公告しなければならない。ただし、やむを得ない理由により当該三月以内にこれらの書類の公告をすることができない場合には、内閣総理大臣の承認を受けて、当該公告を延期することができる。
- A Bank Holding Company shall give public notice of its Interim Consolidated Balance Sheet, etc. within three months after the end of the relevant Interim Business Year, and of Consolidated Balance Sheet, etc. within three months after the end of the relevant business year, pursuant to the provisions of Cabinet Office Ordinance; provided, however, that in the case where it is not possible to give public notice of these documents within the three months period due to a compelling reason, public notice thereof may be postponed by obtaining the Prime Minister's approval.
- 会社法第二百三十四条第一項から第五項まで、第八百六十八条第一項、第八百六十九条、第八百七十一条、第八百七十四条(第四号に係る部分に限る。)、第八百七十五条及び第八百七十六条の規定は、第百三十六条第一項の合併により出資一口又は一株に満たない端数を生ずる場合について準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 234, paragraphs (1) to (5) inclusive, Article 868(1), Article 869, Article 871, Article 874 (limited to the part pertaining to item (iv)), Article 875 and Article 876 of the Companies Act shall apply mutatis mutandis to cases where there arises a fraction less than one unit of contribution or one share as a result of the merger under Article 136(1). In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第三十四条の二十第六項又は第三十四条の二十三第四項において準用する会社法第九百五十五条第一項の規定に違反して、同項に規定する調査記録簿等に同項に規定する電子公告調査に関し法務省令で定めるものを記載せず、若しくは記録せず、若しくは虚偽の記載若しくは記録をし、又は当該調査記録簿等を保存しなかつた者は、三十万円以下の罰金に処する。
- A person who has, in violation of the provisions of Article 955(1) of the Companies Act as applied mutatis mutandis pursuant to Article 34-20(6) or Article 34-23(4), failed to state or record in the investigation registry, etc. prescribed in the same paragraph the matters specified by an Ordinance of the Ministry of Justice concerning the electronic public notice investigation prescribed in the same paragraph, or who has stated or recorded false matters therein, or who has failed to preserve said investigation registry, etc. shall be punished by a fine of not more than three hundred thousand yen.
- 債権者が第一項の期間内 に異議を述べたときは、当該銀行は、弁済し、又は相当の担保を提供し、若しくは当該債権者に弁済を受けさせることを目的として信託会社若しくは信託業務を 営む他の金融機関に相当の財産を信託しなければならない。ただし、当該事業の全部の譲渡又は譲受けをしても当該債権者を害するおそれがないときは、この限 りでない。
- In cases where creditors raise objections within the period under paragraph (1), the Bank must make payment to such creditors or entrust equivalent property to a trust company or other financial institutions that conduct Trust Business, etc. for the purpose of providing equivalent security or assuring the payment to such creditors; provided, however, that this shall not apply if it is unlikely to be detrimental to such creditors by transfer or acquisition of the whole of that business.
- 前項の規定にかかわらず、その公告方法(会社法第二条第三十三号(定義)に規定する公告方法をいう。以下同じ。)が第五十七条第一号に掲げる方法である銀行は、内閣府令で定めるところにより、中間貸借対照表等、貸借対照表等、中間連結対照表等及び連結貸借対照表等の要旨を公告することで足りる。この場合においては、同項ただし書の規定を準用する。
- Notwithstanding the provisions of the preceding paragraph, it would be sufficient for a Bank which adopts the Method of Public Notice (meaning the Method of Public Notice prescribed in Article 2, item (xxxiii) (Definitions) of the Companies Act; the same shall apply hereinafter) listed in Article 57, item (i) to give public notice only of the gist of Interim Balance Sheet, etc., Balance Sheet, etc., Interim Consolidated Balance Sheet, etc. and Consolidated Balance Sheet, etc. pursuant to the provisions of Cabinet Office Ordinance. In this case, the proviso to the preceding paragraph shall apply mutatis mutandis.
- 会社法第三十条(定款の認証)の規定は、前条第一項の定款の認証について準用する。この場合において、同法第三十条第二項中「第三十三条第七項若しくは第九項又は第三十七条第一項若しくは第二項」とあるのは「保険業法第二十四条第二項において準用する第三十三条第七項又は第九項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provision of Article 30 (Certification of Articles of Incorporation) of the Companies Act shall apply mutatis mutandis to certification of the articles of incorporation set forth in paragraph (1) of the preceding Article. In this case, the term 'Article 33, paragraph (7) or (9), or Article 37, paragraph (1) or (2)' in Article 30, paragraph (2) of that Act shall be deemed to be replaced with 'Article 33, paragraph (7) or (9) as applied mutatis mutandis pursuant to Article 24, paragraph (2) of the Insurance Business Act'; any other necessary technical change in interpretation shall be specified by a Cabinet Order.
- 民法(明治二十九年法律第八十九号)第三十四条の規定により設立された社団法人その他の社団(法人格を有しないもの及び会社を除く。)若しくは事業協同組合その他の特別の法律により設立された組合(法人格を有しないものを除く。)又はこれらに相当する外国の法人は、その構成員に使用をさせる商標について、団体商標の商標登録を受けることができる。
- Any incorporated association established pursuant to Article 34 of the Civil Code (Act No. 89 of 1896) or other association (except those which do not have juridical personality, and companies), or any other association established pursuant to a special Act including business cooperative (except those which do not have juridical personality), or a foreign juridical person equivalent thereto shall be entitled to obtain a collective trademark registration with respect to a trademark to be used by their members.
- 金融商品取引法第二条第十二項(定義)に規定する金融商品仲介業者のうち、金融商品仲介業(同条第十一項(定義)に規定する金融商品仲介業をいい、次に掲げる行為のいずれかを営む業務に係るものに限る。以下この号において同じ。)のほか、金融商品仲介業に付随する業務その他の内閣府令で定める業務を専ら営むもの(以下「証券仲介専門会社」という。)
- Financial Instruments Intermediaries prescribed in Article 2, paragraph (12) (Definitions) of the Financial Instruments and Exchange Act which, apart from Financial Instruments Intermediation (meaning Financial Instruments Intermediation as prescribed in Article 2, paragraph (11) (Definitions) of that Act and limited to services for carrying out any of the acts listed in the following; hereinafter the same shall apply in this item), exclusively engage in activities incidental to Financial Instruments Intermediation and other services specified by Cabinet Office Ordinance (hereinafter referred to as 'Specialized Securities Intermediation Companies');
- 発行登録を行つた有価証券の発行者である会社は、第五条第四項に規定する要件を満たすため必要があるときは、第二十四条第一項(同条第五項において準用する場合を含む。以下この項において同じ。)の規定による有価証券報告書を提出する義務が消滅した後においても、引き続き同条第一項に規定する有価証券報告書及びその添付書類を提出することができる。
- A company which is the Issuer of the Securities for which a Shelf Registration has been made may continue the submission of Annual Securities Reports required under Article 24(1) (including the cases where it is applied mutatis mutandis pursuant to Article 24(5); hereinafter the same shall apply in this paragraph) and documents to be attached thereto even after the obligation to submit Annual Securities Reports under Article 24(1) extinguishes, if their submission is necessary to satisfy the requirements of Article 5(4).
- 会社法第二百三十四条第一項(各号を除く。)及び第二項から第五項まで、第八百六十八条第一項、第八百六十九条、第八百七十一条、第八百七十四条(第四号に係る部分に限る。)、第八百七十五条並びに第八百七十六条の規定は、前項の規定により株式又は金銭の割当てを受ける場合について準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 234, paragraph (1) (excluding each item) and paragraphs (2) to (5) inclusive, Article 868(1), Article 869, Article 871, Article 874 (limited to the part pertaining to item (iv)), Article 875 and Article 876 of the Companies Act shall apply mutatis mutandis to the cases where shares or money are allotted to a member under the provisions of the preceding paragraph. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 組織変更時発行株式の引受人(第百一条の九第三号の財産(以下この目において「現物出資財産」という。)を給付する者を除く。)は、同条第四号の期日に、会員金融商品取引所が定めた銀行等(会社法第三十四条第二項に規定する銀行等をいう。)の払込みの取扱いの場所において、それぞれの組織変更時発行株式の払込金額の全額を払い込まなければならない。
- A subscriber for the Shares Issued upon Entity Conversion (excluding a person who delivers the property set forth in Article 101-9(iii) (hereinafter referred to as the 'Property Contributed in Kind' in this Division)) shall, on the date set forth in item (iv) of that Article, pay the full amount to be paid for the respective Shares Issued upon Entity Conversion for which the subscribers respectively subscribed, at the place for handling of the payment such as at Banks (which means the Banks, Etc., prescribed in Article 34(2) of the Companies Act) specified by the Membership-Type Financial Instruments Exchange.
- 第十六条の二第四項(預金保険法(昭和四十六年法律第三十四号)第二条第四項に規定する破綻金融機関に該当する銀行を子会社とする場合に限る。)、第三十条第一項から第三項まで、第三十七条第一項、第五十二条の九第一項若しくは第二項ただし書、第五十二条の十七第一項若しくは第三項ただし書又は第五十二条の三十五第一項から第三項までの規定による認可
- Granting authorization under the provisions of Article 16-2, paragraph (4) (limited to case where the Bank wishes to have a Bank which falls under the category of failed financial institutions under Article 2, paragraph (4) of the Deposit Insurance Act (Act No. 34 of 1971) become its Subsidiary Company), Article 30, paragraphs (1) to (3) inclusive, Article 37, paragraph (1), Article 52-9, paragraph (1) or the proviso to Article 52-9, paragraph (2), Article 52-17, paragraph (1) or the proviso to Article 52-17, paragraph (3), or Article 52-35, paragraphs (1) to (3) inclusive;
- この法律の施行の際銀行等が第一号に掲げる許可を受け、又は第二号に掲げる届出をしている株式等の取得(施行日において実行していないものに限る。)が、新銀行法第十六条の四第一項第二号に掲げる会社の発行済株式等の百分の五十を超える株式等の取得となるときは、当該銀行等は、施行日から起算して三月以内にその旨を大蔵大臣に届け出なければならない。
- A Bank, etc. shall, if it will come to hold Shares, etc. which exceed fifty hundredths of the Issued Shares, etc. of a company falling under any of the categories listed in Article 16-4, paragraph (1), item (ii) of the New Banking Act as a result of the acquisition of Shares, etc. (limited to an acquisition that has not been implemented at the time of the Effective Date) for which it has received the permission referred to in item (i) below, or has made a notification referred to in item (ii) below, at the time when this Act comes into effect, notify the Minister of Finance to that effect within three months from the Effective Date.
- 第十七条第四項の異議を述べた保険契約者その他の債権者があるときは、当該保険契約者その他の債権者に対し、弁済し、相当の担保を提供し、若しくは当該保険契約者その他の債権者に弁済を受けさせることを目的として信託会社等に相当の財産を信託したこと又は当該資本金の額の減少をしても当該保険契約者その他の債権者を害するおそれがないことを証する書面
- Where any Policyholder or other creditor has stated objection under Article 17, paragraph (4), a document certifying that the company has made payment or provided equivalent security to such Policyholder or other creditor, or has entrusted equivalent property to a trust company, etc. for the purpose of ensuring that such Policyholder or other creditor receive the payment, or that the reduction of the capital poses no risk of harming the interest of such Policyholder or other creditor; and
- この法律又はこの法律において準用する会社法若しくは信託法の規定に違反して、正当な理由がないのに、書類若しくは電磁的記録に記録された事項を内閣府令で定める方法により表示したものの閲覧若しくは謄写又は書類の謄本若しくは抄本の交付、電磁的記録に記録された事項を電磁的方法により提供すること若しくはその事項を記載した書面の交付を拒んだとき。
- When the person has refused to allow the inspection or copying of documents or anything that indicates the matters recorded in the Electromagnetic Record in a manner specified by a Cabinet Office Ordinance, to deliver a transcript or an extract of documents, to provide the matters recorded in the Electromagnetic Record by Electromagnetic Means, or to deliver documents stating such matters, without justifiable grounds and in violation of the provisions of this Act or the provisions of the Companies Act or Trust Act as applied mutatis mutandis pursuant to this Act;
- 保証会社が住宅資金貸付債権に係る保証債務を履行した場合において、当該保証債務の全部を履行した日から六月を経過する日までの間に再生手続開始の申立てがされたときは、第二百四条第一項本文の規定により住宅資金貸付債権を有することとなる者の権利について、住宅資金特別条項を定めることができる。この場合においては、前項ただし書の規定を準用する。
- Where a guarantee company has performed its guarantee obligation for a home loan claim, if a petition for commencement of rehabilitation proceedings is filed before six months have elapsed since the day on which the guarantee obligation has been performed in whole, a rehabilitation plan may specify special clauses on home loan with regard to the rights of a person who is supposed to acquire a home loan claim pursuant to the provision of the main clause of Article 204(1). In this case, the provision of the proviso to the preceding paragraph shall apply mutatis mutandis.
- 会社法第百十六条第五項から第七項まで、第百十七条、第八百六十八条第一項、第八百七十条(第四号に係る部分に限る。)、第八百七十一条本文、第八百七十二条(第四号に係る部分に限る。)、第八百七十三条本文、第八百七十五条及び第八百七十六条の規定は、第一項の規定による請求について準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 116, paragraph (5) through paragraph (7), Article 117, Article 868, paragraph (1), Article 870 (limited to the part pertaining to item (iv)), the main clause of Article 871, Article 872 (limited to the part pertaining to item (iv)), the main clause of Article 873, Article 875, and Article 876 of the Companies Act shall apply mutatis mutandis to the request under paragraph (1). In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第百六十六条の二第二項の規定による裁判所の許可があった場合には、再生計画において、募集株式(会社法第百九十九条第一項に規定する募集株式をいい、譲渡制限株式であるものに限る。以下この章において同じ。)を引き受ける者の募集(同法第二百二条第一項各号に掲げる事項を定めるものを除く。以下この章において同じ。)に関する条項を定めることができる。
- Where permission of the court is granted under the provision of Article 166-2(2), a rehabilitation plan may specify clauses on the solicitation (excluding solicitation for which the matters listed in the items of Article 202(1) of said Act shall be specified; hereinafter the same shall apply in this Chapter) of subscribers for shares for subscription (meaning shares for subscription prescribed in Article 199(1) of the Companies Act, limited to shares with restriction on transfer; hereinafter the same shall apply in this Chapter).
- 事業者に対する金銭債権の取得及び保有(特定会社等以外の事業者に対する金銭債権(以下この号において「特定金銭債権」という。)にあっては、特定金銭債権である当該金銭債権を組合が保有する期間が政令で定める期間を超えたときは、その日において、無限責任組合員のいずれかがこれを買い取る旨を約した場合における当該特定金銭債権の取得及び保有に限る。)
- Acquisition and holding of monetary claims against an Enterprise (in the case of monetary claims against an Enterprise other than a Specified Company, Etc. (hereinafter in this item referred to as 'Specified Monetary Claims'), limited to cases of acquisition and holding where one or more general partners has promised that, if the period of holding of said monetary claims which are Specified Monetary Claims exceeds the period prescribed by Cabinet Order, the general partner will purchase said Specified Monetary Claims on the day of expiry of such period);
- 監査法人が会社その他の者の財務書類について証明をした場合において、当該監査法人が前条第二項第一号又は第二号に該当する事実があるときは、内閣総理大臣は、第三十四条の四十から第三十四条の六十二までに定める手続に従い、当該監査法人に対し、次の各号に掲げる場合の区分に応じ、当該各号に定める額の課徴金を国庫に納付することを命じなければならない。
- In the case where an audit corporation has attested the financial documents of a company or any other person, if there is a fact whereby said audit corporation falls under paragraph (2)(i) or (ii) of the preceding Article, the Prime Minister shall order said audit corporation to pay a surcharge of the amount specified in each of the following items for the category of cases respectively set forth therein to the Treasury in accordance with the procedure prescribed in Articles 34-40 to 34-62 inclusive:
- 第十六条の二第四項(預金保険法(昭和四十六年法律第三十四号)第二条第四項に規定 する破綻金融機関に該当する銀行を子会社とする場合に限る。)、第三十条第一項から第三項まで、第三十七条第一項、第五十二条の九第一項若しくは第二項た だし書、第五十二条の十七第一項若しくは第三項ただし書又は第五十二条の三十五第一項から第三項までの規定による認可
- Granting of authorization under the provisions of Article 16-2(4) (limited to case where the Bank intends to have a Bank which falls under the category of failed financial institutions under Article 2(4) of the Deposit Insurance Act (Act No. 34 of 1971) become its Subsidiary Company), Article 30(1) to (3) inclusive, Article 37(1), Article 52-9(1) or the proviso to Article 52-9(2), Article 52-17(1) or the proviso to Article 52-17(3), or Article 52-35(1) to (3) inclusive;
- 会社法第二百十九条第二項及び第三項並びに第二百二十条の規定は、投資証券について準用する。この場合において、同法第二百十九条第二項中「前項各号」とあり、同条第三項中「第一項各号」とあり、及び同法第二百二十条第一項中「前条第一項各号」とあるのは「投資法人法第八十七条第一項各号」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 219, paragraph (2) and paragraph (3) and Article 220 of the Companies Act shall apply mutatis mutandis to Investment Securities. In this case, the phrases 'any item of the preceding paragraph' in Article 219, paragraph (2) of that Act, 'each item of paragraph (1)' in Article 219, paragraph (3) of that Act and 'each item of paragraph (1) of the preceding Article' in Article 220, paragraph (1) of that Act shall be deemed to be replaced with 'the items of Article 87, paragraph (1) of the Investment Corporations Act,' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 地方公共団体その他の政令で定める者(以下この条、第百六条の十四及び第百六条の十七において「地方公共団体等」という。)は、第百三条の二第一項の規定にかかわらず、内閣府令で定めるところにより、内閣総理大臣の認可を受けて、株式会社金融商品取引所の総株主の議決権の保有基準割合以上百分の五十以下の数の対象議決権を取得し、又は保有することができる。
- Notwithstanding the provisions of Article 103-2(1), the local government or any other person specified by a Cabinet Order (hereinafter referred to as the 'Local Government, etc.' in this Article, Article 106-14 and Article 106-17) may, with an authorization of the Prime Minister, acquire or hold the Subject Voting Rights not less than the Holding Ratio Threshold but not more than 50 percent of the Holding Ratio Threshold of the voting rights of all shareholders of a Stock Company-Type Financial Instruments Exchange, pursuant to the provisions of a Cabinet Office Ordinance.
- 公認会計士は、大会社等の財務書類について第二条第一項の業務を行うときは、他の公認会計士若しくは監査法人と共同し、又は他の公認会計士を補助者として使用して行わなければならない。ただし、他の公認会計士若しくは監査法人と共同せず、又は他の公認会計士を補助者として使用しないことにつき内閣府令で定めるやむを得ない事情がある場合は、この限りでない。
- A certified public accountant shall, when providing the services set forth in Article 2(1) concerning the financial documents of a large company, etc., provide the services jointly with another certified public accountant or audit corporation or by employing another certified public accountant as an assistant; provided, however, that this shall not apply when there is an unavoidable circumstance as specified by Cabinet Office Ordinance regarding the failure to work jointly with another certified public accountant or audit corporation or the failure to employ another certified public accountant as an assistant.
- 公認会計士が会社その他の者の財務書類について証明をした場合において、第三十条第一項又は第二項に規定する場合に該当する事実があるときは、内閣総理大臣は、第三十四条の四十から第三十四条の六十二までに定める手続に従い、当該公認会計士に対し、次の各号に掲げる場合の区分に応じ、当該各号に定める額の課徴金を国庫に納付することを命じなければならない。
- In a case where a certified public accountant has attested financial documents of a company or any other person, if a fact corresponding to the case prescribed in Article 30(1) or (2) exists, the Prime Minister shall order said certified public accountant to pay a surcharge of the amount specified in each of the following items for the category of cases respectively set forth therein to the Treasury in accordance with the procedure prescribed in Articles 34-40 to 34-62 inclusive:
- この法律の施行の際銀行等 が第一号に掲げる許可を受け、又は第二号に掲げる届出をしている株式等の取得(施行日において実行していないものに限る。)が、新銀行法第十六条の四第一 項第二号に掲げる会社の発行済株式等の百分の五十を超える株式等の取得となるときは、当該銀行等は、施行日から起算して三月以内にその旨を大蔵大臣に届け 出なければならない。
- A Bank, etc. shall, if it will come to hold Shares, etc. which exceed fifty hundredths of the Issued Shares, etc. of a company falling under any of the categories listed in Article 16-4(1)(ii) of the New Banking Act as a result of the acquisition of Shares, etc. (limited to an acquisition that has not been implemented at the time of the Effective Date) for which it has received the permission referred to in item (i) below, or has made a notification referred to in item (ii) below, at the time when this Act comes into effect, notify to that effect to the Minister of Finance within three months from the Effective Date.
- 発起人は、設立時発行特定出資の引受け後遅滞なく、その引き受けた設立時発行特定出資につき、その出資に係る金銭の全額を払い込み、又はその出資に係る金銭以外の財産の全部を給付しなければならない。ただし、発起人全員の同意があるときは、登記、登録その他権利の設定又は移転を第三者に対抗するために必要な行為は、特定目的会社の成立後にすることを妨げない。
- The incorporators shall, without delay after subscribing for Specified Equity Issued at Incorporation, pay the full amount of monies to be contributed, or deliver all of the property other than money to be contributed with respect to the Specified Equity Issued at Incorporation for which he/she has subscribed; provided, however, that, if the consent of all incorporators is obtained, the foregoing provisions shall not preclude him/her from performing registration or other acts necessary to duly assert the creation or transfer of rights against third parties after the formation of the Specific Purpose Company.
- 会社法第七百九十七条第五項から第七項まで、第七百九十八条、第八百六十八条第一項、第八百七十条(第四号に係る部分に限る。)、第八百七十一条本文、第八百七十二条(第四号に係る部分に限る。)、第八百七十三条本文、第八百七十五条及び第八百七十六条の規定は、前項の規定による請求について準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 797, paragraphs (5) to (7) inclusive, Article 798, Article 868(1), Article 870 (limited to the part pertaining to item (iv)), the main clause of Article 871, Article 872 (limited to the part pertaining to item (iv)), the main clause of Article 873, Article 875 and Article 876 of the Companies Act shall apply mutatis mutandis to the request under the preceding paragraph. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 顧客に対し、当該銀行代理業者又は当該銀行代理業者の子会社その他当該銀行代理業者と内閣府令で定める密接な関係を有する者(次号において「密接関係者」という。)の営む業務に係る取引を行うことを条件として、資金の貸付け又は手形の割引を内容とする契約の締結の代理又は媒介をする行為(顧客の保護に欠けるおそれがないものとして内閣府令で定めるものを除く。)
- Acts of providing agency or intermediation for the conclusion of a contract on the loaning of funds or discounting of bills and notes to a customer on the condition that the customer carry out transactions pertaining to the business conducted by the Bank Agent or person with a close relationship thereto as specified by Cabinet Office Ordinance, including his/her Subsidiary Company (referred to as a 'Closely Related Person' in the following item) (excluding such acts that are specified by Cabinet Office Ordinance as those that have no risk of lacking customer protection);
- 住宅資金特別条項を定めた再生計画の認可の決定が確定したときは、前項に規定する場合(保証会社が住宅資金貸付債権に係る保証債務を履行した場合を除く。)における当該住宅資金貸付債権を有する再生債権者の権利及び前条第一項本文の規定により住宅資金貸付債権を有することとなる者の権利は、住宅資金特別条項における第百五十六条の一般的基準に従い、変更される。
- When an order of confirmation of the rehabilitation plan that specifies special clauses on home loan becomes final and binding, in the case prescribed in the preceding paragraph (excluding cases where a guarantee company has performed its guarantee obligation for a home loan claim), rights of a rehabilitation creditor who holds a home loan claim and rights of a person who is supposed to acquire a home loan claim pursuant to the provision of the main clause of paragraph (1) of the preceding Article shall be modified according to the general standards set forth in Article 156 under the special clauses on home loan.
- 会社法第七百八十五条第五項から第七項まで、第七百八十六条、第八百六十八条第一項、第八百七十条(第四号に係る部分に限る。)、第八百七十一条本文、第八百七十二条(第四号に係る部分に限る。)、第八百七十三条本文、第八百七十五条及び第八百七十六条の規定は、第一項の規定による請求について準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 785, paragraph (5) through paragraph (7), Article 786, Article 868, paragraph (1), Article 870 (limited to the part pertaining to item (iv)), the main clause of Article 871, Article 872 (limited to the part pertaining to item (iv)), the main clause of Article 873, Article 875, and Article 876 of the Companies Act shall apply mutatis mutandis to the demands under paragraph (1). In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第二項の場合において、特定保有者は、特定保有者となつた日から三月以内に、金融商品取引所持株会社の保有基準割合未満の数の対象議決権の保有者となるために必要な措置をとらなければならない。ただし、当該特定保有者が地方公共団体等である場合であつて、当該地方公共団体等が第百六条の十七第一項の規定により内閣総理大臣の認可を受けたときは、この限りでない。
- In the case prescribed in paragraph (2), a Specified Holder shall take necessary measures to become a holder of the Subject Voting Rights of a Financial Instruments Exchange Holding Company less than the Holding Ratio Threshold, within three months from the day when said person has become a Specified Holder; provided, however, that this shall not apply to the cases where said Specified Holder is the Local Government, etc. and said Local Government, etc. has obtained an authorization of the Prime Minister under the provisions of Article 106-17(1).
- 前条第一項又は第二項の規定による公表又は通知(以下この条において「公表等」という。)をしなければならない重要事実についての公表等をせず、又は虚偽の公表等をした会社は、公開買付けに応じて上場株券等の売付け等をした者に対し、公表等がされず又は公表等が虚偽であることにより生じた損害を賠償する責めに任ずる。ただし、次に掲げる場合は、この限りでない。
- If a company fails to make publication or notification (hereinafter referred to as 'Publication, etc.' in this Article) of any Material Fact for which Publication, etc. is required under paragraph (1) or (2) of the preceding Article or makes false Publication, etc. of such Material Fact, the company shall be liable to compensate damage arising from the failure to make Publication, etc. or the false Publication, etc. sustained by a person who makes Sales, etc. of Listed Share Certificates, etc. in response to the Tender Offer; provided, however, that this shall not apply to the following cases:
- 前項の規定により執行役員を解任したことその他の事由(執行役員の任期の満了及び辞任を除く。)により執行役員が欠けた場合には、直ちに、監督役員は、共同して、執行役員を選任するための投資主総会を招集しなければならない。ただし、第九十六条第二項において準用する会社法第三百二十九条第二項の規定により補欠の執行役員が選任されている場合は、この限りでない。
- When there is a vacancy in the position of a corporate officer due to the dismissal of a corporate officer under the preceding paragraph or for any other reason (excluding retirement or expiration of the corporate officer's term of office and resignation), the supervisory officers shall immediately and jointly call an Investors' meeting for the appointment of a new corporate officer(s); provided, however, that this shall not apply to cases where a substitute corporate officer(s) is appointed pursuant to Article 329, paragraph (2) of the Companies Act as applied mutatis mutandis pursuant to Article 96, paragraph (2).
- 前項に規定する銀行持株会社は、内閣府令で定めるところにより、その中間事業年度経過後三月以内に中間連結貸借対照表等を、その事業年度経過後三月以内に連結貸借対照表等の内容である情報を、五年間継続して電磁的方法により不特定多数の者が提供を受けることができる状態に置く措置をとることができる。この場合においては、第三項の規定による公告をしたものとみなす。
- A Bank Holding Company referred to in the preceding paragraph may, pursuant to the provisions of Cabinet Office Ordinance, take measures to make accessible the information contained in Interim Consolidated Balance Sheet, etc. within three months after the end of the relevant Interim Business Year, and the information contained in Consolidated Balance Sheet, etc. within three months after the end of the relevant business year, to many and unspecified persons continually for five years, by Electromagnetic Means. In this case, the Bank shall be deemed to give public notice pursuant to the provisions of paragraph (3).
- 内閣総理大臣は、 外国監査法人等がこの法律若しくはこの法律に基づく命令に違反したとき、又は外国監査法人等の行う外国会社等財務書類についての第二条第一項の業務に相当 すると認められる業務の運営が著しく不当と認められる場合において、その業務の適正な運営を確保するために必要であると認めるときは、当該外国監査法人等に対し、必要な指示をすることができる。
- The Prime Minister may, where a foreign audit firm, etc. has violated this Act or an order under this Act or where operation of the services that are found to correspond to the services set forth in Article 2(1) concerning financial documents of a foreign company, etc. by a foreign audit firm, etc. is found to be grossly inappropriate, and if he/she finds it necessary for securing fair operation of such services, give the necessary instruction to said foreign audit firm, etc.
- 顧客に対し、当該銀行代理業者又は当該銀行代理業者の子会社その他当該銀行代理業者 と内閣府令で定める密接な関係を有する者(次号において「密接関係者」という。)の営む業務に係る取引を行うことを条件として、資金の貸付け又は手形の割 引を内容とする契約の締結の代理又は媒介をする行為(顧客の保護に欠けるおそれがないものとして内閣府令で定めるものを除く。)
- Acts of providing an agency service or intermediary service for conclusion of a contract on loan of funds or discounting of bills and notes to a customer on the condition that the customer carry out transactions pertaining to the business conducted by the Bank Agent or person having a close relationship specified by a Cabinet Office Ordinance with the Bank Agent including his/her Subsidiary Company (referred to as a 'Closely Related Person' in the following item) (excluding such acts that are specified by a Cabinet Office Ordinance as those that have no risk of lacking customer protection)
- 第四十九条の二第二項において準用する会社法第九百五十五条第一項(調査記録簿等の記載等)の規定に違反して、調査記録簿等(同項に規定する調査記録簿等をいう。以下この号において同じ。)に同項に規定する電子公告調査に関し法務省令で定めるものを記載せず、若しくは記録せず、若しくは虚偽の記載若しくは記録をし、又は同項の規定に違反して調査記録簿等を保存しなかつた者
- A person who has, in violation of the provisions of Article 955, paragraph (1) (Statements, etc. in an Investigation Record Books, etc.) of the Companies Act as applied mutatis mutandis pursuant to Article 49-2, paragraph (2), failed to state or record the matters specified by Cabinet Office Ordinance concerning the electronic public notice investigations prescribed in Article 955, paragraph (1) of that Act or has stated or recorded false matters in the investigation record book, etc. (meaning the investigation record book, etc. prescribed in that paragraph; hereinafter the same shall apply in this item) or has, in violation of the provisions of that paragraph, failed to retain the investigation record book, etc.;
- この法律(第百九十四条第四項を除く。)の規定において会社法の規定を準用する場合には、同法の規定中「電磁的記録」とあるのは「電磁的記録(資産流動化法第四条第四項に規定する電磁的記録をいう。)」と、「電磁的方法」とあるのは「電磁的方法(資産流動化法第四十条第三項に規定する電磁的方法をいう。)」と、「法務省令」とあるのは「内閣府令」と読み替えるものとする。
- When applying the provisions of the Companies Act mutatis mutandis pursuant to the provisions of this Act (excluding Article 194(4)), the term 'Electromagnetic Records' in the provisions of the Companies Act shall be deemed to be replaced with 'Electromagnetic Records (meaning electromagnetic records as defined in Article 4(4) of the Asset Securitization Act),' the term 'Electromagnetic Means' in the provisions of the Companies Act shall be deemed to be replaced with 'Electromagnetic Means (meaning electromagnetic means as defined in Article 40(3) of the Asset Securitization Act),' and the term 'Ordinance of the Ministry of Justice' in the provisions of the Companies Act shall be deemed to be replaced with 'Cabinet Office Ordinance.'
- この章において「組織再編成発行手続」とは、組織再編成により新たに有価証券が発行される場合における当該組織再編成に係る書面等の備置き(会社法(平成十七年法律第八十六号)第七百八十二条第一項の規定による書面若しくは電磁的記録の備置き又は同法第八百三条第一項の規定による書面若しくは電磁的記録の備置きをいう。次項において同じ。)その他政令で定める行為をいう。
- The term 'Procedures Relating to Securities Issuance for Reorganization' as used in this Chapter means keeping of documents, etc. (meaning keeping of documents or Electromagnetic Records required under Article 782(1) of the Companies Act (Act No. 86 of 2005) or keeping of documents or Electromagnetic Records required under Article 803(1) of said Act; the same shall apply in the following paragraph) required relating to a Reorganization for which new Securities are issued, or other acts specified by a Cabinet Order.
- 会社法第三百五十八条第二項及び第四項から第七項まで並びに第三百五十九条の規定は、前項の申立てがあつた場合の検査役及びその報告があつた場合について準用する。この場合において、同法第三百五十八条第二項、第五項及び第六項並びに第三百五十九条第一項及び第二項中「裁判所」とあるのは「内閣総理大臣」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 358, paragraph (2) and paragraph (4) through paragraph (7) and Article 359 of the Companies Act shall apply mutatis mutandis to inspectors in cases where the petition under the preceding paragraph has been filed and to cases where a report has been made thereby. In this case, the term 'the court' in Article 358, paragraph (2), paragraph (5) and paragraph (6) Article 359, paragraph (1) and paragraph (2) of that Act shall be deemed to be replaced with 'the Prime Minister' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 前項に規定 する銀行持株会社は、内閣府令で定めるところにより、その中間事業年度経過後三月以内に中間連結貸借対照表等を、その事業年度経過後三月以内に連結貸借対 照表等の内容である情報を、五年間継続して電磁的方法により不特定多数の者が提供を受けることができる状態に置く措置をとることができる。この場合におい ては、第三項の規定による公告をしたものとみなす。
- A Bank Holding Company referred to in the preceding paragraph may, pursuant to the provisions of a Cabinet Office Ordinance, take measures to make accessible the information contained in Interim Consolidated Balance Sheet, etc. within three months after the end of the relevant interim Business Year, and the information contained in Consolidated Balance Sheet, etc. within three months after the end of the relevant Business Year, to many and unspecified persons continually for five years, by the electromagnetic method. In this case, the Bank shall be deemed to give public notice pursuant to the provision of paragraph (3).
- 第二項の場合において、特定保有者は、特定保有者となつた日から三月以内に、株式会社金融商品取引所の保有基準割合未満の数の対象議決権の保有者となるために必要な措置をとらなければならない。ただし、当該特定保有者が第百六条の三第一項に規定する地方公共団体等である場合であつて、当該地方公共団体等が同項の規定により内閣総理大臣の認可を受けたときは、この限りでない。
- In the case prescribed in paragraph (2), a Specified Holder shall take necessary measures to become a holder of the Subject Voting Rights of a Stock Company-Type Financial Instruments Exchange less than the Holding Ratio Threshold within three months from the day when said person has become a Specified Holder; provided, however, that this shall not apply to the cases where said Specified Holder is the Local Government, etc. prescribed in Article 106-3(1) and said Local Government, etc. has obtained an authorization of the Prime Minister under the provisions of that paragraph.
- この省令は、電子公告調査(会社法(平成十七年法律第八十六号。以下「法」という。)第九百四十二条第一項に規定する電子公告調査をいう。以下同じ。)に関し、法の規定(電子公告関係規定(法第九百四十三条第一号に規定する電子公告関係規定をいう。以下同じ。)において準用する場合を含む。)による委任に基づく事項その他の事項について、必要な事項を定めることを目的とする。
- The purpose of this Ministerial Ordinance is, in relation to electronic public notice investigations (meaning Electronic Public Notice Investigations prescribed in the Companies Act (Act No. 86 of 2005; hereinafter referred to as the 'Act') Article 942, paragraph (1); the same shall apply hereinafter) to provide for necessary matters with respect to matters based on mandates pursuant to the provisions of the Act (including cases where applied mutatis mutandis pursuant to the Provisions on Electronic Public Notice (as provided in Article 943, item (i) of the Act; the same shall apply hereinafter)).
- 令第三条第一項第四号に規定する上場会社等の株式に準ずるものとして主務省令で定める株式は、金融商品取引法(昭和二十三年法律第二十五号)第二条第十六項に規定する金融商品取引所への上場前(上場申請から上場までの間に限る。)又は同条第十三項に規定する認可金融商品取引業協会への登録前(登録申請から登録までの間に限る。)に行われる募集若しくは売出しに係る株式とする。
- Shares specified by an ordinance of the competent ministry as those equivalent to the shares of a listed company, etc. as prescribed in Article 3, paragraph (1), item (iv) of the Order, shall be shares under an invitation for subscription or offering that takes place prior to their listing on a financial instruments exchange as prescribed in Article 2, paragraph (16) of the Financial Instruments and Exchange Act (Act No. 25 of 1948) (limited to the period from the filing of an application for listing until the completion of listing) or prior to their registration with an approved financial instruments firms association as prescribed in paragraph (13) of the same Article (limited to the period from the filing of an application for registration until the completion of registration).
- 第四十九条の二第二項において準用する会社法第九百五十五条第一項(調査記録簿等の 記載等)の規定に違反して、調査記録簿等(同項に規定する調査記録簿等をいう。以下この号において同じ。)に同項に規定する電子公告調査に関し法務省令で 定めるものを記載せず、若しくは記録せず、若しくは虚偽の記載若しくは記録をし、又は同項の規定に違反して調査記録簿等を保存しなかつた者
- A person who has, in violation of the provisions of Article 955(1) (Entry, etc. in Investigation Record Books, etc.) of the Companies Act as applied mutatis mutandis pursuant to Article 49-2(2), failed to state or record the matters specified by a Cabinet Office Ordinance concerning the investigation of electronic public notice prescribed in that paragraph or has stated or recorded false matters in the investigation record book, etc. (hereinafter the investigation record book, etc. prescribed in that paragraph; hereinafter the same shall apply in this item) or has, in violation of the provisions of that paragraph, failed to retain the investigation record book, etc.;
- 前項の規定の適用がある場合における会社法(平成十七年法律第八十七号)第四百六十一条第二項の規定の適用については、同項中「の合計額を減じて得た」とあるのは、「及び内閣府令で定める場合における民間資金等の活用による公共施設等の整備等の促進に関する法律第二十条第一項の規定により貸借対照表の資産の部に計上した金額中内閣府令で定める金額の合計額を減じて得た」とする。
- As for application of the provision of paragraph (2) of Article 461 of the Company Code (Act No. 87 of 2005) in the case where the preceding paragraph applies, 'the amount obtained by subtracting the sum of ' therein shall be deemed to be replaced with 'and, in the cases prescribed in the relevant Cabinet Office Ordinance, the amount obtained by subtracting the sum of the amount prescribed in the Cabinet Office Ordinance which has been appropriated in the part of asset of the balance sheet pursuant to paragraph (1) of Article 20 of the Act on Promotion of Private Finance Initiative.'
- 有価証券の発行者で第一項第一号から第十号までに掲げる書類を提出したもの及び親会社等で同項第十二号に掲げる書類を提出したものがその事業上の秘密の保持の必要により前三項に規定する書類の一部について公衆の縦覧に供しないことを内閣総理大臣に申請し、内閣総理大臣が当該申請を承認した場合においては、前三項の規定にかかわらず、その一部は、公衆の縦覧に供しないものとする。
- Notwithstanding the preceding three paragraphs, when the Issuer of Securities who submits documents listed in items (i) to (xi) of paragraph (1) or the Parent Company, etc. who submits documents listed in item (xii) of said paragraph submits an application that requires exclusion of part of the documents referred to in the preceding three paragraphs from making available for public inspection by reason of necessity to keep confidentiality of a business secret to the Prime Minister and the Prime Minister approves it, the part of the documents pertaining to the application shall not be made available for public inspection.
- 会社法第三百三十一条第二項ただし書(取締役の資格等)(同法第三百三十五条第一項(監査役の資格等)において準用する場合を含む。)、第三百三十二条第二項(取締役の任期)(同法第三百三十四条第一項(会計参与の任期)において準用する場合を含む。)、第三百三十六条第二項(監査役の任期)及び第四百二条第五項ただし書(執行役の選任等)の規定は、銀行については、適用しない。
- The provisions of the proviso to Article 331, paragraph (2) (Qualifications of Directors) of the Companies Act (including the cases where it is applied mutatis mutandis pursuant to Article 335, paragraph (1) (Qualifications of Company auditors)), Article 332, paragraph (2) (Directors' Terms of Office) of that Act (including the cases where it is applied mutatis mutandis pursuant to Article 334, paragraph (1) (Accounting Advisors' Terms of Office) of that Act), Article 336, paragraph (2) (Company Auditors' Terms of Office) of that Act and the proviso to Article 402, paragraph (5) (Election of Executive Officers) of that Act shall not apply to Banks.
- 住宅資金貸付債権 住宅の建設若しくは購入に必要な資金(住宅の用に供する土地又は借地権の取得に必要な資金を含む。)又は住宅の改良に必要な資金の貸付けに係る分割払の定めのある再生債権であって、当該債権又は当該債権に係る債務の保証人(保証を業とする者に限る。以下「保証会社」という。)の主たる債務者に対する求償権を担保するための抵当権が住宅に設定されているものをいう。
- Home loan claim: A rehabilitation claim with a provision authorizing installment payment, which pertains to a loan of funds necessary for the construction or purchase of the residence (including funds necessary for the acquisition of land or land lease right to be used for the residence) or funds necessary for the remodeling of the residence, with a mortgage being established on the residence for the purpose of securing the claim itself or a right of exoneration held by the guarantor for any debt arising from the claim (limited to a person engaging in the guarantee business; hereinafter referred to as a 'guarantee company') against the principal debtor
- 会社法第八百二十九条(第一号に係る部分に限る。)、第八百三十四条(第十三号に係る部分に限る。)、第八百三十五条第一項、第八百三十六条から第八百三十八条まで、第八百四十六条及び第九百三十七条第一項(第一号ホに係る部分に限る。)の規定は、投資法人の成立後における投資口の発行の不存在の確認の訴えについて準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 829 (limited to the part pertaining to item (i)), Article 834 (limited to the part pertaining to item (xiii)), Article 835, paragraph (1), Article 836 through Article 838, Article 846, and Article 937, paragraph (1) (limited to the part pertaining to sub-item (e) of item (i)) of the Companies Act shall apply mutatis mutandis to an action for a declaratory judgment of absence of the Investment Equity issued after the establishment of an Investment Corporation. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第三十四条の十四第一項、第三十四条の十七(第三号から第五号までに係る部分に限る。)、第一項において準用する会社法第六百四条第一項及び第二項、第六百六条、第六百九条第一項及び第二項、第六百二十一条、第六百二十二条並びに第六百二十四条並びに第十項の規定は、第二項において準用する同法第六百四十四条(第三号を除く。)の規定により清算をする監査法人については、適用しない。
- The provisions of Article 34-14(1) and Article 34-17 (limited to the portions pertaining to items (iii) to (v) inclusive) of this Act, Article 604(i) and (ii), Article 606, Article 609(1) and (2), Article 621, Article 622 and Article 624 of the Companies Act as applied mutatis mutandis pursuant to paragraph (1) of this Article, and paragraph (10) of this Article shall not apply to an audit corporation to be placed into liquidation pursuant to the provisions of Article 644 (excluding item (iii)) of the Companies Act as applied mutatis mutandis to paragraph (2) of this Article.
- 有価証券の発行者で前項第一号から第十一号までに掲げる書類を提出したもの及び有価証券の発行者の親会社等が同項第十二号に掲げる書類を提出した場合の当該発行者は、これらの書類の写しを、内閣府令で定めるところにより、当該発行者の本店及び主要な支店に備え置き、これらの書類を内閣総理大臣に提出した日から当該各号に掲げる期間を経過する日までの間、公衆の縦覧に供しなければならない。
- The Issuer of Securities shall, when he/she submits documents listed in items (i) to (xi) of the preceding paragraph or when his/her Parent Company, etc. submits documents listed in item (xii) of the preceding paragraph, keep a copy of these documents at his/her head office and principal branch offices and make these documents available for public inspection for the period from the day when these documents are submitted to the Prime Minister to the day when the period specified in the respective items of the preceding paragraph is elapsed, pursuant to the provisions of a Cabinet Office Ordinance.
- 次に掲げる違反があつた場合においては、その違反行為をした投資法人の設立企画人(設立企画人が法人である場合にあつては、その代表者、代理人、使用人その他の従業者)、第二百二十八条第一項第三号から第五号まで若しくは第二項第一号から第四号までに掲げる者又は資産保管会社の代表者、代理人、使用人その他の従業者は、二年以下の懲役若しくは三百万円以下の罰金に処し、又はこれを併科する。
- When any of the violations listed in the following items has occurred, the organizer(s) of an Investment Corporation (in cases where the organizer is a juridical person, its representative person, agent, employee, or any other worker), any of the persons listed in Article 228, paragraph (1), item (iii) through item (v), Article 228, paragraph (2), item (i) through item (iv), or the representative person, agent, employee, or any other worker of an Asset Custody Company who has committed a violation shall be punished by imprisonment with labor for not more than two years or a fine of not more than three million yen:
- 再生債務者が債権者一覧表に住宅資金特別条項を定めた再生計画案を提出する意思がある旨の記載をした場合には、第百九十八条第一項に規定する住宅資金貸付債権を有する再生債権者であって当該住宅資金貸付債権以外に再生債権を有しないもの及び保証会社であって住宅資金貸付債権に係る債務の保証に基づく求償権以外に再生債権を有しないものは、第一項本文及び第三項の異議を述べることができない。
- Where the rehabilitation debtor has stated in the list of creditors that he/she has the intention of submitting a proposed rehabilitation plan that specifies special clauses on home loan, a rehabilitation creditor who holds a home loan claim prescribed in Article 198(1) and does not hold any rehabilitation claim except for said home loan claim, and a guarantee company that does not hold any rehabilitation claim except for the right of exoneration based on the guarantee for the debt for a home loan claim may not make an objection set forth in the main clause of paragraph (1) and paragraph (3).
- 投資法人の発行する投資口を引き受ける者の募集の委託を受けた金融商品取引業者等(金融商品取引法第三十四条に規定する金融商品取引業者等をいう。)若しくは金融商品仲介業者(同法第二条第十二項に規定する金融商品仲介業者をいう。以下この号において同じ。)若しくはこれらの子会社の役員若しくは使用人若しくは個人である金融商品仲介業者又はこれらの者のうちの一若しくは二以上であつたもの
- A person who is an Officer or employee of a Financial Instruments Business Operator, etc. (meaning a Financial Instruments Business Operator, etc. set forth in Article 34 of the Financial Instruments and Exchange Act) or a Financial Instruments Intermediary Service Provider (meaning a Financial Instruments Intermediary Service Provider as provided in Article 2(1) of that Act; hereinafter the same shall apply in this item) or the Subsidiary Company thereof, or a Financial Instruments Intermediary Service Provider who is an individual, who has been entrusted to solicit persons to subscribe for the Investment Equity issued by an Investment Corporation or a person who has held one or more of such positions; and
- 会社法第八百六十八条第一項、第八百六十九条、第八百七十条(第一号、第二号、第八号及び第九号に係る部分に限る。)、第八百七十一条、第八百七十二条(第四号に係る部分に限る。)、第八百七十三条、第八百七十四条(第一号及び第四号に係る部分に限る。)、第八百七十五条及び第八百七十六条の規定は、投資法人の清算について準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 868, paragraph (1), Article 869, Article 870 (limited to the part pertaining to item (i), item (ii), item (viii), and item (ix)), Article 871, Article 872 (limited to the part pertaining to item (iv)), Article 873, Article 874 (limited to the part pertaining to item (i) and item (iv)), Article 875, and Article 876 of the Companies Act shall apply mutatis mutandis to the liquidation of an Investment Corporation. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 会社法(平成十七年法律第八十六号)その他の法律により詐欺又は強迫を理由として取消しをすることができないものとされている株式若しくは出資の引受け又は基金の拠出が消費者契約としてされた場合には、当該株式若しくは出資の引受け又は基金の拠出に係る意思表示については、第四条第一項から第三項まで(第五条第一項において準用する場合を含む。)の規定によりその取消しをすることができない。
- In the case where a consumer enters into a contract as a consumer contract to subscribe for shares or offer capital contribution, or to contribute funds that shall not be rescinded on the grounds of fraud or duress under the Corporate Code (Act No. 86, 2005) and other acts, a consumer cannot rescind his/her manifestation of intention of such subscription, offering or contribution pursuant to the provisions of paragraphs (1) - (3) of Article 4 (including the case where it is applied mutatis mutandis pursuant to para. (1) of Article 5).
- 第五十六条の二第二項(第五十七条の二の二第五項、第六十三条の四第四項、第六十三条の五第六項又は第六十三条の六第四項において準用する場合を含む。)の規定、第六十九条第一項において準用する会社法第四百九十九条第一項の規定又は第八十二条の十八第一項において準用する民法第七十九条第一項若しくは同法第八十一条第一項の規定による公告をすることを怠つたとき、又は不正の公告をしたとき。
- When having failed to give public notice under the provisions of Article 56-2, paragraph (2) (including the case where it is applied mutatis mutandis pursuant to Article 57-2-2, paragraph (5), Article 63-4, paragraph (4), Article 63-5, paragraph (6), or Article 63-6, paragraph (4)), the provisions of Article 499, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 69, paragraph (1), or the provisions of Article 79, paragraph (1) of the Civil Code or Article 81, paragraph (1) of the same Act as applied mutatis mutandis pursuant to Article 82-18, paragraph (1), or having given false public notice
- 銀行、銀行主要株主(第五十二条の九第一項の認可のうち設立に係るものを受けた者を含む。)又は銀行持株会社(第五十二条の十七第一項の認可を受けた者を含む。)がこの法律の規定による認可を受けた日から六月以内に当該認可を受けた事項を実行しなかつたときは、当該認可は、効力を失う。ただし、やむを得ない理由がある場合において、あらかじめ内閣総理大臣の承認を受けたときは、この限りでない。
- When a Bank, a Bank's Major Shareholder (including a person who has obtained the authorization for establishment under Article 52-9, paragraph (1)) or a Bank Holding Company (including a person who has obtained the authorization under Article 52-17, paragraph (1)) does not implement something for which it or he/she has obtained authorization under the provisions of this Act within six months from the day when it or he/she has obtained the authorization, the authorization shall lose its effect; provided, however, that this shall not apply to the case where there is an unavoidable reason and the approval of the Prime Minister has been obtained in advance.
- 第一項本文及び前項の規定は、第四十一条第一項において準用する会社法第二百九十九条第一項の通知に際して社員に書面を交付し、又は当該書面に記載すべき事項を電磁的方法により提供する場合について準用する。この場合において、前項中「到達したもの」とあるのは「当該書面の交付又は当該事項の電磁的方法による提供があったもの」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of the main clause of paragraph (1) and the preceding paragraph shall apply mutatis mutandis to the cases where a document is delivered to the members in giving a notice under Article 299, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 41, paragraph (1) or where the matters to be described in such document are provided by electromagnetic means. In this case, the term 'to have arrived' in the preceding paragraph shall be deemed to be replaced with 'to have been effected by delivery of such document or provision of such matters by electromagnetic means'; and any other necessary technical change in interpretation shall be specified by a Cabinet Order.
- 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、有価証券届出書の届出者、発行登録書の提出者、有価証券報告書の提出者、自己株券買付状況報告書の提出者、親会社等状況報告書の提出者若しくは有価証券の引受人その他の関係者若しくは参考人に対し参考となるべき報告若しくは資料の提出を命じ、又は当該職員をしてその者の帳簿書類その他の物件を検査させることができる。
- When the Prime Minister finds it necessary and appropriate for the public interest or protection of investors, he/she may order the person who submits a Securities Registration Statement, Shelf Registration Statement, Annual Securities Report, Share Buyback Report or Status Report of Parent Company, etc. or an Underwriter of the Securities or other person concerned or witnesses to submit reports or materials that will be helpful, or have the officials inspect the books and documents or other articles held by these persons.
- 前項本文に規定する場合において、内閣府令で定める数の株式(前条第一項の株主総会において議決権を行使することができるものに限る。)を有する株主が次条第一項の規定による通知又は同条第二項の公告の日から二週間以内に吸収合併に反対する旨を吸収合併存続株式会社金融商品取引所に対し通知したときは、効力発生日の前日までに、株主総会の決議によつて、吸収合併契約の承認を受けなければならない。
- In the case prescribed in the main clause of the preceding paragraph, if a shareholder holding the number of shares specified by a Cabinet Office Ordinance (limited to those of which voting rights may be exercised at the shareholders meeting set forth in paragraph (1) of the preceding Article) notifies the Stock Company-Type Financial Instruments Exchange Surviving an Absorption-Type Merger of his/her dissent from the Absorption-Type Merger, within two weeks from the day of the notice set forth in paragraph (1) of the following Article or from the day of the public notice set forth in paragraph (2) of said Article, the Stock Company-Type Financial Instruments Exchange Surviving an Absorption-Type Merger shall obtain the approval for the Absorption-Type Merger agreement by a resolution of a shareholders meeting, by the day immediately preceding the Effective Date.
- 第三十六条の三第五項において準用する会社法第三百八十九条第四項の規定又は第三十六条の七第五項(第六十九条第一項において準用する場合を含む。)、第四十一条第三項若しくは第五十三条の四第四項(第八十二条の十第四項において準用する場合を含む。)の規定に違反して、正当な理由がないのに書面又は電磁的記録に記録された事項を主務省令で定める方法により表示したものの閲覧又は謄写を拒んだとき。
- When, in violation of the provisions of Article 389, paragraph (4) of the Companies Act as applied mutatis mutandis pursuant to Article 36-3, paragraph (5) or the provisions of Article 36-7, paragraph (5) (including the case where it is applied mutatis mutandis pursuant to Article 69, paragraph (1)), Article 41, paragraph (3), or Article 53-4, paragraph (4) (including the case where it is applied mutatis mutandis pursuant to Article 82-10, paragraph (4)), having refused an inspection or the copying of a document or matters contained in an electromagnetic record that have been displayed by a method specified by an ordinance of the competent ministry, without justifiable grounds
- 会社法第八百二十八条第一項(第五号に係る部分に限る。)及び第二項(第五号に係る部分に限る。)、第八百三十四条(第五号に係る部分に限る。)、第八百三十五条第一項、第八百三十六条から第八百三十九条まで、第八百四十六条並びに第九百三十七条第一項(第一号ニに係る部分に限る。)の規定は、最低純資産額の減少の無効の訴えについて準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 828 paragraph (1) (limited to the part pertaining to item (v)) and paragraph (2) (limited to the part pertaining to item (v)), Article 834 (limited to the part pertaining to item (v)), Article 835, paragraph (1), Article 836 through Article 839, Article 846, and Article 937, paragraph (1) (limited to the part pertaining to sub-item (d) of item (i)) of the Companies Act shall apply mutatis mutandis to an action seeking invalidation of the reduction to the Minimum Net Assets. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 銀行、銀行主要株主(第五十二条の九第一項の認可のうち設立に係るも のを受けた者を含む。)又は銀行持株会社(第五十二条の十七第一項の認可を受けた者を含む。)がこの法律の規定による認可を受けた日から六月以内に当該認 可を受けた事項を実行しなかつたときは、当該認可は、効力を失う。ただし、やむを得ない理由がある場合において、あらかじめ内閣総理大臣の承認を受けたと きは、この限りでない。
- When a Bank, a Major Shareholder of Bank (including a person who has obtained the authorization for establishment under Article 52-9(1)) or Bank Holding Company (including a person who has obtained the authorization under Article 52-17(1)) does not implement something for which it or he/she has obtained authorization under the provisions of this Act within six months from the day when it or he/she has obtained the authorization, the authorization shall lose its effect; provided, however, that this shall not apply to the case where there is an unavoidable reason and the approval of the Prime Minister has been obtained in advance.
- 特定目的会社が発行する特定社債(特定短期社債を除き、資産流動化計画において当該特定社債の発行により得られる金銭をもつて指名金銭債権又は指名金銭債権を信託する信託の受益権のみを取得するものに限る。)その他これに準ずる有価証券として内閣府令で定めるもの(以下この号において「特定社債等」という。)の引受け(売出しの目的をもつてするものを除く。)又は当該引受けに係る特定社債等の募集の取扱い
- of Specified Corporate Bonds issued by Special Purpose Companies (excluding Specified Short-Term Corporate Bonds and limited to those where only nominative monetary claims or beneficial interest of a trust into which nominative monetary claims are placed are acquired using the money gained through the issuance of that Specified Corporate Bonds under Asset Securitization Plans) and any other securities specified by Cabinet Office Ordinance as those equivalent thereto (hereinafter referred to as 'Specified Corporate Bonds, etc.' in this item) or handling of public offering of the Specified Corporate Bonds, etc. pertaining to that underwriting;
- of specified company bonds issued by a special purpose company (excluding specified short term company bonds, and limited to those for acquiring only nominative monetary claims or the beneficial interest in trust in which nominative monetary claims are entrusted by using the money gained through issuance of said specified company bonds under an asset liquidation plan) and other securities that are specified by a Cabinet Office Ordinance as those equivalent thereto (hereinafter referred to as 'specified company bonds, etc.' in this item) or handling of solicitation of the specified company bonds, etc. pertaining to said underwriting
- 会社法第百八十条第二項(第三号を除く。)及び第三項、第百八十一条並びに第百八十二条の規定は前項の場合について、同法第二百十五条第二項の規定は投資法人(規約によつて第八十六条第一項前段の規定による定めをしたものを除く。)について、それぞれ準用する。この場合において、同法第百八十条第二項中「株主総会」とあるのは「投資主総会」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 180 paragraph (2) (excluding item (iii)) and paragraph (3), Article 181 and Article 182 of the Companies Act shall apply mutatis mutandis to the cases prescribed in the preceding paragraph, and Article 215, paragraph (2) of that Act shall apply mutatis mutandis to an Investment Corporation (excluding one who has provided for in its certificates of incorporation as prescribed in the first sentence of Article 86, paragraph (1)), respectively. In this case, the term 'shareholders meeting' in Article 180, paragraph (2) of that Act shall be deemed to be replaced with 'Investors' meeting' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 取得資金に関する事項、保有の目的その他の当該申請者又は当該認可を受けて設立される会社その他の法人(以下この号において「法人申請者等」という。)による銀行の主要株主基準値以上の数の議決権の保有に関する事項に照らして、当該法人申請者等がその主要株主基準値以上の数の議決権の保有者であり、又はその主要株主基準値以上の数の議決権の保有者となる銀行の業務の健全かつ適切な運営を損なうおそれがないこと。
- In light of the matters concerning funds for the acquisition, the purpose of holding the voting rights, or any other matters concerning voting rights held in the Bank which amount to the Lowest Threshold for a Major Shareholder or more by that applicant or the company or any other juridical person to be established under the authorization (hereinafter referred to as the 'Juridical Person Applicant, etc.' in this item), there shall be no risk of impairment of sound and appropriate management of the business of the Bank for which that Juridical Person Applicant, etc. is or will become a holder of the voting rights which amounts to the Lowest Threshold for a Major Shareholder or more;
- 前項の申込みをする者は、同項の書面の交付に代えて、政令で定めるところにより、特定目的会社の承諾を得て、同項の書面に記載すべき事項を電磁的方法(電子情報処理組織を使用する方法その他の情報通信の技術を利用する方法であって内閣府令で定めるものをいう。第百九十四条第一項第三号を除き、以下同じ。)により提供することができる。この場合において、当該申込みをする者は、前項の書面を交付したものとみなす。
- A person who files the application set forth in the preceding paragraph may, in lieu of delivering the document set forth in that paragraph, provide the matters to be stated in the document set forth in that paragraph by Electromagnetic Means (meaning a means that uses an electronic data processing system or a means utilizing any other information and communications technology, which is specified by a Cabinet Office Ordinance; hereinafter the same shall apply except in Article 194(1)(iii)) with the consent of the Specific Purpose Company, pursuant to the provisions of a Cabinet Order. In this case, said person who files the application shall be deemed to have delivered the document under the preceding paragraph.
- 会社法第八百三十条、第八百三十一条、第八百三十四条(第十六号及び第十七号に係る部分に限る。)、第八百三十五条第一項、第八百三十六条第一項及び第三項、第八百三十七条、第八百三十八条、第八百四十六条並びに第九百三十七条第一項(第一号トに係る部分に限る。)の規定は、投資主総会の決議の不存在若しくは無効の確認又は取消しの訴えについて準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 830, Article 831, Article 834 (limited to the part pertaining to item (xvi) and item (xvii)), Article 835, paragraph (1), Article 836, paragraph (1) and paragraph (3), Article 837, Article 838, Article 846, and Article 937, paragraph (1) (limited to the part pertaining to sub-item (g) of item (i)) of the Companies Act shall apply mutatis mutandis to an action for a declaratory judgment of absence or invalidation of a resolution adopted at an Investors' meeting or an action seeking the recession of such resolution. In this case any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 旧令第一条第一号、第三 号、第八号から第十号まで、第十二号又は第十五号に掲げる新エネルギー利用等に係る利用計画を実施する法第九条第二項の認定事業者に関する法第十条第一号 の債務の保証に係る独立行政法人新エネルギー・産業技術総合開発機構の業務、法第十三条に規定する中小企業投資育成株式会社法(昭和三十八年法律第百一 号)の特例及び法第十四条に規定する報告の徴収については、なお従前の例による。
- With regard to the business of the Independent Administrative Agency, New Energy and Industrial Technology Development concerning a guarantee for the debt under Article 10, item (i) of the Act with respect to the certified business operator set forth in Article 9, paragraph (2) of the Act who implements the use plan pertaining to the new energy use, etc. listed in Article 1, item (i), item (iii), item (viii) to item (x), item (xii) or item (xv) of the Former Order, special provisions for the Small and Medium Business Investment and Consultation Companies Act (Act No. 101 of 1963) as prescribed in Article 13 of the Act and the collection of reports prescribed in Article 14 of the Act, the provisions then in force shall remain applicable.
- 第二十五条第二項(第五十九条において準用する場合を含む。)又は第百八十六条の二第四項において準用する会社法第九百五十五条第一項の規定に違反して、調査記録簿等(同項に規定する調査記録簿等をいう。以下この号において同じ。)に同項に規定する電子公告調査に関し法務省令で定めるものを記載せず、若しくは記録せず、若しくは虚偽の記載若しくは記録をし、又は同項の規定に違反して調査記録簿等を保存しなかつた者
- A person who has, in violation of Article 25, paragraph (2) (including the cases where it is applied mutatis mutandis pursuant to Article 59) or the provisions of Article 955, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 186-2, paragraph (4), failed to state or record the matters specified by an Ordinance of the Ministry of Justice in relation to the Electronic Public Notice investigations under Article 955, paragraph (1) of that Act in the Investigation Record Book, etc. (meaning an Investigation Record Book as prescribed in that paragraph; hereinafter the same shall apply in this item), who has made a false statement or record, or who has, in violation of Article 955, paragraph (1) of that Act, failed to preserve the Investigation Record Book, etc.; or
- 法第百三十一条の六の規定により法第百二十九条第三号に規定する場合について会社法第八百七十二条(第四号に係る部分に限る。)の規定を準用する場合においては、同条第四号中「第八百七十条各号」とあるのは「第八百七十条第二号及び第七号」と、「申立人及び当該各号に定める者(同条第二号、第五号及び第七号に掲げる裁判にあっては、当該各号に定める者)」とあるのは「当該各号に定める者」と読み替えるものとする。
- In the case where the provisions of Article 872 (limited to the part pertaining to item (iv)) of the Companies Act are applied mutatis mutandis, pursuant to the provisions of Article 131-6 of the Act, to the case prescribed in Article 129, item (iii) of the Act, 'the respective items of Article 870' in item (iv) of Article 872 of the Companies Act shall be deemed to be replaced with 'Article 870, item (ii) and item (vii),' and 'the applicant or the persons respectively prescribed in those items (for the judgments set forth in item (ii), item (v), and item (vii) of the same Article, the persons respectively prescribed in those items)' shall be deemed to be replaced with 'the persons respectively prescribed in those items.'
- 会社法第八百七十一条本文(理由の付記)、第八百七十二条(第一号に係る部分に限る。)(即時抗告)、第八百七十五条(非訟事件手続法の規定の適用除外)及び第八百七十六条(最高裁判所規則)の規定は前項前段の規定による命令について、同法第八百七十四条(第二号に係る部分に限る。)(不服申立ての制限)、第八百七十五条及び第八百七十六条の規定は同項後段の規定による特別検査人の選任について、それぞれ準用する。
- The provisions of the main clause of Article 871 (Grounds for Decisions), Article 872 (limited to the parts pertaining to item (i)) (Immediate Appeal), Article 875 (Exclusion from Application of the Act on Non-Contentious Cases Procedures Act) and Article 876 (Supreme Court Rules) of the Companies Act shall apply mutatis mutandis to orders given under the first sentence of the preceding paragraph, and Article 874 (limited to the parts pertaining to item (ii)) (Restriction on Appeals), Article 875 and Article 876 of the Companies Act shall apply mutatis mutandis to appointment of special inspector under the second sentence of the preceding paragraph.
- 取得資金に関する事項、保有の目的その他の当該申請者又は当該認可を受けて 設立される会社その他の法人(以下この号において「法人申請者等」という。)による銀行の主要株主基準値以上の数の議決権の保有に関する事項に照らして、 当該法人申請者等がその主要株主基準値以上の数の議決権の保有者であり、又はその主要株主基準値以上の数の議決権の保有者となる銀行の業務の健全かつ適切 な運営を損なうおそれがないこと。
- In light of the matters concerning funds for the acquisition, the purpose of holding the voting rights, or any other matters concerning the holding of voting rights of the Bank which amounts to the Major Shareholder Threshold or more by that applicant or the company or any other juridical person to be established under the authorization (hereinafter referred to as the 'Juridical Person Applicant, etc.' in this item), there shall be no risk of impairment of sound and appropriate management of the business of the Bank for which that Juridical Person Applicant, etc. is or will become a holder of the voting rights which amounts to the Major Shareholder Threshold or more;
- 会社法第八百七十一条本 文(理由の付記)、第八百七十二条(第一号に係る部分に限る。)(即時抗告)、第八百七十五条(非訟事件手続法の規定の適用除外)及び第八百七十六条(最 高裁判所規則)の規定は前項前段の規定による命令について、同法第八百七十四条(第二号に係る部分に限る。)(不服申立ての制限)、第八百七十五条及び第 八百七十六条の規定は同項後段の規定による特別検査人の選任について、それぞれ準用する。
- The provisions of the main clause of Article 871 (Reason of Decision), Article 872 (limited to the parts pertaining to item (i)) (Immediate Appeal), Article 875 (Exclusion from Application of the Act on Non-Contentious Cases Procedures Act) and Article 876 (Supreme Court Rules) of the Companies Act shall apply mutatis mutandis to orders given under the first sentence of the preceding paragraph, and Article 874 (limited to the parts pertaining to item (ii)) (Restriction on Appeal), Article 875 and Article 876 of the Companies Act shall apply mutatis mutandis to appointment of special inspector under the second sentence of the preceding paragraph.
- 会社法第四百三十三条第二項(第三号を除く。)の規定は前項の請求について、同条第三項及び第四項の規定は親法人の投資主について、それぞれ準用する。この場合において、同条第三項及び第四項中「裁判所」とあるのは「内閣総理大臣」と、同条第三項中「第一項各号」とあるのは「投資法人法第百二十八条の三第一項各号」と、同条第四項中「第二項各号」とあるのは「第二項第一号、第二号、第四号又は第五号」と読み替えるものとする。
- The provisions of Article 433, paragraph (2) of the Companies Act (excluding item (iii)) and paragraph (3) and paragraph (4) of that Article shall apply mutatis mutandis to a request under the preceding paragraph and the Investors of the Parent Corporation respectively. In this case, the term 'the court' in paragraph (3) and paragraph (4) of that Article shall be deemed to be replaced with 'the Prime Minister,' the phrase 'each item of paragraph (1)' in paragraph (3) of that Article shall be deemed to be replaced with 'the items of Article 128-3, paragraph (1) of the Investment Corporations Act' and the phrase 'each item of paragraph (2)' in Article 433, paragraph (4) of the Companies Act shall be deemed to be replaced with 'item (i), item (ii), item (iv), or item (v) of paragraph (2)'.
- 会社法第四百五十七条の規定は、投資法人の金銭の分配について準用する。この場合において、同条第一項中「配当財産(第四百五十五条第二項の規定により支払う金銭及び前条の規定により支払う金銭を含む。以下この条において同じ。)」とあるのは「投資法人法第百三十七条第一項の規定により分配をする金銭」と、同条第二項及び第三項中「配当財産」とあるのは「金銭」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 457 of the Companies Act shall apply mutatis mutandis to the distribution of monies by an Investment Corporation. In this case, the phrase 'The Dividend Property (including monies paid pursuant to the provisions of Article 455(2) and monies paid pursuant to the provisions of the preceding Article. The same shall apply hereinafter in this Article)' in Article 457, paragraph (1) of that Act shall be deemed to be replaced with 'The monies to be distributed pursuant to Article 137, paragraph (1) of the Investment Corporations Act,' the term 'Dividend Property' in Article 457, paragraph (2) and paragraph (3) of the Companies Act shall be deemed to be replaced with 'monies' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第八十六条第一項に規定する投資法人は、その設立の際の最初の規約によつて、前条第二項において準用する会社法第百八十三条第二項(第三号を除く。)の規定によらないで投資口の分割をする旨を定めることができる。この場合においては、第七十条の二第一項又は次条第一項の募集に応じて設立時募集投資口又は同項に規定する募集投資口の引受けの申込みをしようとする者に対し、その旨及び次項各号に掲げる事項を通知しなければならない。
- The Investment Corporation set forth in Article 86, paragraph (1) may, notwithstanding the provisions of Article 183, paragraph (2) of the Companies Act (excluding item (iii)) as applied mutatis mutandis pursuant to paragraph (2) of the preceding Article, provide to the effect that it shall split its Investment Equity under its first certificate of incorporation upon establishment. In this case, such Investment Corporation shall notify the person who intends to apply to subscribe for Investment Equity Solicited at Establishment or Investment Equity for Subscription as prescribed in paragraph (1) of the following Article to that effect and of the matters listed in the items of the following paragraph, in response to solicitation made under Article 70-2, paragraph (1) or Article 82, paragraph (1).
- 役員(いかなる名称を有するかを問わず、当該法人に対し役員と同等以上の支配力を有するものと認められる者を含む。次条第一項第三号、第六十条の三第一項及び第六十条の八第二項において同じ。)又は国内における代表者(外国証券業者の会社法第八百十七条第一項に規定する日本における代表者をいう。以下この節において同じ。)のうちに第二十九条の四第一項第二号イからトまでに掲げる者のいずれかに該当する者のある法人であるとき。
- when the applicant for permission is a juridical person any of whose Officers (including those who are found to have the same or higher authority than an officer over the juridical person, irrespective of their title names; hereinafter the same shall apply in paragraph (1), item (iii) of the following Article, Article 60-3(1) and Article 60-8(2)) or a Representative Person in Japan (meaning a representative person in Japan of a Foreign Securities Broker prescribed in Article 817(1) of the Companies Act; hereinafter the same shall apply in this Section) falls under any of the persons listed in Article 29-4(1)(ii)(a) to (g) inclusive.
- 会社法第八百二十八条第一項(第一号に係る部分に限る。)及び第二項(第一号に係る部分に限る。)、第八百三十四条(第一号に係る部分に限る。)、第八百三十五条第一項、第八百三十六条第一項及び第三項、第八百三十七条から第八百三十九条まで、第八百四十六条並びに第九百三十七条第一項(第一号イに係る部分に限る。)の規定は、投資法人の設立の無効の訴えについて準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 828, paragraph (1) (limited to the part pertaining to item (i)), and paragraph (2) (limited to the part pertaining to item (i)), Article 834 (limited to the part pertaining to item (i)), Article 835, paragraph (1), Article 836, paragraph (1) and paragraph (3), Article 837 through Article 839, Article 846, and Article 937, paragraph (1) (limited to the part pertaining to sub-item (a) of item (i)) of the Companies Act shall apply mutatis mutandis to an action seeking invalidation of the establishment of an Investment Corporation. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 政府は、この法律の施行後三年以内に、生命保険契約者保護機構に対する政府の補助及び生命保険契約者保護機構による資金援助等の保険契約者等の保護のための特別の措置等に係る制度等の実施状況、生命保険契約者保護機構の財務の状況、保険会社の経営の健全性の状況等を勘案し、生命保険契約者保護機構の資金援助等に要する費用に係る負担の在り方、政府の補助に係る規定の継続の必要性等について検討を行い、適切な見直しを行うものとする。
- Within three years after this Act comes into effect, the government shall examine the most desirable way for bearing costs required for financial assistance or other assistance provided by the Life Insurance Policyholders Protection Corporation, whether or not it is necessary for governmental assistance to the Life Insurance Policyholders Protection Corporation based on the legal provisions to be continued and other relevant factors by taking into account the state of implementation of systems, etc. pertaining to special measures for the protection of insurance policy holders, etc. including governmental assistance provided to the Life Insurance Policyholders Protection Corporation and financial assistance or other assistance provided by the Life Insurance Policyholders Protection Corporation, the financial status of the Life Insurance Policyholders Protection Corporation, the state of soundness of management of Insurance Companies and other relevant factors, and make the appropriate revisions.
- The government shall review how the expenses required for fund assistance, etc. by the Life Insurance Policyholders Protection Corporation of Japan should be burdened, the need for the continuance of the provisions on government assistance, etc., within three years from the enforcement of this Act, by taking into account the status of the implementation of the systems, etc. pertaining to the special measures, etc. for the protection of policyholders, etc. such as government assistance to the Life Insurance Policyholders Protection Corporation of Japan and fund assistance, etc. by the Life Insurance Policyholders Protection Corporation of Japan, the financial status of the Life Insurance Policyholders Protection Corporation of Japan, the status of the soundness of the management of insurance companies, etc., and shall make appropriate revisions.
- 第百九十八条第一項に規定する住宅資金貸付債権についての第百五条第一項に規定する査定の申立てが同条第二項の不変期間内にされなかった場合(第百七条及び第百九条の場合を除く。)、第二百条第二項の規定により同項本文の異議が効力を失った場合及び保証会社が住宅資金貸付債権に係る保証債務を履行した場合には、住宅資金特別条項については、第百五十七条、第百五十九条、第百六十四条第二項後段及び第百七十九条の規定は、適用しない。
- Where no petition for assessment prescribed in Article 105(1) is filed with regard to a home loan claim prescribed in Article 198(1) within an unextendable period set forth in Article 105(2) (excluding the cases referred to in Article 107 and Article 109), where an objection set forth in the main clause of Article 200(2) has ceased to be effective pursuant to the provision of Article 200(2), and where a guarantee company has performed its guarantee obligation for a home loan claim, the provisions of Article 157, Article 159, the second sentence of Article 164(2) and Article 179 shall not apply to the special clauses on home loan.
- 第二項の規定並びに前項において準用する会社法第百二十四条第二項及び第三項並びに第百九十六条第一項及び第二項の規定は第七十九条第四項において準用する同法第百四十八条各号に掲げる事項が投資主名簿に記載され、又は記録された質権者(以下「登録投資口質権者」という。)について、同法第百五十条の規定は登録投資口質権者に対してする通知又は催告について、それぞれ準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of paragraph (2), and the provisions of Article 124, paragraph (2) and paragraph (3) and Article 196, paragraph (1) and paragraph (2) of the Companies Act as applied mutatis mutandis pursuant to the preceding paragraph shall apply mutatis mutandis to pledgees who have had the matters listed in the items of Article 148 of that Act as applied mutatis mutandis pursuant to Article 79, paragraph (4) stated or recorded (hereinafter such pledgees shall be referred to as 'Registered Pledgees of Investment Equity') and Article 150 of that Act shall apply mutatis mutandis to the notice or demand given to Registered Pledgees of Investment Equity. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 行政庁は、共済事業を行う組合の業務の健全かつ適切な運営を確保し、組合員その他の共済契約者の保護を図るため特に必要があると認めるときは、その必要の限度において、当該組合の子法人等(子会社その他組合がその経営を支配している法人として主務省令で定めるものをいう。次項並びに次条第四項及び第五項において同じ。)又は共済代理店に対し、当該組合の業務又は会計の状況に関し参考となるべき報告又は資料の提出を求めることができる。
- When an administrative agency finds it to be especially necessary for securing the sound and appropriate administration of the operations of a cooperative engaged in mutual aid activities and for achieving the protection of partner and any other mutual aid contractors, it may, within the limit necessary, request a subsidiary company, etc. (which means a subsidiary company or a juridical person specified by an ordinance of the competent ministry as one whose management is controlled by the cooperative; the same shall apply in the following paragraph, and paragraph (4) and paragraph (5) of the following Article) or a mutual aid agent of said cooperative to submit reports or materials that would provide a reference concerning the status of operations or property of said cooperative.
- 内閣総理大臣は、銀行主要株主が法令若しくは法令に基づく内閣総理大臣の処分に違反したとき又は公益を害する行為をしたときは、当該銀行主要株主に対し監督上必要な措置を命じ、又は当該銀行主要株主の第五十二条の九第一項若しくは第二項ただし書の認可を取り消すことができる。この場合において、同条第一項の認可のうち設立に係るものは、当該認可を受けて設立された会社その他の法人である銀行主要株主に対して与えられているものとみなす。
- The Prime Minister may, when a Bank's Major Shareholder has violated any laws and regulations or a disposition given by the Prime Minister based on any laws and regulations or has committed an act that harms the public interest, order that Bank's Major Shareholder to take necessary measures for the purpose of supervision, or rescind the authorization set forth in Article 52-9, paragraph (1) or in the proviso to Article 52-9, paragraph (2) for that Bank's Major Shareholder. In this case, the authorization set forth in paragraph (1) of that Article that pertains to establishment shall be deemed to be granted to the Bank's Major Shareholder which is the company or any other juridical person that has been established under the authorization.
- 会社法第五百八条の規定は、清算投資法人の帳簿並びにその事業及び清算に関する重要な資料の保存について準用する。この場合において、同条第二項中「裁判所は、利害関係人の申立てにより」とあるのは「内閣総理大臣(特別清算が開始された場合にあっては、裁判所)は、利害関係人の申立てにより又は職権で(特別清算が開始された場合にあっては、利害関係人の申立てにより)」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- Article 508 of the Companies Act shall apply mutatis mutandis to the preservation of the books of the Investment Corporation in Liquidation and important materials related to its business and liquidation. In this case, the term 'The court may, in response to the petition by the interested parties' in Article 508, paragraph (2) of that Act shall be deemed to be replaced with 'The Prime Minister (or the court in cases where a special liquidation is commenced) may, in response to a petition filed by interested persons or ex officio (in cases where a special liquidation has been commenced, in response to a petition filed by an interested person),'and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 政府は、この法律の施行後三年以内に、生命保険契約者保護機構に対す る政府の補助及び生命保険契約者保護機構による資金援助等の保険契約者等の保護のための特別の措置等に係る制度等の実施状況、生命保険契約者保護機構の財 務の状況、保険会社の経営の健全性の状況等を勘案し、生命保険契約者保護機構の資金援助等に要する費用に係る負担の在り方、政府の補助に係る規定の継続の 必要性等について検討を行い、適切な見直しを行うものとする。
- Within three years after this Act comes into effect, the government shall examine what is the most desirable way for bearing costs required for financial assistance or other assistance provided by the Life Insurance Policyholders Protection Corporation, whether or not it is necessary for governmental assistance to the Life Insurance Policyholders Protection Corporation based on the legal provisions to be continued and other relevant factors by taking into account the state of implementation of systems, etc. pertaining to special measures for protection of insurance policy holder, etc. including governmental assistance provided to the Life Insurance Policyholders Protection Corporation and financial assistance or other assistance provided by the Life Insurance Policyholders Protection Corporation, the financial status of the Life Insurance Policyholders Protection Corporation, the state of soundness of management of Insurance Companies and other relevant factors, and make appropriate revisions.
- 再生債権である社債等につき、再生計画案の決議における議決権の行使についての会社法第七百六条第一項(医療法第五十四条の七において準用する場合を含む。)の社債権者集会の決議若しくは社会医療法人債権者集会の決議、投資信託及び投資法人に関する法律第百三十九条の九第四項の投資法人債権者集会の決議、保険業法第六十一条の七第四項の社債権者集会の決議又は資産の流動化に関する法律第百二十七条第四項の特定社債権者集会の決議が成立したとき。
- Where, with regard to the exercise of a voting right for a resolution on a proposed rehabilitation plan based on a company bond, etc. which is a rehabilitation claim, a resolution at a bondholders meeting set forth in Article 706(1) of the Companies Act (including cases where applied mutatis mutandis pursuant to Article 54-7 of the Medical Care Act) or resolution at a social medical care corporation bond holders meeting, resolution at an investment corporation bond holders meeting set forth in Article 139-9(4) of the Act on Investment Trust and Investment Corporation, resolution at a bondholders meeting set forth in Article 61-7(4) of the Insurance Business Act, or resolution at a specified company bond holders meeting set forth in Article 127(4) of the Act on Securitization of Assets is adopted.
- 債務者の財産に対して既にされている強制執行、仮差押え、仮処分又は一般の先取特権の実行若しくは留置権(商法(明治三十二年法律第四十八号)又は会社法の規定によるものを除く。)による競売(以下この節において「強制執行等」という。)の手続で、債務者につき破産手続開始の決定がされたとすれば破産債権若しくは財団債権となるべきもの(以下この項及び次条第八項において「破産債権等」という。)に基づくもの又は破産債権等を被担保債権とするもの
- Procedure already initiated against the debtor's property for compulsory execution, provisional seizure, provisional disposition, or exercise of a general statutory lien or auction by reason of a right of retention (excluding a right of retention under the provisions of the Commercial Code (Act No. 48 of 1899) or the Companies Act) (hereinafter referred to as 'compulsory execution, etc.' in this Section), which is based on a claim that is supposed to be a bankruptcy claim or claim on the estate should an order of commencement of bankruptcy proceedings be made against the debtor (hereinafter referred to as a 'bankruptcy claim, etc.' in this paragraph and paragraph (8) of the following Article), or is intended to secure a bankruptcy claim, etc.
- 前項の規定により特定事項の記載又は記録を省略して業務開始届出を行った特定目的会社が、資産流動化計画に基づき資産対応証券の発行を行うときは、あらかじめ、内閣府令で定めるところにより、当該特定事項を記載し、又は記録した資料及び前項後段の規定により添付を省略した資料(これらの資料が電磁的記録で作成されているときは、内閣府令で定める電磁的記録又は当該電磁的記録に記録された事項を記載した書面)を内閣総理大臣に提出しなければならない。
- Before a Specific Purpose Company that has made a Business Commencement Notification and has omitted statements on or records of the Specified Matters pursuant to the provisions of the preceding paragraph, issues Asset-Backed Securities based on an Asset Securitization Plan, it shall, in advance, submit to the Prime Minister materials in which said Specified Matters are stated or recorded and the materials omitted from attachment pursuant to the provisions of the second sentence of the preceding paragraph (if these materials are prepared in the form of Electromagnetic Records, the Electromagnetic Records specified by a Cabinet Office Ordinance or a document(s) containing the matters recorded in said Electromagnetic Records), pursuant to the provisions of a Cabinet Office Ordinance.
- 前条第一項本文又は第二項本文の規定の適用を受ける有価証券の募集又は売出しのうち発行価額又は売出価額の総額が五億円未満のもので内閣府令で定めるもの(第二十四条第二項において「少額募集等」という。)に関し、前項の届出書を提出しようとする者のうち次の各号のいずれにも該当しない者は、当該届出書に、同項第二号に掲げる事項のうち当該会社に係るものとして内閣府令で定めるものを記載することにより、同号に掲げる事項の記載に代えることができる。
- A person who intends to submit a statement set forth in the preceding paragraph for a Public Offering or Secondary Distribution of Securities to which the main clause of paragraph (1) or the main clause of paragraph (2) of the preceding Article applies, of which the total issue price or the total distribution price is less than 500 million yen and which is specified by a Cabinet Office Ordinance for this purpose (such a Public Offering or Secondary Distribution of Securities is referred to as 'Small Amount Public Offering, etc.' in Article 24(2)), may state, among the matters set forth in item (ii) of the preceding paragraph, only those specified by a Cabinet Office Ordinance as the matters pertaining to the company, instead of descriptions on all of the matters listed in Article 24(2)(ii), unless the person falls under any of the categories of persons specified in the following items:
- 前項の規定による命令を受けた電子債権記録機関における会社法第三百二十二条第一項、第四百六十六条、第四百六十七条第一項、第七百八十三条第一項又は第七百九十五条第一項の規定による決議(同法第七百八十三条第一項の規定による決議にあっては、同法第三百九条第三項第二号の株主総会の決議を除く。)は、同法第三百九条第二項及び第三百二十四条第二項の規定にかかわらず、出席した株主の議決権の三分の二以上に当たる多数をもって、仮にすることができる。
- A resolution of the shareholders meeting of an Electronic Monetary Claim Recording Institution that has received an order under the provisions of the preceding paragraph, pursuant to the provision of Article 322 (1), Article 466, Article 467 (1), Article 783 (1) or Article 795 (1) of the Companies Act (excluding a resolution by shareholders meeting provided for in item (ii) of Article 309 (3) of the Companies Act with regard to the resolution made pursuant to the provision of Article 783 (1) of the Companies Act), may be made provisionally with a two-thirds majority of the voting rights of the shareholders present, notwithstanding the provisions of Article 309 (2) and Article 324 (2) of the Companies Act.
- 前項に規定するもののほか、第五十二条の九第一項又は第二項ただし書の認可(以下この項において「主要株主認可」という。)については、当該主要株主認可に係る銀行主要株主が銀行の主要株主基準値以上の数の議決権の保有者でなくなつたとき又は当該主要株主認可に係る銀行を子会社とすることについて第五十二条の十七第一項若しくは第三項ただし書若しくは第五十二条の二十三第三項若しくは第四項ただし書の認可を受けたときは、当該主要株主認可は、効力を失う。
- In addition to what is provided for in the preceding paragraph, the authorization referred to in Article 52-9, paragraph (1) or the proviso to Article 52-9, paragraph (2) (hereinafter referred to as the 'Major Shareholder's Authorization' in this paragraph) shall lose its effect, when the Bank's Major Shareholder pertaining to which the Major Shareholder's Authorization has been granted ceases to hold voting rights in the Bank that amount to the Lowest Threshold for a Major Shareholder or more, or the Bank's Major Shareholder or Bank Holding Company obtains the Authorization set forth in Article 52-17, paragraph (1) or the proviso to Article 52-17, paragraph (3), or Article 52-23, paragraph (3) or the proviso to Article 52-23, paragraph (4), for having the Bank pertaining to which the Major Shareholder's Authorization has been granted as its Subsidiary Company.
- 内閣総理大臣は、第一項の認可を受けずに同項各号に掲げる取引若しくは行為により銀行の主要株主基準値以上の数の議決権の保有者になつた者若しくは銀行の主要株主基準値以上の数の議決権の保有者として設立された会社その他の法人又は第二項ただし書の認可を受けることなく猶予期限日後も銀行の主要株主基準値以上の数の議決権の保有者である者に対し、当該銀行の主要株主基準値以上の数の議決権の保有者でなくなるよう、所要の措置を講ずることを命ずることができる。
- The Prime Minister may order a person who became a holder of voting rights in a Bank which amounts to the Lowest Threshold for a Major Shareholder or more or a company or any other juridical person established as a holder of voting rights in a Bank which amounts to the Lowest Threshold for a Major Shareholder or more through any of the transactions or acts listed in the items of paragraph (1) without obtaining the authorization set forth in that paragraph or a person who remains as a holder of voting rights in a Bank which amounts to the Lowest Threshold for a Major Shareholder or more even after the Last Day of the Grace Period without obtaining the authorization set forth in the proviso to paragraph (2), to take necessary measures to cease being a holder of voting rights in the Bank which amount to the Lowest Threshold for a Major Shareholder or more.
- 会社法第五百条から第五百三条までの規定は、清算投資法人の債務の弁済について準用する。この場合において、同法第五百条第一項及び第二項中「前条第一項」とあり、及び同法第五百三条第一項中「第四百九十九条第一項」とあるのは「投資法人法第百五十七条第一項」と、同法第五百条第二項及び第五百一条第一項中「裁判所」とあるのは「内閣総理大臣(特別清算が開始された場合にあっては、裁判所)」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 500 through Article 503 of the Companies Act shall apply mutatis mutandis to the performance of its obligations by an Investment Corporation in Liquidation. In this case, the phrases 'paragraph (1) of the preceding Article' in Article 500, paragraph (1) and paragraph (2) of that Act and 'paragraph (1) of Article 499' in Article 503, paragraph (1) of that Act shall be deemed to be replaced with 'Article 157, paragraph (1) of the Investment Corporations Act,' the term 'the court' in Article 500, paragraph (2) and Article 501, paragraph (1) of the Companies Act shall be deemed to be replaced with 'the Prime Minister (or the court in cases when a special liquidation is commenced),' and any other technical replacement of terms shall be specified by a Cabinet Order.
- 前項に規定するものの ほか、第五十二条の九第一項又は第二項ただし書の認可(以下この項において「主要株主認可」という。)については、当該主要株主認可に係る銀行主要株主が 銀行の主要株主基準値以上の数の議決権の保有者でなくなつたとき又は当該主要株主認可に係る銀行を子会社とすることについて第五十二条の十七第一項若しく は第三項ただし書若しくは第五十二条の二十三第三項若しくは第四項ただし書の認可を受けたときは、当該主要株主認可は、効力を失う。
- In addition to what is provided in the preceding paragraph, the authorization referred to in Article 52-9(1) or the proviso to Article 52-9 (2) (hereinafter referred to as the 'Authorization for Major Shareholder' in this paragraph) shall lose its effect, when the Major Shareholder of Bank pertaining to which the 'Authorization for Major Shareholder' has been granted ceases to hold voting rights of the Bank which amount to the Major Shareholder Threshold or more, or the Major Shareholder of Bank or Bank Holding Company obtains the Authorization set forth in Article 52-17(1) or the proviso to Article 52-17(3), or Article 52-23(3) or the proviso to Article 52-23(4), for having the Bank pertaining to which the 'Authorization for Major Shareholder' has been granted as its Subsidiary Company.
- 当該有価証券の発行者の総株主等の議決権の百分の五十を超える議決権(社債等振替法第百四十七条第一項又は第百四十八条第一項(これらの規定を社債等振替法第二百二十八条第一項、第二百三十五条第一項、第二百三十九条第一項及び第二百七十六条(第二号に係る部分に限る。)において準用する場合を含む。)の規定により発行者に対抗することができない株式又は出資に係る議決権を含む。)に係る株式又は出資を自己又は他人の名義をもって所有する会社に対して譲渡する場合
- cases where the relevant person transfers the Securities to a company that holds shares or equity pertaining to voting rights (including voting rights pertaining to shares or equity which may not be duly asserted against the Issuer pursuant to the provisions of Article 147, paragraph (1) or Article 148, paragraph (1) of the Corporate Bonds, etc. Transfer Act (including the cases where these provisions are applied mutatis mutandis pursuant to Article 228, paragraph (1), Article 235, paragraph (1), Article 239, paragraph (1) and Article 276 (limited to the part pertaining to items (ii)) of the Corporate Bonds, etc. Transfer Act)) exceeding 50 percent of the Voting Rights Held by All the Shareholders, etc. of the Issuer of the relevant Securities in its own name or another person's name.
- 内閣総理大 臣は、第一項の認可を受けずに同項各号に掲げる取引若しくは行為により銀行の主要株主基準値以上の数の議決権の保有者になつた者若しくは銀行の主要株主基 準値以上の数の議決権の保有者として設立された会社その他の法人又は第二項ただし書の認可を受けることなく猶予期限日後も銀行の主要株主基準値以上の数の 議決権の保有者である者に対し、当該銀行の主要株主基準値以上の数の議決権の保有者でなくなるよう、所要の措置を講ずることを命ずることができる。
- The Prime Minister may order a person who became a holder of voting rights of a Bank which amounts to the Major Shareholder Threshold or more or a company or any other juridical person established as a holder of voting rights of a Bank which amounts to the Major Shareholder Threshold or more through any of the transactions or acts listed in each item of paragraph (1) without obtaining the authorization set forth in that paragraph or a person who remains as a holder of voting rights of a Bank which amounts to the Major Shareholder Threshold or more even after the Last Day of the Grace Period without obtaining the authorization set forth in the proviso to paragraph (2), to take necessary measures for becoming a person who is no longer a holder of voting rights of the Bank which amounts to the Major Shareholder Threshold or more.
- 第四十九条第一項第三号から第六号までのいずれかに該当して同項の規定による届出(同項第三号に係る届出にあつては当該合併後当該外国銀行支店に係る外国銀行が消滅することとなる合併、当該外国銀行支店に係る事業の全部を承継させることとなる会社分割及び事業の全部の譲渡に係る届出に限るものとし、同項第四号に係る届出にあつては銀行業の一部の廃止に係る届出を除く。)があつたときは、当該届出をした外国銀行支店に係る外国銀行に対する第四条第一項の内閣総理大臣の免許は、効力を失う。
- When a Branch Office of the Foreign Bank has given a notification under Article 49, paragraph (1) due to falling under any of the categories set forth in Article 49, paragraph (1), items (iii) to (vi) inclusive (with regard to a notification pertaining to item (iii) of that paragraph, it shall be limited to a notification pertaining to a merger resulting in extinction of the Foreign Bank to which said Branch Office of the Foreign Bank belongs, a company split resulting in succession of all of the business pertaining to said Branch Office of the Foreign Bank, or transfer of all of the business, and with regard to a notification pertaining to item (iv) of that paragraph, it shall exclude a notification pertaining to partial abolition of Banking), the license from the Prime Minister set forth in Article 4, paragraph (1) for the Foreign Bank to which to the Branch Office of the Foreign Bank that has given that notification belongs shall lose its effect.
- 当該会社が発行する有価証券(株券、第二条第二項の規定により有価証券とみなされる有価証券投資事業権利等その他の政令で定める有価証券に限る。)で、当該事業年度又は当該事業年度の開始の日前四年以内に開始した事業年度のいずれかの末日におけるその所有者の数が政令で定める数以上(当該有価証券が同項の規定により有価証券とみなされる有価証券投資事業権利等である場合にあつては、当該事業年度の末日におけるその所有者の数が政令で定める数以上)であるもの(前三号に掲げるものを除く。)
- Securities (limited to share certificates, Rights in Securities Investment Business, etc. that shall be deemed as Securities under Article 2(2) and other Securities specified by a Cabinet Order) issued by the company, if the number of its holders on the last day of that business year or on the last day of any of the business years that began within four years before the day on which that business year began is not less than the number specified by a Cabinet Order (or if, in the case of Rights in Securities Investment Business, etc. that shall be deemed as Securities under Article 2(2), the number of its holders on the last day of that business year is not less than the number specified by a Cabinet Order) (excluding those specified in the preceding three items).
- 投資信託委託会社が、業として有価証券又はデリバティブ取引に係る権利以外の資産に対する投資として委託者指図型投資信託の信託財産の運用の指図を行う場合(前項の規定により読み替えられた金融商品取引法第二十九条の二第二項第二号に規定する特定投資運用行為を行う場合にあつては、業として当該特定投資運用行為を行うことにつき同法第三十五条第四項の承認を受けた場合に限る。)における同法の規定の適用については、当該指図は、同法第二条第八項第十四号に掲げる行為に該当するものとみなす。
- With regard to the application of the provisions of the Financial Instruments and Exchange Act to cases where the Settlor Company of an Investment Trust gives instructions in the course of business for investment to be made in Securities or assets other than the rights pertaining to Derivative Transactions as an investment of the of the trust property of an Investment Trust Managed under Instructions from the Settlor (in cases where the Settlor Company of an Investment Trust conducts Specified Investment Management Activities as set forth in Article 29-2, paragraph (2), item (ii) of that Act as replaced pursuant to the provisions of the preceding paragraph, limited to cases where said Settlor Company of an Investment Trust has obtained the approval set forth in Article 35, paragraph (4) of that Act for conducting said Specified Investment Management Activities in the course of trade), said instructions shall be deemed to fall under the acts listed in Article 2, paragraph (8), item (xiv) of that Act.
- 第四十九条第一項第三号から第六号までのいずれかに該当して同項の規定 による届出(同項第三号に係る届出にあつては当該合併後当該外国銀行支店に係る外国銀行が消滅することとなる合併、当該外国銀行支店に係る事業の全部を承 継させることとなる会社分割及び事業の全部の譲渡に係る届出に限るものとし、同項第四号に係る届出にあつては銀行業の一部の廃止に係る届出を除く。)があ つたときは、当該届出をした外国銀行支店に係る外国銀行に対する第四条第一項の内閣総理大臣の免許は、効力を失う。
- When a Foreign Bank Branch has given a notification under Article 49(1) due to falling under any of the categories set forth in Article 49(1)(iii) to (vi) inclusive (with regard to a notification pertaining to item (iii) of that paragraph, it shall be limited to a notification pertaining to a Merger resulting in extinction of the Foreign Bank to which said Foreign Bank Branch belongs, a company split resulting in succession of all of the business pertaining to said Foreign Bank Branch, or transfer of all of the business, and with regard to a notification pertaining to item (iv) of that paragraph, it shall exclude a notification pertaining to partial abolition of the Banking Business), the license from the Prime Minister set forth in Article 4(1) for the Foreign Bank to which to the Foreign Bank Branch that has given that notification belongs shall lose its effect.
- この編(前節、第一項、第六十七条の二及び第二百十七条第三項を除く。)及び第五編(第三百三十二条の二を除く。)の規定において会社法の規定を準用する場合には、同法の規定(当該規定において準用する同法の他の規定を含む。)中「電磁的記録」とあるのは「電磁的記録(保険業法第四条第三項に規定する電磁的記録をいう。)」と、「電磁的方法」とあるのは「電磁的方法(保険業法第十六条第二項第四号に規定する電磁的方法をいう。)」と、「法務省令」とあるのは「内閣府令」と読み替えるものとする。
- For the purpose of applying mutatis mutandis the provisions of the Companies Act to the provisions of this Part (excluding the preceding Section, paragraph (1), Article 67-2 and Article 217, paragraph (3)) and Part V (excluding Article 332-2), the term 'electromagnetic record' in the provisions of that Act (including other provisions of that Act as applied mutatis mutandis pursuant to the relevant provisions) shall be deemed to be replaced with 'electromagnetic record (referring to the electromagnetic record prescribed in Article 4, paragraph (3) of the Insurance Business Act);' the term 'electromagnetic means' in that Act shall be deemed to be replaced with 'electromagnetic means (referring to the electromagnetic means defined in Article 16, paragraph (2), item (iv) of the Insurance Business Act);'and the term 'Ordinance of the Ministry of Justice' in that Act shall be deemed to be replaced with 'Cabinet Office Ordinance,' respectively.
- 内閣総理大臣は、銀行の業務若しくは財産又は銀行及びその子会社等の財産の状況に照らして、当該銀行の業務の健全かつ適切な運営を確保するため必要があると認めるときは、当該銀行に対し、措置を講ずべき事項及び期限を示して、当該銀行の経営の健全性を確保するための改善計画の提出を求め、若しくは提出された改善計画の変更を命じ、又はその必要の限度において、期限を付して当該銀行の業務の全部若しくは一部の停止を命じ、若しくは当該銀行の財産の供託その他監督上必要な措置を命ずることができる。
- The Prime Minister may, when he/she finds it necessary for ensuring sound and appropriate management of the business activities of a Bank in light of the status of the business activities or property of that Bank or the property of that Bank and its Subsidiary Companies, etc., request that Bank to submit an improvement plan for ensuring soundness in management of that Bank or order a change to the submitted improvement plan by designating the matters and the time limit for which measures should be taken, or, within the limit necessary, order suspension of the whole or part of the business activities of that Bank by setting a time limit or order deposit of property of that Bank or other measures necessary for the purpose of supervision.
- 吸収合併消滅会員金融商品取引所が前項において準用する第百一条の四第二項の規定による公告を、官報のほか、次項において準用する会社法第九百三十九条第一項の規定による定款の定めに従い、同項第二号に掲げる公告方法(会員金融商品取引所が公告(この法律の規定により官報に記載する方法によりしなければならないものとされているものを除く。)をする方法をいう。以下この目において同じ。)によりするときは、前項において準用する第百一条の四第二項の規定による各別の催告は、することを要しない。
- When a Membership-Type Financial Instruments Exchange Extinguished upon an Absorption-Type Merger gives the public notice prescribed in Article 101-4(2) as applied mutatis mutandis pursuant to the preceding paragraph not only in the Official Gazette but also by the Methods of Public Notice (meaning the methods by which the Membership-Type Financial Instruments Exchange gives public notice (excluding those which shall be given by the method of publication in the Official Gazette under the provisions of this Act); hereinafter the same shall apply in this Division) set forth in Article 939(1)(ii) of the Companies Act, in accordance with the provisions of the articles of incorporation prescribed in Article 939(1) of the Companies Act as applied mutatis mutandis pursuant to the following paragraph, the Membership-Type Financial Instruments Exchange Extinguished upon an Absorption-Type Merger shall not be required to give the individual notice prescribed in Article 101-4(2) as applied mutatis mutandis pursuant to the preceding paragraph.
- 会社は、その株式を取得した次に掲げる者から、その氏名及び住所を株主名 簿に記載し、又は記録することの請求を受けた場合において、その請求に応ずることによつて第一号から第三号までに掲げる者により直接に占められる議決権の 割合とこれらの者により第四号に掲げる者を通じて間接に占められる議決権の割合として総務省令で定める割合とを合計した割合(以下この条において「外国人 等議決権割合」という。)が三分の一以上となるときは、その氏名及び住所を株主名簿に記載し、又は記録してはならない。
- When the Company has received a request to enter the name and address in its register of shareholders from those persons set forth in any of the following items who have acquired its shares, the Company shall not do so if the aggregate of the ratios of the voting rights directly held by the persons set forth in items (i) through (iii) and the ratio prescribed in the provisions of the applicable Ordinance of MIC as the ratio of voting rights indirectly held by such persons through controlling the persons set forth in item (iv) (such an aggregate will be referred to as the 'ratio of voting rights of foreign nationals, etc.') in this article reaches or exceed one-third upon acceptance of the request.
- 前項の規定にかかわらず、合併をする監査法人が同項の規定による公告を、官報のほか、第六項において準用する会社法第九百三十九条第一項の規定による定款の定めに従い、同項第二号又は第三号に掲げる方法によりするときは、前項の規定による各別の催告は、することを要しない。ただし、合併後存続する監査法人又は合併により設立する監査法人が有限責任監査法人である場合において、合併により消滅する監査法人が無限責任監査法人であるときにおける当該消滅する無限責任監査法人については、この限りでない。
- Notwithstanding the provisions of the preceding paragraph, when an audit corporation carrying out a merger gives public notice under the provisions of the same paragraph by the method set forth in Article 939(1)(ii) or (iii) of the Companies Act in accordance with the provisions of its articles of incorporation under the provisions of Article 939(1) of the Companies Act as applied mutatis mutandis pursuant to paragraph (6), in addition to one in an official gazette, it is not necessary to give the individual notice under the provisions of the preceding paragraph; provided, however, that, in the case where the audit corporation surviving the merger or the audit corporation incorporated as a result of the merger is a limited liability audit corporation, if the audit corporation to become extinct through the merger is an unlimited liability audit corporation, this shall not apply to said unlimited liability audit corporation to become extinct through the merger.
- 会社法第八百六条第五項から第七項まで、第八百七条、第八百六十八条第一項、第八百七十条(第四号に係る部分に限る。)、第八百七十一条本文、第八百七十二条(第四号に係る部分に限る。)、第八百七十三条本文、第八百七十五条及び第八百七十六条の規定は、第一項の規定による請求について準用する。この場合において、同法第八百六条第五項中「第三項」とあるのは「投資法人法第百四十九条の十三第二項」と、「前項」とあるのは「同条第三項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 806, paragraph (5) through paragraph (7), Article 807, Article 868, paragraph (1), Article 870 (limited to the part pertaining to item (iv)), the main clause of Article 871, Article 872 (limited to the part pertaining to item (iv)), the main clause of Article 873, Article 875, and Article 876 of the Companies Act shall apply mutatis mutandis to the demand prescribed in paragraph (1). In this case, the terms 'paragraph (3)' and 'the preceding paragraph' in Article 806, paragraph (5) of that Act shall be deemed to be replaced with 'Article 149-13, paragraph (2) of the Investment Corporations Act' and 'paragraph (3) of that Article' respectively and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第二十七条第七項、第三十六条の七第一項(第六十九条第一項において準用する場合を含む。)、第五十三条の四第一項(第八十二条の十第四項において準用する場合を含む。)、第八十二条第三項若しくは第八十二条の十五の規定又は第六十九条第一項において準用する会社法第四百九十二条第一項の規定に違反して、議事録若しくは財産目録若しくは貸借対照表を作成せず、又はこれらの書類若しくは電磁的記録に記載し、若しくは記録すべき事項を記載せず、若しくは記録せず、若しくは虚偽の記載若しくは記録をしたとき。
- When, in violation of the provisions of Article 27, paragraph (7), Article 36-7, paragraph (1) (including the case where it is applied mutatis mutandis pursuant to Article 69, paragraph (1)), Article 53-4, paragraph (1) (including the case where it is applied mutatis mutandis pursuant to Article 82-10, paragraph (4)), Article 82, paragraph (3) or Article 82-15 or the provisions of Article 492, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 69, paragraph (1), having failed to prepare the minutes, an inventory of property, or a balance sheet, or having failed to state or record the matters to be stated or recorded in these documents or electromagnetic records, or having stated or recorded false matters
- 第九十四条及び第九十五条の規定は、前項の規定により取引資格を与えられた者について準用する。この場合において、第九十四条中「定款」とあるのは「業務規程」と、「金融商品会員制法人」とあるのは「株式会社金融商品取引所」と、「脱退する」とあるのは「取引資格を喪失する」と、第九十五条中「脱退する」とあるのは「取引資格を喪失する」と、同条第一号中「金融商品取引業者等」とあるのは「第百十三条第一項各号に掲げる者」と、同条第三号中「除名」とあるのは「取引資格の取消し」と読み替えるものとする。
- The provisions of Articles 94 and 95 shall apply mutatis mutandis to the persons who have been granted the qualification for trading under the provision of the preceding paragraph. In this case, the term 'the articles of incorporation' in Article 94 shall be deemed to be replaced with 'the operational rules,'; the term 'Financial Instruments Membership Corporation' in said Article shall be deemed to be replaced with 'Stock-Company-Type Financial Instruments Exchange,'; the term 'withdraw' in said Article shall be deemed to be replaced with 'relinquish the qualification for trading,'; the term 'withdraw' in Article 95 shall be deemed to be replaced with 'lose the qualification for trading,'; the term 'financial business operator, etc.' in Article 95(i) shall be deemed to be replaced with 'the person listed in any of the items of Article 113(1),'; and the term 'expulsion' in Article 95(iii) shall be deemed to be replaced with 'rescission of the qualification for trading.'
- 内閣総理大臣は、銀行の業務の健全かつ適切な運営を確保するため特に必要があると認めるときは、その必要の限度において、当該銀行の子法人等(子会社その他銀行がその経営を支配している法人として内閣府令で定めるものをいう。次項、次条第二項及び第五項並びに第四十七条第二項において同じ。)又は当該銀行から業務の委託を受けた者(前項の銀行代理業者を除く。次項並びに次条第二項及び第五項において同じ。)に対し、当該銀行の業務又は財産の状況に関し参考となるべき報告又は資料の提出を求めることができる。
- The Prime Minister may, when and to the extent that he/she finds it particularly necessary for ensuring the sound and appropriate management of the business of a Bank, require a Subsidiary, etc. of said Bank (meaning a Subsidiary Company or any other entity that is specified by Cabinet Office Ordinance as a juridical person of which management is controlled by that Bank; the same shall apply in the following paragraph, paragraphs (2) and (5) of the following Article and Article 47, paragraph (2)) or a person to whom business has been entrusted by that Bank (excluding the Bank Agent set forth in the preceding paragraph; the same shall apply in the following paragraph and paragraphs (2) and (5) of the following Article) to submit reports or materials that would helpful for understanding the status of the business activities or property of said Bank.
- 特定目的会社が資産の流動化に係る業務のうち資産対応証券の発行に先立って特定資産の取得その他の内閣府令で定めるものを行う場合であって、業務開始届出を行うときは、第五条の規定にかかわらず、同条第一項第二号に掲げる事項のうちその記載又は記録の省略が投資者の保護に反しないものとして内閣府令で定めるもの(次項において「特定事項」という。)の記載又は記録を省略することができる。この場合において、第四条第三項第三号及び第四号に掲げる書類のうち内閣府令で定めるものの添付を省略することができる。
- When a Specific Purpose Company makes a Business Commencement Notification in cases where it will carry out, from among business pertaining to Asset Securitization, acquisition of Specified Assets or any other act specified by a Cabinet Office Ordinance prior to issuance of Asset-Backed Securities, it may, notwithstanding the provisions of Article 5, omit statements on or records of the matters set forth in paragraph (1)(ii) of that Article that are specified by a Cabinet Office Ordinance as those whose omission would not jeopardize the protection of the investors (referred to as 'Specified Matters' in the following paragraph). In this case, attachment of documents listed in Article 4(3)(iii) and (iv) which are specified by Cabinet Office Ordinance may be omitted.
- 会社法第九百三十九条第一項(第二号及び第三号に係る部分に限る。)及び第三項、第九百四十条第一項(第三号に係る部分に限る。)及び第三項、第九百四十一条、第九百四十六条、第九百四十七条、第九百五十一条第二項、第九百五十三条並びに第九百五十五条の規定は、監査法人が第二項の規定による公告をする場合について準用する。この場合において、同法第九百三十九条第一項及び第三項中「公告方法」とあるのは「合併の公告の方法」と、同法第九百四十六条第三項中「商号」とあるのは「名称」と読み替えるものとする。
- The provisions of Article 939(1) (limited to the portions pertaining to item (ii) and item (iii)) and Article 939(3), Article 940 (1) (limited to the portion pertaining to item (iii)) and Article 940(3), Article 941, Article 946, Article 947, Article 951(2), Article 953, and Article 955 of the Companies Act shall apply mutatis mutandis to the case where an audit corporation gives public notice under the provisions of paragraph (2). In this case, the term 'method of public notice' in Article 939(1) and (3) of the same Act shall be deemed to be replaced with 'method of public notice of a merger,' and the term 'trade name' in Article 946(3) of the same Act shall be deemed to be replaced with 'name.'
- この法律若しくは金融商品取引法第百九十七条から第百九十八条までの規定に違反し、又は投資信託及び投資法人に関する法律第二百三十三条第一項(第三号に係る部分に限る。)の罪、保険業法第三百二十八条第一項(第三号に係る部分に限る。)の罪、資産の流動化に関する法律第三百八条第一項(第三号に係る部分に限る。)の罪若しくは会社法第九百六十七条第一項(第三号に係る部分に限る。)の罪を犯し、禁錮以上の刑に処せられた者であつて、その執行を終わり、又は執行を受けることがなくなつてから五年を経過しないもの
- A person who has violated this Act or the provisions of Articles 197 to 198 inclusive of the Financial Instruments and Exchange Act or who has committed a crime set forth in Article 233(1) (limited to the portion pertaining to item (iii)) of the Act on Securities Investment Trust and Securities Investment Corporations, a crime set forth in Article 328(1) (limited to the portion pertaining to item (iii)) of the Insurance Business Act, a crime set forth in Article 308(1) (limited to the portion pertaining to item (iii)) of the Act on Securitization of Assets or a crime set forth in Article 967(1) (limited to the portion pertaining to item (iii)) of the Companies Act, who has been sentenced to imprisonment without work or a severer punishment and for whom five years have yet to elapse from the time when the execution of the sentence has been completed or the sentence has ceased to be executed
- 資産運用会社は、資産の運用を行う投資法人と自己又はその取締役若しくは執行役、資産の運用を行う他の投資法人、利害関係人等その他の政令で定める者との間における特定資産(指定資産及び内閣府令で定めるものを除く。以下この項において同じ。)の売買その他の政令で定める取引が行われたときは、内閣府令で定めるところにより、当該取引に係る事項を記載した書面を当該投資法人、資産の運用を行う他の投資法人(当該特定資産と同種の資産を投資の対象とするものに限る。)その他政令で定める者に交付しなければならない。
- In cases where the sale and purchase of Specified Assets (excluding Designated Assets and those specified by a Cabinet Office Ordinance; hereinafter the same shall apply in this paragraph) and other transactions specified by a Cabinet Order have been carried out between the Investment Corporation investing the assets and the Asset Management Company, one of its directors or executive officers, any other Investment Corporation that invests assets, an Interested Person, etc., or any other person specified by a Cabinet Order, the Asset Management Company shall, pursuant to the provisions of a Cabinet Office Ordinance, deliver documents stating the matters related to the transaction(s) to the Investment Corporation, the other Investment Corporation investing assets (limited to one whose investments are of the same type of assets as the Specified Assets), and any other person specified by a Cabinet Order.
- 会社法第九百三十九条第一項(第二号及び第三号に係る部分に限る。)及び第三項、第九百四十条第一項(第三号に係る部分に限る。)及び第三項、第九百四十一条、第九百四十六条、第九百四十七条、第九百五十一条第二項、第九百五十三条並びに第九百五十五条の規定は、特許業務法人が第二項の規定による公告をする場合について準用する。この場合において、同法第九百三十九条第一項及び第三項中「公告方法」とあるのは「合併の公告の方法」と、同法第九百四十六条第三項中「商号」とあるのは「名称」と読み替えるものとする。
- The provisions of paragraphs (1) (limited to portions pertaining to items (ii) and (iii)) and (3) of Article 939, paragraphs (1) (limited to portions pertaining to item (iii)) and (3) of Article 940, Articles 941, 946, 947, 951 (2), 953 and 955 of the Companies Act shall apply mutatis mutandis to cases where a patent professional corporation makes notice pursuant to the provision of paragraph (2). In this case, the term 'method of public notice' in Article 939 (1) and (3) of the same Act shall be deemed to be replaced with 'method of public notice of the merger', and the term 'trade name' in Article 946 (3) of the same Act shall be deemed to be replaced with 'name'.
- 前項第一号の規定による株式の引受け及び当該引受けに係る株式の保有並びに同項第二号の規定による株式、新株予約権(新株予約権付社債に付されたものを除く。)又は新株予約権付社債等の引受け及び当該引受けに係る株式、新株予約権(その行使により発行され、又は移転された株式を含む。)又は新株予約権付社債等(新株予約権付社債等に付された新株予約権の行使により発行され、又は移転された株式を含む。)の保有は、中小企業投資育成株式会社法の適用については、それぞれ同法第五条第一項第一号及び第二号の事業とみなす。
- For the purpose of the application of the Small and Medium Business Investment & Consultation Companies Act, the subscription for shares and the holding of the shares obtained through said subscription pursuant to the provisions of item 1 of the preceding paragraph and, the subscription for shares, the application for share options (except for those attached to bonds with share option), or the purchase of bonds with share option, etc. and the holding of the shares, the share options (including the shares issued or transferred through the exercise of the share options), or the bonds with share option, etc. (including the shares issued or transferred through the exercise of the share options attached to the bonds with share option, etc.), obtained through said subscription pursuant to item 2 of the same paragraph, shall be deemed to be the businesses of item 1 and item 2 respectively of Article 5, paragraph 1 of the Act mentioned above in this paragraph.
- 資産運用会社が、業として有価証券又はデリバティブ取引に係る権利以外の資産に対する投資として登録投資法人の資産の運用を行う場合(第一項の規定により読み替えられた金融商品取引法第二十九条の二第二項第二号に規定する特定投資運用行為を行う場合にあつては、業として当該特定投資運用行為を行うことにつき同法第三十五条第四項の承認を受けた場合に限る。)における同法の規定の適用については、当該運用は、同法第二条第八項第十二号に掲げる行為(同号イに掲げる契約に基づいて行うものに限る。)に該当するものとみなす。
- With regard to the application of the provisions of the Financial Instruments and Exchange Act in cases where an Asset Management Company invests assets of a Registered Investment Corporation as an investment in Securities or in assets other than rights pertaining to Derivative Transactions in the course of business (in cases where the Asset Management Company conducts Specified Investment Management Activities as set forth in Article 29-2, paragraph (2), item (ii) of that Act as replaced pursuant to paragraph (1), limited to the case where said Asset Management Company has obtained approval set forth in Article 35, paragraph (4) of that Act for conducting said Specified Investment Management Activities in the course of business), said investment shall be deemed to fall under the acts listed in Article 2, paragraph (8), item (xii) of that Act (limited to the acts conducted under the contract listed in Article 2, paragraph (8), item (xii), sub-item (a) of that Act).
- 会社法第八百三十三条第二項、第八百三十四条(第二十一号に係る部分に限る。)、第八百三十五条第一項、第八百三十七条、第八百三十八条、第八百四十六条及び第九百三十七条第一項(第一号リに係る部分に限る。)の規定は、監査法人の解散の訴えについて準用する。この場合において、同項中「本店(第一号トに規定する場合であって当該決議によって第九百三十条第二項各号に掲げる事項についての登記がされているときにあっては、本店及び当該登記に係る支店)」とあるのは、「主たる事務所及び従たる事務所」と読み替えるものとする。
- The provisions of Article 833(2), Article 834 (limited to the portion pertaining to item (xxi)), Article 835(1), Article 837, Article 838, Article 846, and Article 937(1) (limited to the portion pertaining to (i) of item (i)) of the Companies Act shall apply mutatis mutandis to the action for the dissolution of an audit corporation. In this case, the phrase 'head office (in the case prescribed in item (i)(g) wherein the matters listed in the items of Article 930(2) have been registered based on said resolution, the head office and the branch office pertaining to said registration)' in Article 937(1) of the Companies Act shall be deemed to be replaced with 'principal office and the secondary office.'
- 前項第一号の規定による 株式の引受け及び当該引受けに係る株式の保有並びに同項第二号の規定による株式、新株予約権(新株予約権付社債に付されたものを除く。)又は新株予約権付 社債等の引受け及び当該引受けに係る株式、新株予約権(その行使により発行され、又は移転された株式を含む。)又は新株予約権付社債等(新株予約権付社債 等に付された新株予約権の行使により発行され、又は移転された株式を含む。)の保有は、中小企業投資育成株式会社法の適用については、それぞれ同法第五条 第一項第一号及び第二号の事業とみなす。
- Concerning the application of the Small and Medium Business Investment & Consultation Companies Act to the subscription for shares and the holding of the shares obtained through said subscription pursuant to the provisions of item (i) of the preceding paragraph and, the subscription for shares, a right to subscribe for new shares (except for those attached to bonds with a right to subscribe for new shares) or bonds with a right to subscribe for new shares, etc., and the holding of the shares, the right to subscribe for new shares (including the shares issued or transferred through the exercise of the right to subscribe for new shares), the bonds with a right to subscribe for new shares, etc. (including the shares issued or transferred through the exercise of the right to subscribe for new shares attached to the bonds with a right to subscribe for new shares, etc.) obtained through said subscription pursuant to item (ii) of the same paragraph, those businesses shall be deemed to be the businesses of item (i) and item (ii) respectively of Article 5, paragraph (1) of the Act mentioned above in this paragraph.
- 第五十一条第一項第二号に掲げる第二種特定目的会社において、募集優先出資(前項の募集に応じて優先出資の引受けの申込みをした者に対して割り当てる優先出資をいう。以下この款において同じ。)の払込金額(募集優先出資一口と引換えに払い込む金銭をいう。以下この款において同じ。)が当該募集優先出資を引き受ける者に特に有利な金額である場合には、取締役は、社員総会において、当該払込金額でその者の募集をすることを必要とする理由を説明し、当該社員総会の決議によって、当該募集優先出資の種類、口数及び払込金額を定めなければならない。
- For a Type 2 Specific Purpose Company as set forth in Article 51(1)(ii), in cases where the Amount To Be Paid In (meaning the amount of monies to be paid in exchange for one unit of Preferred Equity for Subscription; hereinafter the same shall apply in this Subsection) for Preferred Equity for Subscription (meaning Preferred Equity that will be allotted to persons who have filed an application to subscribe for Preferred Equity in response to the solicitation set forth in the preceding paragraph; hereinafter the same shall apply in this Subsection) is particularly favorable to subscribers being solicited for Preferred Equity for Subscription, the directors shall, at a general meeting of members, explain the reason for the need to solicit such persons at such an offered Amount To Be Paid In, and the class, number of units, and the Amount To Be Paid In with regard to said Preferred Equity for Subscription shall be determined by resolution at a general meeting of members.
- 会社法第六百六十八条から第六百七十一条までの規定は、無限責任監査法人の任意清算について準用する。この場合において、同法第六百六十八条第一項及び第六百六十九条中「第六百四十一条第一号から第三号まで」とあるのは「公認会計士法第三十四条の十八第一項第一号又は第二号」と、同条中「法務省令」とあるのは「内閣府令」と、同条第二項中「同項」とあるのは「前条第一項」と、同法第六百七十条第三項中「第九百三十九条第一項」とあるのは「公認会計士法第三十四条の二十第六項において準用する第九百三十九条第一項」と読み替えるものとする。
- The provisions of Articles 668 to 671 inclusive of the Companies Act shall apply mutatis mutandis to the voluntary liquidation of unlimited liability audit corporations. In this case, the term 'Article 641(i) to (iii) inclusive' in Article 668(1) and Article 669 of the same Act shall be deemed to be replaced with 'Article 34-18(1)(i) or (ii) of the Certified Public Accountants Act,' the term 'Ordinance of the Ministry of Justice' in Article 669 of the same Act shall be deemed to be replaced with 'Cabinet Office Ordinance,' the term 'that paragraph' in paragraph (2) of the same Article shall be deemed to be replaced with 'paragraph (1) of the preceding Article,' and the term 'Article 939(1)' in Article 670(3) of the same Act shall be deemed to be replaced with 'Article 939(1) as applied mutatis mutandis pursuant to Article 34-20(6) of the Certified Public Accountants Act.'
- 第百九条第三項並びに会社法第三百四十九条第四項及び第五項、第三百五十五条、第三百六十条第一項並びに第四百八十四条の規定は清算執行人について、同法第三百五十二条、第八百六十八条第一項、第八百六十九条、第八百七十一条、第八百七十四条(第四号に係る部分に限る。)、第八百七十五条及び第八百七十六条の規定は清算執行人の職務を代行する者について、それぞれ準用する。この場合において、同法第三百六十条第一項中「著しい損害」とあるのは「回復することができない損害」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- Article 109, paragraph (3) of this Act and the provisions of Article 349, paragraph (4) and paragraph (5), Article 355, Article 360, paragraph (1), and Article 484 of the Companies Act shall apply mutatis mutandis to an executive liquidator and the provisions of Article 352, Article 868, paragraph (1), Article 869, Article 871, Article 874 (limited to the part pertaining to item (iv)), Article 875, and Article 876 of that Act shall apply mutatis mutandis to the person who performs duties on behalf of an executive liquidator. In this case, the phrase 'substantial detriment' in Article 360, paragraph (1) of that Act shall be deemed to be replaced with 'irreparable harm,' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 法第二条第八項第六号に掲げる行為のうち、金融商品取引業者(第二種金融商品取引業を行う法人であって、資本金の額又は出資の総額が五千万円以上であるものに限る。以下この号において同じ。)が、同条第二項第五号に掲げる権利(匿名組合契約(当該匿名組合契約の営業者が当該金融商品取引業者によりその発行済株式の全部を所有されている株式会社であるものに限る。)に基づく権利のうち、当該権利に係る出資対象事業が機械類その他の物品又は物件を使用させる業務であるものに限る。)の募集又は私募に際し、同条第六項第一号に掲げるものを行う行為
- the acts which are listed in Article 2, paragraph (8), item (vi) of the Act, and in which a Financial Instruments Specialist (limited to a juridical person engaged in a Type II Financial Instruments Services and whose amount of stated capital or total amount of contribution is 50 million yen or more; hereinafter the same shall apply in this item) conducts the acts listed in item (i), paragraph (6) of that Article at the time of the public offering or private placement of the rights listed in item (v), paragraph (2) of that Article (limited to the rights under a Silent Partnership Contract (limited to those of which the proprietor is a stock company all of whose issued shares are held by said Financial Instruments Specialist), for which the Business Subject to Investment pertaining to said rights is a business to make goods or articles such as machines available for use);
- 会社法第八百四十条の規定は第百一条の九の規定により組織変更時発行株式を発行した場合における前項において準用する同法第八百二十八条第一項(第六号に係る部分に限る。)に規定する組織変更の無効の訴えについて、同法第八百六十八条第一項、第八百七十一条本文、第八百七十二条(第二号に係る部分に限る。)、第八百七十三条本文、第八百七十五条から第八百七十七条まで及び第八百七十八条第一項の規定はこの項において準用する同法第八百四十条第二項の申立てについて、それぞれ準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provision of Article 840 of the Companies Act shall apply mutatis mutandis to an action seeking invalidation of Entity Conversion prescribed in Article 828(1) of the same Act (limited to the part pertaining to item (vi)) as applied mutatis mutandis pursuant to the provision of the preceding paragraph in the case where the Shares Issued upon Entity Conversion are issued under the provision of Article 101-9; and the provisions of Article 868(1), the main clause of Article 871, Article 872 (limited to the part pertaining to item (ii)), the main clause of Article 873, Articles 875 to 877 inclusive and Article 878(1) of that Act shall apply mutatis mutandis to a petition under Article 840(2) of that Act as applied mutatis mutandis pursuant to this paragraph. In this case, the necessary technical replacement of terms shall be specified by a Cabinet Order.
- 特定組合(組合のうち、特定中小企業等に該当する株式会社の発行する未公開株式(証券取引法第二条第十六項に規定する証券取引所に上場されておらず、かつ、同法第七十五条第一項の店頭売買有価証券登録原簿に登録されていない株式をいう。)の取得及び保有その他の政令で定める事業(以下「中小未公開企業株式取得等事業」という。)の全部又は一部のみを営むことをその組合契約において約した組合以外のものをいう。以下同じ。)の有限責任組合員たる資格を有する者は、同法第二条第三項第一号に規定する適格機関投資家その他の政令で定める者とする。
- Persons qualified to be limited liability partners of a Specified Partnership (meaning a Partnership other than a Partnership of which the Partnership Agreement includes a commitment to engage wholly or partly in the business of acquiring and holding unlisted shares (refers to shares that are neither listed on a share exchange prescribed in Article 2(16) of the Securities and Exchange Act nor registered on the registry of OTC traded securities prescribed in Article 75(1) of said act) issued by a business corporation that corresponds to a Specified SME, Etc.) or other business prescribed by Cabinet Order (referred to hereinafter as 'the Business of acquiring shares, etc. of unlisted small or medium sized enterprises') shall be qualified institutional investors as defined in Article 2 (3) - 1 of said Act or other persons prescribed by Cabinet Order.
- 第一項後段の再生計画案が住宅資金特別条項を定めたものである場合における同項後段及び前項の規定の適用については、第一項後段中「届出再生債権者の総債権」とあるのは「届出再生債権者の債権(第百九十八条第一項に規定する住宅資金貸付債権又は保証会社の住宅資金貸付債権に係る債務の保証に基づく求償権で、届出があったものを除く。)の全部」と、「債権を有する届出再生債権者」とあるのは「当該債権を有する届出再生債権者」と、前項中「第百七十四条第二項各号(第三号を除く。)」とあるのは「第二百二条第二項各号(第四号を除く。)」とする。
- For the purpose of application of the provisions of the second sentence of paragraph (1) and the preceding paragraph in cases where a rehabilitation plan set forth in the second sentence of paragraph (1) specifies special clauses on home loan, in the second sentence of paragraph (1), the phrase 'total claims held by holders of filed rehabilitation claims' shall be deemed to be replaced with 'all of the claims held by holders of filed rehabilitation claims (excluding a home loan claim prescribed in Article 198(1)or a right of exoneration based on the guarantee for the debt for a home loan claim, which has been filed),' the phrase 'holder of filed rehabilitation claim who holds a claim' shall be deemed to be replaced with 'holder of filed rehabilitation claim who holds said claim,' and the phrase 'items of Article 174(2) (excluding item (iii))' shall be deemed to be replaced with 'items of Article 202(2) (excluding item (iv)).'
- 会社法第三百四十九条第四項及び第五項、第三百五十五条並びに第三百六十条第一項の規定は執行役員について、同法第三百五十条の規定は投資法人について、同法第三百五十二条、第八百六十八条第一項、第八百六十九条、第八百七十一条、第八百七十四条(第四号に係る部分に限る。)、第八百七十五条及び第八百七十六条の規定は執行役員の職務を代行する者について、それぞれ準用する。この場合において、同法第三百六十条第一項中「著しい損害」とあるのは「回復することができない損害」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 349, paragraph (4) and paragraph (5), Article 355, and Article 360, paragraph (1) of the Companies Act shall apply mutatis mutandis to corporate officers, Article 350 of that Act shall apply mutatis mutandis to Investment Corporations, and the provisions of Article 352, Article 868, paragraph (1), Article 869, Article 871, Article 874 (limited to the part pertaining to item (iv)), Article 875, and Article 876 of that Act shall apply mutatis mutandis to the person who performs his/her duties on behalf of a corporate officer. In this case, the phrase 'substantial detriment' in Article 360, paragraph (1) of that Act shall be deemed to be replaced with 'irreparable detriment,' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 会社法第九百三十九条第一項(第二号及び第三号に係る部分に限る。)及び第三項、第九百四十条第一項(第三号に係る部分に限る。)及び第三項、第九百四十一条、第九百四十六条、第九百四十七条、第九百五十一条第二項、第九百五十三条並びに第九百五十五条の規定は、有限責任監査法人が第一項において準用する同法第六百二十七条第三項又は第六百三十五条第三項の規定による公告をする場合について準用する。この場合において、同法第九百四十六条第三項中「商号」とあるのは、「名称」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 939(1) (limited to the portions pertaining to item (ii) and item (iii)), Article 939(3), Article 940(1) (limited to the portion pertaining to item (iii)), Article 940(3), Article 941, Article 946, Article 947, Article 951(2), Article 953 and Article 955 of the Companies Act shall apply mutatis mutandis to the case where a limited liability audit corporation gives public notice under the provisions of Article 627(3) or Article 635(3) of the Companies Act as applied mutatis mutandis pursuant to paragraph (1) of this Article. In this case, the term 'trade name' in Article 946(3) of the Companies Act shall be deemed to be replaced with 'name,' and any other necessary technical replacement of terms shall be specified by Cabinet Order.
- 行政庁は、共済事業を行う組合の業務若しくは財産又は共済事業を行う組合及びその子会社等の財産の状況に照らして、当該組合の業務の健全かつ適切な運営を確保し、組合員その他の共済契約者の保護を図るため必要があると認めるときは、当該組合に対し、措置を講ずべき事項及び期限を示して、経営の健全性を確保するための改善計画の提出を求め、若しくは提出された改善計画の変更を命じ、又はその必要の限度において、期限を付して当該組合の業務の全部若しくは一部の停止を命じ、若しくは当該組合の財産の供託その他監督上必要な措置を命ずることができる。
- When an administrative agency finds it to be necessary for securing the sound and appropriate administration of the operations of a cooperative engaged in mutual aid activities and for achieving the protection of partner and any other mutual aid contractors, in light of the status of the operations or property of the cooperative engaged in mutual aid activities or the property of the cooperative engaged in mutual aid activities and its subsidiary company, etc., it may, by indicating the matters for which measures should be taken and the period in which they should be taken, request the cooperative to submit an improvement plan for securing sound management or order the cooperative to change the submitted improvement plan, or, within the limit necessary, order the suspension of all or part of the operations of the cooperative by setting a time limit or order deposit of the property of the cooperative or any other measure necessary for the purpose of supervision.
- 内閣総理大臣は、会社その他の者の同一の会計期間に係る財務書類の二以上の証明について前項の決定(第三十一条の二第一項の規定に係るものに限る。以下この項において同じ。)をしなければならない場合には、同条第一項の規定による額に代えて、それぞれの決定に係る事実について同項の規定により計算した額(以下この項及び次項において「個別決定ごとの算出額」という。)のうち最も高い額を内閣府令で定めるところにより当該個別決定ごとの算出額に応じてあん分して得た額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。
- The Prime Minister shall, in the case where he/she must render a decision set forth in the preceding paragraph (limited to that pertaining to the provisions of Article 31-2(1); hereinafter the same shall apply in this paragraph) for two or more attestations of financial documents pertaining to the same accounting period of a company or any other person, render a decision ordering the respondent to pay to the Treasury, in lieu of the amount under the provisions of paragraph (1) of the same Article, a surcharge of an amount corresponding to the amount obtained by dividing proportionately the highest of the amounts calculated pursuant to the provisions of the same paragraph for the facts pertaining to the respective decisions (hereinafter referred to as the 'amounts calculated for the individual decisions' in this paragraph and the following paragraph) in accordance with said amounts calculated for the individual decisions, pursuant to the provisions of a Cabinet Office Ordinance.
- 第十八条第一項の規定は、重要な事項について虚偽の表示があり、又は表示すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の表示が欠けている第四項において準用する第二十七条の八第八項の規定による公告又は公表を行つた会社について準用する。この場合において、第十八条第一項中「当該有価証券を当該募集又は売出しに応じて取得した者」とあり、及び「当該有価証券を取得した者」とあるのは「当該公開買付けに応じて当該上場株券等の売付け等をした者」と、「その取得の申込みの際」とあるのは「その売付け等の際」と読み替えるものとする。
- Article 18(1) shall apply mutatis mutandis to a company which gives public notice or public announcement under Article 27-8(8) as applied mutatis mutandis pursuant to paragraph (4) that contains any fake statement on important matters or lacks an indication on any important matters that should be indicated or on a material fact that is necessary for avoiding misunderstanding. In this case, both of the terms 'a person who acquires the Securities through the Public Offering or Secondary Distribution' and 'the person who acquired the Securities' in Article 18(1) shall be deemed to be replaced with 'the person who makes Sales, etc. of the Listed Share Certificates, etc. in response to the Tender Offer'; and the term 'at the time of making an offer to acquire the Securities' in said provision shall be deemed to be replaced with 'at the time of the Sales, etc.'
- 内閣総理大臣は、会社その他の者の同一の会計期間に係る財務書類の二以上の証明について第一項の決定(第三十四条の二十一の二第一項の規定に係るものに限る。以下この項において同じ。)をしなければならない場合には、同条第一項の規定による額に代えて、それぞれの決定に係る事実について同項の規定により計算した額(以下この項及び次項において「個別決定ごとの算出額」という。)のうち最も高い額を内閣府令で定めるところにより当該個別決定ごとの算出額に応じてあん分して得た額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。
- The Prime Minister shall, in the case where he/she must render a decision set forth in paragraph (1) (limited to that pertaining to the provisions of Article 34-21-2(1); hereinafter the same shall apply in this paragraph) on two or more attestations of financial documents pertaining to the same accounting period of a company or any other person, render a decision ordering the respondent to pay to the Treasury, in lieu of the amount under the provisions of paragraph (1) of the same Article, a surcharge of an amount corresponding to the amount obtained by dividing proportionately the highest of the amounts calculated pursuant to the provisions of the same paragraph for the facts pertaining to the respective decisions (hereinafter referred to as the 'amounts calculated for the individual decisions' in this paragraph and the following paragraph) in accordance with said amounts calculated for the individual decisions, pursuant to the provisions of a Cabinet Office Ordinance.
- 受益権原簿、規約、投資主名簿、投資法人債原簿、議事録、財産目録、会計帳簿、貸借対照表、損益計算書、資産運用報告、金銭の分配に係る計算書、第百二十九条第二項の附属明細書、会計監査報告、決算報告又は第百四十九条第一項、第百四十九条の六第一項、第百四十九条の十第一項、第百四十九条の十一第一項若しくは第百四十九条の十六第一項若しくは第百三十九条の七において準用する会社法第六百八十二条第一項若しくは第六百九十五条第一項の書面若しくは電磁的記録に記載し、若しくは記録すべき事項を記載せず、若しくは記録せず、又は虚偽の記載若しくは記録をしたとき。
- When the person has failed to state or record the matters to be stated or recorded in the registry of beneficial interest holders, certificate of incorporation, Investors registry, Investment Corporation Bonds registry, minutes, inventory of property, accounting books, balance sheet, profit and loss statement, asset investment report, statements related to the distribution of monies, the annexed detailed statement set forth in Article 129, paragraph (2), accounting audit report, statement of accounts or the documents or Electromagnetic Record set forth in Article 149, paragraph (1), Article 149-6, paragraph (1), Article 149-10, paragraph (1), Article 149-11, paragraph (1), or Article 149-16, paragraph (1) of this Act or the provisions of Article 682, paragraph (1) or Article 695 of the Companies Act as applied mutatis mutandis pursuant to Article 139-7, or who has made a false statement or record;
- この法律、会社法若しくはこれらに相当する外国の法令の規定に違反し、又は刑法(明治四十年法律第四十五号)第二百四条、第二百六条、第二百八条、第二百八条の三、第二百二十二条若しくは第二百四十七条の罪、暴力行為等処罰に関する法律(大正十五年法律第六十号)の罪若しくは暴力団員による不当な行為の防止等に関する法律(平成三年法律第七十七号)第四十六条、第四十七条、第四十九条若しくは第五十条の罪を犯し、罰金の刑(これに相当する外国の法令による刑を含む。)に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなった日から五年を経過しない者
- Any persons who have violated this Act, Companies Act or provision of foreign laws and regulations equivalent to those Acts or who have committed a crime under Article 204, 206, 208, 208-3, 222, or 247 of Penal Code (Act No.45 of 1907), or a crime under Act on Punishment of Violent Act, etc.(Act No. 60 of 1926), or a crime under Article 46, 47, 49 or 50 of Act on the Prevention of Wrongful Acts by a Member of Organized Crime (Act No. 77 of 1991), and who have been punished by a penalty of fine (including equivalent punishment by foreign laws and regulations) and for whom five years have not passed since completion of the punishment or the day when it became clear that no more punishment will be executed.
- 再生債務者により住宅資金特別条項を定めた再生計画案が提出され、かつ、第二項各号のいずれかに該当することとなったときは、当該各号に定める時までに第百九十八条第一項に規定する住宅資金貸付債権を有する再生債権者であって当該住宅資金貸付債権以外に再生債権を有しないもの又は保証会社であって住宅資金貸付債権に係る債務の保証に基づく求償権以外に再生債権を有しないものが再生債権の調査において述べた異議についても、第二項と同様とする。この場合においては、当該異議を述べた者には、第百四条第三項及び第百八十条第二項の規定による確定判決と同一の効力は、及ばない。
- When the rehabilitation debtor has submitted a proposed rehabilitation plan that specifies special clauses on home loan and it has resulted in any of the cases set forth in the items of paragraph (2), the provision of paragraph (2) shall also apply to an objection made in an investigation of rehabilitation claims, by the time specified in the respective items, by a rehabilitation creditor who holds a home loan claim prescribed in Article 198(1) and does not hold any rehabilitation claim except for said home loan claim or by a guarantee company that does not hold any rehabilitation claim except for a right of exoneration based on the guarantee for the debt for a home loan claim. In this case, the person who has made such objection shall not be subject to the effect of the relevant statements in the schedule of rehabilitation creditors that shall be the same as a final and binding judgment under the provisions of Article 104(3) and Article 180(2).
- 第三十四条の十の四第一項の規定による指定がされ、同条第四項の規定による通知がされている場合(同条第六項の規定により指定したものとみなされる場合を含む。次項及び第六項において同じ。)において、指定証明に関し被監査会社等に対して負担することとなつた無限責任監査法人の債務をその無限責任監査法人の財産をもつて完済することができないときは、第一項の規定にかかわらず、指定社員(指定社員であつた者を含む。以下この条において同じ。)が、連帯してその弁済の責任を負う。ただし、脱退した指定社員が脱退後の事由により生じた債務であることを証明した場合は、この限りでない。
- In a case where a designation under the provisions of Article 34-10-4(1) has been made and a notice under the provisions of paragraph (4) of the same Article has been given (including the case where a designation is deemed to have been made pursuant to the provisions of paragraph (6) of the same Article; the same shall apply in the following paragraph and paragraph (6)), if an unlimited liability audit corporation is unable to pay fully with its assets the liabilities that are to be borne against an audit client company, etc. with regard to the designated attestation, designated partners (including persons who were formerly designated partners; hereinafter the same shall apply in this Article) shall be jointly and severally responsible for the payment, notwithstanding the provisions of paragraph (1); provided, however, that this shall not apply to the case where a withdrawn designated partner has proved that such liabilities have arisen from a cause which occurred after his/her withdrawal.
- 銀行を当事者とする事業の全部の譲渡又は譲受けについて株主総会の決議(会社法第四百六十八条(事業譲渡等の承認を要しない場合)の規定により同法第四百六十七条第一項(事業譲渡等の承認等)の決議によらずに事業の全部の譲受けを行う場合には、取締役会の決議又は執行役の決定)がされたときは、当該銀行は、当該決議又は決定の日から二週間以内に、当該決議又は決定の要旨及び当該事業の全部の譲渡又は譲受けに異議のある債権者は一定の期間内に異議を述べるべき旨を官報に公告し、かつ、預金者等その他政令で定める債権者以外の知れている債権者には、各別にこれを催告しなければならない。
- Where the shareholders' meeting of a Bank passes a resolution to transfer the whole of its business or to acquire the whole of another party's business (or, in the case where a Bank acquires the whole of the other party's business not through a resolution as required by Article 467, paragraph (1) (Approval for the Assignment of Business) of the Companies Act pursuant to the provisions of Article 468 (Cases where Approval for the Assignment of Business Is Not Required) of that Act, where its board of directors passes a resolution to acquire said business or its executive officers decide to acquire said business), the Bank shall, within two weeks from the day of the resolution or decision, give public notice, in the official gazette, of the gist of the resolution or the decision and to the effect that any creditors who have any objections to the transfer of the whole of business or to the acquisition of the whole of the other party's business should file an objection within a specified period of time, and shall give notice of the same separately to each known creditor other than Depositors, etc. or any other creditors specified by Cabinet Order, if any.
- 会社法第二百十三条(第一項第二号及び第三号を除く。)、第五百八十三条(第二項を除く。)及び第五百九十七条の規定は、有限責任監査法人の社員について準用する。この場合において、同法第二百十三条第一項第一号中「法務省令」とあるのは「内閣府令」と、同条第二項第一号中「第二百七条第二項」とあるのは「公認会計士法第三十四条の二十三第一項において準用する第二百七条第二項」と、同項及び同条第四項中「現物出資財産」とあるのは「金銭以外の財産」と、同項第一号中「取締役等」とあるのは「有限責任監査法人の社員」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 213 (excluding paragraph (1)(ii) and (iii)), Article 583 (excluding paragraph (2)) and Article 597 of the Companies Act shall apply mutatis mutandis to partners of limited liability audit corporations. In this case, the term 'Ordinance of the Ministry of Justice' in Article 213(1)(i) of the Companies Act shall be deemed to be replaced with 'Cabinet Office Ordinance,' the term 'Article 207(2)' in paragraph (2)(i) of the same Article shall be deemed to be replaced with 'Article 207(2) as applied mutatis mutandis pursuant to Article 34-23(1) of the Certified Public Accountants Act,' the term 'Properties Contributed in Kind' in the same paragraph and paragraph (4) of the same Article shall be deemed to be replaced with 'property other than money' and the term 'Directors, etc.' in item (i) of the same paragraph shall be deemed to be replaced with 'Partners of the limited liability audit corporation,' and any other necessary technical replacement of terms shall be specified by Cabinet Order.
- 第百八条第一項及び第二項並びに会社法第三百四十六条第三項及び第四百七十九条第一項の規定は、清算執行人又は清算監督人について準用する。この場合において、第百八条第二項中「内閣総理大臣」とあるのは「内閣総理大臣(特別清算が開始された場合にあつては、裁判所)」と、同法第三百四十六条第三項中「前項」とあるのは「投資法人法第百五十三条第二項において読み替えて準用する投資法人法第百八条第二項」と、同法第四百七十九条第一項中「前条第二項から第四項までの規定により裁判所」とあるのは「内閣総理大臣又は裁判所」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- Article 108, paragraph (1) and paragraph (2) of this Act and the provisions of Article 346, paragraph (3), and Article 479, paragraph (1) of the Companies Act shall apply mutatis mutandis to an executive liquidator or liquidation supervisor. In this case, the term 'the Prime Minister' in Article 108, paragraph (2) of this Act shall be deemed to be replaced with 'the Prime Minister (in cases where a special liquidation has been commenced, the court),' the term 'the preceding paragraph' in Article 346, paragraph (3) of the Companies Act shall be deemed to be replaced with 'Article 108, paragraph (2) as applied mutatis mutandis by replacing certain terms pursuant to Article 153, paragraph (2) of the Investment Corporations Act,' the phrase 'the court pursuant to the provisions of paragraphs (2) through (4) of the preceding Article' in Article 479, paragraph (1) of the Companies Act shall be deemed to be replaced with 'the Prime Minister or the court,' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 金融商品取引業者等は、次に掲げる金銭又は有価証券について、当該金融商品取引業者等が金融商品取引業(登録金融機関業務を含む。以下この項において同じ。)を廃止した場合その他金融商品取引業を行わないこととなつた場合に顧客に返還すべき額として内閣府令で定めるところにより算定したものに相当する金銭を、自己の固有財産と分別して管理し、内閣府令で定めるところにより、当該金融商品取引業者等が金融商品取引業を廃止した場合その他金融商品取引業を行わないこととなつた場合に顧客に返還すべき額に相当する金銭を管理することを目的として、国内において、信託会社等に信託をしなければならない。
- A Financial Instruments Business Operator, etc. shall, with regard to the money or Securities listed in the following items, manage the amount of money calculated pursuant to the provisions of a Cabinet Office Ordinance as the amount to be refunded to the customer in the event that said Financial Instruments Business Operator, etc. has abolished his/her Financial Instruments Business (including Registered Financial Institution Business; hereinafter the same shall apply in this paragraph) or has otherwise ceased to conduct Financial Instruments Business, separately from his/her own property, and shall set a trust with a Trust Company, etc. in Japan, pursuant to the provisions of a Cabinet Office Ordinance, for the purpose of managing the amount of money to be refunded to the customer in the event that said Financial Instruments Business Operator, etc. has abolished his/her Financial Instruments Business or has otherwise ceased to conduct Financial Instruments Business:
- 投資法人の代表投資法人債権者(第百三十九条の十第二項において準用する会社法第七百三十六条第一項の規定により選任された代表投資法人債権者をいう。第二百三十三条第一項第二号及び第二百四十九条において同じ。)又は決議執行者(第百三十九条の十第二項において準用する同法第七百三十七条第二項に規定する決議執行者をいう。第二百三十三条第一項第二号及び第二百四十九条において同じ。)が、自己若しくは第三者の利益を図り又は投資法人債権者に損害を加える目的で、その任務に背く行為をし、投資法人債権者に財産上の損害を加えたときは、五年以下の懲役若しくは五百万円以下の罰金に処し、又はこれを併科する。
- When the Representative Creditor of an Investment Corporation (meaning a representative creditor of an Investment Corporation appointed pursuant to the provisions of Article 736, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 139-10, paragraph (2); the same shall apply in Article 233, paragraph (1), item (ii) and Article 249) or the Resolution Administrator (meaning a Resolution Administrator as prescribed in Article 737, paragraph (2) of the Companies Act as applied mutatis mutandis pursuant to Article 139-10, paragraph (2); the same shall apply in Article 233, paragraph (1), item (ii) and Article 249) of an Investment Corporation, with the aim of serving his/her own interests or the interests of a third party, or of inflicting damages on the Creditors of an Investment Corporation, commits an act in breach of his/her duties and causes financial damages to the Creditors of an Investment Corporation, he/she shall be punished by imprisonment with labor for not more than five years, a fine of not more than five million yen, or both.
- 会社法第四百二十七条(第三項を除く。)の規定は、会計監査人の第一項の責任について準用する。この場合において、同条第一項中「第四百二十四条」とあるのは「投資法人法第百十五条の六第二項」と、「最低責任限度額」とあるのは「同条第三項の乗じて得た額」と、同条第四項第一号中「第四百二十五条第二項第一号」とあるのは「投資法人法第百十五条の六第四項第一号」と、同項第三号中「第四百二十三条第一項」とあるのは「投資法人法第百十五条の六第一項」と、同条第五項中「第四百二十五条第四項及び第五項」とあるのは「投資法人法第百十五条の六第六項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 427 of the Companies Act (excluding paragraph (3)) shall apply mutatis mutandis to the accounting auditor's liability as prescribed in paragraph (1). In this case, the terms 'Article 424' and 'the Minimum Liability Amount' in Article 427, paragraph (1) of that Act shall be deemed to be replaced with 'Article 115-6, paragraph (2) of the Investment Corporations Act' and 'the amount obtained by the multiplication made under Article 115-6, paragraph (3)' respectively, the term 'Article 425(2)(i)' in Article 427, paragraph (4), item (i) of the Companies Act shall be deemed to be replaced with 'Article 115-6, paragraph (4) , item (i) and item (ii) of the Investment Corporations Act,' the term 'Article 423(1)' in Article 427, paragraph (4) , item (iii) of the Companies Act shall be deemed to be replaced with 'Article 115-6, paragraph (1) of the Investment Corporations Act,' the term 'Article 425(4) and (5)' in Article 427, paragraph (5) of the Companies Act shall be deemed to be replaced with 'Article 115-6, paragraph (6) of the Investment Corporations Act' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- The provisions of Article 427 of the Companies Act (excluding paragraph (3)) shall apply mutatis mutandis to the accounting auditor's liability as prescribed in paragraph (1). In this case, the terms 'Article 424' and 'the Minimum Liability Amount' in Article 427, paragraph (1) of that Act shall be deemed to be replaced with 'Article 115-6, paragraph (2) of the Investment Corporations Act' and 'the amount obtained by the multiplication made under Article 115-6, paragraph (3)' respectively, the term 'Article 425(2)(i)' in Article 427, paragraph (4), item (i) of the Companies Act shall be deemed to be replaced with 'Article 115-6, paragraph (4), item (i) and item (ii) of the Investment Corporations Act,' the term 'Article 423(1)' in Article 427, paragraph (4), item (iii) of the Companies Act shall be deemed to be replaced with 'Article 115-6, paragraph (1) of the Investment Corporations Act,' the term 'Article 425(4) and (5)' in Article 427, paragraph (5) of the Companies Act shall be deemed to be replaced with 'Article 115-6, paragraph (6) of the Investment Corporations Act' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第百十条第一項、第百十五条の六第十項若しくは第百二十八条の三第一項、第九十条第三項において準用する会社法第二百九十七条第一項若しくは第四項、第九十四条第一項において準用する同法第三百三条第二項、第三百四条、第三百五条第一項本文若しくは第三百六条第一項若しくは第百九条第五項若しくは第百五十三条の三第二項において準用する同法第三百六十条第一項に規定する投資主の権利の行使、第百六十四条第二項若しくは同条第四項において準用する同法第五百二十二条第一項に規定する投資主若しくは債権者の権利の行使又は第百六十四条第四項において準用する同法第五百四十七条第一項若しくは第三項に規定する債権者の権利の行使
- Exercise of the rights of an Investor as prescribed in Article 110, paragraph (1), Article 115-6, paragraph (10), or Article 128-3, paragraph (1), the provisions Article 297, paragraph (1) or paragraph (4) of the Companies Act as applied mutatis mutandis pursuant to Article 90, paragraph (3), the provisions of Article 303, paragraph (2), Article 304, the main clause of Article 305, paragraph (1), or Article 306, paragraph (1) of that Act as applied mutatis mutandis pursuant to Article 94, paragraph (1), or the provisions of Article 360, paragraph (1) of that Act as applied mutatis mutandis pursuant to Article 109, paragraph (5) or Article 153-3, paragraph (2), exercise of the rights of an Investor or creditor as prescribed in Article 164, paragraph (2) or the provisions of Article 522, paragraph (1) of that Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) or exercise of a creditor's right as prescribed in Article 457, paragraph (1) or paragraph (3) of that Act as applied mutatis mutandis pursuant to Article 164, paragraph (4);
- 会社は、社債、株式等の振替に 関する法律(平成十三年法律第七十五号)第百五十一条第一項又は第八項の規定による通知に係る株主のうちの前項各号に掲げる者が各自有する株式のすべてに ついて同法第百五十二条第一項の規定により株主名簿に記載し、又は記録することとした場合に外国人等議決権割合が三分の一以上となるときは、外国人等議決 権割合が三分の一以上とならないように当該株式の一部に限つて実質株主名簿に記載し、又は記録する方法として総務省令で定める方法に従い記載し、又は記録 することができる株式以外の株式については、同項の規定にかかわらず、同項の規定による実質株主名簿の記載又は記録をしてはならない。
- In cases where it makes the 'ratio of voting rights of foreign nationals, etc.' reach or exceed one-third to register or record all shares on the Company's shareholders list pursuant to the provisions of Article 152 paragraph (1) or paragraph (8) of the Act on Transfer of Bonds, Shares, etc. (Act No. 75 of 2001), by those persons listed in any of the items in the preceding paragraph who are the shareholders pertaining to the notice as provided for under Article 151 paragraph (1) or paragraph (8) of the same act, the Company shall not register on its substantial shareholders list, notwithstanding the provisions of the same paragraph, those shares except such shares which may be registered in the manner stipulated in the applicable Ordinance of MIC by which only part of such shares are entered on its substantial shareholders list so that the 'ratio of voting rights of foreign nationals, etc.' does not reach or exceed one-third.
- 第二項第三号の期間内に異議を述べた保険契約者(同項の規定による公告の時において既に保険金請求権等が生じている保険契約(当該保険金請求権等に係る支払により消滅することとなるものに限る。)に係る保険契約者を除く。以下この項及び次条第四項において同じ。)の数が保険契約者の総数の五分の一を超え、かつ、当該異議を述べた保険契約者の保険契約に係る債権(保険金請求権等を除く。)の額に相当する金額として内閣府令で定める金額が保険契約者の当該金額の総額の五分の一を超えるときは、資本金等の額の減少に係る会社法第四百四十七条第一項(資本金の額の減少)又は第四百四十八条第一項(準備金の額の減少)の決議は、効力を有しない。
- Any resolution pertaining to the reduction of the capital, etc. under Article 447, paragraph (1) (Reductions in Amount of Capital) or Article 448, paragraph (1) (Reductions in Amount of Reserves) of the Companies Act shall be invalid if the number of Policyholders who have raised their objections within the period set forth in paragraph (2), item (iii) (excluding the holders of policies under which Insurance Claims, etc. had already arisen at the time of public notice under that paragraph (but limited to those policies that would be terminated with the payment of the Insurance Claims, etc.); hereinafter the same shall apply in this paragraph, as well as in paragraph (4) of the following Article) exceeds one fifth of the total number of Policyholders, and the amount specified by a Cabinet Office Ordinance as the credits (excluding Insurance Claims, etc.) belonging to the insurance contracts of the Policyholders who have stated such objections exceeds one fifth of the total amount of credits belonging to the Policyholders.
- 破産手続開始の時において破産財団に属する財産につき担保権(特別の先取特権、質権、抵当権又は商法若しくは会社法の規定による留置権をいう。以下この節において同じ。)が存する場合において、当該財産を任意に売却して当該担保権を消滅させることが破産債権者の一般の利益に適合するときは、破産管財人は、裁判所に対し、当該財産を任意に売却し、次の各号に掲げる区分に応じてそれぞれ当該各号に定める額に相当する金銭が裁判所に納付されることにより当該財産につき存するすべての担保権を消滅させることについての許可の申立てをすることができる。ただし、当該担保権を有する者の利益を不当に害することとなると認められるときは、この限りでない。
- Where there exist any security interests (meaning a special statutory lien, pledge, mortgage, or a right of retention under the provisions of the Commercial Code or the Companies Act; hereinafter the same shall apply in this Section), at the time of commencement of bankruptcy proceedings, against property that belongs to the bankruptcy estate, if it is in the common interests of bankruptcy creditors to cause said security interests to be extinguished by selling by private contract said property, a bankruptcy trustee may file a petition to the court for permission for the measure to sell by private contract the property and cause all security interests to be extinguished by paying to the court the amount of money specified in each of the following items for the cases listed in the respective items; provided, however, that this shall not apply if such measure would unduly harm the interest of the persons who hold the security interests in question:
- 会社法第百四十六条、第百四十七条第二項及び第三項、第百四十八条、第百五十一条(第四号、第五号、第八号、第九号、第十一号及び第十四号に係る部分に限る。)、第百五十三条第二項及び第三項並びに第百五十四条の規定は、投資口の質入れについて準用する。この場合において、同法第百五十一条第八号中「剰余金の配当」とあるのは「金銭の分配」と、同条第十四号中「取得」とあるのは「払戻し又は取得」と、同法第百五十三条第二項中「前条第二項に規定する場合」とあるのは「投資口の併合をした場合」と、同条第三項中「前条第三項に規定する場合」とあるのは「投資口の分割をした場合」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 146, Article 147, paragraph (2) and paragraph (3), Article 148, Article 151 (limited to the part pertaining to item (iv), item (v), item (viii), item (ix), item (xi), and item (xiv)), Article 153, paragraph (2) and paragraph (3) and Article 154 of the Companies Act shall apply mutatis mutandis to the pledge of Investment Equity. In this case, the phrase 'Dividends of surplus' in Article 151, item (viii) of that Act shall be deemed to be replaced with 'Distribution of monies,' the term 'Acquisition' in item (xiv) of that Article shall be deemed to be replaced with 'refund or acquisition,' the phrase 'In the cases provided for in paragraph (2) of the preceding Article' in Article 153, paragraph (2) of that Act shall be deemed to be replaced with 'In cases where the Investment Equity is consolidated,' the phrase 'In the cases provided for in paragraph (3) of the preceding Article' in paragraph (3) of that Article shall be deemed to be replaced with 'In cases where the Investment Equity is split' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- この法律若しくは金融商品取引法(昭和二十三年法律第二十五号)第百九十七条から第百九十八条までの規定に違反し、又は投資信託及び投資法人に関する法律(昭和二十六年法律第百九十八号)第二百三十三条第一項(第三号に係る部分に限る。)の罪、保険業法(平成七年法律第百五号)第三百二十八条第一項(第三号に係る部分に限る。)の罪、資産の流動化に関する法律(平成十年法律第百五号)第三百八条第一項(第三号に係る部分に限る。)の罪若しくは会社法(平成十七年法律第八十六号)第九百六十七条第一項(第三号に係る部分に限る。)の罪を犯し、禁錮以上の刑に処せられた者であつて、その執行を終わり、又は執行を受けることがなくなつてから五年を経過しないもの
- A person who has violated this Act or the provisions of Articles 197 to 198 inclusive of the Financial Instruments and Exchange Act (Act No. 25 of 1948) or who has committed a crime set forth in Article 233(1) (limited to the portion pertaining to item (iii)) of the Act on Securities Investment Trust and Securities Investment Corporations (Act No. 198 of 1951), a crime set forth in Article 328(1) (limited to the portion pertaining to item (iii)) of the Insurance Business Act (Act No. 105 of 1995), a crime set forth in Article 308(1) (limited to the portion pertaining to item (iii)) of the Act on Securitization of Assets (Act No. 105 of 1998) or a crime set forth in Article 967(1) (limited to the portion pertaining to item (iii)) of the Companies Act (Act No. 86 of 2005), who has been sentenced to imprisonment without work or a severer punishment and for whom five years have yet to elapse from the time when execution of the sentence was completed or the sentence ceased to be executed
- 株券等の保有者は、内閣府令で定める場合には、第二十七条の二十七(第二十七条の二十九第二項において準用する場合を含む。)の規定により当該株券等の発行者である会社に送付するものとされている書類の写しに代えて、当該書類の写しに係る第二十七条の二十七(第二十七条の二十九第二項において準用する場合を含む。)に規定する書類に記載すべき事項(第二十七条の二十八第三項(第二十七条の二十九第二項において準用する場合を含む。)の規定により公衆の縦覧に供しないものとされている部分を除く。)を電子情報処理組織を使用する方法その他の内閣府令で定める方法により提供することができる。この場合において、当該株券等の保有者は、当該書類の写しを送付したものとみなす。
- A Holder of the Share Certificates, etc. may, in lieu of the documents to be sent to the company which is the issuer of the Share Certificates, etc. under the provision of Article 27-27 (including the cases where it is applied mutatis mutandis pursuant to Article 27-29(2)), provide the information (excluding the parts which shall not be made available for public inspection under the provision of Article 27-28(3) (including the cases where it is applied mutatis mutandis pursuant to Article 27-29(2))) to be contained in the documents prescribed in Article 27-27 (including the cases where it is applied mutatis mutandis pursuant to Article 27-29(2)) pertaining to the copy of said documents, by means of the electronic data processing system or by any other method specified by a Cabinet Office Ordinance, in the cases specified by a Cabinet Office Ordinance. In this case, said Holder of Share Certificates, etc. shall be deemed to have delivered the copy of said documents.
- 大規模地震対策特別措置法(昭和五十三年法律第七十三号)第九条第一項の規定に基づく地震災害に関する警戒宣言(以下この条において「警戒宣言」という。)が発せられたときは、同法第三条第一項の規定により地震防災対策強化地域として指定された地域のうち当該警戒宣言に係る地域内に所在する保険の目的については、保険会社等は、当該警戒宣言が発せられた時から同法第九条第三項の規定に基づく地震災害に関する警戒解除宣言が発せられた日(当該警戒宣言に係る大規模な地震が発生するに至つた場合にあつては、財務大臣が地震保険審査会の議を経て告示により指定をする日)までの間、政府の再保険契約に係る地震保険契約(政令で定めるものを除く。)を新たに締結することができない。
- When a warning declaration about an earthquake disaster under the provision of paragraph (1) of Article 9 of the Act on Special Measures for Large-scale Earthquakes (Act No. 73 of 1978) (hereinafter referred to as 'warning declaration' in this Article) is issued, insurance companies, etc. may not enter into any new earthquake insurance contract to be covered by the reinsurance contract of the government (excluding those prescribed by a Cabinet Order) for subjects located in areas pertaining to said warning declaration and designated as areas for intensified countermeasures against the earthquake by the provision of paragraph (1) of Article 3 of the same Act from the time when the warning declaration is issued until the day when the warning declaration is withdrawn under the provision of paragraph (3) of Article 9 of the same Act (or, where the large scale earthquake pertaining to the warning declaration does occur, until the day designated by the Minister of Finance in a public notice after consultation with the Earthquake Insurance Council).
- 金融商品取引所は、当該金融商品取引所が発行者である有価証券をその売買のため、又は当該有価証券、当該有価証券に係る金融指標若しくは当該有価証券に係るオプションを市場デリバティブ取引のために取引所金融商品市場その他政令で定める市場(当該金融商品取引所(その子会社である金融商品取引所を含む。)及び当該金融商品取引所の総株主の議決権の百分の五十を超える対象議決権を保有する金融商品取引所が開設する取引所金融商品市場を除く。)に上場しようとするときは、その上場しようとする取引所金融商品市場その他政令で定める市場ごとに、その上場について、内閣総理大臣の承認を受けなければならない。ただし、第百二十五条の規定による命令に基づき上場する場合は、この限りでない。
- When a Financial Instruments Exchange intends to list the Securities issued by said Financial Instruments Exchange for the purpose of sales and purchase, or to list said Securities, Financial Indicators pertaining thereto or Options pertaining thereto for the purpose of Market Transactions of Derivatives, on the Financial Instruments Exchange Market or any other market specified by a Cabinet Order (excluding the Financial Instruments Exchange Market established by said Financial Instruments Exchange (including the Financial Instruments Exchange which is its Subsidiary Company) and by the Financial Instruments Exchange which holds the subject voting rights exceeding 50% of the voting rights of all shareholders of said Financial Instruments Exchange), it shall obtain approval on such listing from the Prime Minister, for each Financial Instruments Exchange Market or any other market prescribed by a Cabinet Order subject to said listing; provided, however, that this shall not apply to the cases where such listing is made based on the order given under the provision of Article 125.
- 会社法第八百二十八条第一項(第七号及び第八号に係る部分に限る。)及び第二項(第七号及び第八号に係る部分に限る。)、第八百三十四条(第七号及び第八号に係る部分に限る。)、第八百三十五条第一項、第八百三十六条第二項及び第三項、第八百三十七条から第八百三十九条まで、第八百四十三条(第一項第三号及び第四号並びに第二項ただし書を除く。)並びに第八百四十六条の規定は監査法人の合併の無効の訴えについて、同法第八百六十八条第五項、第八百七十条(第十五号に係る部分に限る。)、第八百七十一条本文、第八百七十二条(第四号に係る部分に限る。)、第八百七十三条本文、第八百七十五条及び第八百七十六条の規定はこの条において準用する同法第八百四十三条第四項の申立てについて、それぞれ準用する。
- The provisions of Article 828(1) (limited to the portions pertaining to item (vii) and item (viii)) and Article 828(2) (limited to the portions pertaining to item (vii) and item (viii)), Article 834 (limited to the portions pertaining to item (vii) and item (viii)), Article 835(1), Article 836(2) and (3), Articles 837 to 839 inclusive, Article 843 (excluding paragraph (1)(iii) and (iv) and the proviso to paragraph (2)), and Article 846 of the Companies Act shall apply mutatis mutandis to actions for the invalidation of mergers of audit corporations, whereas the provisions of Article 868(5), Article 870 (limited to the portion pertaining to item (xv)), the main clause of Article 871, Article 872 (limited to the portion pertaining to item (iv)), the main clause of Article 873, Article 875, and Article 876 shall apply mutatis mutandis to a motion set forth in Article 843(iv) of the same Act as applied mutatis mutandis pursuant to this Article.
- 会社法第八百二十八条第一項(第七号及び第八号に係る部分に限る。)及び第二項(第七号及び第八号に係る部分に限る。)、第八百三十四条(第七号及び第八号に係る部分に限る。)、第八百三十五条第一項、第八百三十六条第二項及び第三項、第八百三十七条から第八百三十九条まで、第八百四十三条(第一項第三号及び第四号並びに第二項ただし書を除く。)並びに第八百四十六条の規定は特許業務法人の合併の無効の訴えについて、同法第八百六十八条第五項、第八百七十条(第十五号に係る部分に限る。)、第八百七十一条本文、第八百七十二条(第四号に係る部分に限る。)、第八百七十三条本文、第八百七十五条及び第八百七十六条の規定はこの条において準用する同法第八百四十三条第四項の申立てについて、それぞれ準用する。
- The provisions of Article 828 (1) (limited to portions pertaining to items (vii) and (viii)) and (2) (limited to portions pertaining to items (vii) and (viii)), Article 834 (limited to portions pertaining to items (vii) and (viii)), Article 835 (1), Article 836 (2) and (3), Articles 837 to 839, Article 843 (except for paragraph (1) (iii) and (iv) and proviso in paragraph (2)), and Article 846 of the Companies Act shall apply mutatis mutandis to claims seeking invalidation of the merger of a patent professional corporation, and the provisions of Article 868 (5), Article 870 (limited to portions pertaining to item (xv)), main text of Article 871, Article 872 (limited to portions pertaining to item (iv)), main text of Article 873, Articles 875 and 876 of the same Act shall apply mutatis mutandis to the petitions set forth in Article 843 (4) of the same Act, as applied mutatis mutandis pursuant to this Article.
- 一の銀行の総株主の議決権の百分の五を超える議決権又は一の銀行持株会社の総株主の議決権の百分の五を超える議決権の保有者(国、地方公共団体その他これらに準ずるものとして政令で定める法人(第五十二条の九において「国等」という。)を除く。以下この章及び第九章において「銀行議決権大量保有者」という。)は、内閣府令で定めるところにより、銀行議決権大量保有者となつた日から五日(日曜日その他政令で定める休日の日数は、算入しない。次条第一項において同じ。)以内(保有する議決権の数に増加がない場合その他の内閣府令で定める場合にあつては、内閣府令で定める日以内)に、次に掲げる事項を記載した届出書(以下この章において「銀行議決権保有届出書」という。)を内閣総理大臣に提出しなければならない。
- A person who holds voting rights that exceed five hundredths of the voting rights of all of a single Bank's shareholders or voting rights that exceed five hundredths of the voting rights of all of a single Bank Holding Company's shareholders (such person shall exclude the State, local public entity, or any juridical person specified by Cabinet Order as one equivalent thereto (collectively referred to as the 'State, etc.' in Article 52-9); hereinafter referred to as a 'Major Holder of Voting Rights in a Bank' in this Chapter and Chapter IX) shall, pursuant to the provisions of Cabinet Office Ordinance, submit a written notice containing the following matters (hereinafter referred to as a 'Written Notice of Voting Rights Held in a Bank' in this Chapter) to the Prime Minister within five days (Sundays and other holidays specified by Cabinet Order shall not be included in the number of days; the same shall apply in paragraph (1) of the following Article) from the day on which he/she became a Major Holder of Voting Rights in the Bank (within the number of days specified by Cabinet Office Ordinance in the case where the number of voting rights held has not increased or in any other case specified by the Cabinet Office Ordinance):
- 会社法第八百二十八条第一項(第二号に係る部分に限る。)及び第二項(第二号に係る部分に限る。)、第八百三十四条(第二号に係る部分に限る。)、第八百三十五条第一項、第八百三十六条第一項及び第三項、第八百三十七条から第八百四十条まで、第八百四十六条並びに第九百三十七条第一項(第一号ロに係る部分に限る。)の規定は投資法人の成立後における投資口の発行の無効の訴えについて、同法第八百六十八条第一項、第八百七十一条本文、第八百七十二条(第二号に係る部分に限る。)、第八百七十三条本文、第八百七十五条から第八百七十七条まで及び第八百七十八条第一項の規定はこの項において準用する同法第八百四十条第二項の申立てについて、それぞれ準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 828, paragraph (1) (limited to the part pertaining to item (ii)) and paragraph (2) (limited to the part pertaining to item (ii)), Article 834 (limited to the part pertaining to item (ii)), Article 835, paragraph (1), Article 836, paragraph (1) and paragraph (3), Article 837 through Article 840, Article 846, and Article 937, paragraph (1) (limited to the part pertaining to sub-item (b) of item (i)) of the Companies Act shall apply mutatis mutandis to an action seeking invalidation of the issue of Investment Equity after the establishment of an Investment Corporation, and the provisions of Article 868, paragraph (1), the main clause of Article 871, Article 872 (limited to the part pertaining to item (ii)), the main clause of Article 873, Article 875 through Article 877, and Article 878, paragraph (1) of that Act shall apply mutatis mutandis to the petition filed under Article 840, paragraph (2) of that Act as applied mutatis mutandis pursuant to this paragraph, respectively. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- 一の銀行の総株主の議決権の百分の五を超える議決権又は一の銀行 持株会社の総株主の議決権の百分の五を超える議決権の保有者(国、地方公共団体その他これらに準ずるものとして政令で定める法人(第五十二条の九において 「国等」という。)を除く。以下この章及び第九章において「銀行議決権大量保有者」という。)は、内閣府令で定めるところにより、銀行議決権大量保有者と なつた日から五日(日曜日その他政令で定める休日の日数は、算入しない。次条第一項において同じ。)以内(保有する議決権の数に増加がない場合その他の内 閣府令で定める場合にあつては、内閣府令で定める日以内)に、次に掲げる事項を記載した届出書(以下この章において「銀行議決権保有届出書」という。)を 内閣総理大臣に提出しなければならない。
- A person who holds voting rights that exceed five hundredths of the Voting Rights Held by All of the Shareholders of a single Bank or voting rights that exceed five hundredths of the Voting Rights Held by All of the Shareholders of a single Bank Holding Company (such person shall exclude the State, local public entity, or any juridical person specified by a Cabinet Order as one equivalent thereto (referred to as the 'State, etc.' in Article 52-9)); hereinafter referred to as a 'Major Holder of the Bank's Voting Rights' in this Chapter and Chapter IX) shall, pursuant to the provisions of a Cabinet Office Ordinance, submit a written notice containing the following matters (hereinafter referred to as a 'Written Notice of Holding the Bank's Voting Rights' in this Chapter) to the Prime Minister within five days (Sundays and other holidays specified by a Cabinet Order shall not be included in the number of days; the same shall apply in paragraph (1) of the following Article) from the day on which he/she became a Major Holder of the Bank's Voting Rights (within the number of days specified by a Cabinet Office Ordinance in the case where the number of voting rights held has not increased or in any other case specified by the Cabinet Office Ordinance):
- 会社法第二百四条第一項及び第三項、第二百五条並びに第二百六条の規定は、募集投資口について準用する。この場合において、同法第二百四条第一項中「前条第二項第二号」とあるのは「投資法人法第八十三条第三項第二号」と、同条第三項中「第百九十九条第一項第四号の期日(同号の期間を定めた場合にあっては、その期間の初日)」とあるのは「投資法人法第八十二条第一項第三号の期日(同号の期間を定めた場合にあってはその期間の初日、同条第二項の場合にあっては同条第三項第二号に掲げる方法により確定した同号の期日)」と、同法第二百五条中「前二条」とあるのは「投資法人法第八十三条第一項から第八項まで並びに同条第九項において準用する前条第一項及び第三項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 204, paragraph (1) and paragraph (3), Article 205, and Article 206 of the Companies Act shall apply mutatis mutandis to an Investment Equity for Subscription. In this case, the term 'item (ii), paragraph (2) of the preceding Article' in Article 204, paragraph (1) of that Act shall be deemed to be replaced with 'Article 83, paragraph (3), item (ii) of the Investment Corporations Act,' the phrase 'the date referred to in item (iv), paragraph (1) of Article 199 (or, in cases where a period is prescribed under that item, no later than the day immediately preceding the first day of that period)' in Article 204, paragraph (3) of the Companies Act shall be deemed to be replaced with 'the date referred to in Article 82, paragraph (1), item (iii) of the Investment Corporations Act (or, in cases where a period is prescribed under that item, no later than the day immediately preceding the first day of that period, and in cases referred to in paragraph (2) of that Article, the date set forth in item (ii), paragraph (3) of that Article fixed by the method listed in that item),' the phrase 'the preceding two Articles' in Article 205 of the Companies Act shall be deemed to be replaced with 'the provisions of Article 83, paragraph (1) through paragraph (8) and paragraph (1) and paragraph (3) of the preceding Article as applied mutatis mutandis pursuant to Article 83, paragraph (9) of the Investment Corporations Act,' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 金融商品取引所が第百四十八条若しくは第百五十二条第一項の規定により免許を取り消された場合、金融商品取引清算機関が第百五十六条の十七第一項若しくは第二項の規定により免許を取り消された場合、証券金融会社が第百五十六条の三十二第一項の規定により免許を取り消された場合若しくは外国金融商品取引所が第百五十五条の十第一項の規定により認可を取り消された場合又はこの法律に相当する外国の法令の規定により当該外国において受けている同種類の免許若しくは認可(当該免許又は認可に類する許可その他の行政処分を含む。)を取り消された場合において、その取消しの日前三十日以内にその法人の役員(外国金融商品取引所にあつては、国内における代表者を含む。ホにおいて同じ。)であつた者でその取消しの日から五年を経過するまでの者
- when a Financial Instruments Exchange has had its license rescinded under the provision of Article 148 or Article 152(1), when a Financial Instruments Clearing Organization has had its license rescinded under the provision of Article 156-17(1) or (2), when a Securities Finance Company has had its license rescinded under the provision of Article 156-32(1), when a Foreign Financial Instruments Exchange has had its authorization rescinded under the provision of Article 155-10(1), or when such person had obtained license or authorization of the same kind in a foreign state under the provisions of laws and regulations of said foreign state equivalent to this Act and has had the license or authorization (including permission or other administrative dispositions similar to said license or authorization) rescinded, a person who was an Officer of such juridical person (in the case where said person is a Foreign Financial Instruments Exchange, including its Representative Person in Japan; hereinafter the same shall apply in sub-item(e)) within 30 days prior to the date of rescission, and for whom five years have not passed since the date of the rescission;
- 第一項後段の再生計画案が住宅資金特別条項を定めたものである場合における同項後段、第三項及び前項の規定の適用については、第一項後段中「届出再生債権者」とあるのは「届出再生債権者(第百九十八条第一項に規定する住宅資金貸付債権を有する再生債権者であって当該住宅資金貸付債権以外に再生債権を有しないもの及び保証会社であって住宅資金貸付債権に係る債務の保証に基づく求償権以外に再生債権を有しないものを除く。)」と、第三項中「第百七十四条第二項各号(第三号を除く。)」とあるのは「第二百二条第二項各号(第四号を除く。)」と、前項中「第百十五条第一項本文に規定する者」とあるのは「第百十五条第一項本文に規定する者及び住宅資金特別条項によって権利の変更を受けることとされている者で再生債権の届出をしていないもの」とする。
- For the purpose of application of the provisions of the second sentence of paragraph (1), paragraph (3) and the preceding paragraph in cases where a proposed rehabilitation plan set forth in the second sentence of paragraph (1) specifies special clauses on home loan, the phrase 'holders of filed rehabilitation claims' in the second sentence of paragraph (1) shall be deemed to be replaced with 'holders of filed rehabilitation claims (excluding a rehabilitation creditor who holds a home loan claim prescribed in Article 198(1) and does not hold any rehabilitation claim except for said home loan claim or a guarantee company that does not hold any rehabilitation claim except for a right of exoneration based on the guarantee for the debt for a home loan claim,' the phrase 'items of Article 174(2) (excluding item (iii)' in paragraph (3) shall be deemed to be replaced with 'items of Article 202(2) (excluding item (iv)),' and the phrase 'persons prescribed in the main text of Article 115(1)' in the preceding paragraph shall be deemed to be replaced with 'the persons prescribed in the main text of Article 115(1) and any person who is supposed to be subject to a modification of rights by the special clauses on home loan but has not filed a proof of rehabilitation claim.'
- 会社法第二百八条(第二項を除く。)、第二百九条、第二百十一条及び第二百十二条第一項(第二号を除く。)の規定は、募集投資口について準用する。この場合において、同法第二百八条第一項中「第百九十九条第一項第四号の期日又は同号の期間内」とあるのは「投資法人法第八十二条第一項第三号の期日又は同号の期間内(同条第二項の場合にあっては、同条第三項第二号に掲げる方法により確定した同号の期日)」と、同法第二百九条第一号中「第百九十九条第一項第四号の期日」とあるのは「投資法人法第八十二条第一項第三号の期日(同条第二項の場合にあっては、同条第三項第二号に掲げる方法により確定し同号の期日)」と、同条第二号中「第百九十九条第一項第四号」とあるのは「投資法人法第八十二条第一項第三号」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 208 (excluding paragraph (2)), Article 209, Article 211, and Article 212, paragraph (1) (excluding item (ii)) of the Companies Act shall apply mutatis mutandis to the Investment Equity for Subscription. In this case, the phrase 'on the date or within the period provided for in Article 199(1)(iv)' in Article 208, paragraph (1) of that Act shall be deemed to be replaced with 'on the date or within the period provided for in Article 82, paragraph (1), item (iii) of the Investment Corporations Act (or, in the case referred to in paragraph (2) of that Article, the date under item (ii), paragraph (3) of that Article fixed by the method set forth in that item),' the phrase 'a date under Article 199(1)(iv)' in Article 209, item (i) of the Companies Act shall be deemed to be replaced with 'a date under Article 82, paragraph (1), item (iii) of the Investment Corporations Act (in the case referred to in paragraph (2) of that Article, the date prescribed in Article 82, paragraph (3), item (ii) fixed by the method set forth in that item),' the term 'Article 199(1)(iv)' in Article 209, item (ii) shall be deemed to be replaced with 'Article 82, paragraph (1), item (iii) of the Investment Corporations Act' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 本邦に主たる事務所を有する法人に対する金銭の貸付け後における当該法人に対する金銭の貸付けの残高が前号の主務省令で定める金額を超える場合 当該金銭の貸付け後における当該法人の負債の額として主務省令で定める額の百分の五十に相当する金額から当該金銭の貸付けの残高と当該法人(会社に限る。)が発行した第九項第一号に規定するその募集が特定のものに対してされた社債(以下この号において「社債」という。)で当該金銭の貸付けを行つたものが保有するものの残高の合計額(当該金銭の貸付けを行つたものを第四項の株式取得者とした場合に同項各号に掲げるものに該当することとなる非居住者である個人又は法人等が行つた金銭の貸付けの残高と取得した社債の残高の合計額を含み、当該金銭の貸付けの金額を除く。)を控除した金額(当該金額が零に満たない場合にあつては、零)
- In the cases where the outstanding balance of loans to a juridical person having its principal office in Japan after provision of loans exceeds the amount specified by the ordinance of the competent ministry set forth in the preceding item: The amount obtained by deducting the total of the outstanding balance of said loans and the outstanding balance of bonds issued by said juridical person (limited to a company) and offered to specified parties as prescribed in paragraph (9), item (i) (hereinafter referred to as 'bonds' in this item) which are held by a person who has provided said loans (such total shall include the total of the outstanding balance of loans provided and the outstanding balance of bonds acquired by non-resident individuals or juridical persons, etc. who fall under those listed in each item of paragraph (4) when deeming the person who has provided said loans to be the share acquisitor set forth in the same paragraph, and shall exclude the amount of said loans) from the amount equivalent to 50% of the amount specified by an ordinance of the competent ministry as the amount of liabilities of said juridical person after said provision of loans (in the cases where said obtained amount is less than zero, the amount shall be zero).
- 会社法第八百二十四条、第八百二十六条、第八百六十八条第一項、第八百七十条(第十三号に係る部分に限る。)、第八百七十一条本文、第八百七十二条(第四号に係る部分に限る。)、第八百七十三条本文、第八百七十五条、第八百七十六条、第九百四条及び第九百三十七条第一項(第三号ロに係る部分に限る。)の規定は特許業務法人の解散の命令について、同法第八百二十五条、第八百六十八条第一項、第八百七十条(第二号に係る部分に限る。)、第八百七十一条、第八百七十二条(第一号及び第四号に係る部分に限る。)、第八百七十三条、第八百七十四条(第二号及び第三号に係る部分に限る。)、第八百七十五条、第八百七十六条、第九百五条及び第九百六条の規定はこの項において準用する同法第八百二十四条第一項の申立てがあった場合における特許業務法人の財産の保全について、それぞれ準用する。
- The provisions of Articles 824, 826, 868 (1), 870 (limited to portions pertaining to item (xiii)), main text of Article 871, Article 872 (limited to portions pertaining to item (iv)), main text of Article 873, Articles 875, 876, 904 and 937 (1) (limited to portions pertaining to item (iii) (b)) of the Companies Act shall apply mutatis mutandis to orders to dissolve patent professional corporations; and the provisions of Articles 825, 868 (1), 870 (limited to portions pertaining to item (ii)), 871, 872 (limited to portions pertaining to items (i) and (iv)), 873, 874 (limited to portions pertaining to items (ii) and (iii)), 875, 876, 905 and 906 of the same Act shall apply mutatis mutandis to the preservation of assets of patent professional corporations in cases where a petition set forth in Article 824 (1) of the same Act, as applied mutatis mutandis pursuant to this paragraph, has been filed.
- 免責許可の申立てがあり、かつ、第二百十六条第一項の規定による破産手続廃止の決定、第二百十七条第一項の規定による破産手続廃止の決定の確定又は第二百二十条第一項の規定による破産手続終結の決定があったときは、当該申立てについての裁判が確定するまでの間は、破産者の財産に対する破産債権に基づく強制執行、仮差押え若しくは仮処分若しくは破産債権を被担保債権とする一般の先取特権の実行若しくは留置権(商法又は会社法の規定によるものを除く。)による競売(以下この条において「破産債権に基づく強制執行等」という。)、破産債権に基づく財産開示手続の申立て又は破産者の財産に対する破産債権に基づく国税滞納処分はすることができず、破産債権に基づく強制執行等の手続で破産者の財産に対して既にされているもの及び破産者について既にされている破産債権に基づく財産開示手続は中止する。
- Where a petition for grant of discharge is filed and an order of discontinuance of bankruptcy proceedings under the provision of Article 216(1) is made, an order of discontinuance of bankruptcy proceedings made under the provision of Article 217(1) has become final and binding or an order of termination of bankruptcy proceedings under the provision of Article 220(1) is made, until a judicial decision on said petition becomes final and binding, it is not allowed to, against the bankrupt's property, enforce compulsory execution, provisional seizure or provisional disposition based on a bankruptcy claim, or exercise of a general statutory lien or auction by reason of a right of retention (excluding a right of retention under the provisions of the Commercial Code or the Companies Act) as intended to secure a bankruptcy claim (hereinafter referred to as 'compulsory execution based on a bankruptcy claim, etc.' in this Article), to file a petition for assets disclosure procedure based on a bankruptcy claim or to enforce a procedure for collection of national tax delinquency against the bankrupt's property, and any procedure for compulsory execution, etc. based on a bankruptcy claim already initiated against the bankrupt's property and assets disclosure procedure based on a bankruptcy claim already initiated against the bankrupt shall be stayed.
- 会社法第八百二十八条第一項(第七号及び第八号に係る部分に限る。)及び第二項(第七号及び第八号に係る部分に限る。)、第八百三十四条(第七号及び第八号に係る部分に限る。)、第八百三十五条第一項、第八百三十六条から第八百三十九条まで、第八百四十三条(第一項第三号及び第四号並びに第二項ただし書を除く。)、第八百四十六条並びに第九百三十七条第三項(第二号及び第三号に係る部分に限る。)の規定は投資法人の合併の無効の訴えについて、同法第八百六十八条第五項、第八百七十条(第十五号に係る部分に限る。)、第八百七十一条本文、第八百七十二条(第四号に係る部分に限る。)、第八百七十三条本文、第八百七十五条及び第八百七十六条の規定はこの条において準用する同法第八百四十三条第四項の申立てについて、それぞれ準用する。この場合において、必要な技術的読替えは、政令で定める。
- The provisions of Article 828, paragraph (1) (limited to the part pertaining to item (vii) and item (viii)) and paragraph (2) (limited to the part pertaining to item (vii) and item (viii)), Article 834 (limited to the part pertaining to item (vii) and item (viii)), Article 835, paragraph (1), Article 836 through Article 839, Article 843 (excluding paragraph (1), item (iii) and item (iv) and the proviso to paragraph (2)), Article 846, and Article 937, paragraph (3) (limited to the part pertaining to item (ii) and item (iii)) of the Companies Act shall apply mutatis mutandis to an action seeking invalidation of the merger of Investment Corporations, and the provisions of Article 868, paragraph (5), Article 870 (limited to the part pertaining to item (xv)), the main clause of Article 871, Article 872 (limited to the part pertaining to item (iv)), the main clause of Article 873, Article 875, and Article 876 of that Act shall apply mutatis mutandis to the petition filed under Article 843, paragraph (4) of that Act as applied mutatis mutandis pursuant to this Article. In this case, any necessary technical replacement of terms shall be specified by a Cabinet Order.
- この法律の施行の際現に一の銀行等(第一条の規定による改正後の銀行法(以下「新銀行法」という。)第四条第五項に規定する銀行等をいう。以下この条において同じ。)が新銀行法第十六条の四第一項第二号(第二条の規定による改正後の長期信用銀行法(以下「新長期信用銀行法」という。)第十七条又は第三条の規定による改正後の外国為替銀行法(以下「新外国為替銀行法」という。)第十一条において準用する場合を含む。次項において同じ。)に掲げる会社の発行済株式(議決権のあるものに限る。)の総数又は出資の総額(以下「発行済株式等」という。)の百分の五十を超える数又は額の株式(議決権のあるものに限る。)又は持分(以下「株式等」という。)を所有しているものは、当該銀行等は、この法律の施行の日(以下「施行日」という。)から起算して三月以内にその旨を大蔵大臣に届け出なければならない。
- A Bank, etc. (meaning a Bank, etc. as defined in Article 4, paragraph (5) of the Banking Act after its revision by Article 1 (hereinafter referred to as the 'New Banking Act'); hereinafter the same shall apply in this Article) which, at the time when this Act comes into effect, holds shares (limited to voting shares) or equity (hereinafter shares or equity are collectively referred to as 'Shares, etc.') of which the number or amount exceeds fifty hundredths of the total number of the issued shares (limited to voting shares) or the total amount of contribution (hereinafter the total number of issued shares and the total amount of contribution are collectively referred to as 'Issued Shares, etc.') of a company falling under any of the categories listed in Article 16-4, paragraph (1), item (ii) of the New Banking Act (including the cases where it is applied mutatis mutandis pursuant to Article 17 of the Long-Term Credit Bank Act after its revision by Article 2 (hereinafter referred to as the 'New Long-Term Credit Bank Act') or Article 11 of the Foreign Exchange Bank Act after its revision by Article 3 (hereinafter referred to as the 'New Foreign Exchange Bank Act'); the same shall apply in the following paragraph) shall notify the Minister of Finance to that effect within three months from the day when the Act comes into effect (hereinafter referred to as the 'Effective Date').
- 銀行議決権大量保有者は、一の銀行の総株主の議決権の百分の五を超える議決権又は一の銀行持株会社の総株主の議決権の百分の五を超える議決権の保有者となつた日の後に、前条第一項各号に掲げる事項の変更があつた場合(議決権保有割合の変更の場合にあつては、百分の一以上増加し又は減少した場合に限る。)には、内閣府令で定めるところにより、その日から五日以内(保有する議決権の数に増加がない場合その他の内閣府令で定める場合にあつては、内閣府令で定める日以内)に、当該変更に係る報告書(以下この条及び次条において「変更報告書」という。)を内閣総理大臣に提出しなければならない。ただし、議決権保有割合が百分の一以上減少したことによる変更報告書で当該変更報告書に記載された議決権保有割合が百分の五以下であるものを既に提出している場合その他の内閣府令で定める場合については、この限りでない。
- A Major Holder of Voting Rights in a Bank shall, in the case where any matters listed in the items of paragraph (1) of the preceding Article have been changed (in the case of a change in the Proportion of Voting Rights Held, it shall be limited to a case where the proportion has increased or decreased by one hundredth or more) after the day on which he/she became a holder of voting rights exceeding five hundredths of the voting rights of all of a single Bank's shareholders or voting rights that exceed five hundredths of the voting rights of all of a single Bank Holding Company's shareholders, he/she shall, pursuant to the provisions of Cabinet Office Ordinance, submit a report pertaining to that change (hereinafter referred to as a 'Change Report' in this Article and the following Article) to the Prime Minister within five days from that day (within the number of days specified by Cabinet Office Ordinance in the case where the number of voting rights held has not increased or in any other case specified by Cabinet Office Ordinance); provided, however, that this shall not apply to the case where a Change Report has already been submitted based on a decrease in the Proportion of Voting Rights Held by one hundredth or more and the Proportion of Voting Rights Held stated in that Change Report is five hundredths or less, or to any other case specified by Cabinet Office Ordinance.
- この法律の施行の際現に一の銀行等(第一条の規定による改正後の銀行法 (以下「新銀行法」という。)第四条第五項に規定する銀行等をいう。以下この条において同じ。)が新銀行法第十六条の四第一項第二号(第二条の規定による 改正後の長期信用銀行法(以下「新長期信用銀行法」という。)第十七条又は第三条の規定による改正後の外国為替銀行法(以下「新外国為替銀行法」とい う。)第十一条において準用する場合を含む。次項において同じ。)に掲げる会社の発行済株式(議決権のあるものに限る。)の総数又は出資の総額(以下「発 行済株式等」という。)の百分の五十を超える数又は額の株式(議決権のあるものに限る。)又は持分(以下「株式等」という。)を所有しているものは、当該 銀行等は、この法律の施行の日(以下「施行日」という。)から起算して三月以内にその旨を大蔵大臣に届け出なければならない。
- A Bank, etc. (meaning a Bank, etc. as defined by Article 4(5) of the Banking Act after the revision by Article 1 (hereinafter referred to as the 'New Banking Act'); hereinafter the same shall apply in this Article) which, at the time when this Act comes into effect, holds shares (limited to voting shares) or equity (hereinafter shares or equity are collectively referred to as 'Shares, etc.') of which the number or amount exceeds fifty hundredths of the total number of the issued shares (limited to voting shares) or the total amount of contribution (hereinafter the total number of issued shares and the total amount of contribution are collectively referred to as 'Issued Shares, etc.') of a company falling under any of the categories listed in Article 16-4(1)(ii) of the New Banking Act (including the cases where it is applied mutatis mutandis pursuant to Article 17 of the Long-Term Credit Bank Act after the revision by Article 2 (hereinafter referred to as the 'New Long-Term Credit Bank Act') or Article 11 of the Foreign Exchange Bank Act after the revision by Article 3 (hereinafter referred to as the 'New Foreign Exchange Bank Act'); the same shall apply in the following paragraph) shall notify to that effect to the Minister of Finance within three months from the day when the Act comes into effect (hereinafter referred to as the 'Effective Date').
- 会社法第百二十四条第二項及び第三項の規定は基準日について、同法第百二十五条(第三項第三号を除く。)の規定は投資主名簿について、同法第百二十六条並びに第百九十六条第一項及び第二項の規定は投資主に対してする通知又は催告について、それぞれ準用する。この場合において、同法第百二十五条第一項中「その本店(株主名簿管理人がある場合にあっては、その営業所)」とあるのは「投資法人法第百六十六条第二項第八号に規定する投資主名簿等管理人の営業所」と、同条第四項及び第五項中「裁判所」とあるのは「内閣総理大臣」と、同項中「第三項各号」とあるのは「第三項第一号、第二号、第四号又は第五号」と、同法第百二十六条第五項中「第二百九十九条第一項(第三百二十五条において準用する場合を含む。)」とあるのは「投資法人法第九十一条第一項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 124, paragraph (2) and paragraph (3) of the Companies Act shall apply mutatis mutandis to the Record Date, Article 125 of that Act (excluding paragraph (3), item (iii)) shall apply mutatis mutandis to the Investors' registry, and the provisions of Article 126 and Article 596, paragraph (1) and paragraph (2) of that Act shall apply mutatis mutandis to the notice or demand made to the Investors. In this case, the phrase 'its head office (or, in cases where there is an Administrator of Shareholder Registry, at its business office)' in Article 125, paragraph (1) of that Act shall be deemed to be replaced with 'the business office of the Administrator of the Investors' Registry, etc. as prescribed in Article 166, paragraph (2), item (viii) of the Investment Corporations Act,' the term 'the court' in Article 125, paragraph (4) and paragraph (5) of the Companies Act shall be deemed to be replaced with 'the Prime Minister,' the term 'any item of paragraph (3)' in Article 125, paragraph (5) of that Act shall be deemed to be replaced with ' paragraph (3), item (i), item (ii), item (iv), and item (v),' the phrase 'Article 299(1) (including the case where applied mutatis mutandis pursuant to Article 325)' in Article 126, paragraph (5) of that Act shall be deemed to be replaced with 'Article 91, paragraph (1) of the Investment Corporations Act,' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 銀行議決権大量保有者は、一の銀行の総株主の議決権の百分の五を 超える議決権又は一の銀行持株会社の総株主の議決権の百分の五を超える議決権の保有者となつた日の後に、前条第一項各号に掲げる事項の変更があつた場合 (議決権保有割合の変更の場合にあつては、百分の一以上増加し又は減少した場合に限る。)には、内閣府令で定めるところにより、その日から五日以内(保有 する議決権の数に増加がない場合その他の内閣府令で定める場合にあつては、内閣府令で定める日以内)に、当該変更に係る報告書(以下この条及び次条におい て「変更報告書」という。)を内閣総理大臣に提出しなければならない。ただし、議決権保有割合が百分の一以上減少したことによる変更報告書で当該変更報告 書に記載された議決権保有割合が百分の五以下であるものを既に提出している場合その他の内閣府令で定める場合については、この限りでない。
- A Major Holder of the Bank's Voting Rights shall, in the case where any matters listed in each item of paragraph (1) of the preceding Article have been changed (in the case of a change in the Proportion of Voting Rights Held, it shall be limited to a case where the proportion has increased or decreased by one hundredth or more) after the day on which he/she became a holder of voting rights exceeding five hundredths of the Voting Rights Held by All of the Shareholders of a single Bank or voting rights that exceed five hundredths of the Voting Rights Held by All of the Shareholders of a single Bank Holding Company, he/she shall, pursuant to the provisions of a Cabinet Office Ordinance, submit a report pertaining to that change (hereinafter referred to as a 'Change Report' in this Article and the following Article) to the Prime Minister within five days from that day (within the number of days specified by a Cabinet Office Ordinance in the case where the number of voting rights held has not increased or in any other case specified by the Cabinet Office Ordinance); provided, however, that this shall not apply to the case where a Change Report has already been submitted based on a decrease in the Proportion of Voting Rights Held by one hundredth or more and the Proportion of Voting Rights Held stated in that Change Report is five hundredths or less, or to any other case specified by a Cabinet Office Ordinance.
- 会社法第七百三条、第七百四条、第七百七条から第七百十四条まで、第八百六十八条第三項、第八百六十九条、第八百七十条(第三号に係る部分に限る。)、第八百七十一条、第八百七十二条(第四号に係る部分に限る。)、第八百七十四条(第一号及び第四号に係る部分に限る。)、第八百七十五条及び第八百七十六条の規定は、投資法人債管理者について準用する。この場合において、これらの規定中「社債」、「社債権者」及び「社債権者集会」とあるのはそれぞれ「投資法人債」、「投資法人債権者」及び「投資法人債権者集会」と、同法第七百九条第二項中「第七百五条第一項」とあるのは「投資法人法第百三十九条の九第一項」と、同法第七百十条第一項中「この法律」とあるのは「投資法人法」と、同法第七百十一条第二項中「第七百二条」とあるのは「投資法人法第百三十九条の八」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 703, Article 704, Article 707 through Article 714, Article 868, paragraph (3), Article 869, Article 870 (limited to the part pertaining to item (iii)), Article 871, Article 872 (limited to the part pertaining to item (iv)), Article 874 (limited to the part pertaining to item (i) and item (iv)), Article 875 and Article 876 of the Companies Act shall apply mutatis mutandis to the manager of Investment Corporation Bonds. In this case, the terms 'bond,' 'bondholders,' and 'bondholders' meeting' in said provisions shall be deemed to be replaced with 'Investment Corporation Bonds', 'Creditors of an Investment Corporation,' and 'Investment Corporation Creditors' meeting' respectively, the term 'paragraph (1) of Article 705' in Article 709, paragraph (2) of that Act shall be deemed to be replaced with 'Article 139-9, paragraph (1) of the Investment Corporations Act,' the phrase 'this Act' in Article 710, paragraph (1) of the Companies Act shall be deemed to be replaced with 'the Investment Corporations Act,' the term 'Article 702' in Article 711, paragraph (2) of the Companies Act shall be deemed to be replaced with 'Article 139-8 of the Investment Corporations Act' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 会社法第六百八十条から第七百一条までの規定は、投資法人が投資法人債を発行する場合における投資法人債、投資法人債権者、投資法人債原簿又は投資法人債券について準用する。この場合において、同法第六百八十条第二号中「前条」とあるのは「投資法人法第百三十九条の六」と、同法第六百八十一条第一号中「第六百七十六条第三号から第八号まで」とあるのは「投資法人法第百三十九条の三第一項第三号から第八号まで」と、同法第六百八十四条第一項中「その本店(社債原簿管理人がある場合にあっては、その営業所)」とあるのは「投資法人法第百六十六条第二項第八号に規定する投資主名簿等管理人の営業所」と、同条第四項及び第五項中「裁判所」とあるのは「内閣総理大臣」と、同法第六百九十八条中「第六百七十六条第七号」とあるのは「投資法人法第百三十九条の三第一項第七号」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 680 through Article 701 of the Companies Act shall apply mutatis mutandis to Investment Corporation Bonds, Creditors of an Investment Corporation, Investment Corporation Bonds Registries, and Investment Corporation Bond Certificates where the Investment Corporation issues such Investment Corporation Bonds. In this case, the term 'the preceding Article' in Article 680, item (ii) of that Act shall be deemed to be replaced with 'Article 139-6 of the Investment Corporations Act,' the phrase 'items (iii) through (viii) of Article 676' in Article 681, item (i) of the Companies Act shall be deemed to be replaced with 'Article 139-3, paragraph (1), item (iii) through item (viii) of the Investment Corporations Act,' the phrase 'its head office (or, in case a manager of Bond Registry is appointed, its business office)' in Article 684, paragraph (1) of the Companies Act shall be deemed to be replaced with 'the business office of an Administrator of the Investors' Registry, etc. as set forth in Article 166, paragraph (2), item (viii) of the Investment Corporations Act,' the term 'the court' in Article 684, paragraph (4) and paragraph (5) of the Companies Act shall be deemed to be replaced with 'the Prime Minister,' the term 'item (vii) of Article 676' in Article 698 of the Companies Act shall be deemed to be replaced with 'Article 139-3, paragraph (1), item (vii) of the Investment Corporations Act,' and any other necessary technical replacement of terms shall be specified by a Cabinet Office Ordinance.
- 第二条中証券取引法第二十七条の二十三の改正規定(「第二十七条の二十五第一項」の 下に「及び第二十七条の二十六」を加える部分を除く。)、同法第二十七条の二十四の改正規定、同法第二十七条の二十五の改正規定、同法第二十七条の二十六 の改正規定(「株券等の発行者である会社の事業活動を支配する」を「株券等の発行者の事業活動に重大な変更を加え、又は重大な影響を及ぼす行為として政令 で定めるもの(第四項及び第五項において「重要提案行為等」という。)を行う」に改める部分及び同条に三項を加える部分を除く。)、同法第二十七条の二十 七の改正規定及び同法第二十七条の三十の二の改正規定(「第二十七条の十第二項」を「第二十七条の十第八項及び第十二項」に改める部分及び「第二十七条の 十第一項」の下に「若しくは第十一項」を加える部分を除く。)並びに附則第九条から第十一条まで及び第十三条の規定 公布の日から起算して一年を超えない 範囲内において政令で定める日
- The provisions in Article 2 which revise Article 27-23 of the Securities and Exchange Act (excluding the part adding 'and Article 27-26' after 'Article 27-25(1)'), to revise Article 27-24 of that Act, to revise Article 27-25 of that Act, to revise Article 27-26 of that Act (excluding the part which revises 'controlling business activities of a company that is an issuer of said Shares, etc.' into 'performing an act which is specified in a Cabinet Order as an act of causing material alteration of or exerting material influences on business activities of an issuer of said Shares, etc. (referred to as an 'Act of Making Important Suggestion, etc.' in paragraph (4) and (5))' and the part which is to add paragraph (3) to that Article), to revise Article 27-27 of that Act and to revise Article 27-30-2 of that Act (excluding the part which is to revise 'Article 27-10(2)' into 'Article 27-10(8) and (12)' and the part which adds 'or (11)' after 'Article 27-10(1)')) and the provisions of Articles 9 to 11 inclusive and 13 of these Supplementary Provisions: The date specified by a Cabinet Order within a period not exceeding one year from the day of promulgation
- 第二条の規定(証券取引法第二十七条の二十三の改正規定(「第二十七条の二十五第一 項」の下に「及び第二十七条の二十六」を加える部分を除く。)、同法第二十七条の二十四の改正規定、同法第二十七条の二十五の改正規定、同法第二十七条の 二十六の改正規定(「株券等の発行者である会社の事業活動を支配する」を「株券等の発行者の事業活動に重大な変更を加え、又は重大な影響を及ぼす行為とし て政令で定めるもの(第四項及び第五項において「重要提案行為等」という。)を行う」に改める部分及び同条に三項を加える部分を除く。)、同法第二十七条 の二十七の改正規定及び同法第二十七条の三十の二の改正規定(「第二十七条の十第二項」を「第二十七条の十第八項及び第十二項」に改める部分及び「第二十 七条の十第一項」の下に「若しくは第十一項」を加える部分を除く。)を除く。)並びに附則第七条、第八条及び第十二条の規定 公布の日から起算して六月を 超えない範囲内において政令で定める日
- The provisions of Article 2 (excluding the provisions which revise Article 27-23 of the Securities and Exchange Act (excluding the part adding 'and Article 27-26' after 'Article 27-25(1)'), the provisions which revise Article 27-24 of that Act, the provisions which revise Article 27-25 of that Act, the provisions which revise Article 27-26 of that Act (excluding the part which revises 'controlling business activities of a company that is an issuer of said Shares, etc.' into 'performing an act which is specified in a Cabinet Order as an act of causing material alteration of or exerting material influences on business activities of an issuer of said Shares, etc. (referred to as an 'Act of Making Important Suggestion, etc.' in paragraph (4) and (5))' and the part which adds three paragraphs to that Article), the provisions which revise Article 27-27 of that Act and the provisions which revise Article 27-30-2 of that Act (excluding the part which is to revise 'Article 27-10(2)' into 'Article 27-10(8) and (12)' and the part which adds 'or (11)' after 'Article 27-10(1)')) and the provisions of Article 7, 8 and 12 of these Supplementary Provisions: the date specified by a Cabinet Order within a period not exceeding six months from the day of promulgation
- 第一項(第三項において準用する場合に限る。以下この項及び次項において同じ。)の規定により半期報告書を提出しなければならない会社が、内閣府令で定めるところにより、第一項に規定する内閣府令で定める事項の一部を記載した書面(法令又は金融商品取引所の規則(これに類するものとして内閣府令で定めるものを含む。)に基づいて作成された書面に限る。以下この項及び次項において「半期代替書面」という。)を半期報告書と併せて内閣総理大臣に提出する場合において、公益又は投資者保護に欠けることがないものとして内閣府令で定めるところにより内閣総理大臣の承認を受けた場合における第一項及び第二項の規定の適用については、第一項中「内閣府令で定める事項」とあるのは「内閣府令で定める事項(第十三項に規定する半期代替書面に記載された事項を除く。)」と、第二項中「同項に規定する事項」とあるのは「同項に規定する事項(第十三項に規定する半期代替書面に記載された事項を除く。)」とする。
- In cases where a company required to submit Semiannual Securities Reports under paragraph (1) (limited to cases where it is applied mutatis mutandis pursuant to paragraph (3); hereinafter the same shall apply in this paragraph and following paragraph) submits, pursuant to the provisions of a Cabinet Office Ordinance, documents containing descriptions on part of the matters specified by a Cabinet Office Ordinance under paragraph (1) (limited to documents prepared based on laws and regulations or rules of a Financial Instruments Exchange (including those specified by a Cabinet Office Ordinance as being similar to such rules); such documents are hereinafter referred to as 'Documents Substituting Part of a Semiannual Securities Report' in this paragraph and the following paragraph) together with a Semiannual Securities Report to the Prime Minister, with regard to the application of paragraph (1) and (2) to cases approved by the Prime Minister pursuant to the provisions of a Cabinet Office Ordinance as those where the public interest or protection of investors would not be impaired, the term 'other matters specified by a Cabinet Office Ordinance as necessary and appropriate for the public interest or protection of investors' in paragraph (1) shall be deemed to be replaced with 'other matters specified by a Cabinet Office Ordinance as necessary and appropriate for the public interest or protection of investors (excluding matters stated in Documents Substituting Part of a Semiannual Securities Report as defined in paragraph (13))'; and the term 'the matters set forth in the preceding paragraph' in paragraph (2) shall be deemed to be replaced with 'the matters set forth in the preceding paragraph (excluding matters stated in Documents Substituting Part of a Semiannual Securities Report as defined in paragraph (13)).'
- 第一項(第五項において準用する場合に限る。以下この条において同じ。)の規定により有価証券報告書を提出しなければならない会社が、内閣府令で定めるところにより、第一項に規定する内閣府令で定める事項の一部を記載した書面(法令又は金融商品取引所の規則(これに類するものとして内閣府令で定めるものを含む。)に基づいて作成された書面に限る。以下この項及び次項において「報告書代替書面」という。)を有価証券報告書と併せて内閣総理大臣に提出する場合において、公益又は投資者保護に欠けることがないものとして内閣府令で定めるところにより内閣総理大臣の承認を受けた場合における第一項及び第二項の規定の適用については、第一項中「内閣府令で定める事項」とあるのは「内閣府令で定める事項(第十四項に規定する報告書代替書面に記載された事項を除く。)」と、第二項中「同項本文に規定する事項」とあるのは「同項本文に規定する事項(第十四項に規定する報告書代替書面に記載された事項を除く。)」とする。
- In cases where a company required to submit Annual Securities Reports under paragraph (1) (limited to cases where it is applied mutatis mutandis pursuant to paragraph (5); hereinafter the same shall apply in this Article) submits, pursuant to the provisions of a Cabinet Office Ordinance, documents containing descriptions on part of the matters specified by a Cabinet Office Ordinance under paragraph (1) (limited to documents prepared based on laws and regulations or rules of a Financial Instruments Exchange (including those specified by a Cabinet Office Ordinance as being similar to such rules); such documents are hereinafter referred to as 'Documents Substituting Part of an Annual Securities Report' in this paragraph and the following paragraph) together with an Annual Securities Report to the Prime Minister, with regard to the application of paragraphs (1) and (2) to cases approved by the Prime Minister as specified by a Cabinet Office Ordinance as those where the public interest or protection of investors would not be impaired, the term 'other matters specified by a Cabinet Office Ordinance as necessary and appropriate for the public interest or protection of investors' in paragraph (1) shall be deemed to be replaced with 'other matters specified by a Cabinet Office Ordinance as necessary and appropriate for the public interest or protection of investors (excluding matters stated in Documents Substituting Part of an Annual Securities Report defined in paragraph (14))'; and the term 'among the matters set forth in the main clause of Article 5(1)' in paragraph (2) shall be deemed to be replaced with 'among the matters set forth in the main clause of Article 5(1) (excluding matters stated in Documents Substituting Part of an Annual Securities Report defined in paragraph (14)).'
- 会社法第八百六十八条第一項、第八百六十九条、第八百七十条(第二号、第五号及び第七号に係る部分に限る。)、第八百七十一条、第八百七十二条(第四号に係る部分に限る。)、第八百七十四条(第一号及び第四号に係る部分に限る。)、第八百七十五条及び第八百七十六条の規定は、第一項において準用する同法第二百七条又は第二項において準用する同法第三十三条の規定による検査役の選任及び有限責任監査法人が第一項において準用する同法第六百六十一条第二項の規定による許可の申立てをする場合について準用する。この場合において、同法第八百七十条第五号中「設立時取締役、第二十八条第一号の金銭以外の財産を出資する者及び同条第二号の譲渡人」とあるのは「有限責任監査法人の社員又は有限責任監査法人の社員になろうとする者」と、同条第七号中「第百九十九条第一項第三号又は第二百三十六条第一項第三号の規定により金銭以外の財産」とあるのは「金銭以外の財産」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 868(1), Article 869, Article 870 (excluding the portions pertaining to item (ii), item (v) and item (vii)), Article 871, Article 872 (limited to the portion pertaining to item (iv)), Article 874 (limited to the portions pertaining to item (i) and item (iv)), Article 875 and Article 876 of the Companies Act shall apply mutatis mutandis to Article 207 of the Companies Act as applied mutatis mutandis pursuant to paragraph (1) of this Article, the election of an inspector under the provisions of Article 33 of the Companies Act as applied mutatis mutandis pursuant to paragraph (2) of this Article and the case where a limited liability audit corporation files a petition for permission under the provisions of Article 661(2) of the Companies Act as applied mutatis mutandis pursuant to paragraph (1) of this Article. In this case, the phrase 'Directors at Incorporation, persons who contribute by any property other than money set forth in Article 28(i) and the assignor set forth in item (ii) of the same Article' in Article 870(v) of the Companies Act shall be deemed to be replaced with 'partners of the limited liability audit corporation or persons who intend to become partners of the limited liability audit corporation' and the phrase 'property other than money pursuant to the provisions of Article 199(1)(iii) or Article 236(1)(iii)' in item (vii) of the same Article shall be deemed to be replaced with 'property other than money,' and any other necessary technical replacement of terms shall be specified by Cabinet Order.
- 内閣総理大臣は、内閣府令で定めるところにより、次の各号に掲げる書類を、これらの書類を受理した日から当該各号に定める期間を経過する日(当該各号に掲げる訂正届出書、訂正発行登録書、訂正報告書又は訂正確認書にあつては、当該訂正の対象となつた当該各号に掲げる第五条第一項及び第六項の規定による届出書及びその添付書類、同条第四項の規定の適用を受ける届出書及びその添付書類、発行登録書及びその添付書類、有価証券報告書及びその添付書類、確認書、内部統制報告書及びその添付書類、四半期報告書、半期報告書、臨時報告書、自己株券買付状況報告書又は親会社等状況報告書に係る当該経過する日、第五号及び第九号に掲げる確認書(当該確認書の対象が有価証券報告書及びその添付書類の訂正報告書、四半期報告書の訂正報告書又は半期報告書の訂正報告書である場合に限る。)にあつては、当該訂正の対象となつた有価証券報告書及びその添付書類、四半期報告書又は半期報告書に係る当該経過する日)までの間、公衆の縦覧に供しなければならない。
- The Prime Minister shall, pursuant to the provisions of a Cabinet Office Ordinance, make documents listed in the following items available for public inspection for the period specified in the respective items from the day when he/she receives the document (for an amendment, Amended Shelf Registration Statement, amendment reports and amendment Confirmation Letter listed in the following items, the period specified in the respective items from the day when he/she receives the statements and documents attached thereto submitted under Article 5(1) and (6), the statement and documents attached thereto to which Article 5(4) is applicable, the Shelf Registration Statement and documents attached thereto, the Annual Securities Report and documents attached thereto, the Confirmation Letter, the Internal Control Report and documents attached thereto, the Quarterly Securities Report, the Semiannual Securities Report, the Extraordinary Report, the Share Buyback Report, or the Status Report of Parent Company, etc. for which the amendment, Amended Shelf Registration Statement, amendment reports or amendment Confirmation Letter is submitted; and for a Confirmation Letter listed in item (v) and (ix) (limited to cases where confirmation by the Confirmation Letter is made for an amendment report submitted for an Annual Securities Report and documents attached thereto, an amendment report submitted for a Quarterly Securities Report or an amendment report submitted for a Semiannual Securities Report), the period specified in the respective items from the day when he/she receives the Annual Securities Report and documents attached thereto, the Quarterly Securities Report or the Semiannual Securities Report for which the amendment report is submitted):
- 一般社団法人及び一般財団法人に関する法律(平成十八年法律第四十八号)第四条並びに会社法第六百条、第六百十四条から第六百十九条まで、第六百二十一条及び第六百二十二条の規定は特許業務法人について、同法第五百八十一条、第五百八十二条、第五百八十五条第一項及び第四項、第五百八十六条、第五百九十三条から第五百九十六条まで、第六百一条、第六百五条、第六百六条、第六百九条第一項及び第二項、第六百十一条(第一項ただし書を除く。)並びに第六百十三条の規定は特許業務法人の社員について、同法第八百五十九条から第八百六十二条までの規定は特許業務法人の社員の除名並びに業務を執行する権利及び代表権の消滅の訴えについて、それぞれ準用する。この場合において、同法第六百十三条中「商号」とあるのは「名称」と、同法第六百十五条第一項、第六百十七条第一項及び第二項並びに第六百十八条第一項第二号中「法務省令」とあるのは「経済産業省令」と、同法第六百十七条第三項中「電磁的記録」とあるのは「電磁的記録(弁理士法第七十五条に規定する電磁的記録をいう。次条第一項第二号において同じ。)」と読み替えるものとする。
- The provisions of Article 4 of the Act on General Incorporated Association and General Incorporated Foundation (Act No. 48 of 2006) and Articles 600, 614 to 619, 621 and 622 of the Companies Act shall apply mutatis mutandis to patent professional corporations; the provisions of Articles 581, 582, 585 (1) and (4), 586, 593 to 596, 601, 605, 606, 609 (1) and (2), 611 (except for the proviso in paragraph (1)) and 613 of the Companies Act shall apply mutatis mutandis to members of patent professional corporations; and the provisions of Articles 859 to 862 of the Companies Act shall apply mutatis mutandis to the expulsion and claims seeking extinguishment of right to execute business and the authority of representation of members of patent professional corporations. In this case, the term 'trade name' in Article 613 of the Companies Act shall be deemed to be replaced with 'name', the term 'Ordinance of the Ministry of Justice' in Articles 615 (1), 617 (1) and (2), and 618 (1) (ii) of the Companies Act shall be deemed to be replaced with 'Ordinance of the Ministry of Economy, Trade and Industry', and the term 'electromagnetic records' in Article 617 (3) of the Companies Act shall be deemed to be replaced with 'electromagnetic records (meaning the electromagnetic records provided by Article 75 of the Patent Attorney Act. The same shall apply in paragraph (1) (ii) of the following Article.)'
- 組合の登記については、商業登記法(昭和三十八年法律第百二十五号)第二条から第五条まで(登記所及び登記官)、第七条から第十八条まで、第十九条の二から第二十三条まで、第二十四条(第十六号を除く。)、第二十六条(登記簿等及び登記手続の通則)、第二十七条(類似商号登記の禁止)、第五十六条から第五十九条まで、第六十一条第一項(合名会社の登記)及び第百七条から第百二十条まで(登記の更正及び抹消、電子情報処理組織による登記に関する特例並びに雑則)並びに民事保全法(平成元年法律第九十一号)第五十六条(法人の代表者の職務執行停止の仮処分等の登記の嘱託)の規定を準用する。この場合において、商業登記法第五十六条第三項中「商法第六十四条第一項」とあるのは「投資事業有限責任組合契約に関する法律(平成十年法律第九十号)第十七条」と、民事保全法第五十六条中「法人を代表する者その他法人の役員」とあるのは「投資事業有限責任組合の無限責任組合員又は清算人」と、「法人の本店又は主たる事務所及び支店又は従たる事務所」とあるのは「投資事業有限責任組合の主たる事務所及び従たる事務所」と読み替えるものとする。
- Articles 2 through 5 (Register Office and Registrar), 7 through 18, 19-2 through 23, 24 (excluding item (xvi)), 26 (General Rules for Registry, etc. and Registration Procedure), 27 (Prohibition on Use of Similar Trade Names), 56 through 59, 61(1) (Registration of Incorporated General Partnership (gomei gaisha)) and 107 through 127 (Revision or Cancellation of Registration, Special Rules on Registration by Electronic Information Processing Organization and Miscellaneous Provisions) of the Commercial Registration Act (Act No. 125 of 1963) and Articles 56 (Entrustment of Registration of Provisional Dispositions Concerning Suspension of Business Execution by a Representative of a Juridical person, etc.) of the Civil Preservation Act (Act No 91 of 1989) shall apply mutatis mutandis with respect to the registration of a Partnership. In application of the foregoing provisions of the Commercial Registration Act, the phrase 'Article 64(1) of the Commercial Code' in Article 56(3) of the Commercial Registration Act shall be replaced with 'Article 17 of the Limited Partnership Act for Investment (Act No 90 of 1998)' and the phrases 'a representative of the juridical person or other executives of the juridical person' and 'the head office or principal office and branches or secondary offices of the juridical person' in Article 56 of the Civil Preservation Act shall respectively be replaced with 'a general partner or a liquidator of the Investment LPS' and 'the principal office and secondary offices of the Investment LPS'.
- 会社法第八百二十四条、第八百二十六条、第八百六十八条第一項、第八百七十条(第十三号に係る部分に限る。)、第八百七十一条本文、第八百七十二条(第四号に係る部分に限る。)、第八百七十三条本文、第八百七十五条、第八百七十六条、第九百四条及び第九百三十七条第一項(第三号ロに係る部分に限る。)の規定は監査法人の解散の命令について、同法第八百二十五条、第八百六十八条第一項、第八百七十条(第二号に係る部分に限る。)、第八百七十一条、第八百七十二条(第一号及び第四号に係る部分に限る。)、第八百七十三条、第八百七十四条(第二号及び第三号に係る部分に限る。)、第八百七十五条、第八百七十六条、第九百五条及び第九百六条の規定はこの項において準用する同法第八百二十四条第一項の申立てがあつた場合における監査法人の財産の保全について、それぞれ準用する。この場合において、同法第九百三十七条第一項中「本店(第一号トに規定する場合であって当該決議によって第九百三十条第二項各号に掲げる事項についての登記がされているときにあっては、本店及び当該登記に係る支店)」とあるのは、「主たる事務所及び従たる事務所」と読み替えるものとする。
- The provisions of Article 824, Article 826, Article 868(1), Article 870 (limited to the portion pertaining to item (xiii)), the main clause of Article 871, Article 872 (limited to the portion pertaining to item (iv)), the main clause of Article 873, Article 875, Article 876, Article 904, and Article 937(1) (limited to the portion pertaining to item (iii)(b)) of the Companies Act shall apply mutatis mutandis to the order of the dissolution of audit corporations, and the provisions of Article 825, Article 868(1), Article 870 (limited to the portion pertaining to item (ii)), Article 871, Article 872 (limited to the portions pertaining to item (i) and item (iv)), Article 873, Article 874 (limited to the portions pertaining to item (ii) and item (iii)), Article 875, Article 876, Article 905, and Article 906 of the Companies Act shall apply mutatis mutandis to the preservation of the property of an audit corporation upon a motion set forth in Article 824(1) of the Companies Act as applied mutatis mutandis pursuant to the provisions of this paragraph. In this case, the phrase 'head office (in the case prescribed in item (i)(g) wherein the matters listed in the items of Article 930(2) have been registered based on said resolution, the head office and the branch office pertaining to said registration)' in Article 937(1) of the Companies Act shall be deemed to be replaced with 'principal office and the secondary office.'
- 会社法第八百二十四条、第八百二十六条、第八百六十八条第一項、第八百七十条(第十三号に係る部分に限る。)、第八百七十一条本文、第八百七十二条(第四号に係る部分に限る。)、第八百七十三条本文、第八百七十五条、第八百七十六条、第九百四条及び第九百三十七条第一項(第三号ロに係る部分に限る。)の規定は投資法人の解散の命令について、同法第八百二十五条、第八百六十八条第一項、第八百七十条(第二号に係る部分に限る。)、第八百七十一条、第八百七十二条(第一号及び第四号に係る部分に限る。)、第八百七十三条、第八百七十四条(第二号及び第三号に係る部分に限る。)、第八百七十五条、第八百七十六条、第九百五条及び第九百六条の規定はこの条において準用する同法第八百二十四条第一項の申立てがあつた場合における投資法人の財産の保全について、それぞれ準用する。この場合において、同法第八百二十四条第一項、第八百二十五条第一項及び第三項、第八百二十六条、第九百四条並びに第九百六条第四項中「法務大臣」とあるのは「内閣総理大臣」と、同法第八百二十四条第一項第三号中「業務執行取締役、執行役又は業務を執行する社員」とあるのは「執行役員又は監督役員」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 824, Article 826, Article 868, paragraph (1), Article 870 (limited to the part pertaining to item (xiii)), the main clause of Article 871, Article 872 (limited to the part pertaining to item (iv)), the main clause of Article 873, Article 875, Article 876, Article 904, and Article 937, paragraph (1) (limited to the part pertaining to sub-item (b) of item (iii)) of the Companies Act shall apply mutatis mutandis to an order of dissolution of an Investment Corporation and the provisions of Article 825, Article 868, paragraph (1), Article 870 (limited to the part pertaining to item (ii)), Article 871, Article 872 (limited to the part pertaining to item (i) and item (iv)), Article 873, Article 874 (limited to the part pertaining to item (ii) and item (iii)), Article 875, Article 876, Article 905, and Article 906 of that Act shall apply mutatis mutandis to the preservation of the property of an Investment Corporation where a petition has been filed under Article 824, paragraph (1) of that Act as applied mutatis mutandis pursuant to this Article. In this case, the term 'the Minister of Justice' in Article 824, paragraph (1), Article 825, paragraph (1) and paragraph (3), Article 826, Article 904, and Article 906, paragraph (4) of that Act shall be deemed to be replaced with 'the Prime Minister,' the phrase 'the executive director, an executive officer or a partner who executes the business' in Article 824, paragraph (1), item (iii) of that Act shall be deemed to be replaced with 'the corporate officer(s) or supervisory officers,' and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 公開買付者(第二十七条の二十二の二第二項において準用する第二十七条の三第二項に規定する公開買付者をいう。以下この項において同じ。)は、内閣府令で定める場合には、第二十七条の二十二の二第二項又は第三項において準用する第二十七条の三第四項の規定により当該公開買付け(第二十七条の二十二の二第二項において準用する第二十七条の三第一項に規定する公開買付けをいう。以下この項において同じ。)に係る公開買付届出書(第二十七条の二十二の二第二項において準用する第二十七条の三第二項に規定する公開買付届出書をいい、その訂正届出書を含む。)を提出した日において、既に当該公開買付者である会社が発行者である株券等に係る公開買付届出書(第二十七条の三第二項に規定する公開買付届出書をいう。)の提出をしている者がある場合において送付するものとされている書類の写しに代えて、当該公開買付けに係る公開買付届出書(第二十七条の二十二の二第二項において準用する第二十七条の三第二項に規定する公開買付届出書をいい、その訂正届出書を含む。)に記載すべき事項を電子情報処理組織を使用する方法その他の内閣府令で定める方法により提供することができる。この場合において、当該公開買付者は、当該書類の写しを送付したものとみなす。
- A Tender Offeror (meaning the Tender Offeror prescribed in Article 27-3(2) as applied mutatis mutandis pursuant to Article 27-22-2(2); hereinafter the same shall apply in this paragraph) may, in lieu of the copies of the documents to be sent under the provision of Article 27-3(4) as applied mutatis mutandis pursuant to Article 27-22-2(2) or (3) to the person who has already submitted the Tender Offer Notification (meaning the Tender Offer Notification prescribed in Article 27-3(2)) pertaining to the Share Certificates, etc. issued by a company which is the Tender Offeror, as of the date when the Tender Offeror has submitted the Tender Offer Notification (meaning the Tender Offer Notification prescribed in Article 27-3(2) as applied mutatis mutandis pursuant to Article 27-22-2(2), and including Amendments thereof) pertaining to the Tender Offer (meaning the Tender Offer prescribed in Article 27-3(1) as applied mutatis mutandis pursuant to Article 27-22-2(2); hereinafter the same shall apply in this paragraph), provide the information to be contained in the Tender Offer Notification (meaning the Tender Offer Notification prescribed in Article 27-3(2) as applied mutatis mutandis to Article 27-22-2(2), and including the Amendments thereof) pertaining to said Tender Offer by means of the electronic data processing system or by any other method specified by a Cabinet Office Ordinance, in the case specified by a Cabinet Office Ordinance. In this case, said Tender Offeror shall be deemed to have sent the copy of said documents.
- 会社法第二百七条、第二百十二条(第一項第一号を除く。)、第二百十三条(第一項第一号及び第三号を除く。)、第八百六十八条第一項、第八百七十条(第二号及び第七号に係る部分に限る。)、第八百七十一条、第八百七十二条(第四号に係る部分に限る。)、第八百七十四条(第一号に係る部分に限る。)、第八百七十五条及び第八百七十六条の規定は、第百一条の九第三号に規定する金銭以外の財産を出資の目的とする場合について準用する。この場合において、同法第二百七条第一項、第七項及び第九項第二号から第五号まで並びに第二百十二条第一項第二号及び第二項中「第百九十九条第一項第三号」とあるのは「金融商品取引法第百一条の九第三号」と、同法第二百七条第四項、第六項及び第九項第三号並びに第二百十三条第一項第二号中「法務省令」とあるのは「内閣府令」と、同法第二百七条第八項及び第二百十二条第二項中「申込み又は第二百五条の契約」とあるのは「申込み」と、同法第二百七条第十項第一号中「取締役、会計参与、監査役若しくは執行役」とあるのは「会員金融商品取引所の理事長、理事若しくは監事」と、同法第二百十二条第一項第二号中「第二百九条」とあるのは「金融商品取引法第百一条の十四」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 207, Article 212 (excluding item (i), paragraph (1)), Article 213 (excluding items (i) and (iii) of paragraph (1)), Article 868 (1), Article 870 (limited to the part pertaining to items (ii) and (vii)), Article 871, Article 872 (limited to the part pertaining to item (iv)), Article 874 (limited to the part pertaining to item (i)), Article 875 and Article 876 of the Companies Act shall apply mutatis mutandis to a case where property other than money will be subject to contribution as prescribed in Article 101-9(iii). In this case, the term 'Article 199(1)(iii)' in Article 207, paragraph (1) and (7) and items (ii) to (v) inclusive of paragraph (9) and Article 212(1)(ii) and (2) of that Act shall be deemed to be replaced with 'Article 101-9(iii) of the Financial Instruments and Exchange Act,'; the term 'Ordinance of the Ministry of Justice' in Article 207(4), (6) and (9)(iii) and Article 213(1)(ii) of that Act shall be deemed to be replaced with 'a Cabinet Office Ordinance,'; the term 'his/her applications for subscription for Shares for Subscription, or his/her manifestation of intention relating to the contract provided for in Article 205' in Article 207(8) and Article 212(2) of that Act shall be deemed to be replaced with 'his/her manifestation of intention relating to an application for subscription for Shares for Subscription,'; the term 'A director, an accounting advisor, a company auditor or executive officer,' in Article 207(10)(i) of that Act shall be deemed to be replaced with 'a president, a board member or an auditor of a Membership-Type Financial Instruments Exchange,'; the term 'Article 209' in Article 212(1)(ii) of that Act shall be deemed to be replaced with 'Article 101-14 of the Financial Instruments and Exchange Act'; and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
- 第二十五条第一項第一号から第十一号まで(第二十七条において準用する場合を含む。)に掲げる書類に係る電子開示手続を行つた者若しくは同項第十二号(第二十七条において準用する場合を含む。)に掲げる書類に係る電子開示手続を行つた者の提出子会社又は第二十七条の十四第一項(第二十七条の二十二の二第二項において準用する場合を含む。)に規定する書類に係る電子開示手続を行つた者は、内閣府令で定める場合には、第二十五条第二項(第二十七条において準用する場合を含む。)又は第二十七条の十四第二項(第二十七条の二十二の二第二項において準用する場合を含む。)の規定により公衆の縦覧に供しなければならないものとされている書類の写しに代えて、当該書類の写しに係る第二十五条第一項各号(第二十七条において準用する場合を含む。)に掲げる書類又は第二十七条の十四第一項(第二十七条の二十二の二第二項において準用する場合を含む。)に規定する書類に記載すべき事項(第二十五条第四項(第二十七条において準用する場合を含む。)の規定により公衆の縦覧に供しないものとされている部分を除く。)を出力装置の映像面に表示する方法その他の内閣府令で定める方法により公衆の縦覧に供することができる。この場合において、当該事項を公衆の縦覧に供した者は、当該書類の写しを公衆の縦覧に供したものとみなす。
- A Subsidiary Company Submitting Annual Securities Reports of a person who has conducted Electronic Disclosure Procedures pertaining to the documents listed in Article 25(1), items (i) to (xi) inclusive (including the cases where it is applied mutatis mutandis pursuant to Article 27) or a Subsidiary Company Submitting Annual Securities Reports of a person who has conducted Electronic Disclosure Procedures of the documents listed in Article 25(1)(xii) (including the cases where it is applied mutatis mutandis pursuant to Article 27), or a person who has conducted Electronic Disclosure Procedures pertaining to the document prescribed in Article 27-14(1) (including the cases where it is applied mutatis mutandis pursuant to Article 27-22-2(2)) may, in lieu of the copies of the documents to be made available for public inspection under the provision of Article 25(2) (including the cases where it is applied mutatis mutandis pursuant to Article 27) or Article 27-14(2) (including the cases where it is applied mutatis mutandis pursuant to Article 27-22-2(2)), make available for public inspections the information (excluding the parts that shall not be made public for public inspection under the provision of Article 25(4) (including the cases where it is applied mutatis mutandis pursuant to Article 27)) to be contained in the documents listed in each item of Article 25(1) (including the cases where it is applied mutatis mutandis pursuant to Article 27) or the documents prescribed in Article 27-14(1) (including the cases where it is applied mutatis mutandis pursuant to Article 27-22-2(2)) pertaining to copies of such documents by means of indicating said information on the screen of an output device or by any other methods specified by a Cabinet Office Ordinance, in the cases specified by a Cabinet Office Ordinance. In this case, the person who has made said information available for public inspection shall be deemed to have made the copies of said documents available for public inspection.
- 会社法第三十三条第二項から第十一項まで(第十項第二号を除く。)(定款の記載又は記録事項に関する検査役の選任)、第八百六十八条第一項(非訟事件の管轄)、第八百七十条(第二号及び第五号に係る部分に限る。)(陳述の聴取)、第八百七十一条(理由の付記)、第八百七十二条(第四号に係る部分に限る。)(即時抗告)、第八百七十四条(第一号に係る部分に限る。)(不服申立ての制限)、第八百七十五条(非訟事件手続法の規定の適用除外)及び第八百七十六条(最高裁判所規則)の規定は、前項の場合について準用する。この場合において、同法第三十三条第七項及び第八項中「第二十八条各号」とあるのは「資産流動化法第十六条第三項各号」と、同項中「設立時発行株式」とあるのは「設立時発行特定出資」と、同条第十項中「前各項」とあるのは「資産流動化法第十八条第一項及び同条第二項において準用する第三十三条第二項から第九項まで」と、同項第一号中「第二十八条第一号及び第二号」とあるのは「資産流動化法第十六条第三項第一号及び第二号」と、同項第三号中「第二十八条第一号又は第二号」とあるのは「資産流動化法第十六条第三項第一号又は第二号」と、同条第十一項第二号中「第二十八条第二号」とあるのは「資産流動化法第十六条第三項第二号」と、同項第三号中「第三十八条第一項」とあるのは「資産流動化法第二十一条第一項」と、「同条第二項第二号」とあるのは「同項」と読み替えるものとする。
- The provisions of Article 33(2) to (11) inclusive (excluding paragraph (10)(ii)) (Election of Inspector of Matters Specified or Recorded in the Articles of Incorporation), Article 868(1) (Jurisdiction over Non-Contentious Cases), Article 870 (limited to the portion pertaining to item (ii) and item (v)) (Hearing of Statements), Article 871 (Appending of the Reason), Article 872 (limited to the portion pertaining to item (iv)) (Immediate Appeal), Article 874 (limited to the portion pertaining to item (i)) (Restrictions on Appeal), Article 875 (Exclusion from Application of the Provisions of the Non-Contentious Cases Procedures Act) and Article 876 (Supreme Court Rules) of the Companies Act shall apply mutatis mutandis to a case as set forth in the preceding paragraph. In this case, the term 'each item of Article 28' in Article 33(7) and (8) of the Companies Act shall be deemed to be replaced with 'each item of Article 16(3) of the Asset Securitization Act,' the term 'Shares Issued at Incorporation' in Article 33(8) of the Companies Act shall be deemed to be replaced with 'Specified Equity Issued at Incorporation,' the term 'the preceding nine paragraphs' in paragraph (10) of that Article shall be deemed to be replaced with 'Article 33(2) to (9) as applied mutatis mutandis pursuant to Article 18(1) of the Asset Securitization Act and pursuant to paragraph (2) of that Article,' the term 'item (i) and item (ii) of Article 28' in Article 33(10)(i) of the Companies Act shall be deemed to be replaced with 'Article 16(3)(i) and (ii) of the Asset Securitization Act,' the term 'item (i) and item (ii) of Article 28' in Article 33(10)(iii) of the Companies Act shall be deemed to be replaced with 'Article 16(3)(i) or (ii) of the Asset Securitization Act,' the term 'item (ii) of Article 28' in Article 33(11)(ii) of the Companies Act shall be deemed to be replaced with 'Article 16(3)(ii) of the Asset Securitization Act,' the term 'paragraph (1) of Article 38' in Article 33(11)(iii) of the Companies Act shall be deemed to be replaced with 'Article 21(1) of the Asset Securitization Act,' and the term 'item (ii), paragraph (2) of such Article' in Article 33(11)(iii) of the Companies Act shall be deemed to be replaced with 'that paragraph.'
- 民法第八十二条及び第八十三条、非訟事件手続法(明治三十一年法律第十四号)第三十五条第二項及び第四十条並びに会社法第六百四十四条(第三号を除く。)、第六百四十五条から第六百四十九条まで、第六百五十条第一項及び第二項、第六百五十一条第一項及び第二項(同法第五百九十四条の準用に係る部分を除く。)、第六百五十二条、第六百五十三条、第六百五十五条から第六百五十九条まで、第六百六十二条から第六百六十四条まで、第六百六十六条、第六百六十七条、第六百七十二条、第六百七十三条、第六百七十五条、第八百六十三条、第八百六十四条、第八百六十八条第一項、第八百六十九条、第八百七十条(第二号及び第三号に係る部分に限る。)、第八百七十一条、第八百七十二条(第四号に係る部分に限る。)、第八百七十四条(第一号及び第四号に係る部分に限る。)、第八百七十五条並びに第八百七十六条の規定は、監査法人の解散及び清算について準用する。この場合において、同法第六百四十四条第一号中「第六百四十一条第五号」とあるのは「公認会計士法第三十四条の十八第一項第三号」と、同法第六百四十七条第三項中「第六百四十一条第四号又は第七号」とあるのは「公認会計士法第三十四条の十八第一項第五号若しくは第六号又は第二項」と、同法第六百五十八条第一項中「法務省令」とあるのは「内閣府令」と、同法第六百七十三条第一項中「第五百八十条」とあるのは「公認会計士法第三十四条の十の六」と読み替えるものとする。
- The provisions of Article 82 and Article 83 of the Civil Code, Article 35(2) and Article 40 of the Act of Procedures in Non-Contentious Matters (Act No. 14 of 1898), and Article 644 (excluding item (iii)), Articles 645 to 649 inclusive, Article 650(1) and (2), Article 651(1) and (2) (excluding the portion pertaining to application mutatis mutandis of Article 594 of the same Act), Article 652, Article 653, Articles 655 to 659 inclusive, Articles 662 to 664 inclusive, Article 666, Article 667, Article 672, Article 673, Article 675, Article 863, Article 864, Article 868(1), Article 869, Article 870 (limited to the portions pertaining to item (ii) and item (iii)), Article 871, Article 872 (limited to the portion pertaining to item (iv)), Article 874 (limited to the portions pertaining to item (i) and item (iv)), Article 875, and Article 876 of the Companies Act shall apply mutatis mutandis to the dissolution and liquidation of audit corporations. In this case, the term 'Article 641(v)' in Article 644(i) of the Companies Act shall be deemed to be replaced with 'Article 34-18(1)(iii) of the Certified Public Accountants Act,' the term 'Article 641(iv) or (vii)' in Article 647(3) of the same Act shall be deemed to be replaced with 'Article 34-18(1)(v) or (vi) or Article 34-18(2) of the Certified Public Accountants Act,' the term 'Ordinance of the Ministry of Justice' in Article 658(1) of the same Act shall be deemed to be replaced with 'Cabinet Office Ordinance,' and the term 'Article 580' in Article 673(1) of the same Act shall be deemed to be replaced with 'Article 34-10-6 of the Certified Public Accountants Act.'
- 会社法第六百四十四条(第三号を除く。)、第六百四十五条から第六百四十九条まで、第六百五十条第一項及び第二項、第六百五十一条第一項及び第二項(同法第五百九十四条の準用に係る部分を除く。)、第六百五十二条、第六百五十三条、第六百五十五条から第六百五十九条まで、第六百六十二条から第六百六十四条まで、第六百六十六条から第六百七十三条まで、第六百七十五条、第八百六十三条、第八百六十四条、第八百六十八条第一項、第八百六十九条、第八百七十条(第二号及び第三号に係る部分に限る。)、第八百七十一条、第八百七十二条(第四号に係る部分に限る。)、第八百七十四条(第一号及び第四号に係る部分に限る。)、第八百七十五条並びに第八百七十六条の規定は、特許業務法人の解散及び清算について準用する。この場合において、同法第六百四十四条第一号中「第六百四十一条第五号」とあるのは「弁理士法第五十二条第一項第三号」と、同法第六百四十七条第三項中「第六百四十一条第四号又は第七号」とあるのは「弁理士法第五十二条第一項第五号若しくは第六号又は第二項」と、同法第六百五十八条第一項及び第六百六十九条中「法務省令」とあるのは「経済産業省令」と、同法第六百六十八条第一項及び第六百六十九条中「第六百四十一条第一号から第三号まで」とあるのは「弁理士法第五十二条第一項第一号又は第二号」と、同法第六百七十条第三項中「第九百三十九条第一項」とあるのは「弁理士法第五十三条の二第六項において準用する第九百三十九条第一項」と、同法第六百七十三条第一項中「第五百八十条」とあるのは「弁理士法第四十七条の四」と読み替えるものとする。
- The provisions of Articles 644 (except for item (iii)), 645 to 649, 650 (1) and (2), 651 (1) and (2) (except for portions pertaining to mutatis mutandis application of Article 594 of the Companies Act), 652, 653, 655 to 659, 662 to 664, 666 to 673, 675, 863, 864, 868 (1), 869, 870 (limited to portions pertaining to items (ii) and (iii)), 871, 872 (limited to portions pertaining to items (iv)), 874 (limited to portions pertaining to items (i) and (iv)), 875 and 876 of the Companies Act shall apply mutatis mutandis to the dissolution and liquidation of patent professional corporations. In this case, the term 'Article 641 (v)' in Article 644 (i) of the Companies Act shall be deemed to be replaced with 'Article 52 (1) (iii) of the Patent Attorney Act'; the term 'Article 641 (iv) or (vii)' in Article 647 (3) of the Companies Act shall be deemed to be replaced with 'paragraph (1) (v) or (vi) or paragraph (2) of Article 52 of the Patent Attorney Act'; the term 'Ordinance of the Ministry of Justice' in Articles 658 (1) and 669 of the Companies Act shall be deemed to be replaced with 'Ordinance of the Ministry of Economy, Trade and Industry'; the term 'items (i) to (iii) of Article 641' in Article 668 (1) and 669 shall be deemed to be replaced with 'Article 52 (1) (i) or (ii) of the Patent Attorney Act'; the term 'Article 939 (1)' in Article 670 (3) of the Companies Act shall be deemed to be replaced with 'Article 939 (1), as applied mutatis mutandis pursuant to Article 53-2 (6) of the Patent Attorney Act'; and the term 'Article 580' in Article 673 (1) of the Companies Act shall be deemed to be replaced with 'Article 47-4 of the Patent Attorney Act'.
- 会社法第二百七条(第九項第一号を除く。)、第六百四条第三項、第六百二十条、第六百二十三条第一項、第六百二十五条から第六百三十六条まで、第六百六十条、第六百六十一条及び第六百六十五条の規定は、有限責任監査法人について準用する。この場合において、これらの規定中「法務省令」とあるのは「内閣府令」と、同法第二百七条第一項中「第百九十九条第一項第三号に掲げる事項を」とあるのは「金銭以外の財産を出資の目的として」と、「同号」とあるのは「当該金銭以外」と、同条第七項及び第九項第二号から第五号までの規定中「第百九十九条第一項第三号」とあるのは「金銭以外の財産」と、同条第八項中「募集株式の引受人」とあるのは「社員になろうとする者」と、「その募集株式の引受けの申込み又は第二百五条の契約に係る意思表示」とあるのは「出資の申込み」と、同条第十項第一号中「取締役、会計参与、監査役若しくは執行役」とあるのは「社員」と、「支配人その他の使用人」とあるのは「使用人」と、同項第二号中「募集株式の引受人」とあるのは「社員になろうとする者」と、同法第六百四条第三項中「前項」とあるのは「公認会計士法第三十四条の二十二第一項において準用する前項」と、同法第六百三十一条第一項中「事業年度」とあるのは「会計年度」と、同法第六百三十二条第一項中「第六百二十四条第一項」とあるのは「公認会計士法第三十四条の二十二第一項において準用する第六百二十四条第一項」と、同条第二項中「が、第六百二十四条第一項前段」とあるのは「が、公認会計士法第三十四条の二十二第一項において準用する第六百二十四条第一項前段」と、「は、第六百二十四条第一項前段」とあるのは「は、同法第三十四条の二十二第一項において準用する第六百二十四条第一項前段」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 207 (excluding paragraph (9)(i)), Article 604(3), Article 620, Article 623(1), Articles 625 to 636 inclusive, Article 660, Article 661 and Article 665 of the Companies Act shall apply mutatis mutandis to limited liability audit corporations. In this case, the term 'Ordinance of the Ministry of Justice' in these provisions shall be deemed to be replaced with 'Cabinet Office Ordinance,' the phrase 'the matters listed in Article 199(1)(iii)' in Article 207(1) of the Companies Act shall be deemed to be replaced with 'property other than money as the object of capital contribution,' the phrase 'provided for in that item' in the same paragraph shall be deemed to be replaced with 'other than money,' the phrase 'provided for in Article 199(1)(iii)' in paragraph (7) and paragraph (9)(ii) to (v) inclusive of the same Article shall be deemed to be replaced with 'of property other than money,' the term 'subscriber for Shares for Subscription' in paragraph (8) of the same Article shall be deemed to be replaced with 'person who intends to become a partner,' the phrase 'his/her applications for subscription for Shares for Subscription, or his/her manifestation of intention relating to the contract provided for in Article 205' in the same paragraph shall be deemed to be replaced with 'his/her offer for capital contribution,' the phrase 'director, an accounting advisor, a company auditor or executive officer,' in paragraph (10)(i) of the same Article shall be deemed to be replaced with 'partner,' the phrase 'employee including a manager' in the same item shall be deemed to be replaced with 'employee,' the term 'subscriber for Shares for Subscription' in item (ii) of the same paragraph shall be deemed to be replaced with 'person who intends to become a partner,' the term 'the preceding paragraph' in Article 604(3) of the same Act shall be deemed to be replaced with 'the preceding paragraph as applied mutatis mutandis pursuant to Article 34-22(1) of the Certified Public Accountants Act,' the term 'business year' in Article 631(1) of the same Act shall be deemed to be replaced with 'fiscal year,' the term 'Article 624(1)' in Article 632(1) of the same Act shall be deemed to be replaced with 'Article 624(1) as applied mutatis mutandis pursuant to Article 34-22(1) of the Certified Public Accountants Act,' the phrase 'a demand is made under the provisions of the first sentence of Article 624(1)' in paragraph (2) of the same Article shall be deemed to be replaced with 'a demand is made under the provisions of the first sentence of Article 624(1) as applied mutatis mutandis pursuant to Article 34-22(1) of the Certified Public Accountants Act,' and the phrase 'the demand under the first sentence of Article 624(1)' in the same paragraph shall be deemed to be replaced with 'the demand under the first sentence of Article 624(1) as applied mutatis mutandis pursuant to Article 34-22(1) of the Certified Public Accountants Act,' and any other necessary technical replacement of terms shall be specified by Cabinet Order.
- 第七条、第九条第一項及び第十条第一項の規定は前項に規定する報告書(以下「自己株券買付状況報告書」という。)について、第二十二条の規定は自己株券買付状況報告書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けている場合について、それぞれ準用する。この場合において、第七条中「第四条第一項又は第二項の規定による届出の日以後当該届出がその効力を生ずることとなる日前において、第五条第一項及び第六項の規定による届出書類」とあるのは「自己株券買付状況報告書(第二十四条の六第一項に規定する報告書をいう。以下この条、第九条第一項、第十条第一項及び第二十二条において同じ。)」と、「届出者」とあるのは「自己株券買付状況報告書の提出者」と、「訂正届出書」とあるのは「訂正報告書」と、第九条第一項中「届出者」とあるのは「自己株券買付状況報告書の提出者」と、「訂正届出書」とあるのは「訂正報告書」と、第十条第一項中「届出者」とあるのは「自己株券買付状況報告書の提出者」と、「訂正届出書の提出を命じ、必要があると認めるときは、第四条第一項又は第二項の規定による届出の効力の停止」とあるのは「訂正報告書の提出」と、第二十二条第一項中「第二十一条第一項第一号及び第三号に掲げる者」とあるのは「当該自己株券買付状況報告書を提出した会社のその提出の時における役員」と、「有価証券届出書の届出者が発行者である有価証券を募集又は売出しによらないで取得した者」とあるのは「自己株券買付状況報告書の提出者が発行者である有価証券を取得した者」と、同条第二項中「第二十一条第二項第一号及び第二号」とあるのは「第二十一条第二項第一号」と、「前項」とあるのは「第二十四条の六第二項において準用する前項」と読み替えるものとする。
- Article 7, Article 9(1) and Article 10(1) shall apply mutatis mutandis to a report submitted under the preceding paragraph (hereinafter referred to as a 'Share Buyback Report'), and Article 22 shall apply mutatis mutandis to cases where a Share Buyback Report contains any fake statement on important matters or lacks a statement an important matters that should be stated or on a material fact that is necessary for avoiding misunderstanding. In this case, the part 'a statement set forth in Article 5(1) or in other documents required under Article 5(6), or there occurs any other circumstance provided for by a Cabinet Office Ordinance as that which requires amendment of such statement or such other documents for the public interest or protection of investors, during the period on or after the day when the notification was made under Article 4(1) or (2) but before the day when the notification is to take effect' and the terms 'the person making the notification' and 'an amendment' in Article 7 shall be deemed to be replaced with 'a Share Buyback Report (meaning report to be submitted under Article 24-6(1); hereinafter the same shall apply in this Article, Article 9(1), Article 10(1) and Article 22), or there occurs any other circumstance provided for by a Cabinet Office Ordinance as that which requires amendment of a Share Buyback Report for the public interest or protection of investors,' 'the person submitting the Share Buyback Report' and 'an amendment report,' respectively; the terms 'the person submitting them' and 'an amendment' in Article 9(1) shall be deemed to be replaced with 'the person submitting the Share Buyback Report' and 'an amendment report,' respectively; the terms 'the person submitting the Securities Registration Statement' and 'to submit an amendment and may, when he/she finds it necessary, order the suspension of the effect of the notification made under Article 4(1) or (2)' in Article 10(1) shall be deemed to be replaced with 'the person submitting the Share Buyback Report' and 'to submit an amendment report,' respectively; the term 'persons specified in Article 21(1)(i) and (iii)' and the part 'persons who have acquired the Securities issued by the person submitting the Securities Registration Statement not through Public Offering or Secondary Distribution' in Article 22(1) shall be deemed to be replaced with 'person who, at the time of submission of the Share Buyback Report, is an Officer of the company having submitted the Share Buyback Report' and 'persons who have acquired the Securities issued by the person submitting the Share Buyback Report,' respectively; the terms 'Article 21(2)(i) and (ii)' and 'the preceding paragraph' in Article 22(2) shall be deemed to be replaced with 'Article 21(2)(i)' and 'the preceding paragraph as applied mutatis mutandis pursuant to Article 24-6(2),' respectively.
- この法律、信託法、信託業法、金融機関の信託業務の兼営等に関する法律、金融商品取引法、商品取引所法(昭和二十五年法律第二百三十九号)、宅地建物取引業法、出資の受入れ、預り金及び金利等の取締りに関する法律(昭和二十九年法律第百九十五号)、割賦販売法(昭和三十六年法律第百五十九号)、海外商品市場における先物取引の受託等に関する法律(昭和五十七年法律第六十五号)、貸金業法(昭和五十八年法律第三十二号)、特定商品等の預託等取引契約に関する法律(昭和六十一年法律第六十二号)、商品投資に係る事業の規制に関する法律(平成三年法律第六十六号)、不動産特定共同事業法(平成六年法律第七十七号)、資産の流動化に関する法律(平成十年法律第百五号)、金融業者の貸付業務のための社債の発行等に関する法律(平成十一年法律第三十二号)、会社法若しくは一般社団法人及び一般財団法人に関する法律(平成十八年法律第四十八号)若しくはこれらに相当する外国の法令の規定に違反し、又は民事再生法(平成十一年法律第二百二十五号)第二百五十五条、第二百五十六条、第二百五十八条から第二百六十条まで若しくは第二百六十二条の罪、外国倒産処理手続の承認援助に関する法律(平成十二年法律第百二十九号)第六十五条、第六十六条、第六十八条若しくは第六十九条の罪、破産法(平成十六年法律第七十五号)第二百六十五条、第二百六十六条、第二百六十八条から第二百七十二条まで若しくは第二百七十四条の罪、刑法(明治四十年法律第四十五号)第二百四条、第二百六条、第二百八条、第二百八条の三、第二百二十二条若しくは第二百四十七条の罪、暴力行為等処罰に関する法律(大正十五年法律第六十号)の罪若しくは暴力団員による不当な行為の防止等に関する法律(平成三年法律第七十七号)第四十六条、第四十七条、第四十九条若しくは第五十条の罪を犯し、罰金の刑(これに相当する外国の法令による刑を含む。)に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過しない者
- A person who has been sentenced to pay a fine (including a punishment under the laws and regulations of a foreign state equivalent thereto) for having violated the provisions of this Act, the Trust Act, the Trust Business Act, the Act on Concurrent Operation of Trust Business by a Financial Institution, the Financial Instruments and Exchange Act, the Commodity Exchange Act (Act No. 239 of 1950), the Building Lots and Buildings Transaction Business Act, the Act Regulating the Receipt of Contributions, Receipt of Deposits, and Interest Rates, etc. (Act No. 195 of 1954), the Installment Sales Act (Act No. 159 of 1961), the Act on Assumption of Entrustment, etc. of Futures Trading in the Foreign Commodities Market (Act No.65 of 1982), the Money Lending Business Act (Act No. 32 of 1983), the Act on Deposit, etc. Transaction Agreements of Specified Commodities, etc. (Act No. 62 of 1986), the Act on Regulation of Business Pertaining to Commodity Investment (Act No. 66 of 1991), the Real Estate Specified Joint Enterprise Act (Act No. 77 of 1994), the Act on Securitization of Assets (Act No. 105 of 1998), the Act on Issuance, etc. of Bonds for Financial Corporations' Loan Business (Act No. 32 of 1999), the Companies Act, or the Act on General Incorporated Associations and General Incorporated Foundations (Act No. 48 of 2006), for having violated the provisions of the laws and regulations of a foreign state equivalent to those Acts, or for having committed a crime prescribed in Article 255, Article 256, Article 258 through Article 260, and Article 262 of the Civil Rehabilitation Act (Act No. 225 of 1999), Article 65, Article 66, Article 68, and Article 69 of the Act on Recognition and Assistance for Foreign Insolvency Procedures (Act No. 129 of 2000), Article 265, Article 266, Article 268 through Article 272, and Article 274 of the Bankruptcy Act (Act No. 75 of 2004), Article 204, Article 206, Article 208, Article 208-3, Article 222, and Article 247 of the Penal Code (Act No. 45 of 1907), the Act on the Punishment of Violent Acts (Act No. 60 of 1926), Article 46, Article 47, Article 49, and Article 50 of the Act on Prevention of Illegal Acts by Organized Crime Group Members (Act No. 77 of 1991), and for whom five years have yet to elapse since the day on which the execution of sentence was complete or since the sentence has become no longer applicable.
- この法律は、公布の日から起算して六月を超えない範囲内において政令で定める日から施行する。ただし、第一条中商法第二百八十五条ノ四、第二百八十五条ノ五第二項、第二百八十五条ノ六第二項及び第三項、第二百九十条第一項並びに第二百九十三条ノ五第三項の改正規定並びに附則第六条中農林中央金庫法(大正十二年法律第四十二号)第二十三条第三項及び第二十四条第一項の改正規定、附則第七条中商工組合中央金庫法(昭和十一年法律第十四号)第三十九条ノ三第三項及び第四十条ノ二第一項の改正規定、附則第九条中農業協同組合法(昭和二十二年法律第百三十二号)第五十二条第一項の改正規定、附則第十条中証券取引法(昭和二十三年法律第二十五号)第五十三条第三項の改正規定及び同条第四項を削る改正規定、附則第十一条中水産業協同組合法(昭和二十三年法律第二百四十二号)第五十六条第一項の改正規定、附則第十二条中協同組合による金融事業に関する法律(昭和二十四年法律第百八十三号)第五条の五の次に一条を加える改正規定及び同法第十二条第一項の改正規定、附則第十三条中船主相互保険組合法(昭和二十五年法律第百七十七号)第四十二条第一項の改正規定、附則第十六条中信用金庫法(昭和二十六年法律第二百三十八号)第五十五条の三第三項及び第五十七条第一項の改正規定、附則第十八条中労働金庫法(昭和二十八年法律第二百二十七号)第六十一条第一項の改正規定、附則第二十三条中銀行法(昭和五十六年法律第五十九号)第十七条の二第三項の改正規定及び同条第四項を削る改正規定、附則第二十六条の規定、附則第二十七条中保険業法(平成七年法律第百五号)第十五条に一項を加える改正規定、同法第五十五条第一項及び第二項、第百十二条第一項並びに第百十二条の二第三項の改正規定、同条第四項を削る改正規定、同法第百十五条第二項、第百十八条第一項、第百十九条及び第百九十九条の改正規定並びに同法附則第五十九条第二項及び附則第九十条第二項を削る改正規定、附則第二十九条中株式の消却の手続に関する商法の特例に関する法律(平成九年法律第五十五号)第七条第二項の改正規定並びに附則第三十一条中特定目的会社による特定資産の流動化に関する法律(平成十年法律第百五号)第百一条第一項及び第百二条第三項の改正規定は、平成十二年四月一日から施行する。
- This Act shall come into effect as of the date specified by Cabinet Order within a period not exceeding six months from the day of promulgation; provided, however, that the provisions in Article 1 which are to revise Articles 285-4, Article 285-5, paragraph (2), Article 285-6, paragraphs (2) and (3), Article 290, paragraph (1) and Article 293-5, paragraph (3) of the Commercial Code, and the provisions in Article 6 of these Supplementary Provisions which are to revise Articles 23, paragraph (3) and Article 24, paragraph (1) of the Norinchukin Bank Act (Act No. 42 of 1923), the provisions in Article 7 of these Supplementary Provisions which are to revise Articles 39-3, paragraph (3) and Article 40-2, paragraph (1) of the Shoko Chukin Bank Act (Act No. 14 of 1936), the provisions in Article 9 of these Supplementary Provisions which is to revise Article 52, paragraph (1) of the Agricultural Cooperatives Act (Act No. 132 of 1947), the provisions in Article 10 of these Supplementary Provisions which are to revise Article 53, paragraph (3) of the Securities and Exchange Act (Act No. 25 of 1948) and to delete Article 53, paragraph (4) of that Act, the provisions in Article 11 of these Supplementary Provisions which is to revise Article 56, paragraph (1) of the Fisheries Cooperatives Act (Act No. 242 of 1948), the provisions in Article 12 of these Supplementary Provisions which are to add a new Article after Article 5-5 of the Act on Financial Services by Cooperatives (Act No. 183 of 1949) and to revise Article 12, paragraph (1) of that Act, the provisions in Article 13 of these Supplementary Provisions which is to revise Article 42, paragraph (1) of the Ship Owner's Mutual Insurance Union Act (Act No. 177 of 1950), the provisions in Article 16 of these Supplementary Provisions which are to revise Articles 55-3, paragraph (3) and Article 57, paragraph (1) of the Shinkin Bank Act (Act No. 238 of 1951), the provisions in Article 18 of these Supplementary Provisions which is to revise Article 61, paragraph (1) of the Labor Bank Act (Act No. 227 of 1953), the provisions in Article 23 of these Supplementary Provisions which are to revise Article 17-2, paragraph (3) of the Banking Act (Act No. 59 of 1981) and to delete Article 17-2, paragraph (4) of that Act, the provisions of Article 26 of these Supplementary Provisions, the provisions in Article 27 of these Supplementary Provisions which are to add a new paragraph to Article 15 of the Insurance Services Act (Act No. 105 of 1995), to revise Articles 55, paragraphs (1) and (2), Article 112, paragraph (1) and Article 112-2, paragraph (3) of that Act, to delete Article 112-2, paragraph (4) of that Act, to revise Articles 115, paragraph (2), Article 118, paragraph (1), Article 119 and Article 199 of that Act, and to delete Article 59, paragraph (2) and Article 90, paragraph (2) of the Supplementary Provisions to that Act, the provisions in Article 29 of these Supplementary Provisions which is to revise Article 7, paragraph (2) of the Act on Special Measures under the Commercial Code Concerning Procedures for Canceling Shares (Act No. 55 of 1997) and the provisions in Article 31 of these Supplementary Provisions which are to revise Article 101, paragraph (1) and Article 102, paragraph (3) of the Act on Securitization of Specified Assets by Special Purpose Companies (Act No. 105 of 1998), shall come into effect as of April 1, 2000.
- この法律は、公布の日から起算して六月を超えない範囲内において政令で定 める日から施行する。ただし、第一条中商法第二百八十五条ノ四、第二百八十五条ノ五第二項、第二百八十五条ノ六第二項及び第三項、第二百九十条第一項並び に第二百九十三条ノ五第三項の改正規定並びに附則第六条中農林中央金庫法(大正十二年法律第四十二号)第二十三条第三項及び第二十四条第一項の改正規定、 附則第七条中商工組合中央金庫法(昭和十一年法律第十四号)第三十九条ノ三第三項及び第四十条ノ二第一項の改正規定、附則第九条中農業協同組合法(昭和二 十二年法律第百三十二号)第五十二条第一項の改正規定、附則第十条中証券取引法(昭和二十三年法律第二十五号)第五十三条第三項の改正規定及び同条第四項 を削る改正規定、附則第十一条中水産業協同組合法(昭和二十三年法律第二百四十二号)第五十六条第一項の改正規定、附則第十二条中協同組合による金融事業 に関する法律(昭和二十四年法律第百八十三号)第五条の五の次に一条を加える改正規定及び同法第十二条第一項の改正規定、附則第十三条中船主相互保険組合 法(昭和二十五年法律第百七十七号)第四十二条第一項の改正規定、附則第十六条中信用金庫法(昭和二十六年法律第二百三十八号)第五十五条の三第三項及び 第五十七条第一項の改正規定、附則第十八条中労働金庫法(昭和二十八年法律第二百二十七号)第六十一条第一項の改正規定、附則第二十三条中銀行法(昭和五 十六年法律第五十九号)第十七条の二第三項の改正規定及び同条第四項を削る改正規定、附則第二十六条の規定、附則第二十七条中保険業法(平成七年法律第百 五号)第十五条に一項を加える改正規定、同法第五十五条第一項及び第二項、第百十二条第一項並びに第百十二条の二第三項の改正規定、同条第四項を削る改正 規定、同法第百十五条第二項、第百十八条第一項、第百十九条及び第百九十九条の改正規定並びに同法附則第五十九条第二項及び附則第九十条第二項を削る改正 規定、附則第二十九条中株式の消却の手続に関する商法の特例に関する法律(平成九年法律第五十五号)第七条第二項の改正規定並びに附則第三十一条中特定目 的会社による特定資産の流動化に関する法律(平成十年法律第百五号)第百一条第一項及び第百二条第三項の改正規定は、平成十二年四月一日から施行する。
- This Act shall come into effect as from the date specified by a Cabinet Order within a period not exceeding six months from the day of promulgation; provided, however, that the provisions in Article 1 which are to revise Articles 285-4, 285-5(2), 285-6(2) and (3), 290(1) and 293-5(3) of the Commercial Code, and the provisions in Article 6 of these Supplementary Provisions which are to revise Articles 23(3) and 24(1) of the Norinchukin Bank Act (Act No. 42 of 1923), the provisions in Article 7 of these Supplementary Provisions which are to revise Articles 39-3(3) and 40-2(1) of the Shoko Chukin Bank Act (Act No. 14 of 1936), the provision in Article 9 of these Supplementary Provisions which is to revise Article 52(1) of the Agricultural Cooperatives Act (Act No. 132 of 1947), the provisions in Article 10 of these Supplementary Provisions which are to revise Article 53(3) of the Securities and Exchange Act (Act No. 25 of 1948) and to delete Article 53(4) of that Act, the provision in Article 11 of these Supplementary Provisions which is to revise Article 56(1) of the Fisheries Cooperatives Act (Act No. 242 of 1948), the provisions in Article 12 of these Supplementary Provisions which are to add a new Article after Article 5-5 of the Act on Financial Businesses by Cooperative (Act No. 183 of 1949) and to revise Article 12(1) of that Act, the provision in Article 13 of these Supplementary Provisions which is to revise Article 42(1) of the Ship Owner's Mutual Insurance Union Act (Act No. 177 of 1950), the provisions in Article 16 of these Supplementary Provisions which are to revise Articles 55-3(3) and 57(1) of the Shinkin Bank Act (Act No. 238 of 1951), the provision in Article 18 of these Supplementary Provisions which is to revise Article 61(1) of the Labor Bank Act (Act No. 227 of 1953), the provisions in Article 23 of these Supplementary Provisions which are to revise Article 17-2(3) of the Banking Act (Act No. 59 of 1981) and to delete Article 17-2(4) of that Act, the provisions of Article 26 of these Supplementary Provisions, the provisions in Article 27 of these Supplementary Provisions which are to add a new paragraph to Article 15 of the Insurance Business Act (Act No. 105 of 1995), to revise Articles 55(1) and (2), 112(1) and 112-2(3) of that Act, to delete Article 112-2(4), to revise Articles 115(2), 118(1), 119 and 199 of that Act, and to delete Articles 59(2) and 90(2) of the Supplementary Provisions to that Act, the provision in Article 29 of these Supplementary Provisions which is to revise Article 7(2) of the Act on Special Measures under the Commercial Code Concerning Procedures for Canceling Shares (Act No. 55 of 1997) and the provisions in Article 31 of these Supplementary Provisions which are to revise Articles 101(1) and 102(3) of the Act on Securitization of Specified Assets by Special Purpose Companies (Act No. 105 of 1998), shall come into effect as from April 1, 2000.
- 第一条中証券取引法目次の改正規定(「発行者である会社」を「発行者」に改める部分に限る。)、同法第二条第二項第三号の改正規定、同号を同項第五号とし、同項第二号の次に二号を加える改正規定、同条第十項及び同法第十三条第一項から第五項までの改正規定、同条第六項を削る改正規定、同法第十五条第一項及び第二項の改正規定(「又は登録金融機関は」を「、登録金融機関又は証券仲介業者は」に改める部分を除く。)、同条第三項の改正規定、同条第二項の次に三項を加える改正規定、同法第十七条、第十八条第二項、第二十条及び第二十一条第三項の改正規定、同条の次に二条を加える改正規定、同法第二十二条、第二十三条の二並びに第二十三条の十二第二項から第五項まで及び第九項の改正規定、同条第六項から第八項までを削る改正規定、同法第二十四条の四、第二十四条の五第五項並びに第二十四条の六第一項及び第三項の改正規定、同法第二章の二第一節の節名の改正規定、同法第二十七条の二第一項、第七項第二号及び第八項、第二十七条の三第四項、第二十七条の五、第二十七条の十第一項から第三項まで、第二十七条の十一第一項及び第四項、第二十七条の十二、第二十七条の十三第三項及び第五項並びに第二十七条の十五第二項の改正規定、同法第二章の二第二節の節名の改正規定、同法第二十七条の二十二の二第一項から第三項まで、第十一項及び第十二項並びに第二十七条の三十の九第一項及び第三項の改正規定、同条第二項を削る改正規定、同法第二十七条の三十の十一第一項及び第三項、第二十八条の二第三項、第二十八条の四第一項第七号並びに第六十五条第二項の改正規定、同項第六号及び第七号を削り、同項第八号を同項第六号とする改正規定、同法第六十五条の二第三項の改正規定、同条第五項の改正規定(「及び第四十四条第一号」を「、第四十四条(第二号を除く。)及び第四十五条」に改める部分及び後段を加える部分に限る。)、同法第六十五条の二第七項から第九項まで及び第十一項並びに第七十九条の五の改正規定、同法第七十九条の五十七第一項に一号を加える改正規定並びに同法第百七条の二第一項第二号、第百七条の三第一項第二号、第百五十五条第一項第二号、第百九十四条の六第二項第二号、第二百条第三号及び第二百五条第一号の改正規定、第二条中外国証券業者法第二条第三号の改正規定、第四条中投資信託法第二条第五項及び第三十三条第一項の改正規定、第六条中投資顧問業法第二条第五項の改正規定、第十三条中中小企業等協同組合法第八条第六項第三号の改正規定並びに次条から附則第七条まで並びに附則第十三条、第十四条及び第十七条から第十九条までの規定 平成十六年十二月一日
- From Article 1, the provisions revising the Table of Contents of the Securities and Exchange Act (limited to the portions changing 'company which is the issuer' to 'issuer'), the provisions revising Article 2, paragraph (2), item (iii) of the same Article, the provisions changing item (iii) to item (v) of the same paragraph and adding two items after item (ii) of the same paragraph, the provisions revising paragraph (10) of the same Article and Article 13, paragraphs (1) to (5) of the same Act, the provisions deleting paragraph (6) of the same Article, the provisions revising Article 15, paragraph (1) and paragraph (2) (excluding the portions changing 'or a registered financial institution' to ', a registered financial institution, or an introducing brokerage service provider'), the provisions revising paragraph (3) of the same Article, the provisions adding three paragraphs after paragraph (2) of the same Article, the provisions revising Article 17, Article 18, paragraph (2), Article 20, and Article 21, paragraph (3) of the same Act, the provisions adding two Articles after the same Article, the provisions revising Article 22, Article 23-2, and Article 23-12, paragraphs (2) to (5) and paragraph (9) of the same Act, the provisions deleting paragraphs (6) to (8) of the same Article, the provisions revising Article 24-4, Article 24-5, paragraph (5), and Article 24-6, paragraph (1) and paragraph (3) of the same Act, the provisions revising the Section name of Chapter II-2, Section 1 of the same Act, the provisions revising Article 27-2, paragraph (1), paragraph (7), item (ii), and paragraph (8), Article 27-3, paragraph (4), Article 27-5, Article 27-10, paragraphs (1) to (3), Article 27-11, paragraph (1) and paragraph (4), Article 27-12, Article 27-13, paragraph (3) and paragraph (5), and Article 27-15, paragraph (2) of the same Act, the provisions revising the Section name of Chapter II-2, Section 2 of the same Act, the provisions revising Article 27-22-2, paragraphs (1) to (3), paragraph (11), and paragraph (12), and Article 27-30-9, paragraph (1) and paragraph (3) of the same Act, the provisions deleting paragraph (2) of the same Article, the provisions revising Article 27-30-11, paragraph (1) and paragraph (3), Article 28-2, paragraph (3), Article 28-4, paragraph (1), item (vii), and Article 65, paragraph (2) of the same Act, the provisions deleting item (vi) and item (vii) of the same paragraph, the provisions changing item (viii) of the same paragraph to item (vi) of the same paragraph, the provisions revising Article 65-2, paragraph (3) of the same Act, the provisions revising paragraph (5) of the same Act (limited to the portions changing 'and Article 44, item (i)' to ', Article 44 [excluding item (ii)], and Article 45' and the portions adding a second sentence), the provisions revising Article 65-2, paragraphs (7) to (9) and paragraph (11) and Article 79-5 of the same Act, the provisions adding an additional item to Article 79-57, paragraph (1) of the same Act, and the provisions revising Article 107-2, paragraph (1), item (ii), Article 107-3, paragraph (1), item (ii), Article 155, paragraph (1), item (ii), Article 194-6, paragraph (2), item (ii), Article 200, item (iii), and Article 205, item (i) of the same Act; from Article 2, the provisions revising Article 2, item (iii) of the Foreign Securities Brokers Act; from Article 4, the provisions revising Article 2, paragraph (5) and Article 33, paragraph (1) of the Investment Trust Act; from Article 6, the provisions revising Article 2, paragraph (5) of the Investment Advisory Business Act; from Article 13, the provisions revising Article 8, paragraph (6), item (iii) of the Small and Medium-Sized Enterprise Cooperatives Act; and the provisions of the following Article to Article 7 of the Supplementary Provisions, and Article 13, Article 14, and Articles 17 to 19 of the Supplementary Provisions- December 1, 2004
- 会社法第七百十六条から第七百四十二条まで、第七編第二章第七節、第八百六十八条第三項、第八百六十九条、第八百七十条(第十号から第十二号までに係る部分に限る。)、第八百七十一条、第八百七十二条(第四号に係る部分に限る。)、第八百七十三条、第八百七十四条(第四号に係る部分に限る。)、第八百七十五条及び第八百七十六条の規定は、投資法人が投資法人債を発行する場合における投資法人債、投資法人債権者、投資法人債券、投資法人債管理者又は投資法人債権者集会について準用する。この場合において、同法第七百十六条中「この法律」とあるのは「投資法人法」と、同法第七百二十四条第二項第一号中「第七百六条第一項各号」とあるのは「投資法人法第百三十九条の九第四項各号」と、同項第二号中「第七百六条第一項、」とあるのは「投資法人法第百三十九条の九第四項の規定並びに」と、同法第七百三十三条第一号中「第六百七十六条」とあるのは「投資法人法第百三十九条の三第一項」と、同法第七百三十七条第二項及び第七百四十一条第三項中「第七百五条第一項」とあるのは「投資法人法第百三十九条の九第一項」と、同法第七百四十条第一項中「第四百四十九条、第六百二十七条、第六百三十五条、第六百七十条、第七百七十九条(第七百八十一条第二項において準用する場合を含む。)、第七百八十九条(第七百九十三条第二項において準用する場合を含む。)、第七百九十九条(第八百二条第二項において準用する場合を含む。)又は第八百十条(第八百十三条第二項」とあるのは「投資法人法第百四十二条第一項から第五項まで又は第百四十九条の四(投資法人法第百四十九条の九又は第百四十九条の十四」と、同条第二項中「第七百二条」とあるのは「投資法人法第百三十九条の八」と、同条第三項中「第四百四十九条第二項、第六百二十七条第二項、第六百三十五条第二項、第六百七十条第二項、第七百七十九条第二項(第七百八十一条第二項において準用する場合を含む。以下この項において同じ。)、第七百八十九条第二項(第七百九十三条第二項において準用する場合を含む。以下この項において同じ。)、第七百九十九条第二項(第八百二条第二項において準用する場合を含む。以下この項において同じ。)及び第八百十条第二項(第八百十三条第二項」とあるのは「投資法人法第百四十二条第二項及び第百四十九条の四第二項(投資法人法第百四十九条の九及び第百四十九条の十四」と、「第四百四十九条第二項、第六百二十七条第二項、第六百三十五条第二項、第六百七十条第二項、第七百七十九条第二項及び第七百九十九条第二項」とあるのは「投資法人法第百四十二条第二項及び第百四十九条の四第二項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- The provisions of Article 716 through Article 742, the provisions of Part VII, Chapter II, Section 7, Article 868, paragraph (3), Article 869, Article 870 (limited to the part pertaining to item (x) through item (xii)), Article 871, Article 872 (limited to the part pertaining to item (iv)), Article 873, Article 874 (limited to the part pertaining to item (iv)), Article 875, and Article 876 of the Companies Act shall apply mutatis mutandis to the Investment Corporation Bonds, Creditors of an Investment Corporation, Investment Corporation Bond Certificates, the manager of Investment Corporation Bonds, and Investment Corporation Creditors' meetings when the Investment Corporation issues Investment Corporation Bonds. In this case, the phrase 'this Act' in Article 716 of that Act shall be deemed to be replaced with 'the Investment Corporations Act,' the phrase 'each item of Article 706(1)' in Article 724, paragraph (2), item (i) of the Companies Act shall be deemed to be replaced with 'the items of Article 139-9, paragraph (4) of the Investment Corporations Act,' the term 'Article 676' in Article 733, item (i) of the Companies Act shall be deemed to be replaced with 'Article 139-3, paragraph (1) of the Investment Corporations Act,' the phrase 'paragraphs (1) through (3) of Article 705' in Article 737, paragraph (2) of the Companies Act shall be deemed to be replaced with 'Article 139-9, paragraph (1) through paragraph (3) of the Investment Corporations Act,' the term 'paragraph (1) of Article 705' in Article 741, paragraph (3) of the Companies Act shall be deemed to be replaced with 'Article 139-9, paragraph (1) of the Investment Corporations Act,' the phrase 'Article 449, Article 627, Article 635, Article 670, Article 779 (including cases where applied mutatis mutandis under paragraph (2) of Article 781), Article 789 (including cases where applied mutatis mutandis under paragraph (2) of Article 793), Article 799 (including cases where applied mutatis mutandis under paragraph (2) of Article 802) or Article 810 (including cases where applied mutatis mutandis in paragraph (2) of Article 813)' in Article 740, paragraph (1) of the Companies Act shall be deemed to be replaced with 'paragraph (1) through paragraph (5) of Article 142 or Article 149-4 (including cases where applied mutatis mutandis pursuant to Article 149-9 or Article 149-14) of the Investment Corporations Act,' the term 'Article 702' in Article 740, paragraph (2) of the Companies Act shall be deemed to be replaced with 'Article 139-8 of the Investment Corporations Act,' the phrases 'paragraph (2) of Article 449, paragraph (2) of Article 627, (hereinafter in this paragraph including cases where applied mutatis mutandis under paragraph (2) of Article 781), paragraph (2) of Article 789, (hereinafter in this paragraph including cases where applied mutatis mutandis under paragraph (2) of Article 793), paragraph (2) of Article 799, (hereinafter in this paragraph including cases where applied mutatis mutandis under paragraph (2) of Article 802), paragraph (2) of Article 810, (hereinafter in this paragraph including cases where applied mutatis mutandis under paragraph (2) of Article 813)' and 'paragraph (2) of Article 449, paragraph (2) of Article 627, paragraph (2) of Article 635, paragraph (2) of Article 670, paragraph (2) of Article 779 and paragraph (2) of Article 799' in Article 740, paragraph (3) of the Companies Act shall be deemed to be replaced with 'Article 142, paragraph (2) and Article 149-4, paragraph (2) (including the cases where it is applied mutatis mutandis pursuant to Article 149-9 and Article 149-14 of the Investment Corporations Act; hereinafter the same shall apply in this paragraph) of the Investment Corporations Act' and 'Article 142, paragraph (2) and Article 149-4, paragraph (2) of the Investment Corporations Act' respectively, and any other necessary technical replacement of terms shall be specified by a Cabinet Order.